Last 12 months
Inside the activity.
1 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2016 Filed Nov 22, 2016 21:24 UTC |
Stief Brian JExecutive VP and CFO
|
GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 10,048.09 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068112 · form4.xml · derivative · entry 2 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,782.01 Underlying: Ordinary Shares · 10,048.09 shares Expires not disclosed F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2016. The Compensation Committee approved the performance results on November 18, 2016. Receipt of the related shares is deferred to a future date. F2 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F2 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:24 UTC |
Stief Brian JExecutive VP and CFO
|
GrantOrdinary Shares | 10,045.99 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068112 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,426.99 F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2016. The Compensation Committee approved the performance results on November 18, 2016. Receipt of the related shares is deferred to a future date. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:11 UTC |
Jackson William CVP & President, BE
|
GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 57,422.81 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068101 · form4.xml · derivative · entry 2 Jackson William C · CIK 0001522750 · VP & President, BE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,883.701 Underlying: Ordinary Shares · 57,422.81 shares Expires not disclosed F2 · shares: Represents performance share units for the three-year performance period ended September 30, 2016. The Compensation Committee approved the performance results on November 18, 2016. Receipt of the related shares is deferred to a future date. F3 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F3 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:11 UTC |
Jackson William CVP & President, BE
|
GrantOrdinary Shares | 58,480.34 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068101 · form4.xml · nonDerivative · entry 1 Jackson William C · CIK 0001522750 · VP & President, BE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,159.03 F1 · shares: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:20 UTC |
Walicki Joseph AVice President & President, PS
|
GrantOrdinary Shares | 34,306.31 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068108 · form4.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,331.59 F1 · shares: Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| October 12, 2016 Filed Oct 14, 2016 13:10 UTC |
Pfeiffer Johan FredrikPres. Bldg. Solutions EMEA
|
Tax withholdingOrdinary Shares | 660 | $44.23 | $29,191.80 |
DisclosureSEC source: 0001127602-16-064790 · form4.xml · nonDerivative · entry 1 Pfeiffer Johan Fredrik · CIK 0001493450 · Pres. Bldg. Solutions EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,096 Read SEC document |
| October 12, 2016 Filed Oct 14, 2016 13:08 UTC |
Reinsdorf Judith AExecutive VP & General Counsel
|
Tax withholdingOrdinary Shares | 1,058 | $44.23 | $46,795.34 |
DisclosureSEC source: 0001127602-16-064788 · form4.xml · nonDerivative · entry 1 Reinsdorf Judith A · CIK 0001305361 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,853 Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:11 UTC |
Rishi Girish DVP & President, Tech Solutions
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 48,665 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-064638 · form4.xml · derivative · entry 2 Rishi Girish D · CIK 0001578454 · VP & President, Tech Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,665 Underlying: Ordinary Shares · 48,665 shares Expires 2026-10-07 F2 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:11 UTC |
Rishi Girish DVP & President, Tech Solutions
|
GrantOrdinary Shares | 9,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064638 · form4.xml · nonDerivative · entry 1 Rishi Girish D · CIK 0001578454 · VP & President, Tech Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,211 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:34 UTC |
Jackson William CVP & President, BE
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 75,194 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-064663 · form4.xml · derivative · entry 2 Jackson William C · CIK 0001522750 · VP & President, BE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,194 Underlying: Ordinary Shares · 75,194 shares Expires 2026-10-07 F2 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:34 UTC |
Jackson William CVP & President, BE
|
GrantOrdinary Shares | 14,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064663 · form4.xml · nonDerivative · entry 1 Jackson William C · CIK 0001522750 · VP & President, BE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,324.51 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:27 UTC |
Davis SimonVP & Chief Human Resources Ofc
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 32,258 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-064655 · form4.xml · derivative · entry 4 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,258 Underlying: Ordinary Shares · 32,258 shares Expires 2026-10-07 F5 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:27 UTC |
Davis SimonVP & Chief Human Resources Ofc
|
GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 3,202 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064655 · form4.xml · derivative · entry 3 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,785.51 Underlying: Ordinary Shares · 3,202 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one ordinary share of JCI plc. F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:27 UTC |
Davis SimonVP & Chief Human Resources Ofc
|
GrantOrdinary Shares | 3,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064655 · form4.xml · nonDerivative · entry 1 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,948.24 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:31 UTC |
Walicki Joseph AVice President & President, PS
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 71,051 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-064659 · form4.xml · derivative · entry 3 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,051 Underlying: Ordinary Shares · 71,051 shares Expires 2026-10-07 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:31 UTC |
Walicki Joseph AVice President & President, PS
|
GrantOrdinary Shares | 14,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064659 · form4.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,229.8 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:22 UTC |
Vincent Suzanne MVP, Controller & CAO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 11,095 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-064651 · form4.xml · derivative · entry 3 Vincent Suzanne M · CIK 0001620748 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,095 Underlying: Ordinary Shares · 11,095 shares Expires 2026-10-07 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:22 UTC |
Vincent Suzanne MVP, Controller & CAO
|
GrantOrdinary Shares | 2,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064651 · form4.xml · nonDerivative · entry 1 Vincent Suzanne M · CIK 0001620748 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,230.18 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:20 UTC |
Nevill Trent MVP & President, Asia Pacific
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 41,713 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-064649 · form4.xml · derivative · entry 3 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,713 Underlying: Ordinary Shares · 41,713 shares Expires 2026-10-07 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:20 UTC |
Nevill Trent MVP & President, Asia Pacific
|
GrantOrdinary Shares | 8,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064649 · form4.xml · nonDerivative · entry 1 Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,584.32 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:18 UTC |
Molinaroli Alex AChairman & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 293,770 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-064647 · form4.xml · derivative · entry 3 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,770 Underlying: Ordinary Shares · 293,770 shares Expires 2026-10-07 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:18 UTC |
Molinaroli Alex AChairman & CEO
|
GrantOrdinary Shares | 58,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064647 · form4.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 938,808.719 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:12 UTC |
Oliver GeorgePresident & COO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 229,421 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-064642 · form4.xml · derivative · entry 2 Oliver George · CIK 0001403297 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,421 Underlying: Ordinary Shares · 229,421 shares Expires 2026-10-07 F2 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:12 UTC |
Oliver GeorgePresident & COO
|
GrantOrdinary Shares | 45,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064642 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,778 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:08 UTC |
Stief Brian JExecutive VP and CFO
|
GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 6,182 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064636 · form4.xml · derivative · entry 3 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,000.72 Underlying: Ordinary Shares · 6,182 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one ordinary share of JCI plc. F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:08 UTC |
Stief Brian JExecutive VP and CFO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 62,291 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-064636 · form4.xml · derivative · entry 2 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,291 Underlying: Ordinary Shares · 62,291 shares Expires 2026-10-07 F2 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:08 UTC |
Stief Brian JExecutive VP and CFO
|
GrantOrdinary Shares | 6,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064636 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,738 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:06 UTC |
Reinsdorf Judith AExecutive VP & General Counsel
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 55,617 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-064634 · form4.xml · derivative · entry 2 Reinsdorf Judith A · CIK 0001305361 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,617 Underlying: Ordinary Shares · 55,617 shares Expires 2026-10-07 F2 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:06 UTC |
Reinsdorf Judith AExecutive VP & General Counsel
|
GrantOrdinary Shares | 11,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064634 · form4.xml · nonDerivative · entry 1 Reinsdorf Judith A · CIK 0001305361 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,911 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 21:00 UTC Amendment |
Davis SimonVP & Chief Human Resources Ofc
|
GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 3,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065294 · form4a.xml · derivative · entry 3 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,204.51 Underlying: Ordinary Shares · 3,621 shares Expires not disclosed F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 21:00 UTC Amendment |
Davis SimonVP & Chief Human Resources Ofc
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 36,484 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-065294 · form4a.xml · derivative · entry 2 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,484 Underlying: Ordinary Shares · 36,484 shares Expires 2026-10-07 F2 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 32,258 employee stock options granted on October 7, 2016. F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 21:00 UTC Amendment |
Davis SimonVP & Chief Human Resources Ofc
|
GrantOrdinary Shares | 3,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065294 · form4a.xml · nonDerivative · entry 1 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,368.24 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 3,201 ordinary shares underlying restricted share unitsgranted on October 7, 2016 and the acquisition of 3,202 phantom stock units also on October 7, 2016. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 21:04 UTC Amendment |
Vincent Suzanne MVP, Controller & CAO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 12,875 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-065296 · form4a.xml · derivative · entry 2 Vincent Suzanne M · CIK 0001620748 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,875 Underlying: Ordinary Shares · 12,875 shares Expires 2026-10-07 F2 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 11,095 employee stock options granted on October 7, 2016. F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 21:04 UTC Amendment |
Vincent Suzanne MVP, Controller & CAO
|
GrantOrdinary Shares | 2,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065296 · form4a.xml · nonDerivative · entry 1 Vincent Suzanne M · CIK 0001620748 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,583.18 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 2,202 ordinary shares underlying restricted share units granted on October 7, 2016. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 20:58 UTC Amendment |
Walicki Joseph AVice President & President, PS
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 73,192 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-065292 · form4a.xml · derivative · entry 2 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,192 Underlying: Ordinary Shares · 73,192 shares Expires 2026-10-07 F2 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 71,051 employee stock options granted on October 7, 2016. F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 20:58 UTC Amendment |
Walicki Joseph AVice President & President, PS
|
GrantOrdinary Shares | 14,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065292 · form4a.xml · nonDerivative · entry 1 Walicki Joseph A · CIK 0001629558 · Vice President & President, PS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,654.8 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 14,103 ordinary shares underlying restricted share units granted on October 7, 2016. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 20:53 UTC Amendment |
Stief Brian JExecutive VP and CFO
|
GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 7,405 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065288 · form4a.xml · derivative · entry 3 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,223.72 Underlying: Ordinary Shares · 7,405 shares Expires not disclosed F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 6,182 ordinary shares underlying restricted share units granted on October 7, 2016 and the acquisition of 6,182 phantom stock units also on October 7, 2016. F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 20:53 UTC Amendment |
Stief Brian JExecutive VP and CFO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 74,610 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-065288 · form4a.xml · derivative · entry 2 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,610 Underlying: Ordinary Shares · 74,610 shares Expires 2026-10-07 F2 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 62,291 employee stock options granted on October 7, 2016. F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 20:53 UTC Amendment |
Stief Brian JExecutive VP and CFO
|
GrantOrdinary Shares | 7,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065288 · form4a.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,961 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 6,182 ordinary shares underlying restricted share units granted on October 7, 2016 and the acquisition of 6,182 phantom stock units also on October 7, 2016. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 20:55 UTC Amendment |
Jackson William CVP & President, BE
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 76,724 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-065290 · form4a.xml · derivative · entry 2 Jackson William C · CIK 0001522750 · VP & President, BE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,724 Underlying: Ordinary Shares · 76,724 shares Expires 2026-10-07 F2 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 75,194 employee stock options granted on October 7, 2016. F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 20:55 UTC Amendment |
Jackson William CVP & President, BE
|
GrantOrdinary Shares | 15,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065290 · form4a.xml · nonDerivative · entry 1 Jackson William C · CIK 0001522750 · VP & President, BE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,627.51 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 14,926 ordinary shares underlying restricted share units granted on October 7, 2016. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 20:51 UTC Amendment |
Molinaroli Alex AChairman & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 318,298 | $0.00 Strike: $45.29 | $0.00 |
DisclosureSEC source: 0001127602-16-065286 · form4a.xml · derivative · entry 2 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,298 Underlying: Ordinary Shares · 318,298 shares Expires 2026-10-07 F2 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 293,770 employee stock options granted on October 7, 2016. F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| October 07, 2016 Filed Oct 26, 2016 20:51 UTC Amendment |
Molinaroli Alex AChairman & CEO
|
GrantOrdinary Shares | 63,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065286 · form4a.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 943,676.719 F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 58,313 ordinary shares underlying restricted share units granted on October 7, 2016. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:43 UTC |
Oliver GeorgePresident & COO
|
Tax withholdingOrdinary Shares | 33,804 | $46.30 | $1,565,125.20 |
DisclosureSEC source: 0001127602-16-064051 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,239 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:41 UTC |
Reinsdorf Judith AExecutive VP & General Counsel
|
Tax withholdingOrdinary Shares | 6,546 | $46.30 | $303,079.80 |
DisclosureSEC source: 0001127602-16-064042 · form4.xml · nonDerivative · entry 1 Reinsdorf Judith A · CIK 0001305361 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,872 Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:21 UTC |
Molinaroli Alex AChairman & CEO
|
GrantOrdinary Shares | 417,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062426 · form4.xml · nonDerivative · entry 2 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,979.719 F1 · shares: Reflects grant of restricted stock units that, subject to certain forfeiture and accelerated vesting provisions, will vest 30 months from the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:21 UTC |
Molinaroli Alex AChairman & CEO
|
GrantOrdinary Shares | 146,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062426 · form4.xml · nonDerivative · entry 1 Molinaroli Alex A · CIK 0001292960 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,094.719 F1 · shares: Reflects grant of restricted stock units that, subject to certain forfeiture and accelerated vesting provisions, will vest 30 months from the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:19 UTC |
Davis SimonVP & Chief Human Resources Ofc
|
GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 15,671 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062424 · form4.xml · derivative · entry 5 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,583.51 Underlying: Ordinary Shares · 15,671 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one ordinary share of JCI plc. F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:19 UTC |
Davis SimonVP & Chief Human Resources Ofc
|
GrantPhantom Stock Units - Restricted Stock Plan · Derivative | 6,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062424 · form4.xml · derivative · entry 4 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,912.51 Underlying: Ordinary Shares · 6,529 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one ordinary share of JCI plc. F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:19 UTC |
Davis SimonVP & Chief Human Resources Ofc
|
GrantOrdinary Shares | 15,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062424 · form4.xml · nonDerivative · entry 2 Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,590.82 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.