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NYSE · USD

JCI

Johnson Controls International plc

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2940
SEC CIK
0000833444
Parsed reports
774

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202613
Mar 202600
Apr 202600
May 202605
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2019 Filed Dec 3, 2019 21:41 UTC
RAMASWAMY SREEGANESHVP & Pres, Global Services
GrantOrdinary Shares 56,764 $42.28 $2,399,981.92
Disclosure

SEC source: 0001127602-19-034153 · form4.xml · nonDerivative · entry 1

RAMASWAMY SREEGANESH · CIK 0001795545 · VP & Pres, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,764

F1 · kind: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · shares: Subject to certain acceleration and forfeiture provisions, 33 percent vest on the first anniversary of the grant date and the remaining 67 percent vest on the third anniversary of the grant date.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:35 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,675 $0.00 Strike: $21.14 $0.00
Disclosure

SEC source: 0001127602-19-034147 · form4.xml · derivative · entry 5

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,072

Underlying: Ordinary Shares · 11,675 shares

Expires 2021-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:35 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,877 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001127602-19-034147 · form4.xml · derivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,892

Underlying: Ordinary Shares · 13,877 shares

Expires 2020-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:35 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 21,863 $42.59 $931,145.17
Disclosure

SEC source: 0001127602-19-034147 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,509.04

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.41 to $42.83 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:35 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 11,675 $21.14 $246,809.50
Disclosure

SEC source: 0001127602-19-034147 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,372.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:35 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 13,877 $17.79 $246,871.83
Disclosure

SEC source: 0001127602-19-034147 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,697.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 02, 2019 Filed Jan 24, 2020 19:08 UTC Amendment
RAMASWAMY SREEGANESHVP & Pres, Global Services
GrantOrdinary Shares 56,777 $42.27 $2,399,963.79
Disclosure

SEC source: 0001127602-20-002348 · form4a.xml · nonDerivative · entry 1

RAMASWAMY SREEGANESH · CIK 0001795545 · VP & Pres, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,777

F1 · shares: The FMV applied to RSU award issued on 12/2/2019 was incorrect by one cent which resulted in the RSU award being short by 13 shares: the actual amount granted is 56,777. The value granted did not change.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:15 UTC
VanHimbergen Robert MVP Corporate Controller
GiftOrdinary Shares 1,083 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032514 · form4.xml · nonDerivative · entry 2

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,205.43

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:15 UTC
VanHimbergen Robert MVP Corporate Controller
SaleOrdinary Shares 2,385 $41.97 $100,098.45
Disclosure

SEC source: 0001127602-19-032514 · form4.xml · nonDerivative · entry 1

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,288.43

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.82 to $42.13 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:01 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,675 $0.00 Strike: $21.14 $0.00
Disclosure

SEC source: 0001127602-19-031866 · form4.xml · derivative · entry 6

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,747

Underlying: Ordinary Shares · 11,675 shares

Expires 2021-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:01 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,877 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001127602-19-031866 · form4.xml · derivative · entry 5

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,769

Underlying: Ordinary Shares · 13,877 shares

Expires 2020-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:01 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 10,094 $43.65 $440,603.10
Disclosure

SEC source: 0001127602-19-031866 · form4.xml · nonDerivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,820.04

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.43 to $43.84 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:01 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 11,713 $43.65 $511,272.45
Disclosure

SEC source: 0001127602-19-031866 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,914.04

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.43 to $43.84 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:01 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 11,675 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031866 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897,627.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:01 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 13,877 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031866 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,952.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 14, 2019 Filed Oct 16, 2019 20:14 UTC
ELLIS MICHAEL JEVP Chief Digital Officer
GrantOrdinary Shares 40,246 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-030614 · form4.xml · nonDerivative · entry 1

ELLIS MICHAEL J · CIK 0001791056 · EVP Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,246

F1 · kind: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · shares: Subject to certain acceleration and forfeiture provisions, 100 percent vest on the third anniversary of the grant date.

F3 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 15:39 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
SaleOrdinary Shares 764 $42.50 $32,470.00
Disclosure

SEC source: 0001127602-19-030471 · form4.xml · nonDerivative · entry 1

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,447.06

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 09, 2019 Filed Oct 10, 2019 20:44 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
SaleOrdinary Shares 1,870 $41.76 $78,091.20
Disclosure

SEC source: 0001127602-19-030382 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,215.31

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.61 to $41.91 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 22:36 UTC
Oliver GeorgeChairman & CEO
Tax withholdingOrdinary Shares 8,491 $42.24 $358,659.84
Disclosure

SEC source: 0001127602-19-030343 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,075.04

Read SEC document
October 07, 2019 Filed Oct 9, 2019 22:34 UTC
VanHimbergen Robert MVP Corporate Controller
Tax withholdingOrdinary Shares 494 $42.24 $20,866.56
Disclosure

SEC source: 0001127602-19-030341 · form4.xml · nonDerivative · entry 1

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,621.77

Read SEC document
October 07, 2019 Filed Oct 9, 2019 22:27 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
Tax withholdingOrdinary Shares 678 $42.24 $28,638.72
Disclosure

SEC source: 0001127602-19-030334 · form4.xml · nonDerivative · entry 1

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,211.06

Read SEC document
October 07, 2019 Filed Oct 9, 2019 22:32 UTC
Stief Brian JExecutive VP and CFO
Tax withholdingOrdinary Shares 1,371 $42.24 $57,911.04
Disclosure

SEC source: 0001127602-19-030339 · form4.xml · nonDerivative · entry 1

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,954.79

Read SEC document
October 07, 2019 Filed Oct 9, 2019 22:24 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
Tax withholdingOrdinary Shares 1,769 $42.24 $74,722.56
Disclosure

SEC source: 0001127602-19-030332 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,928.21

Read SEC document
October 01, 2019 Filed Oct 3, 2019 14:34 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,675 $0.00 Strike: $21.14 $0.00
Disclosure

SEC source: 0001127602-19-029883 · form4.xml · derivative · entry 6

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,422

Underlying: Ordinary Shares · 11,675 shares

Expires 2021-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 14:34 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,877 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001127602-19-029883 · form4.xml · derivative · entry 5

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,646

Underlying: Ordinary Shares · 13,877 shares

Expires 2020-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 14:34 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 900 $44.09 $39,681.00
Disclosure

SEC source: 0001127602-19-029883 · form4.xml · nonDerivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,737.69

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.07 to $44.12 inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 14:34 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 20,905 $43.38 $906,858.90
Disclosure

SEC source: 0001127602-19-029883 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,637.69

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.05 to $44.04 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 14:34 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 11,675 $21.14 $246,809.50
Disclosure

SEC source: 0001127602-19-029883 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,542.69

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 14:34 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 13,877 $17.79 $246,871.83
Disclosure

SEC source: 0001127602-19-029883 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,867.69

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 22:25 UTC
Brannemo TomasVP & President, BTS EMEALA
GrantOrdinary Shares 45,568 $43.89 $1,999,979.52
Disclosure

SEC source: 0001127602-19-029508 · form4.xml · nonDerivative · entry 1

Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,568

F1 · kind: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · shares: Subject to certain acceleration and forfeiture provisions, 33 percent vest on the first anniversary of the grant date and the remaining 66 percent vest on the third anniversary.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 19:02 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 37,986 $0.00 Strike: $28.14 $0.00
Disclosure

SEC source: 0001127602-19-028326 · form4.xml · derivative · entry 3

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 37,986 shares

Expires 2020-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 19:02 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
SaleOrdinary Shares 37,986 $44.29 $1,682,399.94
Disclosure

SEC source: 0001127602-19-028326 · form4.xml · nonDerivative · entry 2

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,506.01

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.25 to $44.39 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 19:02 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
Exercise / conversionOrdinary Shares 37,986 $28.14 $1,068,926.04
Disclosure

SEC source: 0001127602-19-028326 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,492.01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 18:52 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $25.67 $0.00
Disclosure

SEC source: 0001127602-19-028324 · form4.xml · derivative · entry 3

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 14,000 shares

Expires 2022-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 18:52 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
SaleOrdinary Shares 14,000 $44.28 $619,920.00
Disclosure

SEC source: 0001127602-19-028324 · form4.xml · nonDerivative · entry 2

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,766.55

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.25 to $44.38 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 18:52 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
Exercise / conversionOrdinary Shares 14,000 $25.67 $359,380.00
Disclosure

SEC source: 0001127602-19-028324 · form4.xml · nonDerivative · entry 1

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,766.55

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 20:23 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
SaleOrdinary Shares 52,655 $42.91 $2,259,505.03
Disclosure

SEC source: 0001127602-19-028044 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,506.01

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

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September 05, 2019 Filed Sep 6, 2019 20:18 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
SaleOrdinary Shares 13,908 $42.88 $596,426.50
Disclosure

SEC source: 0001127602-19-028042 · form4.xml · nonDerivative · entry 1

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,766.55

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September 03, 2019 Filed Sep 5, 2019 11:58 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,641 $0.00 Strike: $16.10 $0.00
Disclosure

SEC source: 0001127602-19-027944 · form4.xml · derivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 16,641 shares

Expires 2019-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

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September 03, 2019 Filed Sep 5, 2019 11:58 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 11,207 $42.07 $471,478.49
Disclosure

SEC source: 0001127602-19-027944 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,990.69

F1 · shares: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.88 to $42.31 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4.

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September 03, 2019 Filed Sep 5, 2019 11:58 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 16,641 $16.10 $267,920.10
Disclosure

SEC source: 0001127602-19-027944 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887,197.69

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction effected pursuant to a Rule 10b5-1 trading plan.

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September 02, 2019 Filed Sep 4, 2019 22:04 UTC
Williams Jeffrey MVP & Pres Bldg Sol EMEA LatAm
Tax withholdingOrdinary Shares 48,225 $42.69 $2,058,725.25
Disclosure

SEC source: 0001127602-19-027926 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres Bldg Sol EMEA LatAm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,161.01

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September 02, 2019 Filed Sep 4, 2019 22:06 UTC
Stief Brian JExecutive VP and CFO
Tax withholdingOrdinary Shares 23,843 $42.69 $1,017,857.67
Disclosure

SEC source: 0001127602-19-027929 · form4.xml · nonDerivative · entry 1

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,105.05

Read SEC document
September 02, 2019 Filed Sep 4, 2019 22:02 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
Tax withholdingOrdinary Shares 12,335 $42.69 $526,581.15
Disclosure

SEC source: 0001127602-19-027924 · form4.xml · nonDerivative · entry 1

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,674.55

Read SEC document
September 02, 2019 Filed Sep 4, 2019 21:59 UTC
VanHimbergen Robert MVP Corporate Controller
Tax withholdingOrdinary Shares 3,263 $42.69 $139,297.47
Disclosure

SEC source: 0001127602-19-027921 · form4.xml · nonDerivative · entry 1

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,061.07

Read SEC document
August 30, 2019 Filed Aug 30, 2019 19:56 UTC
VanHimbergen Robert MVP Corporate Controller
SaleOrdinary Shares 1,700 $42.99 $73,083.00
Disclosure

SEC source: 0001127602-19-027647 · form4.xml · nonDerivative · entry 1

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,324.07

Read SEC document
August 26, 2019 Filed Aug 26, 2019 20:41 UTC PurchaseOrdinary Shares 6,220 $41.40 $257,508.00
Disclosure

SEC source: 0001127602-19-027406 · form4.xml · nonDerivative · entry 1

HAGGERTY GRETCHEN R · CIK 0001236161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,860.2

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $41.4050 to $41.4087 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 of this Form 4.

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August 01, 2019 Filed Aug 2, 2019 20:13 UTC
VanHimbergen Robert MVP Corporate Controller
SaleOrdinary Shares 2,300 $42.05 $96,703.50
Disclosure

SEC source: 0001127602-19-025865 · form4.xml · nonDerivative · entry 1

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,024.07

Read SEC document
August 01, 2019 Filed Aug 2, 2019 20:16 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,638 $0.00 Strike: $16.10 $0.00
Disclosure

SEC source: 0001127602-19-025871 · form4.xml · derivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,641

Underlying: Ordinary Shares · 16,638 shares

Expires 2019-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 20:16 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 2,000 $42.26 $84,520.00
Disclosure

SEC source: 0001127602-19-025871 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,556.69

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.66 to $42.81 inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.