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NYSE · USD

JCI

Johnson Controls International plc

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Tapewire entity
2940
SEC CIK
0000833444
Parsed reports
774

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202613
Mar 202600
Apr 202600
May 202605
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2020 Filed Jun 3, 2020 19:29 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 11,675 $21.14 $246,809.50
Disclosure

SEC source: 0001127602-20-018658 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034,250.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 19:29 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 13,877 $17.79 $246,871.83
Disclosure

SEC source: 0001127602-20-018658 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,575.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 01, 2020 Filed May 4, 2020 22:34 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,675 $0.00 Strike: $21.14 $0.00
Disclosure

SEC source: 0001127602-20-015298 · form4.xml · derivative · entry 6

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,697

Underlying: Ordinary Shares · 11,675 shares

Expires 2021-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
May 01, 2020 Filed May 4, 2020 22:34 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,877 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001127602-20-015298 · form4.xml · derivative · entry 5

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,507

Underlying: Ordinary Shares · 13,877 shares

Expires 2020-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
May 01, 2020 Filed May 4, 2020 22:34 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 1,500 $28.78 $43,170.00
Disclosure

SEC source: 0001127602-20-015298 · form4.xml · nonDerivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,698.65

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.56 to $29.05 inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.

Read SEC document
May 01, 2020 Filed May 4, 2020 22:34 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 21,993 $27.78 $610,965.54
Disclosure

SEC source: 0001127602-20-015298 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,198.65

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.48 to $28.41 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
May 01, 2020 Filed May 4, 2020 22:34 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 11,675 $21.14 $246,809.50
Disclosure

SEC source: 0001127602-20-015298 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032,191.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 01, 2020 Filed May 4, 2020 22:34 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 13,877 $17.79 $246,871.83
Disclosure

SEC source: 0001127602-20-015298 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020,516.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:05 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,675 $0.00 Strike: $21.14 $0.00
Disclosure

SEC source: 0001127602-20-012684 · form4.xml · derivative · entry 6

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,372

Underlying: Ordinary Shares · 11,675 shares

Expires 2021-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:05 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,877 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001127602-20-012684 · form4.xml · derivative · entry 5

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,384

Underlying: Ordinary Shares · 13,877 shares

Expires 2020-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:05 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 3,700 $26.07 $96,459.00
Disclosure

SEC source: 0001127602-20-012684 · form4.xml · nonDerivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005,544.58

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F3 · shares: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.98 to $26.19 inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:05 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 20,205 $25.52 $515,631.60
Disclosure

SEC source: 0001127602-20-012684 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,009,244.58

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · shares: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.97 to $25.97 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:05 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 11,675 $21.14 $246,809.50
Disclosure

SEC source: 0001127602-20-012684 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,449.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:05 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 13,877 $17.79 $246,871.83
Disclosure

SEC source: 0001127602-20-012684 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017,774.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 22:24 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
Tax withholdingOrdinary Shares 1,722 $38.16 $65,711.52
Disclosure

SEC source: 0001127602-20-010134 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,874.43

Read SEC document
March 05, 2020 Filed Mar 6, 2020 21:01 UTC GrantOrdinary Shares 4,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009787 · form4.xml · nonDerivative · entry 2

Dunbar Webster Roy · CIK 0001305807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,639.3

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 21:06 UTC
YOST R DAVIDDirector
GrantOrdinary Shares 4,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009796 · form4.xml · nonDerivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,991.2434

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 21:04 UTC GrantOrdinary Shares 4,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009790 · form4.xml · nonDerivative · entry 2

Tinggren Juergen · CIK 0001600714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,611.77

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 21:07 UTC
YOUNG JOHN DDirector
GrantOrdinary Shares 4,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009798 · form4.xml · nonDerivative · entry 2

YOUNG JOHN D · CIK 0001551792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,659.25

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 21:05 UTC GrantOrdinary Shares 4,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009793 · form4.xml · nonDerivative · entry 2

VERGNANO MARK P · CIK 0001474107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,766.05

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 21:02 UTC
Menne SimoneDirector
GrantOrdinary Shares 4,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009788 · form4.xml · nonDerivative · entry 2

Menne Simone · CIK 0001732760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,062.91

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 21:00 UTC GrantOrdinary Shares 4,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009785 · form4.xml · nonDerivative · entry 2

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,198.604

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 20:58 UTC GrantOrdinary Shares 4,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009783 · form4.xml · nonDerivative · entry 2

del Valle Perochena Juan Pablo · CIK 0001659504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,019.1

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 20:57 UTC GrantOrdinary Shares 4,507 $38.82 $174,961.74
Disclosure

SEC source: 0001127602-20-009781 · form4.xml · nonDerivative · entry 2

Cohade Pierre E · CIK 0001305450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,432.16

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 20:55 UTC GrantOrdinary Shares 4,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009780 · form4.xml · nonDerivative · entry 2

BLACKWELL JEAN S · CIK 0001238891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,596.55

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 20:30 UTC GrantOrdinary Shares 4,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009758 · form4.xml · nonDerivative · entry 2

HAGGERTY GRETCHEN R · CIK 0001236161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,307.98

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:01 UTC Tax withholdingOrdinary Shares 2,141 $39.35 $84,248.35
Disclosure

SEC source: 0001127602-20-009787 · form4.xml · nonDerivative · entry 1

Dunbar Webster Roy · CIK 0001305807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,132.3

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:06 UTC
YOST R DAVIDDirector
Tax withholdingOrdinary Shares 2,141 $39.35 $84,248.35
Disclosure

SEC source: 0001127602-20-009796 · form4.xml · nonDerivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,484.2434

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:04 UTC Tax withholdingOrdinary Shares 2,141 $39.35 $84,248.35
Disclosure

SEC source: 0001127602-20-009790 · form4.xml · nonDerivative · entry 1

Tinggren Juergen · CIK 0001600714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,104.77

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:07 UTC
YOUNG JOHN DDirector
Tax withholdingOrdinary Shares 2,141 $39.35 $84,248.35
Disclosure

SEC source: 0001127602-20-009798 · form4.xml · nonDerivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,152.25

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:05 UTC Tax withholdingOrdinary Shares 2,141 $39.35 $84,248.35
Disclosure

SEC source: 0001127602-20-009793 · form4.xml · nonDerivative · entry 1

VERGNANO MARK P · CIK 0001474107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,259.05

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:02 UTC
Menne SimoneDirector
Tax withholdingOrdinary Shares 2,141 $39.35 $84,248.35
Disclosure

SEC source: 0001127602-20-009788 · form4.xml · nonDerivative · entry 1

Menne Simone · CIK 0001732760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555.91

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:00 UTC Tax withholdingOrdinary Shares 2,141 $39.35 $84,248.35
Disclosure

SEC source: 0001127602-20-009785 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,691.604

Read SEC document
March 04, 2020 Filed Mar 6, 2020 20:58 UTC Tax withholdingOrdinary Shares 2,141 $39.35 $84,248.35
Disclosure

SEC source: 0001127602-20-009783 · form4.xml · nonDerivative · entry 1

del Valle Perochena Juan Pablo · CIK 0001659504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,512.1

Read SEC document
March 04, 2020 Filed Mar 6, 2020 20:57 UTC Tax withholdingOrdinary Shares 2,141 $39.35 $84,248.35
Disclosure

SEC source: 0001127602-20-009781 · form4.xml · nonDerivative · entry 1

Cohade Pierre E · CIK 0001305450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,925.16

Read SEC document
March 04, 2020 Filed Mar 6, 2020 20:55 UTC Tax withholdingOrdinary Shares 2,141 $39.35 $84,248.35
Disclosure

SEC source: 0001127602-20-009780 · form4.xml · nonDerivative · entry 1

BLACKWELL JEAN S · CIK 0001238891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,089.55

Read SEC document
March 04, 2020 Filed Mar 6, 2020 20:30 UTC Tax withholdingOrdinary Shares 2,141 $39.35 $84,248.35
Disclosure

SEC source: 0001127602-20-009758 · form4.xml · nonDerivative · entry 1

HAGGERTY GRETCHEN R · CIK 0001236161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800.98

Read SEC document
March 02, 2020 Filed Mar 3, 2020 19:29 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,675 $0.00 Strike: $21.14 $0.00
Disclosure

SEC source: 0001127602-20-008849 · form4.xml · derivative · entry 6

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,047

Underlying: Ordinary Shares · 11,675 shares

Expires 2021-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 19:29 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,877 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001127602-20-008849 · form4.xml · derivative · entry 5

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,261

Underlying: Ordinary Shares · 13,877 shares

Expires 2020-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 19:29 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 8,239 $37.24 $306,820.36
Disclosure

SEC source: 0001127602-20-008849 · form4.xml · nonDerivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,897.58

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $37.12 to $37.47, inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 3 of this Form 4.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 19:29 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 14,111 $36.64 $517,027.04
Disclosure

SEC source: 0001127602-20-008849 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,136.58

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.12 to $37.11 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 19:29 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 11,675 $21.14 $246,809.50
Disclosure

SEC source: 0001127602-20-008849 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026,247.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 19:29 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 13,877 $17.79 $246,871.83
Disclosure

SEC source: 0001127602-20-008849 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014,572.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 23:29 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,675 $0.00 Strike: $21.14 $0.00
Disclosure

SEC source: 0001127602-20-003605 · form4.xml · derivative · entry 5

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,722

Underlying: Ordinary Shares · 11,675 shares

Expires 2021-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

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February 03, 2020 Filed Feb 4, 2020 23:29 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,877 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001127602-20-003605 · form4.xml · derivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,138

Underlying: Ordinary Shares · 13,877 shares

Expires 2020-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 23:29 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 22,086 $39.71 $877,112.36
Disclosure

SEC source: 0001127602-20-003605 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,695.58

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.4539 to $39.99 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4.

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February 03, 2020 Filed Feb 4, 2020 23:29 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 11,675 $21.14 $246,809.50
Disclosure

SEC source: 0001127602-20-003605 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,781.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 23:29 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 13,877 $17.79 $246,871.83
Disclosure

SEC source: 0001127602-20-003605 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011,106.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 22:10 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,675 $0.00 Strike: $21.14 $0.00
Disclosure

SEC source: 0001127602-20-000813 · form4.xml · derivative · entry 5

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,397

Underlying: Ordinary Shares · 11,675 shares

Expires 2021-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 22:10 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,877 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001127602-20-000813 · form4.xml · derivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,015

Underlying: Ordinary Shares · 13,877 shares

Expires 2020-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.