Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2017 Filed Nov 8, 2017 17:11 UTC Amendment |
Oasis Management Co Ltd.10% owner
Fischer Seth10% owner
|
PurchaseConvertible Senior Notes · Derivative | Not disclosed | $2,318,230.00 Strike: $8.74 | $2,500,000.00 |
DisclosureSEC source: 0000902664-17-004228 · p17-0342form4.xml · derivative · entry 2 Oasis Management Co Ltd. · CIK 0001317904 · 10% owner Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner Fischer Seth · CIK 0001456474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 285,919 shares Expires 2018-08-01 F2 · price: Includes $53,125.00 of accrued and unpaid interest. F1 · derivative.exercise_date: The trade reported on this line settled on January 31, 2017. F4 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. F5 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| January 26, 2017 Filed Nov 8, 2017 17:11 UTC Amendment |
Oasis Management Co Ltd.10% owner
Fischer Seth10% owner
|
PurchaseCommon Stock | 4,400 | $5.03 | $22,132.00 |
DisclosureSEC source: 0000902664-17-004228 · p17-0342form4.xml · nonDerivative · entry 1 Oasis Management Co Ltd. · CIK 0001317904 · 10% owner Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner Fischer Seth · CIK 0001456474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,443,377 F4 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. F5 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 22:26 UTC |
Oasis Management Co Ltd.10% owner
Fischer Seth10% owner
|
PurchaseConvertible Senior Notes · Derivative | Not disclosed | $469,315.97 Strike: $8.74 | $500,000.00 |
DisclosureSEC source: 0000902664-17-000474 · p17-0327form4.xml · derivative · entry 3 Oasis Management Co Ltd. · CIK 0001317904 · 10% owner Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner Fischer Seth · CIK 0001456474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 57,183 shares Expires 2018-08-01 F4 · price: Includes $10,565.97 of accrued and unpaid interest. F2 · derivative.exercise_date: The trade reported on this line is expected to settle on January 30, 2017. F5 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. F6 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 22:26 UTC |
Oasis Management Co Ltd.10% owner
Fischer Seth10% owner
|
PurchaseCommon Stock, par value $0.001 ("Common Stock") | 43,143 | $5.27 | $227,363.61 |
DisclosureSEC source: 0000902664-17-000474 · p17-0327form4.xml · nonDerivative · entry 1 Oasis Management Co Ltd. · CIK 0001317904 · 10% owner Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner Fischer Seth · CIK 0001456474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,438,977 F5 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. F6 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 22:26 UTC |
Oasis Management Co Ltd.10% owner
Fischer Seth10% owner
|
PurchaseConvertible Senior Notes · Derivative | Not disclosed | $472,844.89 Strike: $8.74 | $500,000.00 |
DisclosureSEC source: 0000902664-17-000474 · p17-0327form4.xml · derivative · entry 2 Oasis Management Co Ltd. · CIK 0001317904 · 10% owner Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner Fischer Seth · CIK 0001456474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 57,183 shares Expires 2018-08-01 F3 · price: Includes $10,388.89 of accrued and unpaid interest. F1 · derivative.exercise_date: The trade reported on this line is expected to settle on January 27, 2017. F5 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. F6 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| January 12, 2017 Filed Jan 17, 2017 18:02 UTC |
Oasis Management Co Ltd.10% owner
Fischer Seth10% owner
|
PurchaseConvertible Senior Notes · Derivative | Not disclosed | $939,715.28 Strike: $8.74 | $1,000,000.00 |
DisclosureSEC source: 0000902664-17-000206 · p17-0132form4.xml · derivative · entry 1 Oasis Management Co Ltd. · CIK 0001317904 · 10% owner Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner Fischer Seth · CIK 0001456474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 114,366 shares Expires 2018-08-01 F2 · price: Includes $19,715.28 of accrued and unpaid interest. F1 · derivative.exercise_date: The trade reported on this line is expected to settle on January 18, 2017. F3 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 15:57 UTC |
Oasis Management Co Ltd.10% owner
Fischer Seth10% owner
|
PurchaseConvertible Senior Notes · Derivative | Not disclosed | $607,993.75 Strike: $8.74 | $650,000.00 |
DisclosureSEC source: 0000902664-17-000153 · p17-0107form4.xml · derivative · entry 1 Oasis Management Co Ltd. · CIK 0001317904 · 10% owner Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner Fischer Seth · CIK 0001456474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 74,338 shares Expires 2018-08-01 F2 · price: Includes $12,431.25 of accrued and unpaid interest. F1 · derivative.exercise_date: The trade reported on this line is expected to settle on January 13, 2017. F3 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 01:28 UTC |
SKALA MURRAY LDirector
|
GrantCommon Stock | 19,324 | $5.17 | $99,905.08 |
DisclosureSEC source: 0001144204-17-000673 · v456227_form4.xml · nonDerivative · entry 1 SKALA MURRAY L · CIK 0001251971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,965 F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2018. F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ. F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 01:22 UTC |
GROSS MICHAEL JONATHANDirector
|
GrantCommon Stock | 19,324 | $5.17 | $99,905.08 |
DisclosureSEC source: 0001144204-17-000671 · v456222_form4.xml · nonDerivative · entry 1 GROSS MICHAEL JONATHAN · CIK 0001370846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,787 F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2018. F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ. F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 01:26 UTC |
MCGRATH JOHN JOSEPHChief Operating Officer
|
GrantCommon Stock | 194,175 | $5.15 | $1,000,001.25 |
DisclosureSEC source: 0001144204-17-000672 · v456223_form4.xml · nonDerivative · entry 2 MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,553 F4 · shares: Such 194,175 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended to date) and are further subject to the terms of that certain January 1, 2017 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer. F5 · shares: Such 194,175 shares shall vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. F2 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq. F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 01:20 UTC |
SITRICK MICHAEL SDirector
|
GrantCommon Stock | 19,324 | $5.17 | $99,905.08 |
DisclosureSEC source: 0001144204-17-000670 · v456219_form4.xml · nonDerivative · entry 1 SITRICK MICHAEL S · CIK 0001371443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,637 F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2018. F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ. F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 01:18 UTC |
POULSEN REX HDirector
|
GrantCommon Stock | 19,324 | $5.17 | $99,905.08 |
DisclosureSEC source: 0001144204-17-000669 · v456218_form4.xml · nonDerivative · entry 1 POULSEN REX H · CIK 0001565496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,010 F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2018. F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ. F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 01:15 UTC |
BERMAN STEPHEN GDirector · CEO, President and Secretary
|
GrantCommon Stock | 679,612 | $5.15 | $3,500,001.80 |
DisclosureSEC source: 0001144204-17-000668 · v456259_form4.xml · nonDerivative · entry 3 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,070 F3 · shares: Reflects the forfeiture of 439,698 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2016 Restricted Stock Award Agreement by and between the Holder and the Issuer F6 · shares: Such 679,612 shall vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. F1 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 01:15 UTC |
BERMAN STEPHEN GDirector · CEO, President and Secretary
|
Tax withholdingCommon Stock | 1,127 | $5.15 | $5,804.05 |
DisclosureSEC source: 0001144204-17-000668 · v456259_form4.xml · nonDerivative · entry 2 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,458 F5 · shares: Such 679,612 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended and clarified to date) and are further subject to the terms of that certain January 1, 2017 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer. F1 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 02:30 UTC |
Oasis Management Co Ltd.10% owner
Fischer Seth10% owner
|
PurchaseCommon Stock, par value $0.001 ("Common Stock") | 12,837 | $5.10 | $65,468.70 |
DisclosureSEC source: 0000902664-17-000024 · p17-0001form4.xml · nonDerivative · entry 1 Oasis Management Co Ltd. · CIK 0001317904 · 10% owner Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner Fischer Seth · CIK 0001456474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,395,834 F3 · balance_after: The first row of column 5 of the Form 4 filed by the Reporting Persons on December 30, 2016 (the "December 30 Form 4") incorrectly reported 1,341,445 shares of Common Stock instead of 1,380,050 shares of Common Stock, and the second row of column 5 of the December 30 Form 4 incorrectly reported 1,344,392 shares of Common Stock instead of 1,382,997 shares of Common Stock. The number of shares of Common Stock held by the Reporting Persons following the transaction reported on this line serves as a correction to column 5 of the December 30 Form 4. F1 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 01:26 UTC |
MCGRATH JOHN JOSEPHChief Operating Officer
|
Disposition to issuerCommon Stock | 143,480 | $5.15 | $738,922.00 |
DisclosureSEC source: 0001144204-17-000672 · v456223_form4.xml · nonDerivative · entry 1 MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,378 F1 · shares: Reflects the forfeiture of 143,480 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2016 Restricted Stock Award Agreement by and between the Holder and the Issuer. F2 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq. F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 01:15 UTC |
BERMAN STEPHEN GDirector · CEO, President and Secretary
|
Disposition to issuerCommon Stock | 439,698 | $5.15 | $2,264,444.70 |
DisclosureSEC source: 0001144204-17-000668 · v456259_form4.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,585 F4 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. F1 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| December 29, 2016 Filed Dec 30, 2016 18:34 UTC |
Oasis Management Co Ltd.10% owner
Fischer Seth10% owner
|
PurchaseCommon Stock | 2,947 | $5.10 | $15,029.70 |
DisclosureSEC source: 0000902664-16-009211 · p16-2387form4.xml · nonDerivative · entry 2 Oasis Management Co Ltd. · CIK 0001317904 · 10% owner Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner Fischer Seth · CIK 0001456474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,344,392 F1 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 28, 2016 Filed Dec 30, 2016 18:34 UTC |
Oasis Management Co Ltd.10% owner
Fischer Seth10% owner
|
PurchaseCommon Stock, par value $0.001 ("Common Stock") | 27,230 | $5.10 | $138,873.00 |
DisclosureSEC source: 0000902664-16-009211 · p16-2387form4.xml · nonDerivative · entry 1 Oasis Management Co Ltd. · CIK 0001317904 · 10% owner Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner Fischer Seth · CIK 0001456474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,341,445 F1 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 27, 2016 Filed Dec 27, 2016 22:23 UTC |
Oasis Management Co Ltd.10% owner
Fischer Seth10% owner
|
PurchaseCommon Stock | 1,221 | $5.00 | $6,105.00 |
DisclosureSEC source: 0000902664-16-009197 · p16-2381form4.xml · nonDerivative · entry 3 Oasis Management Co Ltd. · CIK 0001317904 · 10% owner Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner Fischer Seth · CIK 0001456474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,352,820 F1 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 22:23 UTC |
Oasis Management Co Ltd.10% owner
Fischer Seth10% owner
|
PurchaseCommon Stock | 37,384 | $5.04 | $188,415.36 |
DisclosureSEC source: 0000902664-16-009197 · p16-2381form4.xml · nonDerivative · entry 2 Oasis Management Co Ltd. · CIK 0001317904 · 10% owner Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner Fischer Seth · CIK 0001456474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,351,599 F1 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 22:23 UTC |
Oasis Management Co Ltd.10% owner
Fischer Seth10% owner
|
PurchaseCommon Stock, par value $0.001 ("Common Stock") | 123,062 | $4.89 | $601,773.18 |
DisclosureSEC source: 0000902664-16-009197 · p16-2381form4.xml · nonDerivative · entry 1 Oasis Management Co Ltd. · CIK 0001317904 · 10% owner Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner Fischer Seth · CIK 0001456474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,314,215 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.82 to $4.96 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F1 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 19:36 UTC |
GROSS MICHAEL JONATHANDirector
|
GrantCommon Stock | 2,463 | $8.23 | $20,270.49 |
DisclosureSEC source: 0001144204-16-128947 · v450935_form4.xml · nonDerivative · entry 1 GROSS MICHAEL JONATHAN · CIK 0001370846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,463 F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2017. F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ. F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| June 15, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
Purchase4.25% Convertible Senior Notes due 2018 · Derivative | 5,250,000 | $106.19 | $557,490,675.00 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · derivative · entry 16 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: Not disclosed Underlying: Common Stock · 600,429 shares Expires 2018-08-01 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F8 · derivative.exercise_price: The 4.25% Convertible Senior Notes due 2018 are convertible into shares of Common Stock at any time, at an initial conversion rate of 114.3674 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $8.74 per share of Common Stock, subject to adjustment in certain events. F8 · derivative.exercise_date: The 4.25% Convertible Senior Notes due 2018 are convertible into shares of Common Stock at any time, at an initial conversion rate of 114.3674 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $8.74 per share of Common Stock, subject to adjustment in certain events. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| June 15, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
SaleCommon Stock | 330,200 | $7.95 | $2,625,090.00 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 10 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: 0 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| June 09, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
Purchase4.875% Convertible Senior Notes due 2020 · Derivative | 690,000 | $98.31 | $67,836,039.00 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · derivative · entry 15 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: Not disclosed Underlying: Common Stock · 71,595 shares Expires 2020-06-01 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F7 · derivative.exercise_price: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events. F7 · derivative.exercise_date: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| June 09, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
SaleCommon Stock | 43,010 | $7.81 | $335,908.10 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 9 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: 0 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| May 16, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
PurchaseCommon Stock | 5,192 | $7.25 | $37,636.29 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 8 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: 0 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.18 to $7.28, inclusive. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| May 13, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
Purchase4.875% Convertible Senior Notes due 2020 · Derivative | 1,488,000 | $92.98 | $138,357,216.00 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · derivative · entry 14 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: Not disclosed Underlying: Common Stock · 154,397 shares Expires 2020-06-01 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F7 · derivative.exercise_price: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events. F7 · derivative.exercise_date: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| May 13, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
SaleCommon Stock | 100,351 | $7.19 | $721,523.69 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 7 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: 0 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| May 13, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
PurchaseCommon Stock | 3,300 | $7.20 | $23,755.38 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 6 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: 0 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.14 to $7.23, inclusive. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| May 11, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
Purchase4.875% Convertible Senior Notes due 2020 · Derivative | 893,000 | $93.20 | $83,223,760.10 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · derivative · entry 13 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: Not disclosed Underlying: Common Stock · 92,659 shares Expires 2020-06-01 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F7 · derivative.exercise_price: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events. F7 · derivative.exercise_date: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| May 11, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
SaleCommon Stock | 50,961 | $7.27 | $370,486.47 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 5 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: 0 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| May 09, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
PurchaseCommon Stock | 21,005 | $7.36 | $154,685.02 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 4 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: 0 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.27 to $7.45, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (4) through (6) to this Form 4. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| May 06, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
Purchase4.875% Convertible Senior Notes due 2020 · Derivative | 1,003,000 | $93.36 | $93,641,885.40 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · derivative · entry 12 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: Not disclosed Underlying: Common Stock · 104,073 shares Expires 2020-06-01 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F7 · derivative.exercise_price: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events. F7 · derivative.exercise_date: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| May 06, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
SaleCommon Stock | 57,263 | $7.22 | $413,438.86 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 3 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2, 3 Disclosed balance after: 0 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| April 27, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
Purchase4.875% Convertible Senior Notes due 2020 · Derivative | 1,500,000 | $95.25 | $142,875,000.00 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · derivative · entry 11 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: Not disclosed Underlying: Common Stock · 155,642 shares Expires 2020-06-01 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F7 · derivative.exercise_price: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events. F7 · derivative.exercise_date: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| April 27, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
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SaleCommon Stock | 85,600 | $7.57 | $647,992.00 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 2 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: 0 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| April 27, 2016 Filed Sep 21, 2016 21:36 UTC |
Pine River Capital Management L.P.10% owner
Pine River MASTER FUND LTD.10% owner
TAYLOR BRIAN10% owner
Pine River Capital Management LLC10% owner
|
SaleCommon Stock | 314,500 | $7.60 | $2,390,200.00 |
DisclosureSEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 1 Pine River Capital Management L.P. · CIK 0001288136 · 10% owner Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner TAYLOR BRIAN · CIK 0001387809 · 10% owner Pine River Capital Management LLC · CIK 0001475577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2,3 Disclosed balance after: 0 F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein. F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.