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Nasdaq · USD

JAKK

JAKKS PACIFIC INC

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6006
SEC CIK
0001009829
Parsed reports
132

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2017 Filed Nov 8, 2017 17:11 UTC Amendment
Fischer Seth10% owner
PurchaseConvertible Senior Notes · Derivative Not disclosed $2,318,230.00 Strike: $8.74 $2,500,000.00
Disclosure

SEC source: 0000902664-17-004228 · p17-0342form4.xml · derivative · entry 2

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 285,919 shares

Expires 2018-08-01

F2 · price: Includes $53,125.00 of accrued and unpaid interest.

F1 · derivative.exercise_date: The trade reported on this line settled on January 31, 2017.

F4 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F5 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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January 26, 2017 Filed Nov 8, 2017 17:11 UTC Amendment
Fischer Seth10% owner
PurchaseCommon Stock 4,400 $5.03 $22,132.00
Disclosure

SEC source: 0000902664-17-004228 · p17-0342form4.xml · nonDerivative · entry 1

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,443,377

F4 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F5 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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January 25, 2017 Filed Jan 26, 2017 22:26 UTC
Fischer Seth10% owner
PurchaseConvertible Senior Notes · Derivative Not disclosed $469,315.97 Strike: $8.74 $500,000.00
Disclosure

SEC source: 0000902664-17-000474 · p17-0327form4.xml · derivative · entry 3

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 57,183 shares

Expires 2018-08-01

F4 · price: Includes $10,565.97 of accrued and unpaid interest.

F2 · derivative.exercise_date: The trade reported on this line is expected to settle on January 30, 2017.

F5 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F6 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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January 25, 2017 Filed Jan 26, 2017 22:26 UTC
Fischer Seth10% owner
PurchaseCommon Stock, par value $0.001 ("Common Stock") 43,143 $5.27 $227,363.61
Disclosure

SEC source: 0000902664-17-000474 · p17-0327form4.xml · nonDerivative · entry 1

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,438,977

F5 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F6 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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January 24, 2017 Filed Jan 26, 2017 22:26 UTC
Fischer Seth10% owner
PurchaseConvertible Senior Notes · Derivative Not disclosed $472,844.89 Strike: $8.74 $500,000.00
Disclosure

SEC source: 0000902664-17-000474 · p17-0327form4.xml · derivative · entry 2

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 57,183 shares

Expires 2018-08-01

F3 · price: Includes $10,388.89 of accrued and unpaid interest.

F1 · derivative.exercise_date: The trade reported on this line is expected to settle on January 27, 2017.

F5 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F6 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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January 12, 2017 Filed Jan 17, 2017 18:02 UTC
Fischer Seth10% owner
PurchaseConvertible Senior Notes · Derivative Not disclosed $939,715.28 Strike: $8.74 $1,000,000.00
Disclosure

SEC source: 0000902664-17-000206 · p17-0132form4.xml · derivative · entry 1

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 114,366 shares

Expires 2018-08-01

F2 · price: Includes $19,715.28 of accrued and unpaid interest.

F1 · derivative.exercise_date: The trade reported on this line is expected to settle on January 18, 2017.

F3 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 15:57 UTC
Fischer Seth10% owner
PurchaseConvertible Senior Notes · Derivative Not disclosed $607,993.75 Strike: $8.74 $650,000.00
Disclosure

SEC source: 0000902664-17-000153 · p17-0107form4.xml · derivative · entry 1

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 74,338 shares

Expires 2018-08-01

F2 · price: Includes $12,431.25 of accrued and unpaid interest.

F1 · derivative.exercise_date: The trade reported on this line is expected to settle on January 13, 2017.

F3 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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January 01, 2017 Filed Jan 5, 2017 01:28 UTC GrantCommon Stock 19,324 $5.17 $99,905.08
Disclosure

SEC source: 0001144204-17-000673 · v456227_form4.xml · nonDerivative · entry 1

SKALA MURRAY L · CIK 0001251971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,965

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2018.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

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January 01, 2017 Filed Jan 5, 2017 01:22 UTC GrantCommon Stock 19,324 $5.17 $99,905.08
Disclosure

SEC source: 0001144204-17-000671 · v456222_form4.xml · nonDerivative · entry 1

GROSS MICHAEL JONATHAN · CIK 0001370846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,787

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2018.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

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January 01, 2017 Filed Jan 5, 2017 01:26 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
GrantCommon Stock 194,175 $5.15 $1,000,001.25
Disclosure

SEC source: 0001144204-17-000672 · v456223_form4.xml · nonDerivative · entry 2

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,553

F4 · shares: Such 194,175 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended to date) and are further subject to the terms of that certain January 1, 2017 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer.

F5 · shares: Such 194,175 shares shall vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F2 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

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January 01, 2017 Filed Jan 5, 2017 01:20 UTC GrantCommon Stock 19,324 $5.17 $99,905.08
Disclosure

SEC source: 0001144204-17-000670 · v456219_form4.xml · nonDerivative · entry 1

SITRICK MICHAEL S · CIK 0001371443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,637

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2018.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

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January 01, 2017 Filed Jan 5, 2017 01:18 UTC GrantCommon Stock 19,324 $5.17 $99,905.08
Disclosure

SEC source: 0001144204-17-000669 · v456218_form4.xml · nonDerivative · entry 1

POULSEN REX H · CIK 0001565496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,010

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2018.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

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January 01, 2017 Filed Jan 5, 2017 01:15 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
GrantCommon Stock 679,612 $5.15 $3,500,001.80
Disclosure

SEC source: 0001144204-17-000668 · v456259_form4.xml · nonDerivative · entry 3

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,070

F3 · shares: Reflects the forfeiture of 439,698 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2016 Restricted Stock Award Agreement by and between the Holder and the Issuer

F6 · shares: Such 679,612 shall vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F1 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 01:15 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Tax withholdingCommon Stock 1,127 $5.15 $5,804.05
Disclosure

SEC source: 0001144204-17-000668 · v456259_form4.xml · nonDerivative · entry 2

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,458

F5 · shares: Such 679,612 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended and clarified to date) and are further subject to the terms of that certain January 1, 2017 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer.

F1 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

Read SEC document
December 30, 2016 Filed Jan 5, 2017 02:30 UTC
Fischer Seth10% owner
PurchaseCommon Stock, par value $0.001 ("Common Stock") 12,837 $5.10 $65,468.70
Disclosure

SEC source: 0000902664-17-000024 · p17-0001form4.xml · nonDerivative · entry 1

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,395,834

F3 · balance_after: The first row of column 5 of the Form 4 filed by the Reporting Persons on December 30, 2016 (the "December 30 Form 4") incorrectly reported 1,341,445 shares of Common Stock instead of 1,380,050 shares of Common Stock, and the second row of column 5 of the December 30 Form 4 incorrectly reported 1,344,392 shares of Common Stock instead of 1,382,997 shares of Common Stock. The number of shares of Common Stock held by the Reporting Persons following the transaction reported on this line serves as a correction to column 5 of the December 30 Form 4.

F1 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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December 30, 2016 Filed Jan 5, 2017 01:26 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Disposition to issuerCommon Stock 143,480 $5.15 $738,922.00
Disclosure

SEC source: 0001144204-17-000672 · v456223_form4.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,378

F1 · shares: Reflects the forfeiture of 143,480 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2016 Restricted Stock Award Agreement by and between the Holder and the Issuer.

F2 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

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December 30, 2016 Filed Jan 5, 2017 01:15 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Disposition to issuerCommon Stock 439,698 $5.15 $2,264,444.70
Disclosure

SEC source: 0001144204-17-000668 · v456259_form4.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,585

F4 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F1 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

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December 29, 2016 Filed Dec 30, 2016 18:34 UTC
Fischer Seth10% owner
PurchaseCommon Stock 2,947 $5.10 $15,029.70
Disclosure

SEC source: 0000902664-16-009211 · p16-2387form4.xml · nonDerivative · entry 2

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,344,392

F1 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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December 28, 2016 Filed Dec 30, 2016 18:34 UTC
Fischer Seth10% owner
PurchaseCommon Stock, par value $0.001 ("Common Stock") 27,230 $5.10 $138,873.00
Disclosure

SEC source: 0000902664-16-009211 · p16-2387form4.xml · nonDerivative · entry 1

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,341,445

F1 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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December 27, 2016 Filed Dec 27, 2016 22:23 UTC
Fischer Seth10% owner
PurchaseCommon Stock 1,221 $5.00 $6,105.00
Disclosure

SEC source: 0000902664-16-009197 · p16-2381form4.xml · nonDerivative · entry 3

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,352,820

F1 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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December 23, 2016 Filed Dec 27, 2016 22:23 UTC
Fischer Seth10% owner
PurchaseCommon Stock 37,384 $5.04 $188,415.36
Disclosure

SEC source: 0000902664-16-009197 · p16-2381form4.xml · nonDerivative · entry 2

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,351,599

F1 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 22, 2016 Filed Dec 27, 2016 22:23 UTC
Fischer Seth10% owner
PurchaseCommon Stock, par value $0.001 ("Common Stock") 123,062 $4.89 $601,773.18
Disclosure

SEC source: 0000902664-16-009197 · p16-2381form4.xml · nonDerivative · entry 1

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,314,215

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.82 to $4.96 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.

F1 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
October 19, 2016 Filed Oct 21, 2016 19:36 UTC GrantCommon Stock 2,463 $8.23 $20,270.49
Disclosure

SEC source: 0001144204-16-128947 · v450935_form4.xml · nonDerivative · entry 1

GROSS MICHAEL JONATHAN · CIK 0001370846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,463

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2017.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
June 15, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
Purchase4.25% Convertible Senior Notes due 2018 · Derivative 5,250,000 $106.19 $557,490,675.00
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · derivative · entry 16

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: Not disclosed

Underlying: Common Stock · 600,429 shares

Expires 2018-08-01

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F8 · derivative.exercise_price: The 4.25% Convertible Senior Notes due 2018 are convertible into shares of Common Stock at any time, at an initial conversion rate of 114.3674 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $8.74 per share of Common Stock, subject to adjustment in certain events.

F8 · derivative.exercise_date: The 4.25% Convertible Senior Notes due 2018 are convertible into shares of Common Stock at any time, at an initial conversion rate of 114.3674 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $8.74 per share of Common Stock, subject to adjustment in certain events.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
June 15, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
SaleCommon Stock 330,200 $7.95 $2,625,090.00
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 10

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: 0

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
June 09, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
Purchase4.875% Convertible Senior Notes due 2020 · Derivative 690,000 $98.31 $67,836,039.00
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · derivative · entry 15

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: Not disclosed

Underlying: Common Stock · 71,595 shares

Expires 2020-06-01

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F7 · derivative.exercise_price: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.

F7 · derivative.exercise_date: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
June 09, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
SaleCommon Stock 43,010 $7.81 $335,908.10
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 9

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: 0

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 16, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
PurchaseCommon Stock 5,192 $7.25 $37,636.29
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 8

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: 0

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.18 to $7.28, inclusive.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 13, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
Purchase4.875% Convertible Senior Notes due 2020 · Derivative 1,488,000 $92.98 $138,357,216.00
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · derivative · entry 14

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: Not disclosed

Underlying: Common Stock · 154,397 shares

Expires 2020-06-01

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F7 · derivative.exercise_price: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.

F7 · derivative.exercise_date: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 13, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
SaleCommon Stock 100,351 $7.19 $721,523.69
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 7

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: 0

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 13, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
PurchaseCommon Stock 3,300 $7.20 $23,755.38
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 6

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: 0

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.14 to $7.23, inclusive.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 11, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
Purchase4.875% Convertible Senior Notes due 2020 · Derivative 893,000 $93.20 $83,223,760.10
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · derivative · entry 13

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: Not disclosed

Underlying: Common Stock · 92,659 shares

Expires 2020-06-01

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F7 · derivative.exercise_price: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.

F7 · derivative.exercise_date: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 11, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
SaleCommon Stock 50,961 $7.27 $370,486.47
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 5

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: 0

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 09, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
PurchaseCommon Stock 21,005 $7.36 $154,685.02
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 4

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: 0

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.27 to $7.45, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (4) through (6) to this Form 4.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 06, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
Purchase4.875% Convertible Senior Notes due 2020 · Derivative 1,003,000 $93.36 $93,641,885.40
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · derivative · entry 12

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: Not disclosed

Underlying: Common Stock · 104,073 shares

Expires 2020-06-01

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F7 · derivative.exercise_price: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.

F7 · derivative.exercise_date: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 06, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
SaleCommon Stock 57,263 $7.22 $413,438.86
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 3

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2, 3

Disclosed balance after: 0

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
April 27, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
Purchase4.875% Convertible Senior Notes due 2020 · Derivative 1,500,000 $95.25 $142,875,000.00
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · derivative · entry 11

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: Not disclosed

Underlying: Common Stock · 155,642 shares

Expires 2020-06-01

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F7 · derivative.exercise_price: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.

F7 · derivative.exercise_date: The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

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April 27, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
SaleCommon Stock 85,600 $7.57 $647,992.00
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 2

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: 0

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

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April 27, 2016 Filed Sep 21, 2016 21:36 UTC
TAYLOR BRIAN10% owner
SaleCommon Stock 314,500 $7.60 $2,390,200.00
Disclosure

SEC source: 0001288136-16-000118 · primary_doc.xml · nonDerivative · entry 1

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2,3

Disclosed balance after: 0

F1 · security: The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.

F2 · ownership.nature: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.