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BERMAN STEPHEN G

Disclosed activity across 1 company

Tapewire entity
70644
SEC CIK
0001275342

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
JAKKS PACIFIC INCJAKK · Entity 6006Director · CEO, President and SecretaryJanuary 01, 2026January 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

JAKKS PACIFIC INC

Report date January 01, 2026 · Filed January 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect300,452 Ending reported balance After 2026-01-01 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-01-01 · Exercise / conversion · Acquired 66,705 · Balance 300,838

F1: Vested according to the terms of the RSU described in a previous filing.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Row 2 · 2026-01-01 · Exercise / conversion · Acquired 32,818 · Balance 333,656

F1: Vested according to the terms of the RSU described in a previous filing.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Row 3 · 2026-01-01 · Exercise / conversion · Acquired 41,448 · Balance 375,104

F1: Vested according to the terms of the RSU described in a previous filing.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Row 4 · 2026-01-01 · Tax withholding · Disposed 35,054 · Balance 340,050

F4: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Row 5 · 2026-01-01 · Tax withholding · Disposed 17,817 · Balance 322,233

F4: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Row 6 · 2026-01-01 · Tax withholding · Disposed 21,781 · Balance 300,452

F4: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Restricted Stock Unit ("RSU")SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-01-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-01-01 · Exercise / conversion · Disposed 66,705 · Balance 0

F1: Vested according to the terms of the RSU described in a previous filing.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F8: Does not include additional RSUs previously granted and reported with different vesting terms.

Restricted Stock Unit ("RSU")SEC Table II · derivative / convertible securityDirect32,817 Reported balance After 2026-01-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-01-01 · Exercise / conversion · Disposed 32,818 · Balance 32,817

F1: Vested according to the terms of the RSU described in a previous filing.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8: Does not include additional RSUs previously granted and reported with different vesting terms.

Restricted Stock Unit ("RSU")SEC Table II · derivative / convertible securityDirect82,896 Reported balance After 2026-01-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-01-01 · Exercise / conversion · Disposed 41,448 · Balance 82,896

F1: Vested according to the terms of the RSU described in a previous filing.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8: Does not include additional RSUs previously granted and reported with different vesting terms.

Restricted Stock Unit ("RSU")SEC Table II · derivative / convertible securityDirect207,336 Reported balance After 2026-01-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-01-01 · Grant · Acquired 207,336 · Balance 207,336

F5: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F7: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F6: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8: Does not include additional RSUs previously granted and reported with different vesting terms.

Filing footnotes · ownership attribution and instrument terms

F1: Vested according to the terms of the RSU described in a previous filing.

F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F4: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F5: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F6: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F7: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F8: Does not include additional RSUs previously granted and reported with different vesting terms.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2026 Filed Jan 2, 2026 21:43 UTC JAKKS PACIFIC INC JAKK · Entity 6006 GrantRestricted Stock Unit ("RSU") · Derivative 207,336 $16.88 $3,499,831.68
Disclosure

SEC source: 0001185185-26-000014 · ownership.xml · derivative · entry 10

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,336

Underlying: Common Stock · 207,336 shares

Expires not disclosed

F5 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F6 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2026 Filed Jan 2, 2026 21:43 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 41,448 $16.88 $699,642.24
Disclosure

SEC source: 0001185185-26-000014 · ownership.xml · derivative · entry 9

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,896

Underlying: Common Stock · 41,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2026 Filed Jan 2, 2026 21:43 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 32,818 $16.88 $553,967.84
Disclosure

SEC source: 0001185185-26-000014 · ownership.xml · derivative · entry 8

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,817

Underlying: Common Stock · 32,818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2026 Filed Jan 2, 2026 21:43 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 66,705 $16.88 $1,125,980.40
Disclosure

SEC source: 0001185185-26-000014 · ownership.xml · derivative · entry 7

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2026 Filed Jan 2, 2026 21:43 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Tax withholdingCommon Stock 21,781 $16.88 $367,663.28
Disclosure

SEC source: 0001185185-26-000014 · ownership.xml · nonDerivative · entry 6

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,452

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2026 Filed Jan 2, 2026 21:43 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Tax withholdingCommon Stock 17,817 $16.88 $300,750.96
Disclosure

SEC source: 0001185185-26-000014 · ownership.xml · nonDerivative · entry 5

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,233

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2026 Filed Jan 2, 2026 21:43 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Tax withholdingCommon Stock 35,054 $16.88 $591,711.52
Disclosure

SEC source: 0001185185-26-000014 · ownership.xml · nonDerivative · entry 4

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,050

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2026 Filed Jan 2, 2026 21:43 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 41,448 $16.88 $699,642.24
Disclosure

SEC source: 0001185185-26-000014 · ownership.xml · nonDerivative · entry 3

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2026 Filed Jan 2, 2026 21:43 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 32,818 $16.88 $553,967.84
Disclosure

SEC source: 0001185185-26-000014 · ownership.xml · nonDerivative · entry 2

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2026 Filed Jan 2, 2026 21:43 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 66,705 $16.88 $1,125,980.40
Disclosure

SEC source: 0001185185-26-000014 · ownership.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
October 25, 2025 Filed Oct 30, 2025 22:59 UTC JAKKS PACIFIC INC JAKK · Entity 6006 GrantRestricted Stock Unit ("RSU") · Derivative 91,874 $19.32 $1,775,005.68
Disclosure

SEC source: 0001185185-25-001587 · ownership.xml · derivative · entry 3

BERMAN STEPHEN G · CIK 0001275342 · Director · Chairman, CEO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,874

Underlying: Common Stock · 91,874 shares

Expires not disclosed

F5 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F6 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
October 25, 2025 Filed Oct 30, 2025 22:59 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Tax withholdingCommon Stock 48,280 $19.34 $933,735.20
Disclosure

SEC source: 0001185185-25-001587 · ownership.xml · nonDerivative · entry 2

BERMAN STEPHEN G · CIK 0001275342 · Director · Chairman, CEO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,133

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
October 25, 2025 Filed Oct 30, 2025 22:59 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 91,874 $19.34 $1,776,843.16
Disclosure

SEC source: 0001185185-25-001587 · ownership.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · Chairman, CEO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
May 14, 2025 Filed May 14, 2025 22:07 UTC JAKKS PACIFIC INC JAKK · Entity 6006 SaleCommon Stock 35,000 $22.20 $777,000.00
Disclosure

SEC source: 0001185185-25-000470 · ownership.xml · nonDerivative · entry 4

BERMAN STEPHEN G · CIK 0001275342 · Director · Chairman, CEO, and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,539

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 13, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the average of the trading prices of the Company's common stock for the trading day.

Read SEC document
May 13, 2025 Filed May 14, 2025 22:07 UTC JAKKS PACIFIC INC JAKK · Entity 6006 GiftCommon Stock 1,503 $23.17 $34,824.51
Disclosure

SEC source: 0001185185-25-000470 · ownership.xml · nonDerivative · entry 3

BERMAN STEPHEN G · CIK 0001275342 · Director · Chairman, CEO, and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 225,539

F3 · shares: Shares were disposed of as bona fide gifts.

F4 · price: Represents the closing price of the Company's common stock for the trading day.

Read SEC document
May 13, 2025 Filed May 14, 2025 22:07 UTC JAKKS PACIFIC INC JAKK · Entity 6006 SaleCommon Stock 40,000 $22.87 $914,800.00
Disclosure

SEC source: 0001185185-25-000470 · ownership.xml · nonDerivative · entry 2

BERMAN STEPHEN G · CIK 0001275342 · Director · Chairman, CEO, and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,042

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 13, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the average of the trading prices of the Company's common stock for the trading day.

Read SEC document
May 12, 2025 Filed May 14, 2025 22:07 UTC JAKKS PACIFIC INC JAKK · Entity 6006 SaleCommon Stock 40,000 $22.02 $880,800.00
Disclosure

SEC source: 0001185185-25-000470 · ownership.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · Chairman, CEO, and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 267,042

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 13, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the average of the trading prices of the Company's common stock for the trading day.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:05 UTC JAKKS PACIFIC INC JAKK · Entity 6006 GrantRestricted Stock Unit ("RSU") · Derivative 83,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001185185-25-000147 · ownership.xml · derivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · Chairman, CEO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,334

Underlying: Common Stock · 83,334 shares

Expires not disclosed

F1 · derivative.exercise_price: Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F3 · price: RSUs were issued as a performance award to be earned if vesting conditions are met. No consideration was paid by Reporting Person for issuance. The closing price of the Issuer's common stock for the trading day preceding the date of grant, as reported by NASDAQ, was $34.07.

F2 · derivative.exercise_date: RSUs will vest in 3 equal installments provided that certain market conditions as stipulated in Amendment No. 9 to the Second Amended and Restated Employment Agreement dated February 18, 2025 between Issuer and Reporting Person ("Amendment No. 9") are met. Any installment of the foregoing award of RSUs that has not vested by the period provided in Amendment No. 9 shall be forfeited.

F2 · derivative.expiration_date: RSUs will vest in 3 equal installments provided that certain market conditions as stipulated in Amendment No. 9 to the Second Amended and Restated Employment Agreement dated February 18, 2025 between Issuer and Reporting Person ("Amendment No. 9") are met. Any installment of the foregoing award of RSUs that has not vested by the period provided in Amendment No. 9 shall be forfeited.

F4 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by Issuer's Board of Directors.

F5 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC JAKKS PACIFIC INC JAKK · Entity 6006 GrantRestricted Stock Unit ("RSU") · Derivative 124,344 $28.15 $3,500,283.60
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · derivative · entry 13

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,344

Underlying: Common Stock · 124,344 shares

Expires not disclosed

F5 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F6 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 32,818 $28.15 $923,826.70
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · derivative · entry 12

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,635

Underlying: Common Stock · 32,818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 66,705 $28.15 $1,877,745.75
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · derivative · entry 11

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,704

Underlying: Common Stock · 66,705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 71,407 $28.15 $2,010,107.05
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · derivative · entry 10

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 21,356 $28.15 $601,171.40
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · derivative · entry 9

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Tax withholdingCommon Stock 17,570 $28.15 $494,595.50
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 8

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,042

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Tax withholdingCommon Stock 35,053 $28.15 $986,741.95
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 7

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,612

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Tax withholdingCommon Stock 37,524 $28.15 $1,056,300.60
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 6

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,665

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Tax withholdingCommon Stock 11,223 $28.15 $315,927.45
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 5

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,189

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 32,818 $28.15 $923,826.70
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 4

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 66,705 $28.15 $1,877,745.75
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 3

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 71,407 $28.15 $2,010,107.05
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 2

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 21,356 $28.15 $601,171.40
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC JAKKS PACIFIC INC JAKK · Entity 6006 GrantRestricted Stock Unit ("RSU") · Derivative 98,453 $35.55 $3,500,004.15
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · derivative · entry 13

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,453

Underlying: Common Stock · 98,453 shares

Expires not disclosed

F5 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F6 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 66,705 $35.55 $2,371,362.75
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · derivative · entry 12

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,409

Underlying: Common Stock · 71,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 71,406 $35.55 $2,538,483.30
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · derivative · entry 11

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,407

Underlying: Common Stock · 71,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 21,355 $35.55 $759,170.25
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · derivative · entry 10

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,355

Underlying: Common Stock · 21,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 13,204 $35.55 $469,402.20
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · derivative · entry 9

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Tax withholdingCommon Stock 35,120 $35.55 $1,248,516.00
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 8

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,126

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Tax withholdingCommon Stock 37,595 $35.55 $1,336,502.25
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 7

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,246

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Tax withholdingCommon Stock 11,243 $35.55 $399,688.65
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 6

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,841

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Tax withholdingCommon Stock 6,952 $35.55 $247,143.60
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 5

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,084

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 66,705 $35.55 $2,371,362.75
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 4

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 71,406 $35.55 $2,538,483.30
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 3

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 21,355 $35.55 $759,170.25
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 2

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionCommon Stock 13,204 $35.55 $469,402.20
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC JAKKS PACIFIC INC JAKK · Entity 6006 GrantRestricted Stock Unit ("RSU") · Derivative 200,114 $17.49 $3,499,993.86
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · derivative · entry 13

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,114

Underlying: Common Stock · 200,114 shares

Expires not disclosed

F5 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F6 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 71,405 $17.49 $1,248,873.45
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · derivative · entry 12

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,813

Underlying: Common Stock · 71,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 21,356 $17.49 $373,516.44
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · derivative · entry 11

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,711

Underlying: Common Stock · 21,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

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January 01, 2023 Filed Jan 5, 2023 22:04 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 13,204 $17.49 $230,937.96
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · derivative · entry 10

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,204

Underlying: Common Stock · 13,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

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January 01, 2023 Filed Jan 5, 2023 22:04 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 23,810 $17.49 $416,436.90
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · derivative · entry 9

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

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January 01, 2023 Filed Jan 5, 2023 22:04 UTC JAKKS PACIFIC INC JAKK · Entity 6006 Tax withholdingCommon Stock 28,635 $17.49 $500,826.15
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 8

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,366

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.