MCGRATH JOHN JOSEPH

SEC source: 0001185185-24-000028 · ownership.xml · derivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Pres. of European Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,734

Underlying: Common Stock · 4,734 shares

Expires not disclosed

F2 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F4 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F3 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.

F3 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.

F1 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F5 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

SEC source: 0001185185-23-000011 · ownership.xml · derivative · entry 13

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,731

Underlying: Common Stock · 29,731 shares

Expires not disclosed

F5 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F6 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

SEC source: 0001185185-23-000011 · ownership.xml · derivative · entry 12

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,590

Underlying: Common Stock · 25,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

SEC source: 0001185185-23-000011 · ownership.xml · derivative · entry 11

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,237

Underlying: Common Stock · 7,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

SEC source: 0001185185-23-000011 · ownership.xml · derivative · entry 10

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,401

Underlying: Common Stock · 4,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

SEC source: 0001185185-23-000011 · ownership.xml · derivative · entry 9

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 8

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,025

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 7

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,870

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 6

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,900

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 5

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,783

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 4

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 3

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 2

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001185185-22-000395 · ownership.xml · nonDerivative · entry 2

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,590

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of surrender, as reported by NASDAQ

F5 · acquired: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported RSU Agreement by and between the Holder and the Issuer.

F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001185185-22-000008 · ownership.xml · derivative · entry 4

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,603

Underlying: Common Stock · 22,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F9 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F9 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F7 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

SEC source: 0001185185-22-000008 · ownership.xml · derivative · entry 3

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,181

Underlying: Common Stock · 51,181 shares

Expires not disclosed

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F6 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F5 · derivative.exercise_date: RSUs will vest in 2 equal annual installments commencing on the first anniversary of the date of grant and on the second anniversary thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F5 · derivative.expiration_date: RSUs will vest in 2 equal annual installments commencing on the first anniversary of the date of grant and on the second anniversary thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F7 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

SEC source: 0001185185-22-000008 · ownership.xml · nonDerivative · entry 2

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,719

F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F3 · acquired: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

SEC source: 0001185185-22-000008 · ownership.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · acquired: Represents shares underlying RSUs previously reported which vested.

SEC source: 0001185185-22-000395 · ownership.xml · derivative · entry 5

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,165 shares

Expires not disclosed

F8 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F10 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F11 · derivative.exercise_date: RSUs vest as follows: 60% of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F11 · derivative.expiration_date: RSUs vest as follows: 60% of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

SEC source: 0001185185-22-000395 · ownership.xml · derivative · entry 4

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F10 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F9 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F9 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

SEC source: 0001185185-22-000395 · ownership.xml · nonDerivative · entry 3

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,764

F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F6 · acquired: Reflects the forfeiture of a restricted stock award issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2017 Restricted Stock Award Agreement by and between the Holder and the Issuer, which forfeiture occurred in 2020.

F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001185185-22-000395 · ownership.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · acquired: Represents shares underlying RSUs previously reported which vested.

F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001185185-21-001554 · ownership.xml · derivative · entry 3

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,358

Underlying: Common Stock · 100,358 shares

Expires not disclosed

F5 · derivative.exercise_price: Disposition was the result of the conversion of restricted stock awards into RSUs. See Table II.

F6 · derivative.exercise_price: Pursuant to an amendment of Holder's Employment Agreement, existing shares of restricted stock were cancelled and replaced with an equivalent number of RSUs, which RSUs are subject to the exact same vesting provisions as the cancelled shares of restricted stock.

F7 · derivative.exercise_price: RSUs vest equally over four years from date of grant of original restricted stock award and upon vesting convert into shares of common stock at no cost.

F6 · kind: Pursuant to an amendment of Holder's Employment Agreement, existing shares of restricted stock were cancelled and replaced with an equivalent number of RSUs, which RSUs are subject to the exact same vesting provisions as the cancelled shares of restricted stock.

F5 · price: Disposition was the result of the conversion of restricted stock awards into RSUs. See Table II.

F6 · price: Pursuant to an amendment of Holder's Employment Agreement, existing shares of restricted stock were cancelled and replaced with an equivalent number of RSUs, which RSUs are subject to the exact same vesting provisions as the cancelled shares of restricted stock.

F7 · price: RSUs vest equally over four years from date of grant of original restricted stock award and upon vesting convert into shares of common stock at no cost.

F7 · derivative.exercise_date: RSUs vest equally over four years from date of grant of original restricted stock award and upon vesting convert into shares of common stock at no cost.

F7 · derivative.expiration_date: RSUs vest equally over four years from date of grant of original restricted stock award and upon vesting convert into shares of common stock at no cost.

F2 · derivative.underlying_shares: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001185185-21-001554 · ownership.xml · nonDerivative · entry 2

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: All share amounts have been adjusted to reflect the 1-10 reverse split effective July 9, 2020.

F1 · price: Represents the closing price of the Issuer's common stock on such date, as reported by Nasdaq.

F5 · acquired: Disposition was the result of the conversion of restricted stock awards into RSUs. See Table II.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

F4 · balance_after: All share amounts have been adjusted to reflect the 1-10 reverse split effective July 9, 2020.

SEC source: 0001185185-21-000029 · ownership.xml · nonDerivative · entry 2

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,164

F3 · shares: All share amounts have been adjusted to reflect the 1-10 reverse split effective July 9, 2020.

F5 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/20, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

F3 · balance_after: All share amounts have been adjusted to reflect the 1-10 reverse split effective July 9, 2020.

F6 · balance_after: Includes 25,532 shares, all or some of which are subject to forfeiture in the event previously disclosed performance based vesting measures are not met as of 12/31/20, but it is not currently determinable at this time if any of such vesting measures were met.

SEC source: 0001185185-21-000029 · ownership.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,414

F3 · shares: All share amounts have been adjusted to reflect the 1-10 reverse split effective July 9, 2020.

F4 · shares: Such 28,474 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended and clarified to date) and are further subject to the terms of that certain January 1, 2021 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer. Such 28,474 shares shall vest in four equal annual installments over four years. These shares have no voting rights until vested.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/20, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

F3 · balance_after: All share amounts have been adjusted to reflect the 1-10 reverse split effective July 9, 2020.

SEC source: 0001185185-21-001554 · ownership.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,419

F3 · date: Reflects the forfeiture of 20,745 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2019 Restricted Stock Award Agreement by and between the Holder and the Issuer. Though calculation re vesting/forfeiture based upon performance could not be made until financial statements completed, forfeiture deemed affective as of such date.

F3 · shares: Reflects the forfeiture of 20,745 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2019 Restricted Stock Award Agreement by and between the Holder and the Issuer. Though calculation re vesting/forfeiture based upon performance could not be made until financial statements completed, forfeiture deemed affective as of such date.

F1 · price: Represents the closing price of the Issuer's common stock on such date, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

F5 · balance_after: Disposition was the result of the conversion of restricted stock awards into RSUs. See Table II.

SEC source: 0001104659-20-000895 · tm201208d1_4.xml · nonDerivative · entry 3

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389,392

F5 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/19 as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001104659-20-000895 · tm201208d1_4.xml · nonDerivative · entry 2

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,822

F4 · shares: Such 176,052 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended and clarified to date) and are further subject to the terms of that certain January 1, 2020 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer. Such 176,052 shares shall vest in four equal annual installments over four years. These shares have no voting rights until vested.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/19 as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001104659-20-000895 · tm201208d1_4.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239,770

F3 · shares: Reflects the forfeiture of 58,253 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2017 Restricted Stock Award Agreement by and between the Holder and the Issuer.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/19 as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001144204-19-034014 · tv524836_form4.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298,023

F3 · shares: Such 680,272 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended to date) and are further subject to the terms of that certain July 3, 2019 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer.

F4 · shares: Such 680,272 shares shall vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/18, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001144204-19-001133 · tv510576_form4.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,751

F3 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/18, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001144204-18-000626 · tv482591_form4.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,085

F3 · shares: Such 425,532 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended to date) and are further subject to the terms of that certain January 1, 2018 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer.

F4 · shares: Such 425,532 shares shall vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F1 · price: Represents the closing price of the Issuer's common stock on 12/29/17, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001144204-17-000672 · v456223_form4.xml · nonDerivative · entry 2

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,553

F4 · shares: Such 194,175 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended to date) and are further subject to the terms of that certain January 1, 2017 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer.

F5 · shares: Such 194,175 shares shall vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F2 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001144204-17-000672 · v456223_form4.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,378

F1 · shares: Reflects the forfeiture of 143,480 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2016 Restricted Stock Award Agreement by and between the Holder and the Issuer.

F2 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.