JAKK

SEC source: 0001104659-20-000896 · tm201208d2_4.xml · nonDerivative · entry 3

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772,693

F5 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/19, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001104659-20-000895 · tm201208d1_4.xml · nonDerivative · entry 2

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,822

F4 · shares: Such 176,052 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended and clarified to date) and are further subject to the terms of that certain January 1, 2020 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer. Such 176,052 shares shall vest in four equal annual installments over four years. These shares have no voting rights until vested.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/19 as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001104659-20-000896 · tm201208d2_4.xml · nonDerivative · entry 2

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,897,735

F4 · shares: Such 528,156 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended and clarified to date) and are further subject to the terms of that certain January 1, 2020 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer. Such 528,156 shares shall vest in four equal annual installments over four years. These shares have no voting rights until vested.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/19, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001185185-22-000023 · ownership.xml · derivative · entry 6

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,408

Underlying: Common Stock · 26,408 shares

Expires not disclosed

F6 · derivative.exercise_price: Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · date: Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · kind: Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · shares: Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F8 · price: The closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ

F6 · derivative.exercise_date: Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · derivative.expiration_date: Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001104659-20-000895 · tm201208d1_4.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239,770

F3 · shares: Reflects the forfeiture of 58,253 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2017 Restricted Stock Award Agreement by and between the Holder and the Issuer.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/19 as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001104659-20-000896 · tm201208d2_4.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,369,579

F3 · shares: Reflects the forfeiture of 203,883 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2017 Restricted Stock Award Agreement by and between the Holder and the Issuer.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/19, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001052918-19-000340 · primary_doc.xml · derivative · entry 2

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,118

Underlying: Common stock · 294,118 shares

Expires not disclosed

F1 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F5 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ

F3 · derivative.exercise_date: 176,471 of RSUs will be subject to three year 'cliff vesting' (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50 percent); (ii) Net revenue growth as compared to the Company's peer group (weighted 25 percent), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25 percent). 117,647 of RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F3 · derivative.expiration_date: 176,471 of RSUs will be subject to three year 'cliff vesting' (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50 percent); (ii) Net revenue growth as compared to the Company's peer group (weighted 25 percent), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25 percent). 117,647 of RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001052918-19-000340 · primary_doc.xml · derivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,619

Underlying: Common stock · 297,619 shares

Expires not disclosed

F1 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F4 · price: Represents the closing price of the Company's common stock for the date of grant, as reported by NASDAQ.

F2 · derivative.exercise_date: Vests on the 12 month anniversary of the date of grant.

F2 · derivative.expiration_date: Vests on the 12 month anniversary of the date of grant.

F6 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001628280-19-010715 · wf-form4_156574124981714.xml · nonDerivative · entry 1

GROSS MICHAEL JONATHAN · CIK 0001370846 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,101

F1 · shares: Represents the forfeiture of 13,676 unvested shares under the Company's 2002 Stock Award and Incentive Plan as of the closing date of the transaction agreement previously disclosed by the Company.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Includes 41,029 shares accelerated under the Company's 2002 Stock Award and Incentive Plan.

SEC source: 0001628280-19-010713 · wf-form4_156574116476958.xml · nonDerivative · entry 1

SITRICK MICHAEL S · CIK 0001371443 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,951

F1 · shares: Represents the forfeiture of 13,676 unvested shares under the Company's 2002 Stock Award and Incentive Plan as of the closing date of the transaction agreement previously disclosed by the Company.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Includes 41,029 shares accelerated under the Company's 2002 Stock Award and Incentive Plan.

SEC source: 0001628280-19-010711 · wf-form4_156574108545853.xml · nonDerivative · entry 1

POULSEN REX H · CIK 0001565496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,324

F1 · shares: Represents unvested shares forfeited under the Company's 2002 Stock Award and Incentive Plan as of the closing date of the transaction agreement previously disclosed by the Company.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Includes 41,029 shares accelerated under the Company's 2002 Stock Award and Incentive Plan.

SEC source: 0001628280-19-010709 · wf-form4_156574098655277.xml · nonDerivative · entry 1

SKALA MURRAY L · CIK 0001251971 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,279

F1 · shares: Represents the forfeiture of 13,676 unvested shares under the Company's 2002 Stock Award and Incentive Plan as of the closing date of the transaction agreement previously disclosed by the Company.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Includes 41,029 shares accelerated under the Company's 2002 Stock Award and Incentive Plan.

SEC source: 0001144204-19-045115 · tv529730_form4a.xml · nonDerivative · entry 1

POULSEN REX H · CIK 0001565496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,619

F1 · shares: Represents unvested shares forfeited under the Company's 2002 Stock Award and Incentive Plan as of the closing date of the transaction agreement previously disclosed by the Company.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Includes 41,029 shares accelerated under the Company's 2002 Stock Award and Incentive Plan.

SEC source: 0001144204-19-045116 · tv529731_form4a.xml · nonDerivative · entry 1

GROSS MICHAEL JONATHAN · CIK 0001370846 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,396

F1 · shares: Represents the forfeiture of 13,676 unvested shares under the Company's 2002 Stock Award and Incentive Plan as of the closing date of the transaction agreement previously disclosed by the Company.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Includes 41,029 shares accelerated under the Company's 2002 Stock Award and Incentive Plan.

SEC source: 0001144204-19-045114 · tv529728_form4a.xml · nonDerivative · entry 1

SITRICK MICHAEL S · CIK 0001371443 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,246

F1 · shares: Represents the forfeiture of 13,676 unvested shares under the Company's 2002 Stock Award and Incentive Plan as of the closing date of the transaction agreement previously disclosed by the Company.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Includes 41,029 shares accelerated under the Company's 2002 Stock Award and Incentive Plan.

SEC source: 0001144204-19-045113 · tv529726_form4a.xml · nonDerivative · entry 1

SKALA MURRAY L · CIK 0001251971 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,574

F1 · shares: Represents the forfeiture of 13,676 unvested shares under the Company's 2002 Stock Award and Incentive Plan as of the closing date of the transaction agreement previously disclosed by the Company.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Includes 41,029 shares accelerated under the Company's 2002 Stock Award and Incentive Plan.

SEC source: 0001144204-19-034017 · tv524836_form4.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,573,462

F3 · shares: Such 2,380,952 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended and clarified to date) and are further subject to the terms of that certain July 3, 2019 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer.

F4 · shares: Such 2,380,952 shares shall vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. These shares have no voting rights until vested.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/18, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001144204-19-034014 · tv524836_form4.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298,023

F3 · shares: Such 680,272 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended to date) and are further subject to the terms of that certain July 3, 2019 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer.

F4 · shares: Such 680,272 shares shall vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/18, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001144204-19-017997 · tv518097_4.xml · derivative · entry 4

Novak Brent T · CIK 0001602025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,574

Underlying: Common Stock · 742,574 shares

Expires not disclosed

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F6 · price: Represents the closing price of the Issuer's common stock on 3/29/2019 (the day prior to the transaction day), as reported by Nasdaq.

F7 · derivative.exercise_date: 297,030 of RSUs will be subject to three year "cliff vesting" (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50%); (ii) Net revenue growth as compared to the Company's peer group (weighted 25%), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25%). 445,544 of RSUs will vest in 3 equal annual installments commencing on the first anniversary pf the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F7 · derivative.expiration_date: 297,030 of RSUs will be subject to three year "cliff vesting" (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50%); (ii) Net revenue growth as compared to the Company's peer group (weighted 25%), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25%). 445,544 of RSUs will vest in 3 equal annual installments commencing on the first anniversary pf the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

SEC source: 0001144204-19-017997 · tv518097_4.xml · derivative · entry 3

Novak Brent T · CIK 0001602025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,714

Underlying: Common Stock · 71,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F6 · price: Represents the closing price of the Issuer's common stock on 3/29/2019 (the day prior to the transaction day), as reported by Nasdaq.

F5 · derivative.exercise_date: Granted on 4/1/2018. 142,857 of RSUs will be subject to three year "cliff vesting" (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50%); (ii) Net revenue growth as compared to the Company's peer group (weighted 25%), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25%). 142,857 of RSUs will vest in 2 equal annual installments on 4/1/2020 and 4/1/2021. The Reporting Person must be employed by Issuer for an RSU to vest.

F5 · derivative.expiration_date: Granted on 4/1/2018. 142,857 of RSUs will be subject to three year "cliff vesting" (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50%); (ii) Net revenue growth as compared to the Company's peer group (weighted 25%), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25%). 142,857 of RSUs will vest in 2 equal annual installments on 4/1/2020 and 4/1/2021. The Reporting Person must be employed by Issuer for an RSU to vest.

SEC source: 0001144204-19-017997 · tv518097_4.xml · nonDerivative · entry 2

Novak Brent T · CIK 0001602025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,148

F3 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F6 · price: Represents the closing price of the Issuer's common stock on 3/29/2019 (the day prior to the transaction day), as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001144204-19-017997 · tv518097_4.xml · nonDerivative · entry 1

Novak Brent T · CIK 0001602025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described on Table II granted on April 1, 2018.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001144204-19-010527 · tv514928_4.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,192,510

F3 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F1 · price: Represents the closing price of the Issuer's common stock on 2/22/19, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer and unvested shares may not be voted.

SEC source: 0001144204-19-001133 · tv510576_form4.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,751

F3 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/18, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001144204-19-001132 · tv510574_form4.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,198,889

F3 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F1 · price: Represents the closing price of the Issuer's common stock on 12/31/18, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001144204-19-000398 · tv510260_4.xml · nonDerivative · entry 1

SKALA MURRAY L · CIK 0001251971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,250

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2020.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001144204-19-000393 · tv510258_4.xml · nonDerivative · entry 1

POULSEN REX H · CIK 0001565496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,295

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2020.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001144204-19-000396 · tv510259_4.xml · nonDerivative · entry 1

Zhao Xiaoqiang · CIK 0001706209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,285

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2020.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F4 · balance_after: Xiaoqiang Zhao is the Chairman of the Board of Meisheng Cultural and Creative Corp., Ltd. ("Meisheng Cultural") and Executive Director of its wholly owned subsidiary Hong Kong Meisheng Cultural Company Limited ("Hongkong Meisheng"). Hongkong Meisheng is the record owner of 5,239,538 shares of the Company. The reporting person disclaims beneficial ownership of the shares of common stock held by Hongkong Meisheng and indirectly beneficially owned by Meisheng Cultural.

SEC source: 0001144204-19-000391 · tv510257_4.xml · nonDerivative · entry 1

GROSS MICHAEL JONATHAN · CIK 0001370846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,072

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2020.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001144204-19-000387 · tv510255_4.xml · nonDerivative · entry 1

SHOGHI ALEXANDER · CIK 0001663166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,633

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2020.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001144204-19-000384 · tv510254_4.xml · nonDerivative · entry 1

SITRICK MICHAEL S · CIK 0001371443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,922

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2020.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001185185-22-000023 · ownership.xml · derivative · entry 7

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,669

Underlying: Common Stock · 166,669 shares

Expires not disclosed

F7 · derivative.exercise_price: Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F7 · date: Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F7 · kind: Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F7 · shares: Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F8 · price: The closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ

F7 · derivative.exercise_date: Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F7 · derivative.expiration_date: Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001144204-18-019296 · tv490458_4.xml · derivative · entry 1

Novak Brent T · CIK 0001602025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,073

Underlying: Common Stock · 357,073 shares

Expires not disclosed

F1 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F2 · derivative.exercise_date: 142,857 of RSUs will be subject to three year "cliff vesting" (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50%); (ii) Net revenue growth as compared to the Company's peer group (weighted 25%), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25%). 214,286 of RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · derivative.expiration_date: 142,857 of RSUs will be subject to three year "cliff vesting" (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50%); (ii) Net revenue growth as compared to the Company's peer group (weighted 25%), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25%). 214,286 of RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F4 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001144204-18-012319 · tv487539_4.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311,086

F3 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F1 · price: Represents the closing price of the Issuer's common stock on 2/23/18, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001144204-18-000627 · tv482592_form4.xml · nonDerivative · entry 1

POULSEN REX H · CIK 0001565496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,590

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2019.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001144204-18-000626 · tv482591_form4.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,085

F3 · shares: Such 425,532 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended to date) and are further subject to the terms of that certain January 1, 2018 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer.

F4 · shares: Such 425,532 shares shall vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F1 · price: Represents the closing price of the Issuer's common stock on 12/29/17, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001144204-18-000625 · tv482590_form4.xml · nonDerivative · entry 2

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,317,308

F4 · shares: Such 1,489,362 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended and clarified to date) and are further subject to the terms of that certain January 1, 2018 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer.

F5 · shares: Such 1,489,362 shall vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F1 · price: Represents the closing price of the Issuer's common stock on 12/29/17, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001144204-18-000625 · tv482590_form4.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,946

F3 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F1 · price: Represents the closing price of the Issuer's common stock on 12/29/17, as reported by Nasdaq.

F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.

SEC source: 0001144204-18-000624 · tv482589_form4.xml · nonDerivative · entry 1

Zhao Xiaoqiang · CIK 0001706209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,580

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2019.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F4 · balance_after: Xiaoqiang Zhao is the Chairman of the Board of Meisheng Cultural and Creative Corp., Ltd. ("Meisheng Cultural") and Executive Director of its wholly owned subsidiary Hong Kong Meisheng Cultural Company Limited ("Hongkong Meisheng"). Hongkong Meisheng is the record owner of 5,239,538 shares of the Company. The reporting person disclaims beneficial ownership of the shares of common stock held by Hongkong Meisheng and indirectly beneficially owned by Meisheng Cultural.

SEC source: 0001144204-18-000623 · tv482588_form4.xml · nonDerivative · entry 1

SHOGHI ALEXANDER · CIK 0001663166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,928

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2019.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001144204-18-000622 · tv482587_form4.xml · nonDerivative · entry 1

GROSS MICHAEL JONATHAN · CIK 0001370846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,367

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2019.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001144204-18-000621 · tv482586_form4.xml · nonDerivative · entry 1

SITRICK MICHAEL S · CIK 0001371443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,217

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2019.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001144204-18-000620 · tv482585_form4.xml · nonDerivative · entry 1

SKALA MURRAY L · CIK 0001251971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,545

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2019.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0000902664-17-004230 · p17-1978form4.xml · derivative · entry 1

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.001 · 2,464,603 shares

Expires 2018-08-01

F1 · price: $21,550,000 aggregate principal amount of Existing Notes were exchanged for $21,550,000 aggregate principal amount of certain new Convertible Senior Notes pursuant to the terms and conditions of that certain Exchange Agreement dated as of November 7, 2017 by and between the Company and Oasis II Fund (as defined below).

F2 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

SEC source: 0001144204-17-040944 · v472623_form4.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,070

F1 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer and certain of these shares are subject to vesting conditions.

SEC source: 0001144204-17-040942 · v472631_4.xml · nonDerivative · entry 1

SITRICK MICHAEL S · CIK 0001371443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,637

F1 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors and certain of these shares are subject to vesting conditions.

SEC source: 0001144204-17-010430 · v460207_form4.xml · nonDerivative · entry 1

SHOGHI ALEXANDER · CIK 0001663166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,348

F1 · shares: Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2018.

F2 · price: Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.

F3 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

SEC source: 0001288136-17-000006 · primary_doc.xml · derivative · entry 2

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 1 and 2

Disclosed balance after: 0

Underlying: Common Stock · 2,583,559 shares

Expires 2018-08-01

F3 · derivative.exercise_price: On January 27, 2017, the Pine River Master Fund Ltd. (the "Master Fund") entered into an Exchange Agreement with the Issuer, pursuant to which the Master Fund transferred $22,590,000 aggregate principal amount of the Issuer's 4.250% Subordinated Convertible Senior Notes due 2018 (the "4.250% Notes") held by the Master Fund to the Issuer in simultaneous exchange for 1,637,550 shares of the Issuer's Common Stock ("Common Stock") and $13,998,195.75 in cash.

F4 · derivative.exercise_price: The 4.250% Notes were convertible into shares of Common Stock at any time, at an initial conversion rate of 114.3674 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $8.74 per share of Common Stock, subject to adjustment in certain events.

F3 · kind: On January 27, 2017, the Pine River Master Fund Ltd. (the "Master Fund") entered into an Exchange Agreement with the Issuer, pursuant to which the Master Fund transferred $22,590,000 aggregate principal amount of the Issuer's 4.250% Subordinated Convertible Senior Notes due 2018 (the "4.250% Notes") held by the Master Fund to the Issuer in simultaneous exchange for 1,637,550 shares of the Issuer's Common Stock ("Common Stock") and $13,998,195.75 in cash.

F3 · price: On January 27, 2017, the Pine River Master Fund Ltd. (the "Master Fund") entered into an Exchange Agreement with the Issuer, pursuant to which the Master Fund transferred $22,590,000 aggregate principal amount of the Issuer's 4.250% Subordinated Convertible Senior Notes due 2018 (the "4.250% Notes") held by the Master Fund to the Issuer in simultaneous exchange for 1,637,550 shares of the Issuer's Common Stock ("Common Stock") and $13,998,195.75 in cash.

F1 · derivative.exercise_date: These securities are held directly by the Pine River Master Fund, for which Pine River Capital Management L.P. (the "Partnership") is the Investment Manager. Mr. Brian Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F4 · derivative.exercise_date: The 4.250% Notes were convertible into shares of Common Stock at any time, at an initial conversion rate of 114.3674 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $8.74 per share of Common Stock, subject to adjustment in certain events.

F1 · ownership.nature: These securities are held directly by the Pine River Master Fund, for which Pine River Capital Management L.P. (the "Partnership") is the Investment Manager. Mr. Brian Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001288136-17-000006 · primary_doc.xml · nonDerivative · entry 1

Pine River Capital Management L.P. · CIK 0001288136 · 10% owner

Pine River MASTER FUND LTD. · CIK 0001387810 · 10% owner

TAYLOR BRIAN · CIK 0001387809 · 10% owner

Pine River Capital Management LLC · CIK 0001475577 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 1, 2

Disclosed balance after: 0

F3 · kind: On January 27, 2017, the Pine River Master Fund Ltd. (the "Master Fund") entered into an Exchange Agreement with the Issuer, pursuant to which the Master Fund transferred $22,590,000 aggregate principal amount of the Issuer's 4.250% Subordinated Convertible Senior Notes due 2018 (the "4.250% Notes") held by the Master Fund to the Issuer in simultaneous exchange for 1,637,550 shares of the Issuer's Common Stock ("Common Stock") and $13,998,195.75 in cash.

F3 · price: On January 27, 2017, the Pine River Master Fund Ltd. (the "Master Fund") entered into an Exchange Agreement with the Issuer, pursuant to which the Master Fund transferred $22,590,000 aggregate principal amount of the Issuer's 4.250% Subordinated Convertible Senior Notes due 2018 (the "4.250% Notes") held by the Master Fund to the Issuer in simultaneous exchange for 1,637,550 shares of the Issuer's Common Stock ("Common Stock") and $13,998,195.75 in cash.

F1 · ownership.nature: These securities are held directly by the Pine River Master Fund, for which Pine River Capital Management L.P. (the "Partnership") is the Investment Manager. Mr. Brian Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000902664-17-004228 · p17-0342form4.xml · derivative · entry 3

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 599,281 shares

Expires 2018-08-01

F3 · price: Includes $111,350.00 of accrued and unpaid interest.

F1 · derivative.exercise_date: The trade reported on this line settled on January 31, 2017.

F4 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F5 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.