Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2022 Filed Jan 5, 2022 02:37 UTC |
BERMAN STEPHEN GDirector · CEO, President and Secretary
|
SaleCommon Stock | 11,469 | $10.45 | $119,851.05 |
DisclosureSEC source: 0001185185-22-000006 · ownership.xml · nonDerivative · entry 4 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,818 F5 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F6 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. F5 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 02:37 UTC |
BERMAN STEPHEN GDirector · CEO, President and Secretary
|
SaleCommon Stock | 10,368 | $10.25 | $106,272.00 |
DisclosureSEC source: 0001185185-22-000006 · ownership.xml · nonDerivative · entry 3 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,287 F5 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F6 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. F5 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:41 UTC |
Kimble John LouisChief Financial Officer
|
GrantRestricted Stock Unit ("RSU") · Derivative | 53,228 | $10.16 | $540,796.48 |
DisclosureSEC source: 0001185185-22-000010 · ownership.xml · derivative · entry 1 Kimble John Louis · CIK 0001795096 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,228 Underlying: Common Stock · 53,228 shares Expires not disclosed F1 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F2 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest. F2 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest. F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. F5 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:39 UTC |
MCGRATH JOHN JOSEPHChief Operating Officer
|
Exercise / conversionRSU · Derivative | 22,578 | $10.16 | $229,392.48 |
DisclosureSEC source: 0001185185-22-000008 · ownership.xml · derivative · entry 4 MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,603 Underlying: Common Stock · 22,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F9 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing. F9 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing. F7 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:39 UTC |
MCGRATH JOHN JOSEPHChief Operating Officer
|
GrantRestricted Stock Units (RSU") · Derivative | 51,181 | $10.16 | $519,998.96 |
DisclosureSEC source: 0001185185-22-000008 · ownership.xml · derivative · entry 3 MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,181 Underlying: Common Stock · 51,181 shares Expires not disclosed F4 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F6 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F5 · derivative.exercise_date: RSUs will vest in 2 equal annual installments commencing on the first anniversary of the date of grant and on the second anniversary thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F5 · derivative.expiration_date: RSUs will vest in 2 equal annual installments commencing on the first anniversary of the date of grant and on the second anniversary thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F7 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:39 UTC |
MCGRATH JOHN JOSEPHChief Operating Officer
|
Tax withholdingCommon Stock | 11,920 | $10.61 | $126,471.20 |
DisclosureSEC source: 0001185185-22-000008 · ownership.xml · nonDerivative · entry 2 MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,719 F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F3 · acquired: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:39 UTC |
MCGRATH JOHN JOSEPHChief Operating Officer
|
Exercise / conversionCommon Stock | 22,578 | $10.61 | $239,552.58 |
DisclosureSEC source: 0001185185-22-000008 · ownership.xml · nonDerivative · entry 1 MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F1 · acquired: Represents shares underlying RSUs previously reported which vested. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:37 UTC |
BERMAN STEPHEN GDirector · CEO, President and Secretary
|
Exercise / conversionRSU · Derivative | 73,262 | $10.16 | $744,341.92 |
DisclosureSEC source: 0001185185-22-000006 · ownership.xml · derivative · entry 6 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,956 Underlying: Common Stock · 73,262 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F11 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing. F11 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. F10 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:37 UTC |
BERMAN STEPHEN GDirector · CEO, President and Secretary
|
GrantRestricted Stock Units ("RSU") · Derivative | 214,218 | $10.16 | $2,176,454.88 |
DisclosureSEC source: 0001185185-22-000006 · ownership.xml · derivative · entry 5 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,218 Underlying: Common Stock · 214,218 shares Expires not disclosed F7 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F9 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F8 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F8 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. F10 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:37 UTC |
BERMAN STEPHEN GDirector · CEO, President and Secretary
|
Tax withholdingCommon Stock | 34,834 | $10.16 | $353,913.44 |
DisclosureSEC source: 0001185185-22-000006 · ownership.xml · nonDerivative · entry 2 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,655 F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F4 · acquired: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported RSU Agreement by and between the Holder and the Issuer. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:37 UTC |
BERMAN STEPHEN GDirector · CEO, President and Secretary
|
Exercise / conversionCommon Stock | 73,262 | $10.16 | $744,341.92 |
DisclosureSEC source: 0001185185-22-000006 · ownership.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F1 · acquired: Represents shares underlying RSUs previously reported which vested. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2022 Filed Jan 7, 2022 22:33 UTC |
BERMAN STEPHEN GDirector · CEO, President and Secretary
|
GrantRestricted Stock Units ("RSU") · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001185185-22-000023 · ownership.xml · derivative · entry 4 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,218 Underlying: Common Stock · 214,218 shares Expires not disclosed F4 · derivative.exercise_price: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F4 · date: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F4 · kind: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F4 · shares: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F8 · price: The closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ F4 · derivative.exercise_date: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F4 · derivative.expiration_date: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2022 Filed Apr 4, 2022 22:48 UTC |
BERMAN STEPHEN GDirector · CEO, President and Secretary
|
Disposition to issuerRSU · Derivative | 116,073 | $1.47 | $170,627.31 |
DisclosureSEC source: 0001185185-22-000397 · ownership.xml · derivative · entry 5 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 116,073 shares Expires not disclosed F8 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F10 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F11 · derivative.exercise_date: RSUs vest as follows: 60% of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. F11 · derivative.expiration_date: RSUs vest as follows: 60% of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. Read SEC document |
| January 01, 2022 Filed Apr 4, 2022 22:48 UTC |
BERMAN STEPHEN GDirector · CEO, President and Secretary
|
Exercise / conversionRestricted Stock Units ("RSU") · Derivative | 26,786 | $1.47 | $39,375.42 |
DisclosureSEC source: 0001185185-22-000397 · ownership.xml · derivative · entry 4 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F10 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F9 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing. F9 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing. Read SEC document |
| January 01, 2022 Filed Apr 4, 2022 22:48 UTC |
BERMAN STEPHEN GDirector · CEO, President and Secretary
|
Disposition to issuerCommon Stock | 20,390 | $5.15 | $105,008.50 |
DisclosureSEC source: 0001185185-22-000397 · ownership.xml · nonDerivative · entry 3 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,296 F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F6 · acquired: Reflects the forfeiture of a restricted stock award issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2017 Restricted Stock Award Agreement by and between the Holder and the Issuer, which forfeiture occurred in 2020. F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2022 Filed Apr 4, 2022 22:48 UTC |
BERMAN STEPHEN GDirector · CEO, President and Secretary
|
Exercise / conversionCommon Stock | 26,786 | $10.16 | $272,145.76 |
DisclosureSEC source: 0001185185-22-000397 · ownership.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F1 · acquired: Represents shares underlying RSUs previously reported which vested. F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2022 Filed Apr 4, 2022 22:44 UTC |
MCGRATH JOHN JOSEPHChief Operating Officer
|
Disposition to issuerRSU · Derivative | 33,165 | $1.47 | $48,752.55 |
DisclosureSEC source: 0001185185-22-000395 · ownership.xml · derivative · entry 5 MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,165 shares Expires not disclosed F8 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F10 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F11 · derivative.exercise_date: RSUs vest as follows: 60% of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. F11 · derivative.expiration_date: RSUs vest as follows: 60% of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. Read SEC document |
| January 01, 2022 Filed Apr 4, 2022 22:44 UTC |
MCGRATH JOHN JOSEPHChief Operating Officer
|
Exercise / conversionRestricted Stock Units (RSU") · Derivative | 7,654 | $1.47 | $11,251.38 |
DisclosureSEC source: 0001185185-22-000395 · ownership.xml · derivative · entry 4 MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,654 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F10 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F9 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing. F9 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing. Read SEC document |
| January 01, 2022 Filed Apr 4, 2022 22:44 UTC |
MCGRATH JOHN JOSEPHChief Operating Officer
|
Disposition to issuerCommon Stock | 5,826 | $5.15 | $30,003.90 |
DisclosureSEC source: 0001185185-22-000395 · ownership.xml · nonDerivative · entry 3 MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,764 F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F6 · acquired: Reflects the forfeiture of a restricted stock award issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2017 Restricted Stock Award Agreement by and between the Holder and the Issuer, which forfeiture occurred in 2020. F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2022 Filed Apr 4, 2022 22:44 UTC |
MCGRATH JOHN JOSEPHChief Operating Officer
|
Exercise / conversionCommon Stock | 7,654 | $10.16 | $77,764.64 |
DisclosureSEC source: 0001185185-22-000395 · ownership.xml · nonDerivative · entry 1 MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F1 · acquired: Represents shares underlying RSUs previously reported which vested. F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| December 30, 2021 Filed Feb 16, 2022 21:00 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 16,000 | $10.48 | $167,697.60 |
DisclosureSEC source: 0001019056-22-000219 · rosen.xml · nonDerivative · entry 5 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,401,619 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 27, 2021 Filed Feb 16, 2022 21:00 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 38 | $11.00 | $418.00 |
DisclosureSEC source: 0001019056-22-000219 · rosen.xml · nonDerivative · entry 4 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,385,619 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 23, 2021 Filed Feb 16, 2022 21:00 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 17,951 | $10.58 | $189,896.45 |
DisclosureSEC source: 0001019056-22-000219 · rosen.xml · nonDerivative · entry 3 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,385,581 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 22, 2021 Filed Feb 16, 2022 21:00 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 19,127 | $10.28 | $196,709.72 |
DisclosureSEC source: 0001019056-22-000219 · rosen.xml · nonDerivative · entry 2 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367,630 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 21, 2021 Filed Feb 16, 2022 21:00 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 35,856 | $10.41 | $373,160.56 |
DisclosureSEC source: 0001019056-22-000219 · rosen.xml · nonDerivative · entry 1 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,348,503 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 15, 2021 Filed Dec 20, 2021 21:30 UTC |
Benefit Street Partners LLC10% owner
Gahan Thomas10% owner
|
PurchaseSeries A Senior Preferred Stock | 40,965 | $88.48 | $3,624,583.20 |
DisclosureSEC source: 0000905718-21-001628 · ownership.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 145,788 F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors. Read SEC document |
| December 15, 2021 Filed Dec 20, 2021 21:30 UTC |
Benefit Street Partners LLC10% owner
Gahan Thomas10% owner
|
PurchaseCommon Stock | 119,884 | $10.53 | $1,262,378.52 |
DisclosureSEC source: 0000905718-21-001628 · ownership.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,476,523 F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors. Read SEC document |
| December 15, 2021 Filed Dec 30, 2021 18:57 UTC Amendment |
Benefit Street Partners LLC10% owner
Gahan Thomas10% owner
|
PurchaseSeries A Senior Preferred Stock | 40,965 | $87.98 | $3,604,199.02 |
DisclosureSEC source: 0000905718-21-001653 · jakks_form4adec202021.xml · nonDerivative · entry 2 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 145,788 F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors. Read SEC document |
| December 15, 2021 Filed Dec 30, 2021 18:57 UTC Amendment |
Benefit Street Partners LLC10% owner
Gahan Thomas10% owner
|
PurchaseCommon Stock | 119,884 | $10.70 | $1,282,758.80 |
DisclosureSEC source: 0000905718-21-001653 · jakks_form4adec202021.xml · nonDerivative · entry 1 Benefit Street Partners LLC · CIK 0001543160 · 10% owner Gahan Thomas · CIK 0001610124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,476,523 F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors. Read SEC document |
| December 15, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 10,000 | $9.65 | $96,510.00 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 20 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312,647 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 14, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 5,375 | $9.50 | $51,039.39 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 19 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,302,647 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 13, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 40,857 | $9.56 | $390,388.64 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 18 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297,272 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 10, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 46,306 | $9.48 | $438,962.36 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 17 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,256,415 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 09, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 7,819 | $9.66 | $75,525.28 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 16 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210,109 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 08, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 10,000 | $10.16 | $101,600.00 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 15 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,290 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 07, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 30,000 | $9.92 | $297,519.00 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 14 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,290 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 26, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 10,000 | $10.77 | $107,700.00 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 13 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162,290 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 22, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 10,000 | $10.72 | $107,200.00 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 12 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152,290 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 20, 2021 Filed Nov 22, 2021 21:20 UTC |
Kimble John LouisChief Financial Officer
|
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative | 13,360 | $10.93 | $146,024.80 |
DisclosureSEC source: 0001185185-21-001719 · ownership.xml · derivative · entry 4 Kimble John Louis · CIK 0001795096 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,720 Underlying: Common Stock · 13,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing. F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing. F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing. Read SEC document |
| November 20, 2021 Filed Nov 22, 2021 21:20 UTC |
Kimble John LouisChief Financial Officer
|
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative | 3,922 | $10.93 | $42,867.46 |
DisclosureSEC source: 0001185185-21-001719 · ownership.xml · derivative · entry 3 Kimble John Louis · CIK 0001795096 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,921 Underlying: Common Stock · 3,922 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing. F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing. F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing. Read SEC document |
| November 20, 2021 Filed Nov 22, 2021 21:20 UTC |
Kimble John LouisChief Financial Officer
|
Exercise / conversionCommon Stock | 13,360 | $10.93 | $146,024.80 |
DisclosureSEC source: 0001185185-21-001719 · ownership.xml · nonDerivative · entry 2 Kimble John Louis · CIK 0001795096 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vested according to the terms of the RSU described in a previous filing. F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| November 20, 2021 Filed Nov 22, 2021 21:20 UTC |
Kimble John LouisChief Financial Officer
|
Exercise / conversionCommon Stock | 3,922 | $10.93 | $42,867.46 |
DisclosureSEC source: 0001185185-21-001719 · ownership.xml · nonDerivative · entry 1 Kimble John Louis · CIK 0001795096 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vested according to the terms of the RSU described in a previous filing. F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| November 19, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 15,000 | $10.92 | $163,753.50 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 11 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142,290 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 18, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 2,851 | $11.04 | $31,473.33 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 10 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,127,290 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 16, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 12,500 | $11.91 | $148,825.00 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 9 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124,439 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 15, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 11,000 | $12.94 | $142,371.90 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 8 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,939 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 12, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 3,400 | $13.49 | $45,860.56 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 7 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100,939 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 11, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 10,903 | $13.04 | $142,142.41 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 6 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,097,539 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 04, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 9,799 | $12.38 | $121,341.02 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 5 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,086,636 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| October 29, 2021 Filed Feb 16, 2022 20:43 UTC |
Rosen Lawrence I10% owner
|
PurchaseCommon Stock | 17,089 | $10.88 | $185,989.84 |
DisclosureSEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 4 Rosen Lawrence I · CIK 0001759132 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,837 F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.