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Nasdaq · USD

JAKK

JAKKS PACIFIC INC

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Tapewire entity
6006
SEC CIK
0001009829
Parsed reports
132

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2022 Filed Jan 5, 2022 02:37 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
SaleCommon Stock 11,469 $10.45 $119,851.05
Disclosure

SEC source: 0001185185-22-000006 · ownership.xml · nonDerivative · entry 4

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,818

F5 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1.

F6 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request.

F5 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1.

F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 02:37 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
SaleCommon Stock 10,368 $10.25 $106,272.00
Disclosure

SEC source: 0001185185-22-000006 · ownership.xml · nonDerivative · entry 3

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,287

F5 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1.

F6 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request.

F5 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1.

F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:41 UTC
Kimble John LouisChief Financial Officer
GrantRestricted Stock Unit ("RSU") · Derivative 53,228 $10.16 $540,796.48
Disclosure

SEC source: 0001185185-22-000010 · ownership.xml · derivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,228

Underlying: Common Stock · 53,228 shares

Expires not disclosed

F1 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F2 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.

F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F5 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:39 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Exercise / conversionRSU · Derivative 22,578 $10.16 $229,392.48
Disclosure

SEC source: 0001185185-22-000008 · ownership.xml · derivative · entry 4

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,603

Underlying: Common Stock · 22,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F9 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F9 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F7 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:39 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
GrantRestricted Stock Units (RSU") · Derivative 51,181 $10.16 $519,998.96
Disclosure

SEC source: 0001185185-22-000008 · ownership.xml · derivative · entry 3

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,181

Underlying: Common Stock · 51,181 shares

Expires not disclosed

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F6 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F5 · derivative.exercise_date: RSUs will vest in 2 equal annual installments commencing on the first anniversary of the date of grant and on the second anniversary thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F5 · derivative.expiration_date: RSUs will vest in 2 equal annual installments commencing on the first anniversary of the date of grant and on the second anniversary thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F7 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:39 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Tax withholdingCommon Stock 11,920 $10.61 $126,471.20
Disclosure

SEC source: 0001185185-22-000008 · ownership.xml · nonDerivative · entry 2

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,719

F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F3 · acquired: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:39 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Exercise / conversionCommon Stock 22,578 $10.61 $239,552.58
Disclosure

SEC source: 0001185185-22-000008 · ownership.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · acquired: Represents shares underlying RSUs previously reported which vested.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:37 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionRSU · Derivative 73,262 $10.16 $744,341.92
Disclosure

SEC source: 0001185185-22-000006 · ownership.xml · derivative · entry 6

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,956

Underlying: Common Stock · 73,262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F11 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F11 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F10 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:37 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
GrantRestricted Stock Units ("RSU") · Derivative 214,218 $10.16 $2,176,454.88
Disclosure

SEC source: 0001185185-22-000006 · ownership.xml · derivative · entry 5

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,218

Underlying: Common Stock · 214,218 shares

Expires not disclosed

F7 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F9 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F8 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F8 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F10 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:37 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Tax withholdingCommon Stock 34,834 $10.16 $353,913.44
Disclosure

SEC source: 0001185185-22-000006 · ownership.xml · nonDerivative · entry 2

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,655

F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F4 · acquired: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported RSU Agreement by and between the Holder and the Issuer.

F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:37 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionCommon Stock 73,262 $10.16 $744,341.92
Disclosure

SEC source: 0001185185-22-000006 · ownership.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · acquired: Represents shares underlying RSUs previously reported which vested.

F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2022 Filed Jan 7, 2022 22:33 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
GrantRestricted Stock Units ("RSU") · Derivative 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001185185-22-000023 · ownership.xml · derivative · entry 4

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,218

Underlying: Common Stock · 214,218 shares

Expires not disclosed

F4 · derivative.exercise_price: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F4 · date: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F4 · kind: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F4 · shares: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F8 · price: The closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ

F4 · derivative.exercise_date: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F4 · derivative.expiration_date: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2022 Filed Apr 4, 2022 22:48 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Disposition to issuerRSU · Derivative 116,073 $1.47 $170,627.31
Disclosure

SEC source: 0001185185-22-000397 · ownership.xml · derivative · entry 5

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 116,073 shares

Expires not disclosed

F8 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F10 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F11 · derivative.exercise_date: RSUs vest as follows: 60% of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F11 · derivative.expiration_date: RSUs vest as follows: 60% of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

Read SEC document
January 01, 2022 Filed Apr 4, 2022 22:48 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionRestricted Stock Units ("RSU") · Derivative 26,786 $1.47 $39,375.42
Disclosure

SEC source: 0001185185-22-000397 · ownership.xml · derivative · entry 4

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F10 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F9 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F9 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

Read SEC document
January 01, 2022 Filed Apr 4, 2022 22:48 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Disposition to issuerCommon Stock 20,390 $5.15 $105,008.50
Disclosure

SEC source: 0001185185-22-000397 · ownership.xml · nonDerivative · entry 3

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,296

F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F6 · acquired: Reflects the forfeiture of a restricted stock award issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2017 Restricted Stock Award Agreement by and between the Holder and the Issuer, which forfeiture occurred in 2020.

F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2022 Filed Apr 4, 2022 22:48 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionCommon Stock 26,786 $10.16 $272,145.76
Disclosure

SEC source: 0001185185-22-000397 · ownership.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · acquired: Represents shares underlying RSUs previously reported which vested.

F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2022 Filed Apr 4, 2022 22:44 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Disposition to issuerRSU · Derivative 33,165 $1.47 $48,752.55
Disclosure

SEC source: 0001185185-22-000395 · ownership.xml · derivative · entry 5

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,165 shares

Expires not disclosed

F8 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F10 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F11 · derivative.exercise_date: RSUs vest as follows: 60% of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F11 · derivative.expiration_date: RSUs vest as follows: 60% of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

Read SEC document
January 01, 2022 Filed Apr 4, 2022 22:44 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Exercise / conversionRestricted Stock Units (RSU") · Derivative 7,654 $1.47 $11,251.38
Disclosure

SEC source: 0001185185-22-000395 · ownership.xml · derivative · entry 4

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F10 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F9 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F9 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

Read SEC document
January 01, 2022 Filed Apr 4, 2022 22:44 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Disposition to issuerCommon Stock 5,826 $5.15 $30,003.90
Disclosure

SEC source: 0001185185-22-000395 · ownership.xml · nonDerivative · entry 3

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,764

F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F6 · acquired: Reflects the forfeiture of a restricted stock award issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2017 Restricted Stock Award Agreement by and between the Holder and the Issuer, which forfeiture occurred in 2020.

F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2022 Filed Apr 4, 2022 22:44 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Exercise / conversionCommon Stock 7,654 $10.16 $77,764.64
Disclosure

SEC source: 0001185185-22-000395 · ownership.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · acquired: Represents shares underlying RSUs previously reported which vested.

F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
December 30, 2021 Filed Feb 16, 2022 21:00 UTC PurchaseCommon Stock 16,000 $10.48 $167,697.60
Disclosure

SEC source: 0001019056-22-000219 · rosen.xml · nonDerivative · entry 5

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401,619

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 27, 2021 Filed Feb 16, 2022 21:00 UTC PurchaseCommon Stock 38 $11.00 $418.00
Disclosure

SEC source: 0001019056-22-000219 · rosen.xml · nonDerivative · entry 4

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,385,619

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 23, 2021 Filed Feb 16, 2022 21:00 UTC PurchaseCommon Stock 17,951 $10.58 $189,896.45
Disclosure

SEC source: 0001019056-22-000219 · rosen.xml · nonDerivative · entry 3

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,385,581

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 22, 2021 Filed Feb 16, 2022 21:00 UTC PurchaseCommon Stock 19,127 $10.28 $196,709.72
Disclosure

SEC source: 0001019056-22-000219 · rosen.xml · nonDerivative · entry 2

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367,630

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 21, 2021 Filed Feb 16, 2022 21:00 UTC PurchaseCommon Stock 35,856 $10.41 $373,160.56
Disclosure

SEC source: 0001019056-22-000219 · rosen.xml · nonDerivative · entry 1

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,348,503

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 15, 2021 Filed Dec 20, 2021 21:30 UTC
Gahan Thomas10% owner
PurchaseSeries A Senior Preferred Stock 40,965 $88.48 $3,624,583.20
Disclosure

SEC source: 0000905718-21-001628 · ownership.xml · nonDerivative · entry 2

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 145,788

F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors.

Read SEC document
December 15, 2021 Filed Dec 20, 2021 21:30 UTC
Gahan Thomas10% owner
PurchaseCommon Stock 119,884 $10.53 $1,262,378.52
Disclosure

SEC source: 0000905718-21-001628 · ownership.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,476,523

F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors.

Read SEC document
December 15, 2021 Filed Dec 30, 2021 18:57 UTC Amendment
Gahan Thomas10% owner
PurchaseSeries A Senior Preferred Stock 40,965 $87.98 $3,604,199.02
Disclosure

SEC source: 0000905718-21-001653 · jakks_form4adec202021.xml · nonDerivative · entry 2

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 145,788

F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors.

Read SEC document
December 15, 2021 Filed Dec 30, 2021 18:57 UTC Amendment
Gahan Thomas10% owner
PurchaseCommon Stock 119,884 $10.70 $1,282,758.80
Disclosure

SEC source: 0000905718-21-001653 · jakks_form4adec202021.xml · nonDerivative · entry 1

Benefit Street Partners LLC · CIK 0001543160 · 10% owner

Gahan Thomas · CIK 0001610124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,476,523

F1 · ownership.nature: The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors.

Read SEC document
December 15, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 10,000 $9.65 $96,510.00
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 20

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312,647

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 14, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 5,375 $9.50 $51,039.39
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 19

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302,647

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 13, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 40,857 $9.56 $390,388.64
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 18

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297,272

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 10, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 46,306 $9.48 $438,962.36
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 17

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256,415

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 09, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 7,819 $9.66 $75,525.28
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 16

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,210,109

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 08, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 10,000 $10.16 $101,600.00
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 15

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202,290

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 07, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 30,000 $9.92 $297,519.00
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 14

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192,290

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 26, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 10,000 $10.77 $107,700.00
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 13

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162,290

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 22, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 10,000 $10.72 $107,200.00
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 12

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,152,290

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 20, 2021 Filed Nov 22, 2021 21:20 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 13,360 $10.93 $146,024.80
Disclosure

SEC source: 0001185185-21-001719 · ownership.xml · derivative · entry 4

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,720

Underlying: Common Stock · 13,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

Read SEC document
November 20, 2021 Filed Nov 22, 2021 21:20 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 3,922 $10.93 $42,867.46
Disclosure

SEC source: 0001185185-21-001719 · ownership.xml · derivative · entry 3

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,921

Underlying: Common Stock · 3,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

Read SEC document
November 20, 2021 Filed Nov 22, 2021 21:20 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionCommon Stock 13,360 $10.93 $146,024.80
Disclosure

SEC source: 0001185185-21-001719 · ownership.xml · nonDerivative · entry 2

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2021 Filed Nov 22, 2021 21:20 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionCommon Stock 3,922 $10.93 $42,867.46
Disclosure

SEC source: 0001185185-21-001719 · ownership.xml · nonDerivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 19, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 15,000 $10.92 $163,753.50
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 11

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142,290

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 18, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 2,851 $11.04 $31,473.33
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 10

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127,290

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 16, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 12,500 $11.91 $148,825.00
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 9

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124,439

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 15, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 11,000 $12.94 $142,371.90
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 8

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,939

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 12, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 3,400 $13.49 $45,860.56
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 7

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,939

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 11, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 10,903 $13.04 $142,142.41
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 6

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097,539

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 04, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 9,799 $12.38 $121,341.02
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 5

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086,636

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
October 29, 2021 Filed Feb 16, 2022 20:43 UTC PurchaseCommon Stock 17,089 $10.88 $185,989.84
Disclosure

SEC source: 0001019056-22-000217 · rosen.xml · nonDerivative · entry 4

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076,837

F1 · price: The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.