Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2018 Filed Mar 12, 2018 20:20 UTC |
Lege AnnetteChief Accounting Officer
|
SaleCommon Shares | 5,000 | $34.31 | $171,550.00 |
DisclosureSEC source: 0001209191-18-018868 · doc4.xml · nonDerivative · entry 1 Lege Annette · CIK 0001697938 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,833 F1 · price: Reflects the weighted-average sales price. Common Shares were sold in multiple transactions at prices ranging from $34.31 to $34.32 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC |
Taylor PhilipSenior Managing Director
|
GrantRestricted Stock Units · Derivative | 16,646 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · derivative · entry 11 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,646 Underlying: Common Shares · 16,646 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F3 · derivative.exercise_date: The Restricted Stock Units vest in one installment on the fourth anniversay of the date of grant and expire upon the employee's termination of employment. F3 · derivative.expiration_date: The Restricted Stock Units vest in one installment on the fourth anniversay of the date of grant and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC |
Taylor PhilipSenior Managing Director
|
GrantRestricted Stock Units · Derivative | 49,937 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · derivative · entry 10 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,937 Underlying: Common Shares · 49,937 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC |
Taylor PhilipSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 19,384 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · derivative · entry 9 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,770 Underlying: Common Shares · 19,384 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC |
Taylor PhilipSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 25,922 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · derivative · entry 8 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,923 Underlying: Common Shares · 25,922 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC |
Taylor PhilipSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 24,453 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · derivative · entry 7 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 24,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC |
Taylor PhilipSenior Managing Director
|
Tax withholdingCommon Shares | 58,096 | $32.54 | $1,890,443.84 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · nonDerivative · entry 6 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,235 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC |
Taylor PhilipSenior Managing Director
|
Exercise / conversionCommon Shares | 19,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · nonDerivative · entry 5 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC |
Taylor PhilipSenior Managing Director
|
GrantCommon Shares | 31,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · nonDerivative · entry 4 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,947 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC |
Taylor PhilipSenior Managing Director
|
Exercise / conversionCommon Shares | 25,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · nonDerivative · entry 3 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC |
Taylor PhilipSenior Managing Director
|
GrantCommon Shares | 7,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · nonDerivative · entry 2 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,476 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC |
Taylor PhilipSenior Managing Director
|
Exercise / conversionCommon Shares | 24,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · nonDerivative · entry 1 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:23 UTC |
STARR LOREN MSMD & CFO
|
Tax withholdingCommon Shares | 31,948 | $32.54 | $1,039,587.92 |
DisclosureSEC source: 0001209191-18-015636 · doc4.xml · nonDerivative · entry 5 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,849 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:23 UTC |
STARR LOREN MSMD & CFO
|
GrantCommon Shares | 16,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015636 · doc4.xml · nonDerivative · entry 4 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,797 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:23 UTC |
STARR LOREN MSMD & CFO
|
GrantCommon Shares | 5,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015636 · doc4.xml · nonDerivative · entry 3 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,971 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:23 UTC |
STARR LOREN MSMD & CFO
|
GrantCommon Shares | 3,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015636 · doc4.xml · nonDerivative · entry 2 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,011 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:23 UTC |
STARR LOREN MSMD & CFO
|
GrantCommon Shares | 31,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015636 · doc4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,075 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:18 UTC |
Meadows ColinSenior Managing Director
|
Tax withholdingCommon Shares | 26,158 | $32.54 | $851,181.32 |
DisclosureSEC source: 0001209191-18-015616 · doc4.xml · nonDerivative · entry 5 Meadows Colin · CIK 0001387952 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,970 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:18 UTC |
Meadows ColinSenior Managing Director
|
GrantCommon Shares | 18,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015616 · doc4.xml · nonDerivative · entry 4 Meadows Colin · CIK 0001387952 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,128 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:18 UTC |
Meadows ColinSenior Managing Director
|
GrantCommon Shares | 6,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015616 · doc4.xml · nonDerivative · entry 3 Meadows Colin · CIK 0001387952 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,678 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:18 UTC |
Meadows ColinSenior Managing Director
|
GrantCommon Shares | 4,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015616 · doc4.xml · nonDerivative · entry 2 Meadows Colin · CIK 0001387952 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,470 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:18 UTC |
Meadows ColinSenior Managing Director
|
GrantCommon Shares | 35,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015616 · doc4.xml · nonDerivative · entry 1 Meadows Colin · CIK 0001387952 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,315 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:21 UTC |
Schlossberg AndrewSenior Managing Director
|
GrantRestricted Stock Units · Derivative | 33,189 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015625 · doc4.xml · derivative · entry 2 Schlossberg Andrew · CIK 0001661103 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,189 Underlying: Common Shares · 33,189 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:21 UTC |
Schlossberg AndrewSenior Managing Director
|
Tax withholdingCommon Shares | 11,702 | $32.54 | $380,783.08 |
DisclosureSEC source: 0001209191-18-015625 · doc4.xml · nonDerivative · entry 1 Schlossberg Andrew · CIK 0001661103 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,140 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:17 UTC |
McGreevey GregorySenior Managing Director
|
Tax withholdingCommon Shares | 28,170 | $32.54 | $916,651.80 |
DisclosureSEC source: 0001209191-18-015608 · doc4.xml · nonDerivative · entry 2 McGreevey Gregory · CIK 0001371570 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,335 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:17 UTC |
McGreevey GregorySenior Managing Director
|
GrantCommon Shares | 40,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015608 · doc4.xml · nonDerivative · entry 1 McGreevey Gregory · CIK 0001371570 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,505 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:14 UTC |
Lege AnnetteChief Accounting Officer
|
Tax withholdingCommon Shares | 2,689 | $32.54 | $87,500.06 |
DisclosureSEC source: 0001209191-18-015598 · doc4.xml · nonDerivative · entry 2 Lege Annette · CIK 0001697938 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,240 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:14 UTC |
Lege AnnetteChief Accounting Officer
|
GrantCommon Shares | 9,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015598 · doc4.xml · nonDerivative · entry 1 Lege Annette · CIK 0001697938 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,929 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:16 UTC |
Lo Andrew Tak ShingSenior Managing Director
|
GrantRestricted Stock Units · Derivative | 40,394 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015603 · doc4.xml · derivative · entry 12 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,394 Underlying: Common Shares · 40,394 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:16 UTC |
Lo Andrew Tak ShingSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 11,897 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015603 · doc4.xml · derivative · entry 11 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,694 Underlying: Common Shares · 11,897 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:16 UTC |
Lo Andrew Tak ShingSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 15,526 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015603 · doc4.xml · derivative · entry 10 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,052 Underlying: Common Shares · 15,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:16 UTC |
Lo Andrew Tak ShingSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 10,448 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015603 · doc4.xml · derivative · entry 9 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,448 Underlying: Common Shares · 10,448 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:16 UTC |
Lo Andrew Tak ShingSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 14,578 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015603 · doc4.xml · derivative · entry 8 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 14,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:16 UTC |
Lo Andrew Tak ShingSenior Managing Director
|
Exercise / conversionCommon Shares | 11,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015603 · doc4.xml · nonDerivative · entry 7 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:16 UTC |
Lo Andrew Tak ShingSenior Managing Director
|
GrantCommon Shares | 20,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015603 · doc4.xml · nonDerivative · entry 6 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,295 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:16 UTC |
Lo Andrew Tak ShingSenior Managing Director
|
Exercise / conversionCommon Shares | 15,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015603 · doc4.xml · nonDerivative · entry 5 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:16 UTC |
Lo Andrew Tak ShingSenior Managing Director
|
GrantCommon Shares | 6,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015603 · doc4.xml · nonDerivative · entry 4 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,474 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:16 UTC |
Lo Andrew Tak ShingSenior Managing Director
|
Exercise / conversionCommon Shares | 10,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015603 · doc4.xml · nonDerivative · entry 3 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:16 UTC |
Lo Andrew Tak ShingSenior Managing Director
|
GrantCommon Shares | 4,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015603 · doc4.xml · nonDerivative · entry 2 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,197 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:16 UTC |
Lo Andrew Tak ShingSenior Managing Director
|
Exercise / conversionCommon Shares | 14,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015603 · doc4.xml · nonDerivative · entry 1 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:13 UTC |
FLANAGAN MARTIN LDirector · President & CEO
|
GrantCommon Shares | 71,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015593 · doc4.xml · nonDerivative · entry 4 FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,307 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:13 UTC |
FLANAGAN MARTIN LDirector · President & CEO
|
GrantCommon Shares | 25,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015593 · doc4.xml · nonDerivative · entry 3 FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,090 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:13 UTC |
FLANAGAN MARTIN LDirector · President & CEO
|
GrantCommon Shares | 17,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015593 · doc4.xml · nonDerivative · entry 2 FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,466 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:13 UTC |
FLANAGAN MARTIN LDirector · President & CEO
|
GrantCommon Shares | 133,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015593 · doc4.xml · nonDerivative · entry 1 FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,214 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:11 UTC |
CAROME KEVIN MSMD and General Counsel
|
Tax withholdingCommon Shares | 18,867 | $32.54 | $613,932.18 |
DisclosureSEC source: 0001209191-18-015580 · doc4.xml · nonDerivative · entry 5 CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,836 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:11 UTC |
CAROME KEVIN MSMD and General Counsel
|
GrantCommon Shares | 12,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015580 · doc4.xml · nonDerivative · entry 4 CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,703 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:11 UTC |
CAROME KEVIN MSMD and General Counsel
|
GrantCommon Shares | 4,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015580 · doc4.xml · nonDerivative · entry 3 CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,434 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:11 UTC |
CAROME KEVIN MSMD and General Counsel
|
GrantCommon Shares | 2,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015580 · doc4.xml · nonDerivative · entry 2 CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,088 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:11 UTC |
CAROME KEVIN MSMD and General Counsel
|
GrantCommon Shares | 24,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015580 · doc4.xml · nonDerivative · entry 1 CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,245 Read SEC document |
| February 28, 2018 Filed Mar 7, 2018 21:09 UTC Amendment |
Lege AnnetteChief Accounting Officer
|
GrantCommon Shares | 11,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017685 · doc4a.xml · nonDerivative · entry 1 Lege Annette · CIK 0001697938 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,833 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.