Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INVESCO HIGH INCOME 2023 TARGET TERM FUNDIHIT · Entity 109120 | Trustee | November 22, 2016 | November 22, 2016 |
| Invesco High Income 2024 Target Term FundIHTA · Entity 94855 | Trustee | November 29, 2017 | December 07, 2017 |
| Invesco Ltd.IVZ · Entity 125 | Senior Managing Director | March 19, 2019 | March 21, 2019 |
| Invesco Senior Loan FundVSLAX · Entity 84266 | Trustee | August 29, 2014 | June 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INVESCO HIGH INCOME 2023 TARGET TERM FUND
Report date November 22, 2016 · Filed November 22, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2016-11-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco High Income 2024 Target Term Fund
Report date November 29, 2017 · Filed December 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-11-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Ltd.
Report date March 19, 2019 · Filed March 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 270,899 |
Ending reported balance
After 2019-03-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-03-19 · Grant · Acquired 2,531 · Balance 272,255 Row 2 · 2019-03-20 · Tax withholding · Disposed 1,356 · Balance 270,899 |
Invesco Senior Loan Fund
Report date August 29, 2014 · Filed June 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2014-08-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2019 Filed Mar 21, 2019 20:46 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 1,356 | $19.94 | $27,038.64 |
DisclosureSEC source: 0001209191-19-020789 · doc4.xml · nonDerivative · entry 2 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,899 Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:46 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 2,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020789 · doc4.xml · nonDerivative · entry 1 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,255 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:58 UTC | Invesco Ltd. IVZ · Entity 125 | GrantRestricted Stock Units · Derivative | 27,671 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015724 · doc4.xml · derivative · entry 10 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,671 Underlying: Common Shares · 27,671 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F3 · derivative.exercise_date: The Restricted Stock Units vest in one installment on the fourth anniversay of the date of grant and expire upon the employee's termination of employment. F3 · derivative.expiration_date: The Restricted Stock Units vest in one installment on the fourth anniversay of the date of grant and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:58 UTC | Invesco Ltd. IVZ · Entity 125 | GrantRestricted Stock Units · Derivative | 83,013 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015724 · doc4.xml · derivative · entry 9 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,013 Underlying: Common Shares · 83,013 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:58 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 16,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015724 · doc4.xml · derivative · entry 8 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,292 Underlying: Common Shares · 16,645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:58 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 19,385 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015724 · doc4.xml · derivative · entry 7 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,385 Underlying: Common Shares · 19,385 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:58 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 18,186 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015724 · doc4.xml · derivative · entry 6 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 18,186 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:58 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 32,927 | $19.35 | $637,137.45 |
DisclosureSEC source: 0001209191-19-015724 · doc4.xml · nonDerivative · entry 5 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,724 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:58 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 16,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015724 · doc4.xml · nonDerivative · entry 4 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:58 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 19,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015724 · doc4.xml · nonDerivative · entry 3 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:58 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 11,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015724 · doc4.xml · nonDerivative · entry 2 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,621 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:58 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 18,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015724 · doc4.xml · nonDerivative · entry 1 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 21:40 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 31,550 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063220 · doc4.xml · derivative · entry 5 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 31,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F3 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments and expire upon the employee's termination of employment. F3 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments and expire upon the employee's termination of employment. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 21:40 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 25,923 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063220 · doc4.xml · derivative · entry 4 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 25,923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments and expire upon the employee's termination of employment. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 21:40 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 30,766 | $16.95 | $521,483.70 |
DisclosureSEC source: 0001209191-18-063220 · doc4.xml · nonDerivative · entry 3 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,385 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 21:40 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 31,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063220 · doc4.xml · nonDerivative · entry 2 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 21:40 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 25,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063220 · doc4.xml · nonDerivative · entry 1 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 23:05 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 512 | $32.21 | $16,491.52 |
DisclosureSEC source: 0001209191-18-021328 · doc4.xml · nonDerivative · entry 2 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,678 Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 23:05 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 955 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021328 · doc4.xml · nonDerivative · entry 1 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,190 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC | Invesco Ltd. IVZ · Entity 125 | GrantRestricted Stock Units · Derivative | 16,646 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · derivative · entry 11 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,646 Underlying: Common Shares · 16,646 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F3 · derivative.exercise_date: The Restricted Stock Units vest in one installment on the fourth anniversay of the date of grant and expire upon the employee's termination of employment. F3 · derivative.expiration_date: The Restricted Stock Units vest in one installment on the fourth anniversay of the date of grant and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC | Invesco Ltd. IVZ · Entity 125 | GrantRestricted Stock Units · Derivative | 49,937 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · derivative · entry 10 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,937 Underlying: Common Shares · 49,937 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 19,384 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · derivative · entry 9 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,770 Underlying: Common Shares · 19,384 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 25,922 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · derivative · entry 8 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,923 Underlying: Common Shares · 25,922 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 24,453 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · derivative · entry 7 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 24,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 58,096 | $32.54 | $1,890,443.84 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · nonDerivative · entry 6 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,235 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 19,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · nonDerivative · entry 5 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 31,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · nonDerivative · entry 4 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,947 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 25,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · nonDerivative · entry 3 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 7,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · nonDerivative · entry 2 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,476 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 24,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015647 · doc4.xml · nonDerivative · entry 1 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:20 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 18,187 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066339 · doc4.xml · derivative · entry 5 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 18,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:20 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 9,736 | $36.56 | $355,948.16 |
DisclosureSEC source: 0001209191-17-066339 · doc4.xml · nonDerivative · entry 4 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,808 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:20 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 18,187 | $36.56 | $664,916.72 |
DisclosureSEC source: 0001209191-17-066339 · doc4.xml · nonDerivative · entry 3 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:20 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 5,916 | $36.56 | $216,288.96 |
DisclosureSEC source: 0001209191-17-066339 · doc4.xml · nonDerivative · entry 2 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,357 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:20 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 11,051 | $36.56 | $404,024.56 |
DisclosureSEC source: 0001209191-17-066339 · doc4.xml · nonDerivative · entry 1 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2017 Filed May 3, 2017 20:36 UTC | Invesco Ltd. IVZ · Entity 125 | SaleCommon Shares | 60,000 | $32.40 | $1,944,000.00 |
DisclosureSEC source: 0001209191-17-029682 · doc4.xml · nonDerivative · entry 1 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,222 F1 · price: Reflects the weighted-average sales price. Common Shares were sold in multiple transactions at prices ranging from $32.36 to $32.45 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 20:43 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 550 | $32.33 | $17,781.50 |
DisclosureSEC source: 0001209191-17-022319 · doc4.xml · nonDerivative · entry 2 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,222 Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 20:43 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 1,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022319 · doc4.xml · nonDerivative · entry 1 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,772 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:04 UTC | Invesco Ltd. IVZ · Entity 125 | GrantRestricted Stock Units · Derivative | 19,384 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016767 · doc4.xml · derivative · entry 11 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,384 Underlying: Common Shares · 19,384 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F3 · derivative.exercise_date: The Restricted Stock Units vest in one installment on the fourth anniversay of the date of grant and expire upon the employee's termination of employment. F3 · derivative.expiration_date: The Restricted Stock Units vest in one installment on the fourth anniversay of the date of grant and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:04 UTC | Invesco Ltd. IVZ · Entity 125 | GrantRestricted Stock Units · Derivative | 58,154 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016767 · doc4.xml · derivative · entry 10 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,154 Underlying: Common Shares · 58,154 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:04 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 25,922 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016767 · doc4.xml · derivative · entry 9 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,767 Underlying: Common Shares · 25,922 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:04 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 18,186 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016767 · doc4.xml · derivative · entry 8 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,373 Underlying: Common Shares · 18,186 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:04 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 29,022 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016767 · doc4.xml · derivative · entry 7 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 29,022 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:04 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 49,860 | $32.19 | $1,604,993.40 |
DisclosureSEC source: 0001209191-17-016767 · doc4.xml · nonDerivative · entry 6 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,745 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:04 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 25,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016767 · doc4.xml · nonDerivative · entry 5 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:04 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 11,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016767 · doc4.xml · nonDerivative · entry 4 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,683 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:04 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 18,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016767 · doc4.xml · nonDerivative · entry 3 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:04 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 8,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016767 · doc4.xml · nonDerivative · entry 2 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,447 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:04 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 29,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016767 · doc4.xml · nonDerivative · entry 1 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:03 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 24,454 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155957 · doc4.xml · derivative · entry 5 Taylor Philip · CIK 0001388310 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 24,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.