Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2025 Filed Dec 6, 2025 02:40 UTC |
Szot Matthew KDirector
|
OtherCommon stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-026483 · ownership.xml · nonDerivative · entry 2 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The Reporting Person surrendered the shares of Common Stock to the Issuer without receiving any payment or other value in return. Read SEC document |
| December 03, 2025 Filed Dec 6, 2025 02:40 UTC |
Szot Matthew KDirector
|
SaleCommon stock | 4 | $1.52 | $6.08 |
DisclosureSEC source: 0001493152-25-026483 · ownership.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3 Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 21:18 UTC |
Messina RebeccaDirector
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.01 | $0.00 |
DisclosureSEC source: 0001641172-25-025867 · ownership.xml · derivative · entry 2 Messina Rebecca · CIK 0001859381 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,143 Underlying: Common Stock · 45,000 shares Expires 2035-08-26 F1 · derivative.exercise_date: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested. Read SEC document |
| August 26, 2025 Filed Aug 29, 2025 01:18 UTC |
Szot Matthew KDirector
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.01 | $0.00 |
DisclosureSEC source: 0001641172-25-025869 · ownership.xml · derivative · entry 2 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,164 Underlying: Common Stock · 45,000 shares Expires 2035-08-26 F1 · derivative.exercise_date: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested. Read SEC document |
| August 26, 2025 Filed Aug 29, 2025 01:18 UTC |
Ryan BarbaraDirector
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.01 | $0.00 |
DisclosureSEC source: 0001641172-25-025868 · ownership.xml · derivative · entry 2 Ryan Barbara · CIK 0001827169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,157 Underlying: Common Stock · 45,000 shares Expires 2035-08-26 F1 · derivative.exercise_date: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested. Read SEC document |
| August 26, 2025 Filed Aug 29, 2025 01:18 UTC |
Goren AndreaChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.01 | $0.00 |
DisclosureSEC source: 0001641172-25-025866 · ownership.xml · derivative · entry 2 Goren Andrea · CIK 0001348894 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,409 Underlying: Common Stock · 50,000 shares Expires 2035-08-26 F1 · derivative.exercise_date: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested. Read SEC document |
| August 26, 2025 Filed Aug 29, 2025 01:18 UTC |
DAVIS TRENT DDirector
|
GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.01 | $0.00 |
DisclosureSEC source: 0001641172-25-025865 · ownership.xml · derivative · entry 2 DAVIS TRENT D · CIK 0001217815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,159 Underlying: Common Stock · 45,000 shares Expires 2035-08-26 F1 · derivative.exercise_date: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested. Read SEC document |
| August 26, 2025 Filed Oct 3, 2025 20:05 UTC |
Shum SteveDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 42,000 | $0.00 Strike: $1.01 | $0.00 |
DisclosureSEC source: 0001493152-25-016842 · ownership.xml · derivative · entry 2 Shum Steve · CIK 0001578898 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,451 Underlying: Common Stock · 42,000 shares Expires 2035-08-26 F1 · derivative.exercise_date: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:04 UTC |
Messina RebeccaDirector
|
GrantStock Option (right to buy) · Derivative | 85,000 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0001493152-23-018623 · ownership.xml · derivative · entry 1 Messina Rebecca · CIK 0001859381 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2033-05-17 F1 · derivative.exercise_date: The option vests in four equal installments beginning on May 17, 2023 and on each calendar quarter-end thereafter until fully vested. Read SEC document |
| May 18, 2023 Filed May 23, 2023 00:13 UTC |
Szot Matthew KDirector
|
GrantStock Option (right to buy) · Derivative | 85,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001493152-23-018630 · ownership.xml · derivative · entry 1 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2033-05-17 F1 · derivative.exercise_date: The option vests in four equal installments beginning on May 17, 2023 and on each calendar quarter-end thereafter until fully vested. Read SEC document |
| May 18, 2023 Filed May 23, 2023 00:09 UTC |
Shum SteveDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001493152-23-018628 · ownership.xml · derivative · entry 1 Shum Steve · CIK 0001578898 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2033-05-17 F1 · derivative.exercise_date: The option vests in twelve equal installments beginning on May 17, 2023 and on each calendar quarter-end thereafter until fully vested. Read SEC document |
| May 18, 2023 Filed May 23, 2023 00:07 UTC |
Ryan BarbaraDirector
|
GrantStock Option (right to buy) · Derivative | 85,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001493152-23-018625 · ownership.xml · derivative · entry 1 Ryan Barbara · CIK 0001827169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2033-05-17 F1 · derivative.exercise_date: The option vests in four equal installments beginning on May 17, 2023 and on each calendar quarter-end thereafter until fully vested. Read SEC document |
| May 18, 2023 Filed May 23, 2023 00:01 UTC |
Goren AndreaChief Financial Officer
|
GrantStock option (right to buy) · Derivative | 81,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001493152-23-018621 · ownership.xml · derivative · entry 1 Goren Andrea · CIK 0001348894 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,000 Underlying: Common Stock · 81,000 shares Expires 2033-05-17 F1 · derivative.exercise_date: The option vests in twelve equal installments beginning on May 17, 2023 and on each calendar quarter-end thereafter until fully vested. Read SEC document |
| May 18, 2023 Filed May 22, 2023 23:58 UTC |
DAVIS TRENT DDirector
|
GrantStock Option (right to buy) · Derivative | 85,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001493152-23-018619 · ownership.xml · derivative · entry 1 DAVIS TRENT D · CIK 0001217815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2033-05-17 F1 · derivative.exercise_date: The option vests in four equal installments beginning on May 17, 2023 and on each calendar quarter-end thereafter until fully vested. Read SEC document |
| May 18, 2023 Filed May 22, 2023 23:56 UTC |
Campbell Michael Jos.Director · Chief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 83,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001493152-23-018617 · ownership.xml · derivative · entry 1 Campbell Michael Jos. · CIK 0001722347 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2033-05-17 F1 · derivative.exercise_date: The option vests in twelve equal installments beginning on May 17, 2023 and on each calendar quarter-end thereafter until fully vested. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 18:45 UTC |
Messina RebeccaDirector
|
PurchaseCommon Stock | 9,868 | $0.95 | $9,374.60 |
DisclosureSEC source: 0001493152-22-015905 · ownership.xml · nonDerivative · entry 1 Messina Rebecca · CIK 0001859381 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,045 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:45 UTC |
Shum SteveDirector · Chief Executive Officer
|
PurchaseCommon Stock | 58,885 | $0.95 | $55,940.75 |
DisclosureSEC source: 0001493152-22-015912 · ownership.xml · nonDerivative · entry 1 Shum Steve · CIK 0001578898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,420 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:45 UTC |
Szot Matthew KDirector
|
PurchaseCommon Stock | 14,474 | $0.95 | $13,750.30 |
DisclosureSEC source: 0001493152-22-015909 · ownership.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,175 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:45 UTC |
Ryan BarbaraDirector
|
PurchaseCommon Stock | 10,526 | $0.95 | $9,999.70 |
DisclosureSEC source: 0001493152-22-015911 · ownership.xml · nonDerivative · entry 1 Ryan Barbara · CIK 0001827169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,991 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:45 UTC |
DAVIS TRENT DDirector
|
PurchaseCommon Stock | 11,184 | $0.95 | $10,624.80 |
DisclosureSEC source: 0001493152-22-015910 · ownership.xml · nonDerivative · entry 1 DAVIS TRENT D · CIK 0001217815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,622 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:45 UTC |
Segal JeffreyDirector
|
PurchaseCommon Stock | 9,211 | $0.95 | $8,750.45 |
DisclosureSEC source: 0001493152-22-015908 · ownership.xml · nonDerivative · entry 1 Segal Jeffrey · CIK 0001832552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,220 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:45 UTC |
Campbell Michael Jos.Director · Chief Operating Officer
|
PurchaseCommon Stock | 10,526 | $0.95 | $9,999.70 |
DisclosureSEC source: 0001493152-22-015907 · ownership.xml · nonDerivative · entry 1 Campbell Michael Jos. · CIK 0001722347 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,762 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:45 UTC |
Goren AndreaChief Financial Officer
|
PurchaseCommon Stock | 52,632 | $0.95 | $50,000.40 |
DisclosureSEC source: 0001493152-22-015906 · ownership.xml · nonDerivative · entry 1 Goren Andrea · CIK 0001348894 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Via Andax LLC Disclosed balance after: 129,015 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:30 UTC |
Doody KevinDirector · Medical Director
|
PurchaseCommon Stock | 177,306 | $0.95 | $168,440.70 |
DisclosureSEC source: 0001493152-22-015904 · ownership.xml · nonDerivative · entry 1 Doody Kevin · CIK 0001744246 · Director · Medical Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 15, 2022 Filed Jan 18, 2022 21:27 UTC |
Messina RebeccaDirector
|
GrantStock Option · Derivative | 10,098 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001493152-22-001530 · ownership.xml · derivative · entry 2 Messina Rebecca · CIK 0001859381 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,098 Underlying: Common Stock · 10,098 shares Expires 2032-01-14 F1 · derivative.exercise_date: The stock option vests in monthly increments over a period of twelve months from the date of grant. Read SEC document |
| January 15, 2022 Filed Jan 18, 2022 21:27 UTC |
Messina RebeccaDirector
|
GrantCommon Stock | 8,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-001530 · ownership.xml · nonDerivative · entry 1 Messina Rebecca · CIK 0001859381 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,177 Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:29 UTC |
Segal JeffreyDirector
|
GrantStock Option · Derivative | 9,762 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001493152-22-001534 · ownership.xml · derivative · entry 2 Segal Jeffrey · CIK 0001832552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,762 Underlying: Common Stock · 9,762 shares Expires 2032-01-14 F1 · derivative.exercise_date: The stock option vests in monthly increments over a period of twelve months from the date of grant. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:29 UTC |
Segal JeffreyDirector
|
GrantCommon Stock | 8,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-001534 · ownership.xml · nonDerivative · entry 1 Segal Jeffrey · CIK 0001832552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,009 Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:29 UTC |
Doody KevinDirector · Medical Director
|
GrantStock Option · Derivative | 9,088 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001493152-22-001535 · ownership.xml · derivative · entry 2 Doody Kevin · CIK 0001744246 · Director · Medical Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,088 Underlying: Common Stock · 9,088 shares Expires 2032-01-14 F1 · derivative.exercise_date: The stock option vests in monthly increments over a period of twelve months from the date of grant. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:29 UTC |
Doody KevinDirector · Medical Director
|
GrantCommon Stock | 7,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-001535 · ownership.xml · nonDerivative · entry 1 Doody Kevin · CIK 0001744246 · Director · Medical Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,306 Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:30 UTC |
DAVIS TRENT DDirector
|
GrantStock Option · Derivative | 10,771 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001493152-22-001536 · ownership.xml · derivative · entry 2 DAVIS TRENT D · CIK 0001217815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,771 Underlying: Common Stock · 10,771 shares Expires 2032-01-14 F1 · derivative.exercise_date: The stock option vest in monthly increments over a period of twelve months from the date of grant. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:30 UTC |
DAVIS TRENT DDirector
|
GrantCommon Stock | 8,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-001536 · ownership.xml · nonDerivative · entry 1 DAVIS TRENT D · CIK 0001217815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,438 Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:27 UTC |
Shum SteveDirector · Chief Executive Officer
|
GrantStock Option · Derivative | 57,018 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001493152-22-001532 · ownership.xml · derivative · entry 2 Shum Steve · CIK 0001578898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,018 Underlying: Common Stock · 57,018 shares Expires 2032-01-14 F1 · derivative.exercise_date: The stock option vests in monthly increments over a period of three years from the date of grant. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:27 UTC |
Shum SteveDirector · Chief Executive Officer
|
GrantCommon Stock | 20,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-001532 · ownership.xml · nonDerivative · entry 1 Shum Steve · CIK 0001578898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,035 Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:28 UTC |
Campbell Michael Jos.Director · Chief Operating Officer
|
GrantStock Option · Derivative | 18,513 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001493152-22-001533 · ownership.xml · derivative · entry 2 Campbell Michael Jos. · CIK 0001722347 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,513 Underlying: Common Stock · 18,513 shares Expires 2032-01-14 F1 · derivative.exercise_date: The stock option vests in monthly increments over a period of three years from the date of grant. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:28 UTC |
Campbell Michael Jos.Director · Chief Operating Officer
|
GrantCommon Stock | 15,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-001533 · ownership.xml · nonDerivative · entry 1 Campbell Michael Jos. · CIK 0001722347 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,236 Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:27 UTC |
Szot Matthew KDirector
|
GrantStock Option · Derivative | 12,454 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001493152-22-001531 · ownership.xml · derivative · entry 2 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,454 Underlying: Common Stock · 12,454 shares Expires 2032-01-14 F1 · derivative.exercise_date: The stock option vests in monthly increments over a period of twelve months from the date of grant. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:27 UTC |
Szot Matthew KDirector
|
GrantCommon Stock | 10,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-001531 · ownership.xml · nonDerivative · entry 1 Szot Matthew K · CIK 0001401385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,701 Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:26 UTC |
Ryan BarbaraDirector
|
GrantStock Option · Derivative | 10,435 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001493152-22-001529 · ownership.xml · derivative · entry 2 Ryan Barbara · CIK 0001827169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,435 Underlying: Common Stock · 10,435 shares Expires 2032-01-14 F1 · derivative.exercise_date: The stock option vests in monthly increments over a period of twelve months from the date of grant. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:26 UTC |
Ryan BarbaraDirector
|
GrantCommon Stock | 8,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-001529 · ownership.xml · nonDerivative · entry 1 Ryan Barbara · CIK 0001827169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,053 Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:26 UTC |
Goren AndreaChief Financial Officer
|
GrantStock Option · Derivative | 15,197 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001493152-22-001528 · ownership.xml · derivative · entry 4 Goren Andrea · CIK 0001348894 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,197 Underlying: Common Stock · 15,197 shares Expires 2032-01-14 F2 · derivative.exercise_date: The stock option vests in monthly increments over a period of three years from the date of grant. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 02:26 UTC |
Goren AndreaChief Financial Officer
|
GrantCommon Stock | 5,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-001528 · ownership.xml · nonDerivative · entry 1 Goren Andrea · CIK 0001348894 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,861 Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 20:57 UTC |
Goren AndreaChief Financial Officer
|
PurchaseCommon Stock | 30,674 | $3.26 | $99,997.24 |
DisclosureSEC source: 0001493152-21-024951 · ownership.xml · nonDerivative · entry 1 Goren Andrea · CIK 0001348894 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Via Andax LLC Disclosed balance after: 76,383 Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 20:57 UTC |
Shum SteveDirector · Chief Executive Officer
|
PurchaseCommon Stock | 30,674 | $3.26 | $99,997.24 |
DisclosureSEC source: 0001493152-21-024950 · ownership.xml · nonDerivative · entry 1 Shum Steve · CIK 0001578898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,924 Read SEC document |
| May 11, 2021 Filed May 13, 2021 21:10 UTC |
Messina RebeccaDirector
|
GrantStock Option · Derivative | 6,239 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001493152-21-011367 · ownership.xml · derivative · entry 2 Messina Rebecca · CIK 0001859381 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,239 Underlying: Common Stock · 6,239 shares Expires 2026-05-11 F2 · derivative.exercise_date: The option vests in substantially equal monthly increments over a period of seven months from the grant date. Read SEC document |
| May 11, 2021 Filed May 13, 2021 21:10 UTC |
Messina RebeccaDirector
|
GrantCommon Stock | 4,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-011367 · ownership.xml · nonDerivative · entry 1 Messina Rebecca · CIK 0001859381 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,806 F1 · shares: Represents an award of restricted stock units, which vest in substantially equal monthly increments over a period of seven months from the grant date. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:09 UTC |
AWM Investment Company, Inc.10% owner
|
PurchaseCommon Stock | 1,000 | $3.76 | $3,760.00 |
DisclosureSEC source: 0001535264-21-000033 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 1,159,075 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 400,559 shares of Common Stock of the Issuer (the Shares) held by QP, 133,516 Shares held by Cay and 625,000 Shares held by LS. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 400,559 shares of Common Stock of the Issuer (the Shares) held by QP, 133,516 Shares held by Cay and 625,000 Shares held by LS. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 400,559 shares of Common Stock of the Issuer (the Shares) held by QP, 133,516 Shares held by Cay and 625,000 Shares held by LS. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 400,559 shares of Common Stock of the Issuer (the Shares) held by QP, 133,516 Shares held by Cay and 625,000 Shares held by LS. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 06, 2021 Filed May 11, 2021 21:04 UTC |
AWM Investment Company, Inc.10% owner
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PurchaseCommon Stock | 1,000 | $3.85 | $3,848.40 |
DisclosureSEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 13 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,158,075 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 399,809 shares of Common Stock of the Issuer (the Shares) held by QP, 133,266 Shares held by Cay and 625,000 Shares held by LS. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 399,809 shares of Common Stock of the Issuer (the Shares) held by QP, 133,266 Shares held by Cay and 625,000 Shares held by LS. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 399,809 shares of Common Stock of the Issuer (the Shares) held by QP, 133,266 Shares held by Cay and 625,000 Shares held by LS. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 399,809 shares of Common Stock of the Issuer (the Shares) held by QP, 133,266 Shares held by Cay and 625,000 Shares held by LS. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 04, 2021 Filed May 11, 2021 21:04 UTC |
AWM Investment Company, Inc.10% owner
|
PurchaseCommon Stock | 2,457 | $3.85 | $9,459.45 |
DisclosureSEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 12 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,157,075 F1 · price: This is a weighted average price. Read SEC document |
| May 04, 2021 Filed May 11, 2021 21:04 UTC |
AWM Investment Company, Inc.10% owner
|
PurchaseCommon Stock | 465 | $3.85 | $1,790.25 |
DisclosureSEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 11 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,154,618 F1 · price: This is a weighted average price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.