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Goren Andrea

Disclosed activity across 2 companies

Tapewire entity
75991
SEC CIK
0001348894

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INVO Fertility, Inc.IVF · Entity 8473Chief Financial OfficerAugust 26, 2025August 29, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INVO Fertility, Inc.

Report date August 26, 2025 · Filed August 29, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.01 · Expires 2035-08-26Direct50,409 Reported balance After 2025-08-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-08-26 · Grant · Acquired 50,000 · Balance 50,409

F1: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested.

Common StockSEC Table I · non-derivativeDirect212 Reported balance Holding disclosure · report date 2025-08-26 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 212

Filing footnotes · ownership attribution and instrument terms

F1: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

XPLORE TECHNOLOGIES CORP

Report date January 24, 2018 · Filed August 15, 2018

Section 16 reporting ended · disclosed 2018-08-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2018-08-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-08-14 · Other · Disposed 1,065,628 · Balance 0

F1: Includes shares held by Phoenix Venture Fund LLC ("Phoenix") (1,021,774) and Andax LLC ("Andax") (43,879). Mr. Goren is a co-manager of Phoenix and SG and shares voting and dispositive power over the shares held by Phoenix. Mr. Goren disclaims any beneficial ownership of the shares held by Phoenix except to the extent of his pecuniary interest, if any, in such shares. Mr. Goren is the manager of Andax. Mr. Goren disclaims any beneficial ownership of the shares held by Andax except to the extent of his pecuniary interest, if any, in such shares. Also includes 25 shares owned of record by Mr. Goren's spouse.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-08-14 transaction · row 2
1 source row

Row 2 · 2018-08-14 · Other · Disposed 1,659 · Balance 0

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $2.73 · Expires 2026-07-24Direct5,000 Reported balance After 2018-01-24 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-01-24 · Grant · Acquired 5,000 · Balance 5,000

F2: Vesting in three equal annual installments over three years from date of grant.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $2.73 · Expires 2026-07-24Direct0 Reported balance After 2018-08-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-08-14 · Other · Disposed 5,000 · Balance 0

F2: Vesting in three equal annual installments over three years from date of grant.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2021-01-08Direct0 Reported balance After 2018-08-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-08-14 · Other · Disposed 30,000 · Balance 0

F2: Vesting in three equal annual installments over three years from date of grant.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2023-09-13Direct0 Reported balance After 2018-08-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-08-14 · Other · Disposed 56,812 · Balance 0

F2: Vesting in three equal annual installments over three years from date of grant.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.38 · Expires 2023-10-07Direct0 Reported balance After 2018-08-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-08-14 · Other · Disposed 27,937 · Balance 0

F2: Vesting in three equal annual installments over three years from date of grant.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,500 Reported balance After 2018-01-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-01-24 · Grant · Acquired 3,500 · Balance 3,500

F2: Vesting in three equal annual installments over three years from date of grant.

F3: Unvested Restricted Stock Units expire upon termination of holder other than for death of disability.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-08-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-08-14 · Other · Disposed 3,500 · Balance 0

F2: Vesting in three equal annual installments over three years from date of grant.

F3: Unvested Restricted Stock Units expire upon termination of holder other than for death of disability.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares held by Phoenix Venture Fund LLC ("Phoenix") (1,021,774) and Andax LLC ("Andax") (43,879). Mr. Goren is a co-manager of Phoenix and SG and shares voting and dispositive power over the shares held by Phoenix. Mr. Goren disclaims any beneficial ownership of the shares held by Phoenix except to the extent of his pecuniary interest, if any, in such shares. Mr. Goren is the manager of Andax. Mr. Goren disclaims any beneficial ownership of the shares held by Andax except to the extent of his pecuniary interest, if any, in such shares. Also includes 25 shares owned of record by Mr. Goren's spouse.

F2: Vesting in three equal annual installments over three years from date of grant.

F3: Unvested Restricted Stock Units expire upon termination of holder other than for death of disability.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2025 Filed Aug 29, 2025 01:18 UTC INVO Fertility, Inc. IVF · Entity 8473 GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0001641172-25-025866 · ownership.xml · derivative · entry 2

Goren Andrea · CIK 0001348894 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,409

Underlying: Common Stock · 50,000 shares

Expires 2035-08-26

F1 · derivative.exercise_date: The option vests in four equal installments beginning on the first day of the calendar quarter following August 26, 2025 and on the first day of each calendar quarter thereafter until fully vested.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:01 UTC INVO Fertility, Inc. INVO · Entity 8473 GrantStock option (right to buy) · Derivative 81,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001493152-23-018621 · ownership.xml · derivative · entry 1

Goren Andrea · CIK 0001348894 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,000

Underlying: Common Stock · 81,000 shares

Expires 2033-05-17

F1 · derivative.exercise_date: The option vests in twelve equal installments beginning on May 17, 2023 and on each calendar quarter-end thereafter until fully vested.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:45 UTC INVO Fertility, Inc. INVO · Entity 8473 PurchaseCommon Stock 52,632 $0.95 $50,000.40
Disclosure

SEC source: 0001493152-22-015906 · ownership.xml · nonDerivative · entry 1

Goren Andrea · CIK 0001348894 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Via Andax LLC

Disclosed balance after: 129,015

Read SEC document
January 15, 2022 Filed Jan 19, 2022 02:26 UTC INVO Fertility, Inc. INVO · Entity 8473 GrantStock Option · Derivative 15,197 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001493152-22-001528 · ownership.xml · derivative · entry 4

Goren Andrea · CIK 0001348894 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,197

Underlying: Common Stock · 15,197 shares

Expires 2032-01-14

F2 · derivative.exercise_date: The stock option vests in monthly increments over a period of three years from the date of grant.

Read SEC document
January 15, 2022 Filed Jan 19, 2022 02:26 UTC INVO Fertility, Inc. INVO · Entity 8473 GrantCommon Stock 5,361 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-001528 · ownership.xml · nonDerivative · entry 1

Goren Andrea · CIK 0001348894 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,861

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:57 UTC INVO Fertility, Inc. INVO · Entity 8473 PurchaseCommon Stock 30,674 $3.26 $99,997.24
Disclosure

SEC source: 0001493152-21-024951 · ownership.xml · nonDerivative · entry 1

Goren Andrea · CIK 0001348894 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Via Andax LLC

Disclosed balance after: 76,383

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:22 UTC XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 OtherStock Options · Derivative 27,937 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001185185-18-001492 · ownership.xml · derivative · entry 9

Goren Andrea · CIK 0001348894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,937 shares

Expires 2023-10-07

F2 · derivative.exercise_date: Vesting in three equal annual installments over three years from date of grant.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:22 UTC XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 OtherStock Options · Derivative 56,812 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001185185-18-001492 · ownership.xml · derivative · entry 8

Goren Andrea · CIK 0001348894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,812 shares

Expires 2023-09-13

F2 · derivative.exercise_date: Vesting in three equal annual installments over three years from date of grant.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:22 UTC XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 OtherStock Options · Derivative 30,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001185185-18-001492 · ownership.xml · derivative · entry 7

Goren Andrea · CIK 0001348894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2021-01-08

F2 · derivative.exercise_date: Vesting in three equal annual installments over three years from date of grant.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:22 UTC XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 OtherRestricted Stock Units · Derivative 3,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001185185-18-001492 · ownership.xml · derivative · entry 6

Goren Andrea · CIK 0001348894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires not disclosed

F2 · derivative.exercise_date: Vesting in three equal annual installments over three years from date of grant.

F3 · derivative.expiration_date: Unvested Restricted Stock Units expire upon termination of holder other than for death of disability.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:22 UTC XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 OtherStock Options · Derivative 5,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001185185-18-001492 · ownership.xml · derivative · entry 5

Goren Andrea · CIK 0001348894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-07-24

F2 · derivative.exercise_date: Vesting in three equal annual installments over three years from date of grant.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:22 UTC XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 OtherCommon Stock 1,659 $6.00 $9,954.00
Disclosure

SEC source: 0001185185-18-001492 · ownership.xml · nonDerivative · entry 2

Goren Andrea · CIK 0001348894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:22 UTC XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 OtherCommon Stock 1,065,628 $6.00 $6,393,768.00
Disclosure

SEC source: 0001185185-18-001492 · ownership.xml · nonDerivative · entry 1

Goren Andrea · CIK 0001348894 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · ownership.nature: Includes shares held by Phoenix Venture Fund LLC ("Phoenix") (1,021,774) and Andax LLC ("Andax") (43,879). Mr. Goren is a co-manager of Phoenix and SG and shares voting and dispositive power over the shares held by Phoenix. Mr. Goren disclaims any beneficial ownership of the shares held by Phoenix except to the extent of his pecuniary interest, if any, in such shares. Mr. Goren is the manager of Andax. Mr. Goren disclaims any beneficial ownership of the shares held by Andax except to the extent of his pecuniary interest, if any, in such shares. Also includes 25 shares owned of record by Mr. Goren's spouse.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 15:26 UTC XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 OtherCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-18-000341 · form4-goren022818.xml · nonDerivative · entry 3

Goren Andrea · CIK 0001348894 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,067,223

F1 · ownership.nature: SG Phoenix LLC ("SG") distributed all 24,524 shares it held to Andax LLC ("Andax") (12,262) and Philip S. Sassower (12,262) on February 14, 2018. Phoenix Venture Fund LLC ("Phoenix") distributed 70,000 shares to Mr. Sassower on or about February 27, 2018. At February 28, 2018, includes shares held by Phoenix (1,021,775), Mr. Goren (1,659) and Andax (43,789). Mr. Goren is a co-manager of Phoenix and SG and shares voting and dispositive power over the shares held by Phoenix and SG. Mr. Goren disclaims any beneficial ownership of the shares held by Phoenix except to the extent of his pecuniary interest, if any, in such shares. Mr. Goren is the manager of Andax. Mr. Goren disclaims any beneficial ownership of the shares held by Andax except to the extent of his pecuniary interest, if any, in such shares.

Read SEC document
February 14, 2018 Filed Feb 28, 2018 15:26 UTC XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 OtherCommon Stock 12,262 $0.00 $0.00
Disclosure

SEC source: 0001185185-18-000341 · form4-goren022818.xml · nonDerivative · entry 2

Goren Andrea · CIK 0001348894 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,137,223

F1 · ownership.nature: SG Phoenix LLC ("SG") distributed all 24,524 shares it held to Andax LLC ("Andax") (12,262) and Philip S. Sassower (12,262) on February 14, 2018. Phoenix Venture Fund LLC ("Phoenix") distributed 70,000 shares to Mr. Sassower on or about February 27, 2018. At February 28, 2018, includes shares held by Phoenix (1,021,775), Mr. Goren (1,659) and Andax (43,789). Mr. Goren is a co-manager of Phoenix and SG and shares voting and dispositive power over the shares held by Phoenix and SG. Mr. Goren disclaims any beneficial ownership of the shares held by Phoenix except to the extent of his pecuniary interest, if any, in such shares. Mr. Goren is the manager of Andax. Mr. Goren disclaims any beneficial ownership of the shares held by Andax except to the extent of his pecuniary interest, if any, in such shares.

Read SEC document
February 14, 2018 Filed Feb 28, 2018 15:26 UTC XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 OtherCommon Stock 24,524 $0.00 $0.00
Disclosure

SEC source: 0001185185-18-000341 · form4-goren022818.xml · nonDerivative · entry 1

Goren Andrea · CIK 0001348894 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,124,961

F1 · ownership.nature: SG Phoenix LLC ("SG") distributed all 24,524 shares it held to Andax LLC ("Andax") (12,262) and Philip S. Sassower (12,262) on February 14, 2018. Phoenix Venture Fund LLC ("Phoenix") distributed 70,000 shares to Mr. Sassower on or about February 27, 2018. At February 28, 2018, includes shares held by Phoenix (1,021,775), Mr. Goren (1,659) and Andax (43,789). Mr. Goren is a co-manager of Phoenix and SG and shares voting and dispositive power over the shares held by Phoenix and SG. Mr. Goren disclaims any beneficial ownership of the shares held by Phoenix except to the extent of his pecuniary interest, if any, in such shares. Mr. Goren is the manager of Andax. Mr. Goren disclaims any beneficial ownership of the shares held by Andax except to the extent of his pecuniary interest, if any, in such shares.

Read SEC document
January 24, 2018 Filed Aug 15, 2018 19:22 UTC XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 GrantRestricted Stock Units · Derivative 3,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001185185-18-001492 · ownership.xml · derivative · entry 4

Goren Andrea · CIK 0001348894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires not disclosed

F2 · derivative.exercise_date: Vesting in three equal annual installments over three years from date of grant.

F3 · derivative.expiration_date: Unvested Restricted Stock Units expire upon termination of holder other than for death of disability.

Read SEC document
January 24, 2018 Filed Aug 15, 2018 19:22 UTC XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 GrantStock Options · Derivative 5,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001185185-18-001492 · ownership.xml · derivative · entry 3

Goren Andrea · CIK 0001348894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2026-07-24

F2 · derivative.exercise_date: Vesting in three equal annual installments over three years from date of grant.

Read SEC document
November 18, 2016 Filed Jan 18, 2017 16:20 UTC XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 PurchaseCommon Stock 3,000 $2.40 $7,194.00
Disclosure

SEC source: 0001185185-17-000088 · form4-goren011317.xml · nonDerivative · entry 2

Goren Andrea · CIK 0001348894 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,255,552

F1 · ownership.nature: A total of 5,000 shares were purchased on November 18, 2016 by Andax LLC., for which Mr. Goren is the manager. After this purchase, a total of 27,303 shares are held by Andax, LLC. The amount of shares beneficially owned also include 67,927 shares of common stock that Mr. Goren has the right to acquire upon exercise of outstanding options within 60 days of November 18, 2016, and 24,524 shares of common stock owned of record by SG Phoenix LLC, an entity in which Mr. Goren shares voting and dispositive power. Also includes 1,091,775 shares of common stock beneficially owned by Phoenix Venture Fund, LLC, for which Mr. Goren is the co-managers of the managing member.

Read SEC document
November 18, 2016 Filed Jan 18, 2017 16:20 UTC XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 PurchaseCommon Stock 2,000 $2.40 $4,798.00
Disclosure

SEC source: 0001185185-17-000088 · form4-goren011317.xml · nonDerivative · entry 1

Goren Andrea · CIK 0001348894 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,252,552

F1 · ownership.nature: A total of 5,000 shares were purchased on November 18, 2016 by Andax LLC., for which Mr. Goren is the manager. After this purchase, a total of 27,303 shares are held by Andax, LLC. The amount of shares beneficially owned also include 67,927 shares of common stock that Mr. Goren has the right to acquire upon exercise of outstanding options within 60 days of November 18, 2016, and 24,524 shares of common stock owned of record by SG Phoenix LLC, an entity in which Mr. Goren shares voting and dispositive power. Also includes 1,091,775 shares of common stock beneficially owned by Phoenix Venture Fund, LLC, for which Mr. Goren is the co-managers of the managing member.

Read SEC document
November 18, 2016 Filed Sep 20, 2017 11:38 UTC Amendment XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 PurchaseCommon Stock 3,000 $2.40 $7,197.00
Disclosure

SEC source: 0001185185-17-002031 · form4a-goren092017.xml · nonDerivative · entry 2

Goren Andrea · CIK 0001348894 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,149,485

F1 · ownership.nature: Andax LLC purchased a total of 5,000 shares on November 18, 2016. At September 19, 2017, includes shares held by Phoenix Venture Fund LLC ("Phoenix") (1,091,775), SG Phoenix LLC ("SG") (24,524), Mr. Goren (1,659) and Andax LLC ("Andax") (31,527). Mr. Goren is a co-manager of Phoenix and SG and shares voting and dispositive power over the shares held by Phoenix and SG. Mr. Goren disclaims any beneficial ownership of the shares held by Phoenix and SG except to the extent of his pecuniary interest, if any, in such shares. Mr. Goren is the manager of Andax. Mr. Goren disclaims any beneficial ownership of the shares held by Andax except to the extent of his pecuniary interest, if any, in such shares. This amendment was made to correct the amount of securities beneficially owned following the reported transactions to exclude derivative securities.

Read SEC document
November 18, 2016 Filed Sep 20, 2017 11:38 UTC Amendment XPLORE TECHNOLOGIES CORP XPLR · Entity 164282 PurchaseCommon Stock 2,000 $2.40 $4,798.00
Disclosure

SEC source: 0001185185-17-002031 · form4a-goren092017.xml · nonDerivative · entry 1

Goren Andrea · CIK 0001348894 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,146,485

F1 · ownership.nature: Andax LLC purchased a total of 5,000 shares on November 18, 2016. At September 19, 2017, includes shares held by Phoenix Venture Fund LLC ("Phoenix") (1,091,775), SG Phoenix LLC ("SG") (24,524), Mr. Goren (1,659) and Andax LLC ("Andax") (31,527). Mr. Goren is a co-manager of Phoenix and SG and shares voting and dispositive power over the shares held by Phoenix and SG. Mr. Goren disclaims any beneficial ownership of the shares held by Phoenix and SG except to the extent of his pecuniary interest, if any, in such shares. Mr. Goren is the manager of Andax. Mr. Goren disclaims any beneficial ownership of the shares held by Andax except to the extent of his pecuniary interest, if any, in such shares. This amendment was made to correct the amount of securities beneficially owned following the reported transactions to exclude derivative securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.