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Nasdaq · USD

IRWD

IRONWOOD PHARMACEUTICALS INC

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Tapewire entity
5213
SEC CIK
0001446847
Parsed reports
478

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 2026012
Mar 202602
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2022 Filed Mar 2, 2022 16:00 UTC
Rickard JasonSVP, Chief Operating Officer
SaleClass A Common Stock 1,913 $10.77 $20,603.01
Disclosure

SEC source: 0001209191-22-014650 · doc4.xml · nonDerivative · entry 1

Rickard Jason · CIK 0001808505 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,162

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 21, 2018.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 16:01 UTC
MCCOURT Thomas ADirector · Chief Executive Officer
SaleClass A Common Stock 16,486 $10.77 $177,554.22
Disclosure

SEC source: 0001209191-22-014653 · doc4.xml · nonDerivative · entry 4

MCCOURT Thomas A · CIK 0001478448 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,320

F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 22, 2021.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 16:01 UTC
MCCOURT Thomas ADirector · Chief Executive Officer
SaleClass A Common Stock 19,970 $10.77 $215,076.90
Disclosure

SEC source: 0001209191-22-014653 · doc4.xml · nonDerivative · entry 3

MCCOURT Thomas A · CIK 0001478448 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,806

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting of the reporting person's performance-based restricted stock units granted on February 27, 2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 16:01 UTC
MCCOURT Thomas ADirector · Chief Executive Officer
SaleClass A Common Stock 10,026 $10.77 $107,980.02
Disclosure

SEC source: 0001209191-22-014653 · doc4.xml · nonDerivative · entry 2

MCCOURT Thomas A · CIK 0001478448 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,776

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 33.33% of the reporting person's restricted stock units granted on February 27, 2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 16:01 UTC
MCCOURT Thomas ADirector · Chief Executive Officer
SaleClass A Common Stock 1,942 $10.77 $20,915.34
Disclosure

SEC source: 0001209191-22-014653 · doc4.xml · nonDerivative · entry 1

MCCOURT Thomas A · CIK 0001478448 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,802

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 21, 2018.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:01 UTC
Silver RonaldPrincipal Accounting Officer
SaleClass A Common Stock 1,150 $10.77 $12,385.50
Disclosure

SEC source: 0001209191-22-014661 · doc4.xml · nonDerivative · entry 3

Silver Ronald · CIK 0001873731 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,211

F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 23, 2021.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:01 UTC
Silver RonaldPrincipal Accounting Officer
SaleClass A Common Stock 640 $10.77 $6,892.80
Disclosure

SEC source: 0001209191-22-014661 · doc4.xml · nonDerivative · entry 2

Silver Ronald · CIK 0001873731 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,361

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 27, 2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:01 UTC
Silver RonaldPrincipal Accounting Officer
SaleClass A Common Stock 448 $10.77 $4,824.96
Disclosure

SEC source: 0001209191-22-014661 · doc4.xml · nonDerivative · entry 1

Silver Ronald · CIK 0001873731 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,001

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on January 29, 2019.

F2 · balance_after: The reporting person acquired 2,236 shares of Class A Common Stock under the issuer's employee stock purchase plan on June 30, 2021.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 17:56 UTC
Shetzline MichaelCMO,SVP,Head-Res&Drug
GrantClass A Common Stock 29,326 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-006551 · tm224209-3_4seq1.xml · nonDerivative · entry 1

Shetzline Michael · CIK 0001808509 · CMO,SVP,Head-Res&Drug

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,987

F1 · kind: Represents shares earned upon satisfaction of certain performance criteria associated with performance-based restricted stock units (PSUs) granted February 27, 2020 and April 24, 2020. The earned PSUs were certified and vested on January 19, 2022.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 17:55 UTC
Rickard JasonSVP, Chief Operating Officer
GrantClass A Common Stock 36,174 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-006549 · tm224209-2_4seq1.xml · nonDerivative · entry 1

Rickard Jason · CIK 0001808505 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,075

F1 · kind: Represents shares earned upon satisfaction of certain performance criteria associated with performance-based restricted stock units (PSUs) granted February 27, 2020. The earned PSUs were certified and vested on January 19, 2022.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 17:54 UTC
MCCOURT Thomas ADirector · Chief Executive Officer
GrantClass A Common Stock 60,290 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-006548 · tm224209-1_4seq1.xml · nonDerivative · entry 1

MCCOURT Thomas A · CIK 0001478448 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,744

F1 · kind: Represents shares earned upon satisfaction of certain performance criteria associated with performance-based restricted stock units (PSUs) granted February 27, 2020. The earned PSUs were certified and vested on January 19, 2022.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 16:18 UTC
MCCOURT Thomas ADirector · Chief Executive Officer
SaleClass A Common Stock 46,327 $11.41 $528,591.07
Disclosure

SEC source: 0001209191-21-071074 · doc4.xml · nonDerivative · entry 1

MCCOURT Thomas A · CIK 0001478448 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,454

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.28 to $11.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person acquired 2,236 shares of Class A common stock under the issuer's employee stock purchase plan on June 30, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 16:08 UTC
Rickard JasonSVP, Chief Operating Officer
SaleClass A Common Stock 27,000 $11.28 $304,560.00
Disclosure

SEC source: 0001209191-21-070549 · doc4.xml · nonDerivative · entry 1

Rickard Jason · CIK 0001808505 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,901

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.28 to $11.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The reporting person acquired 2,236 shares of Class A common stock under the issuer's employee stock purchase plan on June 30, 2021.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:05 UTC GrantClass A Common Stock 1,431 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070234 · doc4.xml · nonDerivative · entry 1

Dreyfus Andrew · CIK 0001670893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,077

F1 · kind: Issued pursuant to the Director Compensation Policy, effective as of May 2019.

F2 · balance_after: Since the date of the reporting person's last ownership report, the individual transferred 6,014 shares of Class A common stock to the individual's ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by the individual's ex-spouse.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:07 UTC
DENNER ALEXANDER JDirector · 10% owner
GrantClass A Common Stock 1,211 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070237 · doc4.xml · nonDerivative · entry 1

DENNER ALEXANDER J · CIK 0001361754 · Director · 10% owner

Sarissa Capital Management LP · CIK 0001577524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,422

F1 · kind: Issued pursuant to the Director Compensation Policy, effective May 2019.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:04 UTC GrantClass A Common Stock 1,541 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070230 · doc4.xml · nonDerivative · entry 1

Moukheibir Catherine · CIK 0001772130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,313

F1 · kind: Issued pursuant to the Director Compensation Policy, effective May 2019.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:06 UTC
McHugh JulieDirector
SaleCommon Stock 10,000 $11.02 $110,200.00
Disclosure

SEC source: 0001209191-21-069945 · doc4.xml · nonDerivative · entry 1

McHugh Julie · CIK 0001487179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,373

Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:09 UTC
Emany Sravan KumarSVP, Chief Financial Officer
GrantClass A Common Stock 85,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068513 · doc4.xml · nonDerivative · entry 1

Emany Sravan Kumar · CIK 0001897662 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

F1 · kind: The restricted stock unit award, granted as a new hire award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 16:08 UTC
Shetzline MichaelCMO,SVP,Head-Res&Drug
SaleClass A Common Stock 13,776 $11.58 $159,526.08
Disclosure

SEC source: 0001209191-21-066780 · doc4.xml · nonDerivative · entry 1

Shetzline Michael · CIK 0001808509 · CMO,SVP,Head-Res&Drug

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,661

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 100% of the reporting person's restricted stock units granted on December 16, 2019.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 16:09 UTC
Rickard JasonSVP, Chief Operating Officer
SaleClass A Common Stock 16,766 $11.58 $194,150.28
Disclosure

SEC source: 0001209191-21-066782 · doc4.xml · nonDerivative · entry 2

Rickard Jason · CIK 0001808505 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,665

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 100% of the reporting person's restricted stock units granted on December 16, 2019.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 16:09 UTC
Rickard JasonSVP, Chief Operating Officer
SaleClass A Common Stock 427 $11.58 $4,944.66
Disclosure

SEC source: 0001209191-21-066782 · doc4.xml · nonDerivative · entry 1

Rickard Jason · CIK 0001808505 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,431

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on April 1, 2019.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 16:09 UTC
MCCOURT Thomas ADirector · Chief Executive Officer
SaleClass A Common Stock 52,644 $11.58 $609,617.52
Disclosure

SEC source: 0001209191-21-066783 · doc4.xml · nonDerivative · entry 1

MCCOURT Thomas A · CIK 0001478448 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,545

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 100% of the reporting person's restricted stock units granted on December 16, 2019.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:07 UTC
Silver RonaldPrincipal Accounting Officer
SaleClass A Common Stock 713 $11.58 $8,256.54
Disclosure

SEC source: 0001209191-21-066779 · doc4.xml · nonDerivative · entry 2

Silver Ronald · CIK 0001873731 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,213

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 50% of the reporting person's restricted stock units granted on December 4, 2020.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:07 UTC
Silver RonaldPrincipal Accounting Officer
SaleClass A Common Stock 749 $11.58 $8,673.42
Disclosure

SEC source: 0001209191-21-066779 · doc4.xml · nonDerivative · entry 1

Silver Ronald · CIK 0001873731 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,926

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 100% of the reporting person's restricted stock units granted on December 16, 2019.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:47 UTC GrantClass A Common Stock 1,344 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056656 · doc4.xml · nonDerivative · entry 1

Dreyfus Andrew · CIK 0001670893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,660

F1 · kind: Issued pursuant to the Director Compensation Policy, effective May 2019.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:47 UTC GrantClass A Common Stock 1,447 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056657 · doc4.xml · nonDerivative · entry 1

Moukheibir Catherine · CIK 0001772130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,772

F1 · kind: Issued pursuant to the Director Compensation Policy, effective May 2019.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:46 UTC
DENNER ALEXANDER JDirector · 10% owner
GrantClass A Common Stock 1,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056654 · doc4.xml · nonDerivative · entry 1

DENNER ALEXANDER J · CIK 0001361754 · Director · 10% owner

Sarissa Capital Management LP · CIK 0001577524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,211

F1 · kind: Issued pursuant to the Director Compensation Policy, effective May 2019.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 16:03 UTC
Rickard JasonSVP, Chief Operating Officer
SaleClass A Common Stock 680 $13.48 $9,166.40
Disclosure

SEC source: 0001209191-21-052199 · doc4.xml · nonDerivative · entry 1

Rickard Jason · CIK 0001808505 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,858

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on September 4, 2018.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:06 UTC
Silver RonaldPrincipal Accounting Officer
SaleClass A Common Stock 567 $13.48 $7,643.16
Disclosure

SEC source: 0001209191-21-052207 · doc4.xml · nonDerivative · entry 1

Silver Ronald · CIK 0001873731 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,675

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on September 1, 2020.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 16:08 UTC
John MinardoChief Legal Officer
GrantClass A Common Stock 79,892 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049604 · doc4.xml · nonDerivative · entry 1

John Minardo · CIK 0001875067 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,892

F1 · kind: The restricted stock unit award, granted as a new hire award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof.

Read SEC document
July 20, 2021 Filed Jul 22, 2021 20:14 UTC
Silver RonaldPrincipal Accounting Officer
GrantClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047736 · doc4.xml · nonDerivative · entry 1

Silver Ronald · CIK 0001873731 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,242

F1 · kind: The restricted stock units, granted as a recognition award, vest as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 20:31 UTC GrantClass A Common Stock 1,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040921 · doc4.xml · nonDerivative · entry 1

Dreyfus Andrew · CIK 0001670893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,316

F1 · kind: Issued pursuant to the Director Compensation Policy, effective May 2019.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 20:33 UTC GrantClass A Common Stock 1,565 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040924 · doc4.xml · nonDerivative · entry 1

Moukheibir Catherine · CIK 0001772130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,325

F1 · kind: Issued pursuant to the Director Compensation Policy, effective May 2019.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 20:30 UTC
DENNER ALEXANDER JDirector · 10% owner
GrantClass A Common Stock 1,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040919 · doc4.xml · nonDerivative · entry 1

DENNER ALEXANDER J · CIK 0001361754 · Director · 10% owner

Sarissa Capital Management LP · CIK 0001577524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,074

F1 · kind: Issued pursuant to the Director Compensation Policy, effective May 2019.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:10 UTC SaleClass A Common Stock 23,571 $11.59 $273,187.89
Disclosure

SEC source: 0001209191-21-040892 · doc4.xml · nonDerivative · entry 1

Currie Mark G · CIK 0001478244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,187

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.47 to $11.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:02 UTC
MCCOURT Thomas ADirector · Chief Executive Officer
GrantClass A Common Stock 104,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039159 · doc4.xml · nonDerivative · entry 1

MCCOURT Thomas A · CIK 0001478448 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,189

F1 · kind: The restricted stock unit award, granted as a new Chief Executive Officer award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:07 UTC GrantClass A Common Stock 22,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038191 · doc4.xml · nonDerivative · entry 1

Dreyfus Andrew · CIK 0001670893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,863

F1 · kind: The restricted stock, granted pursuant to the Director Compensation Policy effective May 2019, vests in full on the date immediately preceding the date of the annual meeting of stockholders for the next calendar year.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:13 UTC
McHugh JulieDirector
GrantClass A Common Stock 22,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038199 · doc4.xml · nonDerivative · entry 1

McHugh Julie · CIK 0001487179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,373

F1 · kind: The restricted stock, granted pursuant to the Director Compensation Policy effective May 2019, vests in full on the date immediately preceding the date of the annual meeting of stockholders for the next calendar year.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:01 UTC GrantClass A Common Stock 22,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038179 · doc4.xml · nonDerivative · entry 1

Currie Mark G · CIK 0001478244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,758

F1 · kind: The restricted stock, granted pursuant to the Director Compensation Policy effective May 2019, vests in full on the date immediately preceding the date of the annual meeting of stockholders for the next calendar year.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:19 UTC
Shepard JayDirector
GrantClass A Common Stock 22,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038223 · doc4.xml · nonDerivative · entry 1

Shepard Jay · CIK 0001587788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,323

F1 · kind: The restricted stock, granted pursuant to the Director Compensation Policy effective May 2019, vests in full on the date immediately preceding the date of the annual meeting of stockholders for the next calendar year.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:17 UTC GrantClass A Common Stock 22,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038218 · doc4.xml · nonDerivative · entry 1

Owens Edward P · CIK 0001570533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,720

F1 · kind: The restricted stock, granted pursuant to the Director Compensation Policy effective May 2019, vests in full on the date immediately preceding the date of the annual meeting of stockholders for the next calendar year.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:16 UTC GrantClass A Common Stock 22,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038213 · doc4.xml · nonDerivative · entry 1

OLANOFF LAWRENCE S · CIK 0001224341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,395

F1 · kind: The restricted stock, granted pursuant to the Director Compensation Policy effective May 2019, vests in full on the date immediately preceding the date of the annual meeting of stockholders for the next calendar year.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:15 UTC GrantClass A Common Stock 22,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038205 · doc4.xml · nonDerivative · entry 1

Moukheibir Catherine · CIK 0001772130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,760

F1 · kind: The restricted stock, granted pursuant to the Director Compensation Policy effective May 2019, vests in full on the date immediately preceding the date of the annual meeting of stockholders for the next calendar year.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:10 UTC GrantClass A Common Stock 22,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038195 · doc4.xml · nonDerivative · entry 1

Kessler Marla L · CIK 0001772124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,187

F1 · kind: The restricted stock, granted pursuant to the Director Compensation Policy effective May 2019, vests in full on the date immediately preceding the date of the annual meeting of stockholders for the next calendar year.

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June 02, 2021 Filed Jun 4, 2021 20:08 UTC
Duane Jon RDirector
GrantClass A Common Stock 22,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038194 · doc4.xml · nonDerivative · entry 1

Duane Jon R · CIK 0001772129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,187

F1 · kind: The restricted stock, granted pursuant to the Director Compensation Policy effective May 2019, vests in full on the date immediately preceding the date of the annual meeting of stockholders for the next calendar year.

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June 02, 2021 Filed Jun 4, 2021 20:05 UTC
DENNER ALEXANDER JDirector · 10% owner
GrantClass A Common Stock 22,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038186 · doc4.xml · nonDerivative · entry 1

DENNER ALEXANDER J · CIK 0001361754 · Director · 10% owner

Sarissa Capital Management LP · CIK 0001577524 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,845

F1 · kind: The restricted stock, granted pursuant to the Director Compensation Policy effective May 2019, vests in full on the date immediately preceding the date of the annual meeting of stockholders for the next calendar year.

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May 24, 2021 Filed May 26, 2021 16:05 UTC
Shetzline MichaelCMO, SVP & Head of Drug Devt.
SaleClass A Common Stock 2,077 $12.25 $25,443.25
Disclosure

SEC source: 0001209191-21-035905 · doc4.xml · nonDerivative · entry 1

Shetzline Michael · CIK 0001808509 · CMO, SVP & Head of Drug Devt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,437

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 33.33% of the reporting person's restricted stock units granted on April 24, 2020.

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May 24, 2021 Filed May 26, 2021 16:03 UTC
Rickard JasonSVP, Chief Operating Officer
SaleClass A Common Stock 516 $12.25 $6,321.00
Disclosure

SEC source: 0001209191-21-035900 · doc4.xml · nonDerivative · entry 1

Rickard Jason · CIK 0001808505 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,538

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on May 1, 2019.

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May 24, 2021 Filed May 26, 2021 16:01 UTC
MCCOURT Thomas APresident and Interim CEO
SaleClass A Common Stock 1,716 $12.25 $21,021.00
Disclosure

SEC source: 0001209191-21-035896 · doc4.xml · nonDerivative · entry 1

MCCOURT Thomas A · CIK 0001478448 · President and Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,499

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on May 1, 2019.

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April 20, 2021 Filed Apr 22, 2021 20:02 UTC
McHugh JulieDirector
GrantClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027938 · doc4.xml · nonDerivative · entry 1

McHugh Julie · CIK 0001487179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,607

F1 · kind: The restricted stock, granted in connection with additional time the reporting person is spending providing counsel and guidance to the Company's senior leadership team during the chief executive officer transition period, vests in full on March 15, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.