IRIX

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 9

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 70,397

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 8

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 50,397

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 7

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 49,518

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 6

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 48,729

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 5

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 42,503

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 4

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 39,508

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 3

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 28,834

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 2

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 13,834

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 1

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 5,000

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F3 · balance_after: The amount reported in Column 5 reflects the shares held through Xinpo following the reported transaction. As of the date of this report, the Reporting Person beneficially owns an aggregate of 1,738,238 shares of Common Stock, consisting of 1,186,809 shares held through Xinpo and 551,429 shares held through Novel Inspiration International Co., Ltd.("Novel Inspiration"). The Reporting Person is the sole officer, director and stockholder of Novel Inspiration.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0000950170-25-045891 · ownership.xml · derivative · entry 1

Dizon Romeo R · CIK 0001658282 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,000

Underlying: Common Stock · 53,000 shares

Expires 2032-03-25

F1 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule 16b-3.

F2 · derivative.exercise_date: 12/48ths of the shares subject to the Option shall vest on March 16, 2026 and 1/48th of the Shares subject to the Option shall vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0000950170-24-124321 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,244

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on October 1, 2025 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0000950170-24-082110 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,244

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0000950170-24-082090 · ownership.xml · nonDerivative · entry 1

Bruce David · CIK 0001373121 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,480

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0000950170-24-080782 · ownership.xml · nonDerivative · entry 1

Bruce David · CIK 0001373121 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,268

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0000950170-24-080316 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,317

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-24-005736 · doc4.xml · nonDerivative · entry 3

Mercer Patrick · CIK 0001786824 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,440

F2 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on May 22, 2025 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001209191-23-050303 · doc4.xml · derivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2030-09-19

F1 · derivative.exercise_date: The option vests as to one-third of the shares on June 30, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001209191-24-005736 · doc4.xml · nonDerivative · entry 2

Mercer Patrick · CIK 0001786824 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,440

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-24-005767 · doc4.xml · nonDerivative · entry 2

Bruce David · CIK 0001373121 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,366

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-24-005736 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,455

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-24-005767 · doc4.xml · nonDerivative · entry 1

Bruce David · CIK 0001373121 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,006

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-23-037570 · doc4.xml · nonDerivative · entry 1

Shuda Scott · CIK 0001486636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,066

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 14, 2024 or the date of the Issuer's next annual meeting of stockholders.

SEC source: 0001209191-23-037568 · doc4.xml · nonDerivative · entry 1

LUDLUM KEN · CIK 0001255825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,711

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 14, 2024 or the date of the Issuer's next annual meeting of stockholders.

SEC source: 0001209191-23-037565 · doc4.xml · nonDerivative · entry 1

Grove Robert Earle · CIK 0001755510 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,103

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 14, 2024 or the date of the Issuer's next annual meeting of stockholders.

SEC source: 0001209191-23-037562 · doc4.xml · nonDerivative · entry 1

HUSS BEVERLY A · CIK 0001222352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,739

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 14, 2024 or the date of the Issuer's next annual meeting of stockholders.

SEC source: 0001209191-23-037557 · doc4.xml · nonDerivative · entry 1

Devi Nandini · CIK 0001866221 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,159

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 14, 2024 or the date of the Issuer's next annual meeting of stockholders.

SEC source: 0001209191-22-054945 · doc4.xml · nonDerivative · entry 2

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,283

F2 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-22-054947 · doc4.xml · derivative · entry 2

Bruce David · CIK 0001373121 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,270

Underlying: Common Stock · 121,270 shares

Expires 2029-10-27

F2 · derivative.exercise_date: The option vests as to one-third of the shares on June 30, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001209191-22-054947 · doc4.xml · nonDerivative · entry 1

Bruce David · CIK 0001373121 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,118

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on June 30, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001209191-22-054945 · doc4.xml · derivative · entry 3

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,218

Underlying: Common Stock · 72,218 shares

Expires 2029-10-27

F3 · derivative.exercise_date: The option vests as to one-third of the shares on June 30, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001209191-22-054945 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,354

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on June 30, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001209191-22-051941 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,784

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-22-048189 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,856

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-22-043681 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,927

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-22-040506 · doc4.xml · nonDerivative · entry 4

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,998

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-22-040504 · doc4.xml · nonDerivative · entry 3

Bruce David · CIK 0001373121 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,388

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-22-040506 · doc4.xml · nonDerivative · entry 3

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,014

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-22-040504 · doc4.xml · nonDerivative · entry 2

Bruce David · CIK 0001373121 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,028

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-22-040506 · doc4.xml · nonDerivative · entry 2

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,474

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-22-040506 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,202

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-22-040504 · doc4.xml · nonDerivative · entry 1

Bruce David · CIK 0001373121 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,407

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-22-037560 · doc4.xml · nonDerivative · entry 1

Shuda Scott · CIK 0001486636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,779

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 15, 2023 or the date of the Issuer's next annual meeting of stockholders.

SEC source: 0001209191-22-037554 · doc4.xml · nonDerivative · entry 1

LUDLUM KEN · CIK 0001255825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,444

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 15, 2023 or the date of the Issuer's next annual meeting of stockholders.

SEC source: 0001209191-22-037550 · doc4.xml · nonDerivative · entry 1

Grove Robert Earle · CIK 0001755510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,836

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 15, 2023 or the date of the Issuer's next annual meeting of stockholders.

SEC source: 0001209191-22-037544 · doc4.xml · nonDerivative · entry 1

HUSS BEVERLY A · CIK 0001222352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,472

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 15, 2023 or the date of the Issuer's next annual meeting of stockholders.

SEC source: 0001209191-22-037539 · doc4.xml · nonDerivative · entry 1

Devi Nandini · CIK 0001866221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,892

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 15, 2023 or the date of the Issuer's next annual meeting of stockholders.

SEC source: 0001209191-22-033280 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,274

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-22-031460 · doc4.xml · nonDerivative · entry 1

Devi Nandini · CIK 0001866221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,420

SEC source: 0001209191-22-026606 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,345

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

SEC source: 0001209191-22-021669 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,416

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.