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Mercer Patrick

Disclosed activity across 1 company

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30620
SEC CIK
0001786824

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
IRIDEX CORPIRIX · Entity 7882Director · President and CEOOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

IRIDEX CORP

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect444,867 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Tax withholding · Disposed 23,917 · Balance 444,867

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 18:19 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 23,917 $0.63 $15,115.54
Disclosure

SEC source: 0001193125-26-413952 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,867

Read SEC document
July 10, 2026 Filed Jul 14, 2026 20:59 UTC IRIDEX CORP IRIX · Entity 7882 GrantPerformance Restricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-303346 · ownership.xml · derivative · entry 3

Mercer Patrick · CIK 0001786824 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-07-10

F3 · derivative.exercise_price: Each performance restricted stock unit (PSU) represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: 100% of the PSUs vest if the Issuer's per share stock price reaches or exceeds $2.50 for 30 consecutive trading days based on a 30-day VWAP (volume weighted adjusted average).

Read SEC document
July 10, 2026 Filed Jul 14, 2026 20:59 UTC IRIDEX CORP IRIX · Entity 7882 GrantStock option (right to buy) · Derivative 200,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001193125-26-303346 · ownership.xml · derivative · entry 2

Mercer Patrick · CIK 0001786824 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-07-10

F2 · derivative.exercise_date: The option vests as to one-third of the Shares on July 10, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 20:59 UTC IRIDEX CORP IRIX · Entity 7882 GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-303346 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,784

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to one-third of the shares on July 10, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
June 13, 2026 Filed Jun 16, 2026 23:46 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 3,990 $1.12 $4,468.80
Disclosure

SEC source: 0001193125-26-273096 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,784

Read SEC document
May 26, 2026 Filed May 26, 2026 21:57 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 19,233 $1.01 $19,425.33
Disclosure

SEC source: 0001193125-26-239768 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,774

Read SEC document
October 01, 2025 Filed Oct 2, 2025 19:18 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 23,850 $1.13 $26,950.50
Disclosure

SEC source: 0001193125-25-228163 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,007

Read SEC document
June 30, 2025 Filed Jul 15, 2025 22:02 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 4,243 $0.88 $3,741.90
Disclosure

SEC source: 0000950170-25-095970 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,857

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
June 13, 2025 Filed Jun 13, 2025 18:43 UTC IRIDEX CORP IRIX · Entity 7882 PurchaseCommon Stock 250 $0.96 $240.00
Disclosure

SEC source: 0000950170-25-086031 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,730

Read SEC document
June 13, 2025 Filed Jun 18, 2025 01:52 UTC IRIDEX CORP IRIX · Entity 7882 GrantCommon Stock (right to buy) · Derivative 111,240 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0000950170-25-087665 · ownership.xml · derivative · entry 2

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,240

Underlying: Common Stock · 111,240 shares

Expires 2032-06-13

F2 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule 16b-3.

F3 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/3 of the Shares subject to the Option will vest each one-year anniversary of the date of grant.

Read SEC document
June 13, 2025 Filed Jun 18, 2025 01:52 UTC IRIDEX CORP IRIX · Entity 7882 GrantCommon Stock 33,370 $2.00 $66,740.00
Disclosure

SEC source: 0000950170-25-087665 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,100

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on June 13, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
June 13, 2025 Filed Jun 25, 2025 00:11 UTC Amendment IRIDEX CORP IRIX · Entity 7882 GrantCommon Stock (right to buy) · Derivative 111,240 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0000950170-25-089696 · ownership.xml · derivative · entry 2

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,240

Underlying: Common Stock · 111,240 shares

Expires 2032-06-13

F2 · security: This option was granted pursuant to the Company's 2008 Equity Incentive Plan, as amended, and is exempt pursuant to Rule16b-3.

F3 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/3 of the Shares subject to the Option will vest each one-year anniversary of the date of grant.

Read SEC document
June 13, 2025 Filed Jun 25, 2025 00:11 UTC Amendment IRIDEX CORP IRIX · Entity 7882 GrantCommon Stock 33,370 $0.94 $31,367.80
Disclosure

SEC source: 0000950170-25-089696 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,100

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on June 13, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
May 22, 2025 Filed May 27, 2025 22:43 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 14,310 $0.99 $14,169.76
Disclosure

SEC source: 0000950170-25-077949 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,480

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
April 28, 2025 Filed Apr 28, 2025 21:18 UTC IRIDEX CORP IRIX · Entity 7882 PurchaseCommon Stock 4,500 $1.29 $5,805.00
Disclosure

SEC source: 0000950170-25-059404 · ownership.xml · nonDerivative · entry 3

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,790

Read SEC document
April 28, 2025 Filed Apr 28, 2025 21:18 UTC IRIDEX CORP IRIX · Entity 7882 PurchaseCommon Stock 3,000 $1.30 $3,900.00
Disclosure

SEC source: 0000950170-25-059404 · ownership.xml · nonDerivative · entry 2

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,290

Read SEC document
April 24, 2025 Filed Apr 28, 2025 21:18 UTC IRIDEX CORP IRIX · Entity 7882 PurchaseCommon Stock 46 $1.15 $52.90
Disclosure

SEC source: 0000950170-25-059404 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,290

Read SEC document
November 07, 2024 Filed Nov 9, 2024 00:13 UTC IRIDEX CORP IRIX · Entity 7882 GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-124321 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,244

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on October 1, 2025 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
July 04, 2024 Filed Jul 8, 2024 20:19 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 2,073 $2.07 $4,291.11
Disclosure

SEC source: 0000950170-24-082110 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,244

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 18:53 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 4,123 $2.16 $8,905.68
Disclosure

SEC source: 0000950170-24-080316 · ownership.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,317

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
May 22, 2024 Filed May 24, 2024 22:41 UTC IRIDEX CORP IRIX · Entity 7882 GrantCoomon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005736 · doc4.xml · nonDerivative · entry 3

Mercer Patrick · CIK 0001786824 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,440

F2 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on May 22, 2025 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
September 19, 2023 Filed Sep 21, 2023 21:08 UTC IRIDEX CORP IRIX · Entity 7882 GrantStock Option (Right to buy) · Derivative 115,000 $0.00 Strike: $2.13 $0.00
Disclosure

SEC source: 0001209191-23-050303 · doc4.xml · derivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2030-09-19

F1 · derivative.exercise_date: The option vests as to one-third of the shares on June 30, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
July 04, 2023 Filed May 24, 2024 22:41 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 2,015 $2.14 $4,312.10
Disclosure

SEC source: 0001209191-24-005736 · doc4.xml · nonDerivative · entry 2

Mercer Patrick · CIK 0001786824 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,440

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
June 30, 2023 Filed May 24, 2024 22:41 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 5,828 $2.17 $12,646.76
Disclosure

SEC source: 0001209191-24-005736 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,455

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
October 30, 2022 Filed Oct 31, 2022 23:22 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 71 $2.27 $161.17
Disclosure

SEC source: 0001209191-22-054945 · doc4.xml · nonDerivative · entry 2

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,283

F2 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 23:22 UTC IRIDEX CORP IRIX · Entity 7882 GrantStock Option (Right to buy) · Derivative 72,218 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001209191-22-054945 · doc4.xml · derivative · entry 3

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,218

Underlying: Common Stock · 72,218 shares

Expires 2029-10-27

F3 · derivative.exercise_date: The option vests as to one-third of the shares on June 30, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 23:22 UTC IRIDEX CORP IRIX · Entity 7882 GrantCommon Stock 35,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-054945 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,354

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on June 30, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:14 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 72 $2.41 $173.52
Disclosure

SEC source: 0001209191-22-051941 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,784

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 23:00 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 71 $2.55 $181.05
Disclosure

SEC source: 0001209191-22-048189 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,856

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
July 30, 2022 Filed Aug 1, 2022 20:45 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 71 $3.01 $213.71
Disclosure

SEC source: 0001209191-22-043681 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,927

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
July 04, 2022 Filed Jul 5, 2022 19:16 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 2,016 $2.47 $4,979.52
Disclosure

SEC source: 0001209191-22-040506 · doc4.xml · nonDerivative · entry 4

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,998

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 19:16 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 1,460 $2.47 $3,606.20
Disclosure

SEC source: 0001209191-22-040506 · doc4.xml · nonDerivative · entry 3

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,014

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 19:16 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 1,728 $2.57 $4,440.96
Disclosure

SEC source: 0001209191-22-040506 · doc4.xml · nonDerivative · entry 2

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,474

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 19:16 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 72 $2.57 $185.04
Disclosure

SEC source: 0001209191-22-040506 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,202

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
May 30, 2022 Filed Jun 1, 2022 22:15 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 71 $3.13 $222.23
Disclosure

SEC source: 0001209191-22-033280 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,274

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
April 30, 2022 Filed May 3, 2022 17:09 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 71 $3.83 $271.93
Disclosure

SEC source: 0001209191-22-026606 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,345

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 00:50 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 72 $4.55 $327.60
Disclosure

SEC source: 0001209191-22-021669 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,416

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 22:33 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 85 $4.46 $379.10
Disclosure

SEC source: 0001209191-22-014183 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,488

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
January 30, 2022 Filed Jan 31, 2022 22:21 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 85 $5.10 $433.50
Disclosure

SEC source: 0001209191-22-005670 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,573

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
December 30, 2021 Filed Dec 30, 2021 23:57 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 72 $6.21 $447.12
Disclosure

SEC source: 0001209191-21-071643 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,658

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:46 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 71 $6.25 $443.75
Disclosure

SEC source: 0001209191-21-067280 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,730

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
October 30, 2021 Filed Nov 2, 2021 20:31 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 71 $7.67 $544.57
Disclosure

SEC source: 0001209191-21-062414 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,801

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
September 30, 2021 Filed Sep 30, 2021 23:51 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 72 $7.66 $551.52
Disclosure

SEC source: 0001209191-21-058303 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,872

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

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August 30, 2021 Filed Aug 31, 2021 21:03 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommonn Stock 71 $7.75 $550.25
Disclosure

SEC source: 0001209191-21-054112 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,944

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

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August 05, 2021 Filed Aug 10, 2021 00:14 UTC IRIDEX CORP IRIX · Entity 7882 GrantEmployee Stock Option (right to buy) · Derivative 35,510 $0.00 Strike: $6.58 $0.00
Disclosure

SEC source: 0001209191-21-050499 · doc4.xml · derivative · entry 4

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,510

Underlying: Common Stock · 35,510 shares

Expires 2028-08-05

F4 · derivative.exercise_date: The option vests as to one-third of the shares on July 4, 2022 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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August 05, 2021 Filed Aug 10, 2021 00:14 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 5,256 $6.58 $34,584.48
Disclosure

SEC source: 0001209191-21-050499 · doc4.xml · nonDerivative · entry 3

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,015

F3 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of performance stock units and does not represent a sale by the Reporting Person.

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August 05, 2021 Filed Aug 10, 2021 00:14 UTC IRIDEX CORP IRIX · Entity 7882 GrantCommon Stock 15,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050499 · doc4.xml · nonDerivative · entry 2

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,271

F2 · shares: 15,200 performance share units granted to the Reporting Person on October 22, 2019, and modified on August 5, 2021 were released upon the achievement of performance criteria.

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August 05, 2021 Filed Aug 10, 2021 00:14 UTC IRIDEX CORP IRIX · Entity 7882 GrantCommon Stock 17,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050499 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,071

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on July 4, 2022 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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July 30, 2021 Filed Aug 2, 2021 21:19 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 71 $6.54 $464.34
Disclosure

SEC source: 0001209191-21-049092 · doc4.xml · nonDerivative · entry 1

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,581

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

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July 01, 2021 Filed Jul 2, 2021 20:43 UTC IRIDEX CORP IRIX · Entity 7882 Tax withholdingCommon Stock 1,459 $7.08 $10,329.72
Disclosure

SEC source: 0001209191-21-045000 · doc4.xml · nonDerivative · entry 2

Mercer Patrick · CIK 0001786824 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,652

F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.