Last 12 months
Inside the activity.
83 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 16 | 0 |
| Dec 2025 | 18 | 0 |
| Jan 2026 | 17 | 0 |
| Feb 2026 | 12 | 0 |
| Mar 2026 | 9 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 5 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2017 Filed Aug 2, 2017 00:36 UTC |
RHOADS ANN DDirector
|
Exercise / conversionStock Option Right to Buy · Derivative | 15,000 | $0.00 Strike: $9.47 | $0.00 |
DisclosureSEC source: 0001704739-17-000019 · edgar.xml · derivative · entry 1 RHOADS ANN D · CIK 0001250252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2024-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. Read SEC document |
| July 28, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 8,633 | $9.50 | $82,033.36 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 19 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,273,118 F19 · price: The shares were purchased in multiple transactions at prices ranging from $9.42 to $9.60 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 27, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 7,442 | $9.47 | $70,463.83 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 18 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264,485 F18 · price: The shares were purchased in multiple transactions at prices ranging from $9.38 to $9.69 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 26, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 4,415 | $9.62 | $42,476.72 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 17 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,257,043 F17 · price: The shares were purchased in multiple transactions at prices ranging from $9.52 to $9.70 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 25, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 670 | $9.62 | $6,445.40 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 16 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,628 F16 · price: The shares were purchased in multiple transactions at prices ranging from $9.59 to $9.64 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 24, 2017 Filed Jul 27, 2017 01:55 UTC |
Mokari AtabakCFO and VP Corp Development
|
Exercise / conversionStock Option Right to Buy · Derivative | 63,000 | $0.00 Strike: $9.54 | $0.00 |
DisclosureSEC source: 0001704739-17-000015 · edgar.xml · derivative · entry 2 Mokari Atabak · CIK 0001678419 · CFO and VP Corp Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,000 Underlying: Common Stock · 63,000 shares Expires 2024-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F3 · derivative.exercise_date: Shares subject to the option vest over a period of 48 months with 1/4th of the total number of shares vesting on the first anniversary of the grant date and 1/48th of the total number of shares vesting each month thereafter. Read SEC document |
| July 24, 2017 Filed Jul 27, 2017 01:55 UTC |
Mokari AtabakCFO and VP Corp Development
|
GrantCommon Stock | 6,000 | $9.54 | $57,240.00 |
DisclosureSEC source: 0001704739-17-000015 · edgar.xml · nonDerivative · entry 1 Mokari Atabak · CIK 0001678419 · CFO and VP Corp Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,000 F1 · balance_after: Restricted stock units vest over a period of 48 months with 1/4th of the total number of units vesting on the first anniversary of the grant date and 1/48th of the total number of units vesting each month thereafter. Restriced stock units convert into common stock on a one-for-one basis. Read SEC document |
| July 24, 2017 Filed Jul 27, 2017 16:23 UTC |
MOORE WILLIAM MDirector · Chairman and CEO
|
Exercise / conversionStock Option Right to Buy · Derivative | 157,000 | $0.00 Strike: $9.54 | $0.00 |
DisclosureSEC source: 0001704739-17-000017 · edgar.xml · derivative · entry 3 MOORE WILLIAM M · CIK 0001217126 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,000 Underlying: Common Stock · 157,000 shares Expires 2024-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F3 · derivative.exercise_date: Shares subject to the option vest over a period of 48 months with 1/4th of the total number of shares vesting on the first anniversary of the grant date and 1/48th of the total number of shares vesting each month thereafter. Read SEC document |
| July 24, 2017 Filed Jul 27, 2017 16:23 UTC |
MOORE WILLIAM MDirector · Chairman and CEO
|
GrantCommon Stock | 15,000 | $9.54 | $143,100.00 |
DisclosureSEC source: 0001704739-17-000017 · edgar.xml · nonDerivative · entry 1 MOORE WILLIAM M · CIK 0001217126 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,931 F1 · shares: Restricted stock units vest over a period of 48 months with 1/4th of the total number of units vesting on the first anniversary of the grant date and 1/48th of the total number of units vesting each month thereafter. Restriced stock units convert into common stock on a one-for-one basis. Read SEC document |
| July 24, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 2,895 | $9.57 | $27,715.86 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 15 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251,958 F15 · price: The shares were purchased in multiple transactions at prices ranging from $9.45 to $9.62 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 21, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 7,020 | $9.54 | $66,952.55 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 14 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,249,063 F14 · price: The shares were purchased in multiple transactions at prices ranging from $9.42 to $9.60 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 20, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 3,115 | $9.56 | $29,770.06 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 13 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242,043 F13 · price: The shares were purchased in multiple transactions at prices ranging from $9.41 to $9.66 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 19, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 4,141 | $9.42 | $38,996.63 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 12 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,238,928 F12 · price: The shares were purchased in multiple transactions at prices ranging from $9.25 to $9.56 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 18, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 3,695 | $9.39 | $34,696.79 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 11 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234,787 F11 · price: The shares were purchased in multiple transactions at prices ranging from $9.29 to $9.45 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 17, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 2,017 | $9.39 | $18,935.39 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 10 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231,092 F10 · price: The shares were purchased in multiple transactions at prices ranging from $9.33 to $9.42 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 14, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 3,071 | $9.43 | $28,970.59 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 9 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229,075 F9 · price: The shares were purchased in multiple transactions at prices ranging from $9.35 to $9.47 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 13, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 5,017 | $9.31 | $46,706.76 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 8 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,226,004 F8 · price: The shares were purchased in multiple transactions at prices ranging from $9.13 to $9.48 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 12, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 9,742 | $9.36 | $91,194.86 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 7 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,220,987 F7 · price: The shares were purchased in multiple transactions at prices ranging from $9.19 to $9.51 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 11, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 15,545 | $9.53 | $148,134.52 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 6 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211,245 F6 · price: The shares were purchased in multiple transactions at prices ranging from $9.345 to $9.65 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 10, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 6,933 | $9.61 | $66,601.17 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 5 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,195,700 F5 · price: The shares were purchased in multiple transactions at prices ranging from $9.55 to $9.73 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 07, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 8,217 | $9.62 | $79,070.55 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 4 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,188,767 F4 · price: The shares were purchased in multiple transactions at prices ranging from $9.23 to $9.85 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 06, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 17,600 | $9.53 | $167,759.68 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 3 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180,550 F3 · price: The shares were purchased in multiple transactions at prices ranging from $9.33 to $9.72 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 05, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 3,183 | $9.53 | $30,333.35 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 2 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162,950 F2 · price: The shares were purchased in multiple transactions at prices ranging from $9.43 to $9.59 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 03, 2017 Filed May 1, 2018 20:59 UTC |
Acuta Capital Fund, LP10% owner
|
PurchaseCommon Stock | 2,756 | $9.75 | $26,869.07 |
DisclosureSEC source: 0001209191-18-027145 · doc4.xml · nonDerivative · entry 1 Acuta Capital Fund, LP · CIK 0001601391 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,159,767 F1 · price: The shares were purchased in multiple transactions at prices ranging from $9.68 to $9.96 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 22:45 UTC |
FITCH SANFORDDirector
|
Exercise / conversionStock Option Right to Buy · Derivative | 5,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001704739-17-000009 · edgar.xml · derivative · entry 2 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2017-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F2 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 22:45 UTC |
FITCH SANFORDDirector
|
Exercise / conversionCommon Stock | 5,000 | $3.90 | $19,500.00 |
DisclosureSEC source: 0001704739-17-000009 · edgar.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 23:25 UTC |
BlueLine Capital Partners, L.P.10% owner
BlueLine Catalyst Fund IX, L.P.10% owner
BlueLine Capital Partners II, L.P.10% owner
BlueLine Capital Partners III, LP10% owner
BlueLine Partners, L.L.C.10% owner
BlueLine Partners II, LLC10% owner
|
OtherCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445866-17-000922 · form4.xml · nonDerivative · entry 1 BlueLine Capital Partners, L.P. · CIK 0001338149 · 10% owner BlueLine Catalyst Fund IX, L.P. · CIK 0001460518 · 10% owner BlueLine Capital Partners II, L.P. · CIK 0001460781 · 10% owner BlueLine Capital Partners III, LP · CIK 0001411986 · 10% owner BlueLine Partners, L.L.C. · CIK 0001311443 · 10% owner BlueLine Partners II, LLC · CIK 0001411987 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,460,688 F1 · ownership.direct: These securities were owned by BlueLine Capital Partners, L.P. On June 22, 2017, BlueLine Capital Partners, L.P. executed an in-kind distribution, without consideration, of 600,000 shares of the Issuer's common stock to certain of its limited partners. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 23:22 UTC |
Marcellino George RDirector
|
GrantCommon Stock | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001704739-17-000007 · edgar.xml · nonDerivative · entry 1 Marcellino George R · CIK 0001629023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,590 F1 · shares: The restricted stock shall vest with respect to one hundred percent (100%) of the shares on June 14, 2018. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 23:19 UTC |
FITCH SANFORDDirector
|
GrantCommon Stock | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001704739-17-000006 · edgar.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,197 F1 · shares: The restricted stock shall vest with respect to one hundred percent (100%) of the shares on June 14, 2018. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 23:13 UTC |
NAUMANN-ETIENNE RUEDIGERDirector
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704739-17-000005 · edgar.xml · nonDerivative · entry 2 NAUMANN-ETIENNE RUEDIGER · CIK 0001219636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,834 F1 · shares: The restricted stock shall vest with respect to one hundred percent (100%) of the shares on June 14, 2018. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 23:13 UTC |
NAUMANN-ETIENNE RUEDIGERDirector
|
GrantCommon Stock | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001704739-17-000005 · edgar.xml · nonDerivative · entry 1 NAUMANN-ETIENNE RUEDIGER · CIK 0001219636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,834 F1 · shares: The restricted stock shall vest with respect to one hundred percent (100%) of the shares on June 14, 2018. Read SEC document |
| June 14, 2017 Filed Jul 5, 2017 23:11 UTC |
NAUMANN-ETIENNE RUEDIGERDirector
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704739-17-000011 · edgar.xml · nonDerivative · entry 1 NAUMANN-ETIENNE RUEDIGER · CIK 0001219636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,990 F1 · shares: The restricted stock shall vest with respect to one hundred percent (100%) of the shares on June 14, 2018. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 21:28 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
SaleCommon Stock | 2,811 | $13.16 | $36,987.98 |
DisclosureSEC source: 0001261380-17-000004 · edgar.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,289 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 22:10 UTC |
MOORE WILLIAM MDirector · Chairman and CEO
|
Exercise / conversionStock Option Right to Buy · Derivative | 5,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001261380-17-000002 · edgar.xml · derivative · entry 3 MOORE WILLIAM M · CIK 0001217126 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2017-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F2 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 22:10 UTC |
MOORE WILLIAM MDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001261380-17-000002 · edgar.xml · nonDerivative · entry 1 MOORE WILLIAM M · CIK 0001217126 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Apr 14, 2017 00:03 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001261380-17-000006 · edgar.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,289 F1 · shares: The performance-based restricted stock unit award is subject to vesting over a four year performance period covering the Company's fiscal years 2017 through 2020, subject to the resporting person continuing to be a service provider through the vesting date. The awards become eligible to vest based on a specified level of the Company's stock price and the reporting person has the ability to earn up to 100% of the shares underlying the award based on achievement of the performance criteria. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
Exercise / conversionStock Option Right to Buy · Derivative | 125 | $0.00 Strike: $10.73 | $0.00 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · derivative · entry 9 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 125 shares Expires 2022-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
Exercise / conversionStock Option Right to Buy · Derivative | 125 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · derivative · entry 8 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937 Underlying: Common Stock · 125 shares Expires 2021-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
Exercise / conversionStock Option Right to Buy · Derivative | 334 | $0.00 Strike: $5.92 | $0.00 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · derivative · entry 7 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,833 Underlying: Common Stock · 334 shares Expires 2020-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
SaleCommon Stock | 125 | $16.04 | $2,005.00 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · nonDerivative · entry 6 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 125 | $10.73 | $1,341.25 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · nonDerivative · entry 5 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
SaleCommon Stock | 125 | $16.04 | $2,005.00 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · nonDerivative · entry 4 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 125 | $8.58 | $1,072.50 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · nonDerivative · entry 3 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
SaleCommon Stock | 334 | $16.04 | $5,357.36 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 334 | $5.92 | $1,977.28 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 22:48 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
Exercise / conversionStock Option Right to Buy · Derivative | 62 | $0.00 Strike: $10.73 | $0.00 |
DisclosureSEC source: 0001261380-16-000112 · edgar.xml · derivative · entry 6 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 62 shares Expires 2022-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 22:48 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
Exercise / conversionStock Option Right to Buy · Derivative | 63 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001261380-16-000112 · edgar.xml · derivative · entry 5 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062 Underlying: Common Stock · 63 shares Expires 2021-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 22:48 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
SaleCommon Stock | 62 | $15.00 | $930.00 |
DisclosureSEC source: 0001261380-16-000112 · edgar.xml · nonDerivative · entry 4 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 22:48 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 62 | $10.73 | $665.26 |
DisclosureSEC source: 0001261380-16-000112 · edgar.xml · nonDerivative · entry 3 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 22:48 UTC |
Dizon Romeo RPrincipal Accounting Officer
|
SaleCommon Stock | 63 | $15.00 | $945.00 |
DisclosureSEC source: 0001261380-16-000112 · edgar.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.