Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IRIDEX CORPIRIX · Entity 7882 | Director | June 13, 2018 | June 20, 2018 |
| MASIMO CORPMASI · Entity 39014 | Director | May 29, 2020 | June 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IRIDEX CORP
Report date June 13, 2018 · Filed June 20, 2018 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,887 |
Reported balance
After 2018-06-13 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2018-06-13 · Grant · Acquired 5,690 · Balance 62,887 F1: This footnote is restated from the original Form 4 filing to correctly reflect that each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 13, 2019 or the date of the Issuer's next annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: This footnote is restated from the original Form 4 filing to correctly reflect that each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 13, 2019 or the date of the Issuer's next annual meeting of stockholders.
MASIMO CORP
Report date May 29, 2020 · Filed June 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,522 |
Reported balance
After 2020-05-29 transaction · row 1
1 source rowRow 1 · 2020-05-29 · Exercise / conversion · Acquired 1,304 · Balance 54,522 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-05-30 | Direct | 0 |
Reported balance
After 2020-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-05-29 · Exercise / conversion · Disposed 1,304 · Balance 0 F1: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU. F2: These RSUs were granted on May 30, 2019 and vested in full on May 29, 2020, the date of the next annual meeting of stockholders following the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU.
F2: These RSUs were granted on May 30, 2019 and vested in full on May 29, 2020, the date of the next annual meeting of stockholders following the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2020 Filed Jun 2, 2020 21:21 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionRestricted Stock Units · Derivative | 1,304 | $240.19 | $313,207.76 |
DisclosureSEC source: 0000937556-20-000121 · wf-form4_159113285303319.xml · derivative · entry 2 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,304 shares Expires 2029-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU. F2 · derivative.exercise_date: These RSUs were granted on May 30, 2019 and vested in full on May 29, 2020, the date of the next annual meeting of stockholders following the date of grant. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 21:21 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 1,304 | $240.19 | $313,207.76 |
DisclosureSEC source: 0000937556-20-000121 · wf-form4_159113285303319.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:06 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $21.97 | $0.00 |
DisclosureSEC source: 0000937556-20-000108 · wf-form4_158862273961634.xml · derivative · entry 3 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2023-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person paid the exercise price by delivering shares of the Issuer's common stock and a cash payment of $14.43 for the remaining fractional share. F1 · price: The Reporting Person paid the exercise price by delivering shares of the Issuer's common stock and a cash payment of $14.43 for the remaining fractional share. F2 · derivative.exercise_date: This option was granted on May 28, 2013 and is exercisable as the option vests. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:06 UTC | MASIMO CORP MASI · Entity 39014 | Tax withholdingCommon Stock | 1,027 | $213.91 | $219,685.57 |
DisclosureSEC source: 0000937556-20-000108 · wf-form4_158862273961634.xml · nonDerivative · entry 2 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,218 F1 · kind: The Reporting Person paid the exercise price by delivering shares of the Issuer's common stock and a cash payment of $14.43 for the remaining fractional share. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:06 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 10,000 | $21.97 | $219,700.00 |
DisclosureSEC source: 0000937556-20-000108 · wf-form4_158862273961634.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person paid the exercise price by delivering shares of the Issuer's common stock and a cash payment of $14.43 for the remaining fractional share. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 23:21 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 7,000 | $41.80 Strike: $41.80 | $292,600.00 |
DisclosureSEC source: 0000937556-19-000191 · wf-form4_157593368684996.xml · derivative · entry 3 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2025-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option was granted on December 17, 2015 and is exercisable as the option vests. The option vested on the one-year anniversary of the grant date. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 23:21 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 7,000 | $156.27 | $1,093,913.10 |
DisclosureSEC source: 0000937556-19-000191 · wf-form4_157593368684996.xml · nonDerivative · entry 2 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,245 F1 · kind: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of August 22, 2019, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $155.99 per share to a high of $156.99 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 23:21 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 7,000 | $41.80 | $292,600.00 |
DisclosureSEC source: 0000937556-19-000191 · wf-form4_157593368684996.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:38 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 6,500 | $41.80 Strike: $41.80 | $271,700.00 |
DisclosureSEC source: 0000937556-19-000183 · wf-form4_157298992345375.xml · derivative · entry 3 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 6,500 shares Expires 2025-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option was granted on December 17, 2015 and is exercisable as the option vests. The option vested on the one-year anniversary of the grant date. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:38 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 6,500 | $147.08 | $956,022.60 |
DisclosureSEC source: 0000937556-19-000183 · wf-form4_157298992345375.xml · nonDerivative · entry 2 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,245 F1 · kind: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of August 22, 2019, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $146.345 per share to a high of $148.245 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:38 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 6,500 | $41.80 | $271,700.00 |
DisclosureSEC source: 0000937556-19-000183 · wf-form4_157298992345375.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:55 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 6,500 | $41.80 Strike: $41.80 | $271,700.00 |
DisclosureSEC source: 0000937556-19-000164 · wf-form4_157004970081238.xml · derivative · entry 3 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 6,500 shares Expires 2025-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option was granted on December 17, 2015 and is exercisable as the option vests. The option vested on the one-year anniversary of the grant date. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:55 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 6,500 | $149.43 | $971,266.40 |
DisclosureSEC source: 0000937556-19-000164 · wf-form4_157004970081238.xml · nonDerivative · entry 2 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,245 F1 · kind: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of August 22, 2019, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $148.57 per share to a high of $150.05 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:55 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 6,500 | $41.80 | $271,700.00 |
DisclosureSEC source: 0000937556-19-000164 · wf-form4_157004970081238.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 20:04 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 7,000 | $150.39 | $1,052,730.00 |
DisclosureSEC source: 0000937556-19-000160 · wf-form4_156659065589537.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,245 F1 · kind: The Reporting Person contributed shares of the Issuer's common stock to an exchange fund in exchange for shares of the exchange fund. The shares of the Issuer's common stock was valued at $150.39 per share, the NASDAQ closing price on August 22, 2019, for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person. F1 · price: The Reporting Person contributed shares of the Issuer's common stock to an exchange fund in exchange for shares of the exchange fund. The shares of the Issuer's common stock was valued at $150.39 per share, the NASDAQ closing price on August 22, 2019, for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 20:14 UTC | MASIMO CORP MASI · Entity 39014 | GrantRestricted Stock Units · Derivative | 1,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000937556-19-000103 · wf-form4_155959283365185.xml · derivative · entry 3 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304 Underlying: Common Stock · 1,304 shares Expires 2029-05-30 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU. F3 · derivative.exercise_date: These RSUs were granted on May 30, 2019 and will vest in full on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders following the date of grant. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 20:14 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionRestricted Stock Units · Derivative | 1,413 | $137.95 | $194,923.35 |
DisclosureSEC source: 0000937556-19-000103 · wf-form4_155959283365185.xml · derivative · entry 2 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,413 shares Expires 2028-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU. F2 · derivative.exercise_date: These RSUs were granted on May 31, 2018 and vested in full on May 30, 2019, the date of the next annual meeting of stockholders following the date of grant. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 20:14 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 1,413 | $137.95 | $194,923.35 |
DisclosureSEC source: 0000937556-19-000103 · wf-form4_155959283365185.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 21:22 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 2,000 | $110.90 | $221,796.00 |
DisclosureSEC source: 0000937556-18-000166 · wf-form4_154395851591212.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,832 F1 · kind: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 7, 2018 and amended on August 28,2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $110.00 per share to a high of $112.21 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 20:23 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 2,000 | $113.14 | $226,282.80 |
DisclosureSEC source: 0000937556-18-000161 · wf-form4_154119018703028.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,832 F1 · kind: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 7, 2018 and amended on August 28,2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $108.36 per share to a high of $117.21 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:30 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 2,000 | $124.50 | $248,996.60 |
DisclosureSEC source: 0000937556-18-000149 · wf-form4_153851221172370.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,832 F1 · kind: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 7, 2018 and amended on August 28,2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $124.03 per share to a high of $124.86 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 21:57 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 10,000 | $21.97 Strike: $21.97 | $219,700.00 |
DisclosureSEC source: 0000937556-18-000137 · wf-form4_153678941857654.xml · derivative · entry 3 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option was granted on May 28, 2013 and is exercisable as the option vests. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 21:57 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 10,000 | $118.29 | $1,182,935.00 |
DisclosureSEC source: 0000937556-18-000137 · wf-form4_153678941857654.xml · nonDerivative · entry 2 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,832 F1 · kind: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 7, 2018 and amended on August 28, 2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $117.03 per share to a high of $119.16 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 21:57 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 10,000 | $21.97 | $219,700.00 |
DisclosureSEC source: 0000937556-18-000137 · wf-form4_153678941857654.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 4, 2018 22:16 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 2,000 | $119.45 | $238,900.20 |
DisclosureSEC source: 0000937556-18-000133 · wf-form4_153609937129311.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,832 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 7, 2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $117.365 per share to a high of $120.26 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 20:01 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 2,000 | $101.00 | $202,000.00 |
DisclosureSEC source: 0000937556-18-000121 · wf-form4_153332649280320.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,832 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 7, 2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 20:23 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 2,000 | $100.00 | $200,000.00 |
DisclosureSEC source: 0000937556-18-000107 · wf-form4_153125418661987.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,832 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 7, 2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 13, 2018 Filed Jun 16, 2018 00:13 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantCommon Stock | 5,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001704739-18-000031 · edgar.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,887 F1 · shares: The shares were issued pursuant to a restricted stock award which shall vest with respect to 100% of the shares on the earlier of June 13, 2019 or the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| June 13, 2018 Filed Jun 20, 2018 15:50 UTC Amendment | IRIDEX CORP IRIX · Entity 7882 | GrantCommon Stock | 5,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001704739-18-000034 · edgar.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,887 F1 · shares: This footnote is restated from the original Form 4 filing to correctly reflect that each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 13, 2019 or the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 22:09 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 2,000 | $100.21 | $200,416.80 |
DisclosureSEC source: 0000937556-18-000100 · wf-form4_152789092986332.xml · nonDerivative · entry 2 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,832 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of November 29, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $99.47 per share to a high of $100.88 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 22:09 UTC | MASIMO CORP MASI · Entity 39014 | GrantRestricted Stock Units · Derivative | 1,413 | $0.00 | $0.00 |
DisclosureSEC source: 0000937556-18-000100 · wf-form4_152789092986332.xml · derivative · entry 4 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,413 Underlying: Common Stock · 1,413 shares Expires 2028-05-31 F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU. F5 · derivative.exercise_date: These RSUs were granted on May 31, 2018 and will vest in full on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders following the date of the grant. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 22:09 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionRestricted Stock Units · Derivative | 1,583 | $99.05 | $156,796.15 |
DisclosureSEC source: 0000937556-18-000100 · wf-form4_152789092986332.xml · derivative · entry 3 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,583 shares Expires 2027-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU. F4 · derivative.exercise_date: These RSUs were granted on June 1, 2017 and vested in full on May 31, 2018, the date of the next annual meeting of stockholders following the date of the grant. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 22:09 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 1,583 | $99.05 | $156,796.15 |
DisclosureSEC source: 0000937556-18-000100 · wf-form4_152789092986332.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2018 Filed May 4, 2018 21:48 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 2,000 | $94.00 | $188,000.00 |
DisclosureSEC source: 0000937556-18-000073 · wf-form4_152547046752813.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,249 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of November 29, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 21:50 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 2,000 | $90.37 | $180,734.00 |
DisclosureSEC source: 0000937556-18-000067 · wf-form4_152512500284298.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,249 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of November 29, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $90.00 per share to a high of $91.12 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 01:06 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 2,000 | $86.02 | $172,048.00 |
DisclosureSEC source: 0000937556-18-000056 · wf-form4_152271755394219.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,249 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of November 29, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $85.20 per share to a high of $87.63 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 23:29 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 2,000 | $93.07 | $186,130.00 |
DisclosureSEC source: 0000937556-18-000012 · wf-form4_151761417565967.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,249 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of November 29, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $92.47 per share to a high of $93.72 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 21:23 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 2,000 | $90.00 | $180,000.00 |
DisclosureSEC source: 0000937556-18-000008 · wf-form4_151700181256659.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,249 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of November 29, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 20:28 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 11,000 | $87.25 | $959,750.00 |
DisclosureSEC source: 0000937556-17-000196 · wf-form4_150334730443859.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,249 F1 · kind: The Reporting Person contributed shares of the Issuer's common stock to an exchange fund in exchange for shares of the exchange fund. The shares of the Issuer's common stock were valued at $87.25 per share, the NASDAQ closing price on August 17,2017, for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person. F1 · price: The Reporting Person contributed shares of the Issuer's common stock to an exchange fund in exchange for shares of the exchange fund. The shares of the Issuer's common stock were valued at $87.25 per share, the NASDAQ closing price on August 17,2017, for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person. Read SEC document |
| July 13, 2017 Filed Jul 13, 2017 20:32 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $20.19 | $0.00 |
DisclosureSEC source: 0000937556-17-000177 · wf-form4_149997795355644.xml · derivative · entry 3 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2021-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option was granted on October 27, 2011 and is exercisable as it vested. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| July 13, 2017 Filed Jul 13, 2017 20:32 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 6,000 | $91.89 | $551,352.60 |
DisclosureSEC source: 0000937556-17-000177 · wf-form4_149997795355644.xml · nonDerivative · entry 2 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,249 F1 · kind: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 6, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $91.18 per share to a high of $92.60 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 13, 2017 Filed Jul 13, 2017 20:32 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 6,000 | $20.19 | $121,140.00 |
DisclosureSEC source: 0000937556-17-000177 · wf-form4_149997795355644.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2017 Filed Jun 29, 2017 23:20 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 7,000 | $20.19 Strike: $20.19 | $141,330.00 |
DisclosureSEC source: 0000937556-17-000157 · wf-form4_149877839220091.xml · derivative · entry 6 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 7,000 shares Expires 2021-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option was granted on October 27, 2011 and is exercisable as it vested. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| June 29, 2017 Filed Jun 29, 2017 23:20 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 7,000 | $91.53 | $640,731.00 |
DisclosureSEC source: 0000937556-17-000157 · wf-form4_149877839220091.xml · nonDerivative · entry 4 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,249 F1 · kind: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 6, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $90.18 per share to a high of $93.87 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 29, 2017 Filed Jun 29, 2017 23:20 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 7,000 | $20.19 | $141,330.00 |
DisclosureSEC source: 0000937556-17-000157 · wf-form4_149877839220091.xml · nonDerivative · entry 3 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 23:20 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 7,000 | $20.19 Strike: $20.19 | $141,330.00 |
DisclosureSEC source: 0000937556-17-000157 · wf-form4_149877839220091.xml · derivative · entry 5 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 7,000 shares Expires 2021-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option was granted on October 27, 2011 and is exercisable as it vested. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 23:20 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 7,000 | $92.58 | $648,065.60 |
DisclosureSEC source: 0000937556-17-000157 · wf-form4_149877839220091.xml · nonDerivative · entry 2 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,249 F1 · kind: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 6, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $92.15 per share to a high of $93.25 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 23:20 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 7,000 | $20.19 | $141,330.00 |
DisclosureSEC source: 0000937556-17-000157 · wf-form4_149877839220091.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 22:45 UTC | IRIDEX CORP IRIX · Entity 7882 | Exercise / conversionStock Option Right to Buy · Derivative | 5,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001704739-17-000009 · edgar.xml · derivative · entry 2 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2017-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F2 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 22:45 UTC | IRIDEX CORP IRIX · Entity 7882 | Exercise / conversionCommon Stock | 5,000 | $3.90 | $19,500.00 |
DisclosureSEC source: 0001704739-17-000009 · edgar.xml · nonDerivative · entry 1 FITCH SANFORD · CIK 0001198927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.