Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IRIDEX CORPIRIX · Entity 7882 | Director | October 25, 2017 | December 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IRIDEX CORP
Report date October 25, 2017 · Filed December 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,590 |
Reported balance
After 2017-10-25 transaction · row 1
1 source rowRow 1 · 2017-10-25 · Grant · Acquired 25,000 · Balance 30,590 F1: RSU for 25,000 shares of the Company's common stock, one quarter of which vests on the one-year anniversary and the remainder of the RSU's vests in equal monthly installments over three years thereafter. |
| Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $9.05 · Expires 2024-10-25 | Direct | 30,000 |
Reported balance
After 2017-10-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-10-25 · Grant · Acquired 30,000 · Balance 30,000 F2: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F3: Shares subject to the option vest over a period of 48 months with 1/4th of the total number of shares vesting on the first anniversary of the grant date and 1/48th of the total number of shares vesting each month thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: RSU for 25,000 shares of the Company's common stock, one quarter of which vests on the one-year anniversary and the remainder of the RSU's vests in equal monthly installments over three years thereafter.
F2: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3.
F3: Shares subject to the option vest over a period of 48 months with 1/4th of the total number of shares vesting on the first anniversary of the grant date and 1/48th of the total number of shares vesting each month thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 25, 2017 Filed Dec 9, 2017 00:38 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantStock Option Right to Buy · Derivative | 30,000 | $0.00 Strike: $9.05 | $0.00 |
DisclosureSEC source: 0001704739-17-000031 · edgar.xml · derivative · entry 2 Marcellino George R · CIK 0001629023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2024-10-25 F2 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F3 · derivative.exercise_date: Shares subject to the option vest over a period of 48 months with 1/4th of the total number of shares vesting on the first anniversary of the grant date and 1/48th of the total number of shares vesting each month thereafter. Read SEC document |
| October 25, 2017 Filed Dec 9, 2017 00:38 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704739-17-000031 · edgar.xml · nonDerivative · entry 1 Marcellino George R · CIK 0001629023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,590 F1 · shares: RSU for 25,000 shares of the Company's common stock, one quarter of which vests on the one-year anniversary and the remainder of the RSU's vests in equal monthly installments over three years thereafter. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 23:22 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantCommon Stock | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001704739-17-000007 · edgar.xml · nonDerivative · entry 1 Marcellino George R · CIK 0001629023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,590 F1 · shares: The restricted stock shall vest with respect to one hundred percent (100%) of the shares on June 14, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.