Last 12 months
Inside the activity.
2 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 2 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 6 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 5, 2022 13:16 UTC |
Benton SusanDirector
|
GrantCommon Stock | 3,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-013064 · form4.xml · nonDerivative · entry 1 Benton Susan · CIK 0001373649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,455 F1 · price: The Reporting Person was granted shares of common stock in lieu of cash for board services for the first quarter of 2022. The number of shares of common stock was determined by dividing (A) the aggregate amount of the retainer paid for board services for such fiscal quarter, by (B) the fair market value of the common stock on the last day of the fiscal quarter (rounded down to the nearest whole share). The fair market value was $3.24 per share, the closing price of the common stock on March 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 13:12 UTC |
Rodgers Richard JDirector
|
GrantCommon Stock | 4,629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-013060 · form4.xml · nonDerivative · entry 1 Rodgers Richard J · CIK 0001313397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,623 F1 · price: The Reporting Person was granted shares of common stock in lieu of cash for board services for the first quarter of 2022. The number of shares of common stock was determined by dividing (A) the aggregate amount of the retainer paid for board services for such fiscal quarter, by (B) the fair market value of the common stock on the last day of the fiscal quarter (rounded down to the nearest whole share). The fair market value was $3.24 per share, the closing price of the common stock on March 31, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 16:26 UTC |
Sooch MinaDirector · President and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001140361-22-003495 · form4.xml · derivative · entry 1 Sooch Mina · CIK 0001674006 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2032-01-27 F1 · derivative.exercise_date: The option will vest with respect to 50,000 shares on January 28, 2023, and then with respect to 4,166 shares on the last day of each month from February 2023 through December 2025 and with respect to 4,190 shares at the end of January 2026. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 21:29 UTC |
Hoffmann BernhardVP of Corp. Dev. & Ops & Sec.
|
GrantEmployee Stock Option (right to buy) · Derivative | 42,500 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001140361-22-003497 · form4.xml · derivative · entry 1 Hoffmann Bernhard · CIK 0001830354 · VP of Corp. Dev. & Ops & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Underlying: Common Stock · 42,500 shares Expires 2032-01-27 F1 · derivative.exercise_date: The option will vest with respect to 10,625 shares on January 28, 2023, and then with respect to 885 shares on the last day of each month from February 2023 through December 2025 and with respect to 900 shares at the end of January 2026. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 21:23 UTC |
Zaremba Rabourn AmyVP of Finance
|
GrantEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001140361-22-003492 · form4.xml · derivative · entry 1 Zaremba Rabourn Amy · CIK 0001832343 · VP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-01-27 F1 · derivative.exercise_date: The option will vest with respect to 12,500 shares on January 28, 2023, and then with respect to 1,041 shares on the last day of each month from February 2023 through December 2025 and with respect to 1,065 shares at the end of January 2026. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:01 UTC |
Rodgers Richard JDirector
|
GrantCommon Stock | 4,021 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-000659 · form4.xml · nonDerivative · entry 1 Rodgers Richard J · CIK 0001313397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,994 F1 · price: The Reporting Person was granted common stock in lieu of cash for Q4 2021 Board services. The number of shares of Common Stock having an aggregate Fair Market Value equal to the aggregate amount of the Retainers for such fiscal quarter, determined by dividing (A) the aggregate amount of the Retainers by (B) the Fair Market Value of the Common Stock on last day of the fiscal quarter (rounded down to the nearest whole share). The Fair Market Value was $3.73 per share, the closing price of the Company's stock on December 31, 2021. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:01 UTC |
Benton SusanDirector
|
GrantCommon Stock | 2,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-000658 · form4.xml · nonDerivative · entry 1 Benton Susan · CIK 0001373649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,060 F1 · price: The Reporting Person was granted common stock in lieu of cash for Q4 2021 Board services. The number of shares of Common Stock having an aggregate Fair Market Value equal to the aggregate amount of the Retainers for such fiscal quarter, determined by dividing (A) the aggregate amount of the Retainers by (B) the Fair Market Value of the Common Stock on last day of the fiscal quarter (rounded down to the nearest whole share). The Fair Market Value was $3.73 per share, the closing price of the Company's stock on December 31, 2021. Read SEC document |
| December 23, 2021 Filed Feb 14, 2022 14:17 UTC |
Ainsworth SeanDirector
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-005102 · form5.xml · nonDerivative · entry 1 Ainsworth Sean · CIK 0001830296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,665 Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 20:44 UTC |
Pepose JayDirector
|
PurchaseCommon Stock | 8,250 | $3.65 | $30,112.50 |
DisclosureSEC source: 0001140361-21-041622 · form4.xml · nonDerivative · entry 1 Pepose Jay · CIK 0001866191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,994 Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 16:01 UTC |
MANUSO JAMES S JDirector
|
PurchaseCommon Stock | 2,000 | $3.50 | $7,000.00 |
DisclosureSEC source: 0001140361-21-038872 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,570 F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $3.4966 to $3.4998. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:02 UTC |
Benton SusanDirector
|
GrantCommon Stock | 2,135 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-033449 · form4.xml · nonDerivative · entry 1 Benton Susan · CIK 0001373649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,111 F1 · price: The Reporting Person was granted common stock in lieu of cash for Q3 2021 Board services. The number of shares of Common Stock having an aggregate Fair Market Value equal to the aggregate amount of the Retainers for such fiscal quarter, determined by dividing (A) the aggregate amount of the Retainers by (B) the Fair Market Value of the Common Stock on last day of the fiscal quarter (rounded down to the nearest whole share). The Fair Market Value was $5.15 per share, the closing price of the Company's stock on September 30, 2021. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:01 UTC |
Rodgers Richard JDirector
|
GrantCommon Stock | 2,912 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-033450 · form4.xml · nonDerivative · entry 1 Rodgers Richard J · CIK 0001313397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,973 F1 · price: The Reporting Person was granted common stock in lieu of cash for Q3 2021 Board services. The number of shares of Common Stock having an aggregate Fair Market Value equal to the aggregate amount of the Retainers for such fiscal quarter, determined by dividing (A) the aggregate amount of the Retainers by (B) the Fair Market Value of the Common Stock on last day of the fiscal quarter (rounded down to the nearest whole share). The Fair Market Value was $5.15 per share, the closing price of the Company's stock on September 30, 2021. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 08:00 UTC |
Pepose JayDirector
|
PurchaseCommon Stock | 12,631 | $4.75 | $59,997.25 |
DisclosureSEC source: 0001140361-21-031308 · form4.xml · nonDerivative · entry 1 Pepose Jay · CIK 0001866191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,744 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:02 UTC |
Benton SusanDirector
|
PurchaseCommon Stock | 20,000 | $4.57 | $91,400.00 |
DisclosureSEC source: 0001140361-21-030364 · form4.xml · nonDerivative · entry 1 Benton Susan · CIK 0001373649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,976 F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $4.52 to $4.61. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:02 UTC |
Benton SusanDirector
|
GrantCommon Stock | 2,083 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-023335 · form4.xml · nonDerivative · entry 1 Benton Susan · CIK 0001373649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,976 F1 · price: The Reporting Person was granted common stock in lieu of cash for Q2 2021 Board services. The number of shares of Common Stock having an aggregate Fair Market Value equal to the aggregate amount of the Retainers for such fiscal quarter, determined by dividing (A) the aggregate amount of the Retainers by (B) the Fair Market Value of the Common Stock on last day of the fiscal quarter (rounded down to the nearest whole share). The Fair Market Value was $5.28 per share, the closing price of the Company's stock on June 30, 2021. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:01 UTC |
Rodgers Richard JDirector
|
GrantCommon Stock | 2,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-023334 · form4.xml · nonDerivative · entry 1 Rodgers Richard J · CIK 0001313397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,061 F1 · price: The Reporting Person was granted common stock in lieu of cash for Q2 2021 Board services. The number of shares of Common Stock having an aggregate Fair Market Value equal to the aggregate amount of the Retainers for such fiscal quarter, determined by dividing (A) the aggregate amount of the Retainers by (B) the Fair Market Value of the Common Stock on last day of the fiscal quarter (rounded down to the nearest whole share). The Fair Market Value was $5.28 per share, the closing price of the Company's stock on June 30, 2021. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 18:21 UTC |
Pepose JayDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $5.74 | $0.00 |
DisclosureSEC source: 0001140361-21-020425 · form4.xml · derivative · entry 1 Pepose Jay · CIK 0001866191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-06-07 F1 · derivative.exercise_date: Will vest in a series of three successive equal annual installments over the three-year period measured from the date of grant, subject to the Reporting Person's continuing service through each applicable vesting date. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 18:13 UTC |
MANUSO JAMES S JDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $5.74 | $0.00 |
DisclosureSEC source: 0001140361-21-020420 · form4.xml · derivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-06-07 F1 · derivative.exercise_date: Will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 23:29 UTC |
Gallagher CamDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $5.74 | $0.00 |
DisclosureSEC source: 0001140361-21-020449 · form4.xml · derivative · entry 1 Gallagher Cam · CIK 0001557832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-06-07 F1 · derivative.exercise_date: Will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 22:22 UTC |
Ainsworth SeanDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $5.74 | $0.00 |
DisclosureSEC source: 0001140361-21-020426 · form4.xml · derivative · entry 1 Ainsworth Sean · CIK 0001830296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-06-07 F1 · derivative.exercise_date: Will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 22:14 UTC |
Rodgers Richard JDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $5.74 | $0.00 |
DisclosureSEC source: 0001140361-21-020422 · form4.xml · derivative · entry 1 Rodgers Richard J · CIK 0001313397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-06-07 F1 · derivative.exercise_date: Will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 22:13 UTC |
Benton SusanDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $5.74 | $0.00 |
DisclosureSEC source: 0001140361-21-020419 · form4.xml · derivative · entry 1 Benton Susan · CIK 0001373649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-06-07 F1 · derivative.exercise_date: Will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:47 UTC |
Benton SusanDirector
|
GrantCommon Stock | 1,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-011672 · form4.xml · nonDerivative · entry 1 Benton Susan · CIK 0001373649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,893 F1 · price: The Reporting Person was granted common stock in lieu of cash for Q1 2021 Board services. The number of shares of Common Stock having an aggregate fair market value equal to the aggregate amount of the Retainers for such fiscal quarter, determined by dividing (A) the aggregate amount of the Retainers by (B) the Fair Market Value of the Common Stock on last day of the fiscal quarter (rounded down to the nearest whole share). The Fair Market Value was $5.81 per share, the closing price of the Company's stock on March 31, 2021. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:43 UTC |
Rodgers Richard JDirector
|
GrantCommon Stock | 2,581 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-011670 · form4.xml · nonDerivative · entry 1 Rodgers Richard J · CIK 0001313397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,221 F1 · price: The Reporting Person was granted common stock in lieu of cash for Q1 2021 Board services. The number of shares of Common Stock having an aggregate fair market value equal to the aggregate amount of the Retainers for such fiscal quarter, determined by dividing (A) the aggregate amount of the Retainers by (B) the Fair Market Value of the Common Stock on last day of the fiscal quarter (rounded down to the nearest whole share). The Fair Market Value was $5.81 per share, the closing price of the Company's stock on March 31, 2021. Read SEC document |
| November 19, 2020 Filed Nov 25, 2020 19:26 UTC |
Sooch MinaDirector · President and CEO
|
PurchaseSeries B Warrant (right to buy) · Derivative | 2,046 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-20-026646 · form4.xml · derivative · entry 3 Sooch Mina · CIK 0001674006 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,046 Underlying: Common Stock · 2,046 shares Expires 2022-01-28 F2 · shares: Subject to adjustment based on certain price reset provisions. F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $65,000. Read SEC document |
| November 19, 2020 Filed Nov 25, 2020 19:26 UTC |
Sooch MinaDirector · President and CEO
|
PurchaseSeries A Warrant (right to buy) · Derivative | 17,413 | Not disclosed Strike: $4.48 | Not disclosed |
DisclosureSEC source: 0001140361-20-026646 · form4.xml · derivative · entry 2 Sooch Mina · CIK 0001674006 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,413 Underlying: Common Stock · 17,413 shares Expires 2025-11-19 F2 · derivative.exercise_price: Subject to adjustment based on certain price reset provisions. F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $65,000. Read SEC document |
| November 19, 2020 Filed Nov 25, 2020 19:26 UTC |
Sooch MinaDirector · President and CEO
|
PurchaseCommon Stock | 11,524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-026646 · form4.xml · nonDerivative · entry 1 Sooch Mina · CIK 0001674006 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,044 F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $65,000. Read SEC document |
| November 19, 2020 Filed Nov 25, 2020 20:13 UTC |
MANUSO JAMES S JDirector
|
PurchaseSeries B Warrant (right to buy) · Derivative | 787 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-20-026658 · form4.xml · derivative · entry 3 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787 Underlying: Common Stock · 787 shares Expires 2022-01-28 F2 · shares: Ssubject to adjustment based on certain price reset provisions. F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $25,000 Read SEC document |
| November 19, 2020 Filed Nov 25, 2020 20:13 UTC |
MANUSO JAMES S JDirector
|
PurchaseSeries A Warrant (right to buy) · Derivative | 6,697 | Not disclosed Strike: $4.48 | Not disclosed |
DisclosureSEC source: 0001140361-20-026658 · form4.xml · derivative · entry 2 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,697 Underlying: Common Stock · 6,697 shares Expires 2025-11-19 F2 · derivative.exercise_price: Ssubject to adjustment based on certain price reset provisions. F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $25,000 Read SEC document |
| November 19, 2020 Filed Nov 25, 2020 20:13 UTC |
MANUSO JAMES S JDirector
|
PurchaseCommon Stock | 4,434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-026658 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,570 F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $25,000 Read SEC document |
| November 19, 2020 Filed Nov 26, 2020 01:12 UTC |
Rodgers Richard JDirector
|
PurchaseSeries B Warrant (right to buy) · Derivative | 3,148 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-20-026657 · form4.xml · derivative · entry 3 Rodgers Richard J · CIK 0001313397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,148 Underlying: Common Stock · 3,148 shares Expires 2022-01-28 F2 · shares: Subject to adjustment based on certain price reset provisions. F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $100,000. Read SEC document |
| November 19, 2020 Filed Nov 26, 2020 01:12 UTC |
Rodgers Richard JDirector
|
PurchaseSeries A Warrant (right to buy) · Derivative | 26,789 | Not disclosed Strike: $4.48 | Not disclosed |
DisclosureSEC source: 0001140361-20-026657 · form4.xml · derivative · entry 2 Rodgers Richard J · CIK 0001313397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,789 Underlying: Common Stock · 26,789 shares Expires 2025-11-19 F2 · derivative.exercise_price: Subject to adjustment based on certain price reset provisions. F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $100,000. Read SEC document |
| November 19, 2020 Filed Nov 26, 2020 01:12 UTC |
Rodgers Richard JDirector
|
PurchaseCommon Stock | 17,730 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-026657 · form4.xml · nonDerivative · entry 1 Rodgers Richard J · CIK 0001313397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,640 F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $100,000. Read SEC document |
| November 19, 2020 Filed Nov 26, 2020 01:11 UTC |
Gallagher CamDirector
|
PurchaseSeries B Warrant (right to buy) · Derivative | 1,574 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-20-026656 · form4.xml · derivative · entry 3 Gallagher Cam · CIK 0001557832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,574 Underlying: Common Stock · 1,574 shares Expires 2022-01-28 F2 · shares: Subject to adjustment based on certain price reset provisions. F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $50,000. Read SEC document |
| November 19, 2020 Filed Nov 26, 2020 01:11 UTC |
Gallagher CamDirector
|
PurchaseSeries A Warrant (right to buy) · Derivative | 13,394 | Not disclosed Strike: $4.48 | Not disclosed |
DisclosureSEC source: 0001140361-20-026656 · form4.xml · derivative · entry 2 Gallagher Cam · CIK 0001557832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,394 Underlying: Common Stock · 13,394 shares Expires 2025-11-19 F2 · derivative.exercise_price: Subject to adjustment based on certain price reset provisions. F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $50,000. Read SEC document |
| November 19, 2020 Filed Nov 26, 2020 01:11 UTC |
Gallagher CamDirector
|
PurchaseCommon Stock | 8,865 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-026656 · form4.xml · nonDerivative · entry 1 Gallagher Cam · CIK 0001557832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,354 F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $50,000. Read SEC document |
| November 19, 2020 Filed Nov 26, 2020 00:42 UTC |
MEYER ALAN RDirector
|
PurchaseSeries B Warrant (right to buy) · Derivative | 315 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-20-026650 · form4.xml · derivative · entry 3 MEYER ALAN R · CIK 0001212162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315 Underlying: Common Stock · 315 shares Expires 2022-01-28 F2 · shares: Subject to adjustment based on certain price reset provisions. F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $10,000. Read SEC document |
| November 19, 2020 Filed Nov 26, 2020 00:42 UTC |
MEYER ALAN RDirector
|
PurchaseSeries A Warrant (right to buy) · Derivative | 2,679 | Not disclosed Strike: $4.48 | Not disclosed |
DisclosureSEC source: 0001140361-20-026650 · form4.xml · derivative · entry 2 MEYER ALAN R · CIK 0001212162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,679 Underlying: Common Stock · 2,679 shares Expires 2025-11-19 F2 · derivative.exercise_price: Subject to adjustment based on certain price reset provisions. F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $10,000. Read SEC document |
| November 19, 2020 Filed Nov 26, 2020 00:42 UTC |
MEYER ALAN RDirector
|
PurchaseCommon Stock | 1,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-026650 · form4.xml · nonDerivative · entry 1 MEYER ALAN R · CIK 0001212162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,029 F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $10,000. Read SEC document |
| November 19, 2020 Filed Nov 26, 2020 00:27 UTC |
Ainsworth SeanDirector
|
PurchaseSeries B Warrant (right to buy) · Derivative | 1,574 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-20-026647 · form4.xml · derivative · entry 3 Ainsworth Sean · CIK 0001830296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,574 Underlying: Common Stock · 1,574 shares Expires 2022-01-28 F2 · shares: Subject to adjustment based on certain price reset provisions. F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $50,000. Read SEC document |
| November 19, 2020 Filed Nov 26, 2020 00:27 UTC |
Ainsworth SeanDirector
|
PurchaseSeries A Warrant (right to buy) · Derivative | 13,394 | Not disclosed Strike: $4.48 | Not disclosed |
DisclosureSEC source: 0001140361-20-026647 · form4.xml · derivative · entry 2 Ainsworth Sean · CIK 0001830296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,394 Underlying: Common Stock · 13,394 shares Expires 2025-11-19 F2 · derivative.exercise_price: Subject to adjustment based on certain price reset provisions. F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $50,000. Read SEC document |
| November 19, 2020 Filed Nov 26, 2020 00:27 UTC |
Ainsworth SeanDirector
|
PurchaseCommon Stock | 8,865 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-026647 · form4.xml · nonDerivative · entry 1 Ainsworth Sean · CIK 0001830296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,665 F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $50,000. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 17:17 UTC |
Sooch MinaDirector · President and CEO
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GrantEmployee Stock Option (right to buy) · Derivative | 130,000 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001140361-20-025546 · form4.xml · derivative · entry 1 Sooch Mina · CIK 0001674006 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2030-11-11 F1 · derivative.exercise_date: 2,700 shares vest each month-end from November 2020 through September 2024. The balance vests in October 2024. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 17:12 UTC |
MANUSO JAMES S JDirector
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GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001140361-20-025540 · form4.xml · derivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-11-11 F1 · derivative.exercise_date: Vesting in 12 equal monthly increments beginning on November 30, 2020, except for October 31, 2021 when the balance vests. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:32 UTC |
Benton SusanDirector
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GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001140361-20-025554 · form4.xml · derivative · entry 1 Benton Susan · CIK 0001373649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-11-11 F1 · derivative.exercise_date: 16,666 shares vest each twelve month period ending October 31, 2021 and October 31, 2022 and the balance vest October 31, 2023. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:27 UTC |
Ainsworth SeanDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001140361-20-025551 · form4.xml · derivative · entry 1 Ainsworth Sean · CIK 0001830296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-11-11 F1 · derivative.exercise_date: Vesting in 12 equal monthly increments beginning on November 30, 2020, except for October 31, 2021 when the balance vests. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:22 UTC |
Rodgers Richard JDirector
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GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001140361-20-025549 · form4.xml · derivative · entry 1 Rodgers Richard J · CIK 0001313397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-11-11 F1 · derivative.exercise_date: 16,666 shares vest each twelve month period ending October 31, 2021 and October 31, 2022 and the balance vest October 31, 2023. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:03 UTC |
Gallagher CamDirector
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GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001140361-20-025529 · form4.xml · derivative · entry 1 Gallagher Cam · CIK 0001557832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-11-11 F1 · derivative.exercise_date: Vesting in 12 equal monthly increments beginning on November 30, 2020, except for October 31, 2021 when the balance vests. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:57 UTC |
Hoffmann BernhardVP of Corp. Dev. & Ops & Sec.
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GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001140361-20-025524 · form4.xml · derivative · entry 1 Hoffmann Bernhard · CIK 0001830354 · VP of Corp. Dev. & Ops & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-11-11 F1 · derivative.exercise_date: 416 shares vest each month-end from November 2020 through September 2024. The balance vests in October 2024. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:50 UTC |
MEYER ALAN RDirector
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GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001140361-20-025517 · form4.xml · derivative · entry 1 MEYER ALAN R · CIK 0001212162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2030-11-11 F1 · derivative.exercise_date: Vesting in 12 equal monthly increments beginning on November 30, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.