Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Opus Genetics, Inc.IRD · Entity 5892 | Director | April 20, 2026 | April 22, 2026 |
| RespireRx Pharmaceuticals Inc.RSPI · Entity 146118 | Director · President and CEO | September 13, 2017 | December 12, 2017 |
| TuHURA Biosciences, Inc./NVHURA · Entity 6601 | Director | February 12, 2026 | February 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Opus Genetics, Inc.
Report date April 20, 2026 · Filed April 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 317,318 |
Reported balance
After 2026-04-20 transaction · row 1
1 source rowRow 1 · 2026-04-20 · Grant · Acquired 24,367 · Balance 317,318 F1: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.
RespireRx Pharmaceuticals Inc.
Report date September 13, 2017 · Filed December 12, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,252 |
Reported balance
After 2017-09-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-13 · Purchase · Acquired 1,097 · Balance 74,252 F5: The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016. F1: Dr. Manuso purchased shares and warrants in a private transaction for an aggregate of $5,000, or $4.56 per unit, with each unit consisting of one share and warrants to purchase two additional shares of the Company's common stock. |
| Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.83 · Expires 2020-09-30 | Direct | 2,195 |
Reported balance
After 2017-09-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-09-13 · Purchase · Acquired 2,195 · Balance 2,195 F5: The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016. F1: Dr. Manuso purchased shares and warrants in a private transaction for an aggregate of $5,000, or $4.56 per unit, with each unit consisting of one share and warrants to purchase two additional shares of the Company's common stock. |
| Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.50 · Expires 2019-02-04 | Direct | 8,093 |
Reported balance
Holding disclosure · report date 2017-09-13 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 8,093 F5: The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016. |
| Common Stock Options (to purchase shares of Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $1.45 · Expires 2022-12-09 | Direct | 608,704 |
Reported balance
After 2017-12-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-09 · Other · Acquired 608,704 · Balance 608,704 F2: On December 9, 2017, Dr. Manuso forgave all of the accrued but unpaid compensation to which, pursuant to his employment agreement, he was entitled as of September 30, 2017, an aggregate of $878,360. On that date, the Company granted to Dr. Manuso options to purchase 608,704 shares of the Company's common stock, with a black-scholes value of $1.44 per option and an aggregate value of $878,360. These Common Stock Options vested upon issuance. |
| Common Stock Options (to purchase shares of Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $2.00 · Expires 2022-06-30 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2017-09-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 50,000 F3: These Common Stock Options vested upon issuance. |
| Common Stock Options (to purchase shares of Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2022-01-17 | Direct | 75,000 |
Reported balance
Holding disclosure · report date 2017-09-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 75,000 F4: These Common Stock Options vested in three installments: 25 percent on January 18, 2017 (the grant date), 25 percent on March 31, 2017, and 50 percent on June 30, 2017, and are all currently vested. |
| Common Stock Options (to purchase shares of Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $7.38 · Expires 2021-03-31 | Direct | 81,539 |
Reported balance
Holding disclosure · report date 2017-09-13 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 81,539 F5: The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016. F6: These Common Stock Options vested in four equal installments: 25 percent on March 31, 2016 (the grant date), 25 percent on June 30, 2016, 25 percent on September 30, 2016, and 25 percent on December 31, 2016, and are all currently vested. |
| Common Stock Options (to purchase shares of Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $6.40 · Expires 2025-08-18 | Direct | 15,634 |
Reported balance
Holding disclosure · report date 2017-09-13 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 15,634 F5: The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016. F7: These Common Stock Options vested in three installments: 50 percent on August 18, 2015 (the grant date), 25 percent on February 18, 2016, and 25 percent on August 18, 2016, and are all currently vested. |
| Common Stock Options (to purchase shares of Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $6.40 · Expires 2025-08-18 | Direct | 246,154 |
Reported balance
Holding disclosure · report date 2017-09-13 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 246,154 F5: The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016. F7: These Common Stock Options vested in three installments: 50 percent on August 18, 2015 (the grant date), 25 percent on February 18, 2016, and 25 percent on August 18, 2016, and are all currently vested. |
| COmmon Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.83 · Expires 2020-09-30 | Direct | 36,578 |
Reported balance
Holding disclosure · report date 2017-09-13 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 36,578 F5: The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Dr. Manuso purchased shares and warrants in a private transaction for an aggregate of $5,000, or $4.56 per unit, with each unit consisting of one share and warrants to purchase two additional shares of the Company's common stock.
F2: On December 9, 2017, Dr. Manuso forgave all of the accrued but unpaid compensation to which, pursuant to his employment agreement, he was entitled as of September 30, 2017, an aggregate of $878,360. On that date, the Company granted to Dr. Manuso options to purchase 608,704 shares of the Company's common stock, with a black-scholes value of $1.44 per option and an aggregate value of $878,360. These Common Stock Options vested upon issuance.
F3: These Common Stock Options vested upon issuance.
F4: These Common Stock Options vested in three installments: 25 percent on January 18, 2017 (the grant date), 25 percent on March 31, 2017, and 50 percent on June 30, 2017, and are all currently vested.
F5: The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016.
F6: These Common Stock Options vested in four equal installments: 25 percent on March 31, 2016 (the grant date), 25 percent on June 30, 2016, 25 percent on September 30, 2016, and 25 percent on December 31, 2016, and are all currently vested.
F7: These Common Stock Options vested in three installments: 50 percent on August 18, 2015 (the grant date), 25 percent on February 18, 2016, and 25 percent on August 18, 2016, and are all currently vested.
TuHURA Biosciences, Inc./NV
Report date February 12, 2026 · Filed February 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.29 · Expires 2036-02-12 | Direct | 156,240 |
Reported balance
After 2026-02-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-12 · Grant · Acquired 156,240 · Balance 156,240 F1: Represents an annual option grant under the TuHURA Biosciences, Inc. 2024 Equity Incentive Plan. One-third of the stock options become exercisable on the first, second, and third anniversaries of February 12, 2026. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.11 · Expires 2035-01-02 | Direct | 59,590 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 59,590 F2: Represents an annual option grant under the TuHURA Biosciences, Inc. 2024 Equity Incentive Plan previously granted on January 2, 2025. One-third of the stock options become exercisable on the first, second, and third anniversaries of January 2, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an annual option grant under the TuHURA Biosciences, Inc. 2024 Equity Incentive Plan. One-third of the stock options become exercisable on the first, second, and third anniversaries of February 12, 2026.
F2: Represents an annual option grant under the TuHURA Biosciences, Inc. 2024 Equity Incentive Plan previously granted on January 2, 2025. One-third of the stock options become exercisable on the first, second, and third anniversaries of January 2, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2026 Filed Apr 22, 2026 16:31 UTC | Opus Genetics, Inc. IRD · Entity 5892 | GrantCommon Stock | 24,367 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-001787 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,318 F1 · shares: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 21:17 UTC | TuHURA Biosciences, Inc./NV HURA · Entity 6601 | GrantOptions (Right to Buy) · Derivative | 156,240 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0000897069-26-000365 · form4.xml · derivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,240 Underlying: Common Stock · 156,240 shares Expires 2036-02-12 F1 · date: Represents an annual option grant under the TuHURA Biosciences, Inc. 2024 Equity Incentive Plan. One-third of the stock options become exercisable on the first, second, and third anniversaries of February 12, 2026. F1 · derivative.exercise_date: Represents an annual option grant under the TuHURA Biosciences, Inc. 2024 Equity Incentive Plan. One-third of the stock options become exercisable on the first, second, and third anniversaries of February 12, 2026. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 16:23 UTC | Opus Genetics, Inc. IRD · Entity 5892 | GrantCommon Stock | 31,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-26-000036 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,951 F1 · price: The Reporting Person was granted shares of common stock in lieu of cash for board services for 2026. The number of shares was determined by dividing (A) the aggregate amount of the retainer to be earned for board services for such period, by (B) the average fair market value of a share of common stock the day prior to the grant date (rounded down to the nearest whole share). The average fair market value was $1.99 per share, the average of the high and low price of the common stock, the day prior to the grant date. Read SEC document |
| April 30, 2025 Filed May 2, 2025 17:08 UTC | Opus Genetics, Inc. IRD · Entity 5892 | GrantStock Option (Right to Buy) · Derivative | 79,592 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0000905148-25-001429 · form4.xml · derivative · entry 2 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,592 Underlying: Common Stock · 79,592 shares Expires 2035-04-29 F2 · derivative.exercise_date: The option will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. Read SEC document |
| April 30, 2025 Filed May 2, 2025 17:08 UTC | Opus Genetics, Inc. IRD · Entity 5892 | GrantCommon Stock | 79,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001429 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,763 F1 · shares: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:58 UTC | TuHURA Biosciences, Inc./NV HURA · Entity 6601 | GrantOptions (Right to Buy) · Derivative | 59,590 | $0.00 Strike: $4.11 | $0.00 |
DisclosureSEC source: 0000897069-25-000035 · form4.xml · derivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,590 Underlying: Common Stock · 59,590 shares Expires 2035-01-02 F1 · date: Represents an annual option grant under the TuHURA Biosciences, Inc. Non-Employee Director Compensation Program. One-third of the stock options become exercisable on the first, second, and third anniversaries of January 2, 2025. F1 · derivative.exercise_date: Represents an annual option grant under the TuHURA Biosciences, Inc. Non-Employee Director Compensation Program. One-third of the stock options become exercisable on the first, second, and third anniversaries of January 2, 2025. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 16:43 UTC | Opus Genetics, Inc. IRD · Entity 5892 | GrantCommon Stock | 50,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-25-000039 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,259 F1 · price: The Reporting Person was granted shares of common stock in lieu of cash for board services for 2025. The number of shares was determined by dividing (A) the aggregate amount of the retainer to be earned for board services for such period, by (B) the average fair market value of a share of common stock on the grant date (rounded down to the nearest whole share). The average fair market value was $1.23 per share, the average of the high and low price of the common stock on the date of grant. Read SEC document |
| October 18, 2024 Filed Oct 23, 2024 00:36 UTC | TuHURA Biosciences, Inc./NV KTRA · Entity 6601 | GrantOptions (Right to Buy) · Derivative | 13,553 | $0.00 Strike: $4.14 | $0.00 |
DisclosureSEC source: 0000897069-24-002003 · form4.xml · derivative · entry 2 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,553 Underlying: Common Stock · 13,553 shares Expires 2034-02-28 F1 · date: Securities issued upon closing of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 2, 2024 (the "Merger Agreement"), among the Issuer (fka "Kintara Therapeutics, Inc."), Kayak Mergeco, Inc., a Delaware corporation and wholly owned subsidiary of Issuer ("Merger Sub"), and TuHURA Biosciences, Inc., a Delaware corporation ("Private TuHURA"). Under the terms of the Merger Agreement, on October 18, 2024, Merger Sub merged with and into Private TuHURA (the "Merger") with Private TuHURA surviving the Merger as a wholly owned subsidiary of the Issuer. Upon the closing of the Merger, securities of Private TuHURA were converted into the right to receive securities of the Issuer as set forth in the Merger Agreement. The Issuer subsequently changed its name to "TuHURA Biosciences, Inc." Read SEC document |
| October 18, 2024 Filed Oct 23, 2024 00:36 UTC | TuHURA Biosciences, Inc./NV KTRA · Entity 6601 | GrantOptions (Right to Buy) · Derivative | 13,553 | $0.00 Strike: $3.69 | $0.00 |
DisclosureSEC source: 0000897069-24-002003 · form4.xml · derivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,553 Underlying: Common Stock · 13,553 shares Expires 2033-01-16 F1 · date: Securities issued upon closing of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 2, 2024 (the "Merger Agreement"), among the Issuer (fka "Kintara Therapeutics, Inc."), Kayak Mergeco, Inc., a Delaware corporation and wholly owned subsidiary of Issuer ("Merger Sub"), and TuHURA Biosciences, Inc., a Delaware corporation ("Private TuHURA"). Under the terms of the Merger Agreement, on October 18, 2024, Merger Sub merged with and into Private TuHURA (the "Merger") with Private TuHURA surviving the Merger as a wholly owned subsidiary of the Issuer. Upon the closing of the Merger, securities of Private TuHURA were converted into the right to receive securities of the Issuer as set forth in the Merger Agreement. The Issuer subsequently changed its name to "TuHURA Biosciences, Inc." Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 17:28 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | GrantStock Option (Right to Buy) · Derivative | 35,181 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0000905148-24-001712 · form4.xml · derivative · entry 2 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,181 Underlying: Common Stock · 35,181 shares Expires 2034-06-10 F2 · derivative.exercise_date: The option will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 17:28 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | GrantCommon Stock | 41,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-001712 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,037 F1 · shares: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 18:04 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | GrantCommon Stock | 22,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-24-000496 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,894 F1 · price: The Reporting Person was granted shares of common stock in lieu of cash for board services for 2024. The number of shares was determined by dividing (A) the aggregate amount of the retainer to be earned for board services for such period, by (B) the average fair market value of a share of common stock for the 30 consecutive trading days ending on and including the last trading day prior to the grant date (rounded down to the nearest whole share). The average fair market value was $2.81 per share, the average of the closing price of the common stock for the 30 consecutive trading days prior to January 1, 2024. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 18:49 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | GrantStock Option · Derivative | 9,639 | $0.00 Strike: $3.83 | $0.00 |
DisclosureSEC source: 0001140361-23-029023 · form4.xml · derivative · entry 2 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,639 Underlying: Common Stock · 9,639 shares Expires 2033-06-05 F2 · derivative.exercise_date: Will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 18:49 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | GrantCommon Stock | 10,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-029023 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,804 F1 · shares: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. Read SEC document |
| April 19, 2023 Filed Apr 21, 2023 20:20 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | GrantCommon Stock | 2,819 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-019677 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,828 F1 · price: The Reporting Person was granted shares of common stock in lieu of incremental cash amounts for board services for 2023. The number of shares was determined by dividing (A) the aggregate amount of the retainer to be earned for board services for such period, by (B) the average fair market value of a share of common stock for the 30 consecutive trading days ending on and including the last trading day prior to the grant date (rounded down to the nearest whole share). The average fair market value was $4.27 per share, the average of the closing price of the common stock for the 30 consecutive trading days prior to April 19, 2023. Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 17:37 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | GrantCommon Stock | 18,544 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-001517 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,009 F1 · price: The Reporting Person was granted shares of common stock in lieu of cash for board services for 2023. The number of shares was determined by dividing (A) the aggregate amount of the retainer to be earned for board services for such period, by (B) the average fair market value of a share of common stock for the 30 consecutive trading days ending on and including the last trading day prior to the grant date (rounded down to the nearest whole share). The average fair market value was $3.07 per share, the average of the closing price of the common stock for the 30 consecutive trading days prior to January 11, 2023. Read SEC document |
| October 11, 2022 Filed Oct 12, 2022 16:23 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | OtherSeries B Warrant (right to buy) · Derivative | 787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-036952 · form4.xml · derivative · entry 2 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 787 shares Expires 2022-10-12 F1 · derivative.expiration_date: The expiration date of the Series B Warrants occurred on the later of (x) the Reservation Date (as defined in the Series B Warrants) and (y) the date on which the Series B Warrants were exercised in full. Read SEC document |
| October 11, 2022 Filed Oct 12, 2022 16:23 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | OtherCommon Stock | 787 | $0.00 | $0.08 |
DisclosureSEC source: 0001140361-22-036952 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,465 Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 17:48 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | GrantCommon Stock | 14,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-025284 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,678 F1 · price: The Reporting Person was granted shares of common stock in lieu of cash for board services for the second half of 2022. The number of shares was determined by dividing (A) the aggregate amount of the retainer to be earned for board services for such period, by (B) the average fair market value of a share of common stock for the 30 consecutive trading days ending on and including the last trading day prior to the grant date (rounded down to the nearest whole share). The average fair market value was $2.02 per share, the average of the closing price of the common stock for the 30 consecutive trading days prior to July 1, 2022. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 16:01 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0001140361-22-023050 · form4.xml · derivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2032-06-12 F1 · derivative.exercise_date: Will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. Read SEC document |
| May 20, 2022 Filed May 24, 2022 09:43 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | PurchaseCommon Stock | 5,000 | $1.99 | $9,950.00 |
DisclosureSEC source: 0001140361-22-020364 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,570 Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 16:01 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | PurchaseCommon Stock | 2,000 | $3.50 | $7,000.00 |
DisclosureSEC source: 0001140361-21-038872 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,570 F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $3.4966 to $3.4998. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 18:13 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $5.74 | $0.00 |
DisclosureSEC source: 0001140361-21-020420 · form4.xml · derivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-06-07 F1 · derivative.exercise_date: Will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date. Read SEC document |
| November 19, 2020 Filed Nov 25, 2020 20:13 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | PurchaseSeries B Warrant (right to buy) · Derivative | 787 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-20-026658 · form4.xml · derivative · entry 3 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787 Underlying: Common Stock · 787 shares Expires 2022-01-28 F2 · shares: Ssubject to adjustment based on certain price reset provisions. F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $25,000 Read SEC document |
| November 19, 2020 Filed Nov 25, 2020 20:13 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | PurchaseSeries A Warrant (right to buy) · Derivative | 6,697 | Not disclosed Strike: $4.48 | Not disclosed |
DisclosureSEC source: 0001140361-20-026658 · form4.xml · derivative · entry 2 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,697 Underlying: Common Stock · 6,697 shares Expires 2025-11-19 F2 · derivative.exercise_price: Ssubject to adjustment based on certain price reset provisions. F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $25,000 Read SEC document |
| November 19, 2020 Filed Nov 25, 2020 20:13 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | PurchaseCommon Stock | 4,434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-026658 · form4.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,570 F1 · price: The Reporting Person purchased shares, Series A Warrants and Series B Warrants as part of a private placement for an aggregate price of $25,000 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 17:12 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001140361-20-025540 · form4.xml · derivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-11-11 F1 · derivative.exercise_date: Vesting in 12 equal monthly increments beginning on November 30, 2020, except for October 31, 2021 when the balance vests. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 18:34 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | GrantStock Option (right to buy) · Derivative | 52,825 | Not disclosed Strike: $1.21 | Not disclosed |
DisclosureSEC source: 0001596771-20-000113 · primary_doc.xml · derivative · entry 3 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,825 Underlying: Common Stock · 52,825 shares Expires 2029-12-27 F1 · price: The reporting person acquired the shares and options to acquire shares of the common stock of Rexahn Pharmaceuticals, Inc. ("Rexahn") on November 5, 2020, in exchange for shares and options to acquire shares of the common stock of Ocuphire Pharma, Inc. ("Ocuphire"), pursuant to the Agreement and Plan of Merger and Reorganization, dated as of June 17, 2020, as amended, between Rexahn, Razor Merger Sub, Inc., and Ocuphire pursuant to which Ocuphire became a wholly-owned subsidiary of Rexahn. Per the terms of the Merger Agreement, each share of Ocuphire common stock was converted into the right to receive 1.0565 shares of Rexahn common stock. Subsequent to the merger, the name of the issuer was changed from Rexahn Pharmaceuticals, Inc. to Ocuphire Pharma, Inc. F3 · derivative.exercise_date: 1,479 shares vested on December 31, 2019, and the remaining shares vest in equal monthly installments from January 2020 through December 2022, subject to continued service. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 18:34 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | GrantStock Option (right to buy) · Derivative | 35,663 | Not disclosed Strike: $0.90 | Not disclosed |
DisclosureSEC source: 0001596771-20-000113 · primary_doc.xml · derivative · entry 2 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,663 Underlying: Common Stock · 35,663 shares Expires 2028-12-20 F1 · price: The reporting person acquired the shares and options to acquire shares of the common stock of Rexahn Pharmaceuticals, Inc. ("Rexahn") on November 5, 2020, in exchange for shares and options to acquire shares of the common stock of Ocuphire Pharma, Inc. ("Ocuphire"), pursuant to the Agreement and Plan of Merger and Reorganization, dated as of June 17, 2020, as amended, between Rexahn, Razor Merger Sub, Inc., and Ocuphire pursuant to which Ocuphire became a wholly-owned subsidiary of Rexahn. Per the terms of the Merger Agreement, each share of Ocuphire common stock was converted into the right to receive 1.0565 shares of Rexahn common stock. Subsequent to the merger, the name of the issuer was changed from Rexahn Pharmaceuticals, Inc. to Ocuphire Pharma, Inc. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 18:34 UTC | Opus Genetics, Inc. OCUP · Entity 5892 | GrantCommon Stock | 10,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001596771-20-000113 · primary_doc.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,136 F1 · price: The reporting person acquired the shares and options to acquire shares of the common stock of Rexahn Pharmaceuticals, Inc. ("Rexahn") on November 5, 2020, in exchange for shares and options to acquire shares of the common stock of Ocuphire Pharma, Inc. ("Ocuphire"), pursuant to the Agreement and Plan of Merger and Reorganization, dated as of June 17, 2020, as amended, between Rexahn, Razor Merger Sub, Inc., and Ocuphire pursuant to which Ocuphire became a wholly-owned subsidiary of Rexahn. Per the terms of the Merger Agreement, each share of Ocuphire common stock was converted into the right to receive 1.0565 shares of Rexahn common stock. Subsequent to the merger, the name of the issuer was changed from Rexahn Pharmaceuticals, Inc. to Ocuphire Pharma, Inc. Read SEC document |
| December 09, 2017 Filed Dec 12, 2017 18:49 UTC | RespireRx Pharmaceuticals Inc. RSPI · Entity 146118 | OtherCommon Stock Options (to purchase shares of Common Stock) · Derivative | 608,704 | Not disclosed Strike: $1.45 | Not disclosed |
DisclosureSEC source: 0001573202-17-000009 · primary_doc.xml · derivative · entry 3 MANUSO JAMES S J · CIK 0001236365 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,704 Underlying: Common Stock · 608,704 shares Expires 2022-12-09 F2 · kind: On December 9, 2017, Dr. Manuso forgave all of the accrued but unpaid compensation to which, pursuant to his employment agreement, he was entitled as of September 30, 2017, an aggregate of $878,360. On that date, the Company granted to Dr. Manuso options to purchase 608,704 shares of the Company's common stock, with a black-scholes value of $1.44 per option and an aggregate value of $878,360. These Common Stock Options vested upon issuance. F2 · price: On December 9, 2017, Dr. Manuso forgave all of the accrued but unpaid compensation to which, pursuant to his employment agreement, he was entitled as of September 30, 2017, an aggregate of $878,360. On that date, the Company granted to Dr. Manuso options to purchase 608,704 shares of the Company's common stock, with a black-scholes value of $1.44 per option and an aggregate value of $878,360. These Common Stock Options vested upon issuance. F2 · derivative.exercise_date: On December 9, 2017, Dr. Manuso forgave all of the accrued but unpaid compensation to which, pursuant to his employment agreement, he was entitled as of September 30, 2017, an aggregate of $878,360. On that date, the Company granted to Dr. Manuso options to purchase 608,704 shares of the Company's common stock, with a black-scholes value of $1.44 per option and an aggregate value of $878,360. These Common Stock Options vested upon issuance. Read SEC document |
| September 13, 2017 Filed Dec 12, 2017 18:49 UTC | RespireRx Pharmaceuticals Inc. RSPI · Entity 146118 | PurchaseCommon Stock Warrants (right to buy) · Derivative | 2,195 | Not disclosed Strike: $6.83 | Not disclosed |
DisclosureSEC source: 0001573202-17-000009 · primary_doc.xml · derivative · entry 2 MANUSO JAMES S J · CIK 0001236365 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,195 Underlying: Common Stock · 2,195 shares Expires 2020-09-30 F5 · derivative.exercise_price: The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016. F5 · shares: The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016. F1 · price: Dr. Manuso purchased shares and warrants in a private transaction for an aggregate of $5,000, or $4.56 per unit, with each unit consisting of one share and warrants to purchase two additional shares of the Company's common stock. F5 · derivative.underlying_shares: The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016. F5 · balance_after: The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016. Read SEC document |
| September 13, 2017 Filed Dec 12, 2017 18:49 UTC | RespireRx Pharmaceuticals Inc. RSPI · Entity 146118 | PurchaseCommon Stock | 1,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001573202-17-000009 · primary_doc.xml · nonDerivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,252 F5 · shares: The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016. F1 · price: Dr. Manuso purchased shares and warrants in a private transaction for an aggregate of $5,000, or $4.56 per unit, with each unit consisting of one share and warrants to purchase two additional shares of the Company's common stock. F5 · balance_after: The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:16 UTC | RespireRx Pharmaceuticals Inc. RSPI · Entity 146118 | GrantCommon Stock Options (to purchase shares of Common Stock) · Derivative | 50,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001573202-17-000001 · primary_doc.xml · derivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: common stock · 50,000 shares Expires 2022-06-30 F1 · derivative.exercise_date: These Common Stock Options vested upon issuance. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:00 UTC | RespireRx Pharmaceuticals Inc. RSPI · Entity 146118 | GrantCommon Stock Options (to purchase shares of Common Stock) · Derivative | 75,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001363763-17-000002 · primary_doc.xml · derivative · entry 1 MANUSO JAMES S J · CIK 0001236365 · Director · Preident & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2017-01-18 F1 · derivative.exercise_date: These Common Stock Options vest in three installments: 25 percent on January 18, 2017 (the grant date), 25 percent on March 31, 2017, and 50 percent on June 30, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.