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Opus Genetics, Inc.

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Tapewire entity
5892
SEC CIK
0001228627
Parsed reports
252

Last 12 months

Inside the activity.

2 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202521
Jan 202600
Feb 202600
Mar 202604
Apr 202606
May 202601
Jun 202600
Jul 202604
Aug 202600
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 22, 2024 Filed Oct 24, 2024 21:56 UTC
Bennett JeanDirector
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-002827 · form4.xml · nonDerivative · entry 1

Bennett Jean · CIK 0001872219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Represents a grant of restricted stock units which vest on the one-year anniversary of the grant date of October 22, 2024, subject to the Reporting Person's continuing service.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 21:59 UTC GrantStock Option (right to buy) · Derivative 172,874 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0000905148-24-002828 · form4.xml · derivative · entry 1

Graves Adrienne L · CIK 0001326192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,874

Underlying: Common Stock · 172,874 shares

Expires 2034-10-21

F1 · derivative.exercise_date: The option will vest in a series of three equal annual installments over the three-year period measured from the grant date of October 22, 2024, subject to the Reporting Person's continuing service.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 17:30 UTC
Pepose JayDirector
GrantStock Option (Right to Buy) · Derivative 35,181 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0000905148-24-001713 · form4.xml · derivative · entry 2

Pepose Jay · CIK 0001866191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,181

Underlying: Common Stock · 35,181 shares

Expires 2034-06-10

F2 · derivative.exercise_date: The option will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 17:30 UTC
Pepose JayDirector
GrantCommon Stock 41,143 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001713 · form4.xml · nonDerivative · entry 1

Pepose Jay · CIK 0001866191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,458

F1 · shares: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 17:28 UTC GrantStock Option (Right to Buy) · Derivative 35,181 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0000905148-24-001712 · form4.xml · derivative · entry 2

MANUSO JAMES S J · CIK 0001236365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,181

Underlying: Common Stock · 35,181 shares

Expires 2034-06-10

F2 · derivative.exercise_date: The option will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 17:28 UTC GrantCommon Stock 41,143 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001712 · form4.xml · nonDerivative · entry 1

MANUSO JAMES S J · CIK 0001236365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,037

F1 · shares: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 21:31 UTC GrantStock Option (Right to Buy) · Derivative 35,181 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0000905148-24-001714 · form4.xml · derivative · entry 2

Rodgers Richard J · CIK 0001313397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,181

Underlying: Common Stock · 35,181 shares

Expires 2034-06-10

F2 · derivative.exercise_date: The option will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 21:31 UTC GrantCommon Stock 41,143 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001714 · form4.xml · nonDerivative · entry 1

Rodgers Richard J · CIK 0001313397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,151

F1 · shares: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 21:27 UTC GrantStock Option (Right to Buy) · Derivative 35,181 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0000905148-24-001711 · form4.xml · derivative · entry 2

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,181

Underlying: Common Stock · 35,181 shares

Expires 2034-06-10

F2 · derivative.exercise_date: The option will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 21:27 UTC GrantCommon Stock 41,143 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001711 · form4.xml · nonDerivative · entry 1

Gallagher Cam · CIK 0001557832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,047

F1 · shares: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 21:25 UTC
Benton SusanDirector
GrantStock Option (Right to Buy) · Derivative 35,181 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0000905148-24-001710 · form4.xml · derivative · entry 2

Benton Susan · CIK 0001373649 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,181

Underlying: Common Stock · 35,181 shares

Expires 2034-06-10

F2 · derivative.exercise_date: The option will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 21:25 UTC
Benton SusanDirector
GrantCommon Stock 41,143 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001710 · form4.xml · nonDerivative · entry 1

Benton Susan · CIK 0001373649 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,023

F1 · shares: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 21:23 UTC GrantStock Option (Right to Buy) · Derivative 35,181 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0000905148-24-001709 · form4.xml · derivative · entry 2

Ainsworth Sean · CIK 0001830296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,181

Underlying: Common Stock · 35,181 shares

Expires 2034-06-10

F2 · derivative.exercise_date: The option will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 21:23 UTC GrantCommon Stock 41,143 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001709 · form4.xml · nonDerivative · entry 1

Ainsworth Sean · CIK 0001830296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,358

F1 · shares: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:07 UTC
Jayagopal AshwathChief Scientific & Dev. Ofc.
PurchaseCommon Stock 3,500 $1.77 $6,177.50
Disclosure

SEC source: 0000905148-24-001625 · form4.xml · nonDerivative · entry 1

Jayagopal Ashwath · CIK 0002008983 · Chief Scientific & Dev. Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,500

Read SEC document
May 17, 2024 Filed May 21, 2024 20:18 UTC
Magrath GeorgeChief Executive Officer
PurchaseCommon Stock 5,000 $1.75 $8,772.50
Disclosure

SEC source: 0000905148-24-001568 · form4.xml · nonDerivative · entry 1

Magrath George · CIK 0001999390 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,000

F1 · price: The price in column 4 represents the weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.73 to $1.78, inclusive. The Reporting Person undertakes to provide the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 11, 2024 Filed Apr 15, 2024 16:11 UTC
Pepose JayDirector
GrantStock Option (right to buy) · Derivative 48,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0000905148-24-001166 · form4.xml · derivative · entry 2

Pepose Jay · CIK 0001866191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 48,000 shares

Expires 2034-04-10

F2 · derivative.exercise_date: The option will vest in 12 equal monthly installments beginning on May 11, 2024, subject to the Reporting Person's continuing service.

Read SEC document
April 11, 2024 Filed Apr 15, 2024 16:11 UTC
Pepose JayDirector
GrantCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001166 · form4.xml · nonDerivative · entry 1

Pepose Jay · CIK 0001866191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,315

F1 · shares: Represents a grant of restricted stock units which vest on the one-year anniversary of the grant date of April 11, 2024, subject to the Reporting Person's continuing service.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 20:44 UTC
SCHACHLE JOSEPH KChief Operating Officer
PurchaseCommon Stock 2,000 $2.05 $4,100.00
Disclosure

SEC source: 0000905148-24-000999 · form4.xml · nonDerivative · entry 1

SCHACHLE JOSEPH K · CIK 0001145914 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
March 21, 2024 Filed Mar 25, 2024 20:40 UTC
Jhaveri Nirav S.Chief Financial Officer
PurchaseCommon Stock 10,000 $2.10 $21,000.00
Disclosure

SEC source: 0000905148-24-000997 · form4.xml · nonDerivative · entry 1

Jhaveri Nirav S. · CIK 0002011481 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:18 UTC
Magrath GeorgeChief Executive Officer
PurchaseCommon Stock 25,000 $1.96 $49,050.00
Disclosure

SEC source: 0000905148-24-000991 · form4.xml · nonDerivative · entry 1

Magrath George · CIK 0001999390 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,000

F1 · price: The price in column 4 represents the weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.90 to $1.99, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 23:37 UTC
Jhaveri Nirav S.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 210,000 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0000905148-24-000743 · form4.xml · derivative · entry 2

Jhaveri Nirav S. · CIK 0002011481 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 210,000 shares

Expires 2034-02-11

F2 · derivative.exercise_date: The option will vest with respect to 25% on February 12, 2025, with the remaining shares vesting quarterly in 12 equal installments thereafter, subject to the Reporting Person's continuing service.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 23:37 UTC
Jhaveri Nirav S.Chief Financial Officer
GrantCommon Stock 140,000 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-000743 · form4.xml · nonDerivative · entry 1

Jhaveri Nirav S. · CIK 0002011481 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,000

F1 · shares: Represents a grant of restricted stock units which vest in four equal installments on the first, second, third and fourth anniversary of the grant date of February 12, 2024, subject to the Reporting Person's continuing service.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 23:35 UTC
Jayagopal AshwathChief Scientific & Dev. Ofc.
GrantEmployee Stock Option (right to buy) · Derivative 225,000 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0000905148-24-000742 · form4.xml · derivative · entry 2

Jayagopal Ashwath · CIK 0002008983 · Chief Scientific & Dev. Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2034-02-11

F2 · derivative.exercise_date: The option will vest with respect to 25% on February 12, 2025, with the remaining shares vesting quarterly in 12 equal installments thereafter, subject to the Reporting Person's continuing service.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 23:35 UTC
Jayagopal AshwathChief Scientific & Dev. Ofc.
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-000742 · form4.xml · nonDerivative · entry 1

Jayagopal Ashwath · CIK 0002008983 · Chief Scientific & Dev. Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: Represents a grant of restricted stock units which vest in four equal installments on the first, second, third and fourth anniversary of the grant date of February 12, 2024, subject to the Reporting Person's continuing service.

Read SEC document
January 18, 2024 Filed Jan 22, 2024 23:01 UTC
Hoffmann BernhardSVP of Corp. Dev.
GrantEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.77 $0.00
Disclosure

SEC source: 0001140361-24-003192 · form4.xml · derivative · entry 2

Hoffmann Bernhard · CIK 0001830354 · SVP of Corp. Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-01-17

F2 · derivative.exercise_date: The option will vest with respect to 7,500 shares on January 18, 2025, with the balance vesting quarterly in twelve equal installments thereafter at the end of each quarter.

Read SEC document
January 18, 2024 Filed Jan 22, 2024 23:01 UTC
Hoffmann BernhardSVP of Corp. Dev.
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-003192 · form4.xml · nonDerivative · entry 1

Hoffmann Bernhard · CIK 0001830354 · SVP of Corp. Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,697

F1 · shares: Represents a grant of restricted stock units which vest in four equal installments on the first, second, third and fourth anniversary of the grant date of January 18, 2024.

Read SEC document
January 18, 2024 Filed Jan 22, 2024 23:01 UTC
Zaremba Rabourn AmySVP of Finance
GrantEmployee Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $2.77 $0.00
Disclosure

SEC source: 0001140361-24-003191 · form4.xml · derivative · entry 2

Zaremba Rabourn Amy · CIK 0001832343 · SVP of Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-01-17

F2 · derivative.exercise_date: The option will vest with respect to 15,000 shares on January 18, 2025, with the balance vesting quarterly in twelve equal installments thereafter at the end of each quarter.

Read SEC document
January 18, 2024 Filed Jan 22, 2024 23:01 UTC
Zaremba Rabourn AmySVP of Finance
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-003191 · form4.xml · nonDerivative · entry 1

Zaremba Rabourn Amy · CIK 0001832343 · SVP of Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,658

F1 · shares: Represents a grant of restricted stock units which vest in four equal installments on the first, second, third and fourth anniversary of the grant date of January 18, 2024.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 21:17 UTC
Zaremba Rabourn AmySVP of Finance
Tax withholdingCommon Stock 3,950 $3.27 $12,896.75
Disclosure

SEC source: 0001140361-24-002128 · form4.xml · nonDerivative · entry 1

Zaremba Rabourn Amy · CIK 0001832343 · SVP of Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,658

Read SEC document
January 10, 2024 Filed Jan 12, 2024 21:17 UTC
Patel Ronil A.Chief Business Officer
Tax withholdingCommon Stock 1,282 $3.27 $4,185.73
Disclosure

SEC source: 0001140361-24-002127 · form4.xml · nonDerivative · entry 1

Patel Ronil A. · CIK 0001974660 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,714

Read SEC document
January 10, 2024 Filed Jan 12, 2024 21:17 UTC
Hoffmann BernhardSVP of Corp. Dev.
Tax withholdingCommon Stock 4,031 $3.27 $13,161.22
Disclosure

SEC source: 0001140361-24-002126 · form4.xml · nonDerivative · entry 1

Hoffmann Bernhard · CIK 0001830354 · SVP of Corp. Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,697

Read SEC document
January 01, 2024 Filed Jan 3, 2024 18:06 UTC
Pepose JayDirector
GrantCommon Stock 14,964 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-000498 · form4.xml · nonDerivative · entry 1

Pepose Jay · CIK 0001866191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,315

F1 · price: The Reporting Person was granted shares of common stock in lieu of cash for board services for 2024. The number of shares was determined by dividing (A) the aggregate amount of the retainer to be earned for board services for such period, by (B) the average fair market value of a share of common stock for the 30 consecutive trading days ending on and including the last trading day prior to the grant date (rounded down to the nearest whole share). The average fair market value was $2.81 per share, the average of the closing price of the common stock for the 30 consecutive trading days prior to January 1, 2024.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 18:04 UTC GrantCommon Stock 22,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-000496 · form4.xml · nonDerivative · entry 1

MANUSO JAMES S J · CIK 0001236365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,894

F1 · price: The Reporting Person was granted shares of common stock in lieu of cash for board services for 2024. The number of shares was determined by dividing (A) the aggregate amount of the retainer to be earned for board services for such period, by (B) the average fair market value of a share of common stock for the 30 consecutive trading days ending on and including the last trading day prior to the grant date (rounded down to the nearest whole share). The average fair market value was $2.81 per share, the average of the closing price of the common stock for the 30 consecutive trading days prior to January 1, 2024.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:03 UTC GrantCommon Stock 24,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-000494 · form4.xml · nonDerivative · entry 1

Rodgers Richard J · CIK 0001313397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,008

F1 · price: The Reporting Person was granted shares of common stock in lieu of cash for board services for 2024. The number of shares was determined by dividing (A) the aggregate amount of the retainer to be earned for board services for such period, by (B) the average fair market value of a share of common stock for the 30 consecutive trading days ending on and including the last trading day prior to the grant date (rounded down to the nearest whole share). The average fair market value was $2.81 per share, the average of the closing price of the common stock for the 30 consecutive trading days prior to January 1, 2024.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:57 UTC
Benton SusanDirector
GrantCommon Stock 19,418 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-000491 · form4.xml · nonDerivative · entry 1

Benton Susan · CIK 0001373649 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,880

F1 · price: The Reporting Person was granted shares of common stock in lieu of cash for board services for 2024. The number of shares was determined by dividing (A) the aggregate amount of the retainer to be earned for board services for such period, by (B) the average fair market value of a share of common stock for the 30 consecutive trading days ending on and including the last trading day prior to the grant date (rounded down to the nearest whole share). The average fair market value was $2.81 per share, the average of the closing price of the common stock for the 30 consecutive trading days prior to January 1, 2024.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:30 UTC
Patel Ronil A.Chief Business Officer
GrantEmployee Stock Option (right to buy) · Derivative 74,538 $0.00 Strike: $2.99 $0.00
Disclosure

SEC source: 0001140361-23-056374 · form4.xml · derivative · entry 2

Patel Ronil A. · CIK 0001974660 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,538

Underlying: Common Stock · 74,538 shares

Expires 2033-11-30

F2 · derivative.exercise_date: The option will vest with respect to 25% on the six month anniversary of the grant date, with the remaining shares vesting in equal installments every six months thereafter over the two years following the grant date, subject to continuing service.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:30 UTC
Patel Ronil A.Chief Business Officer
GrantCommon Stock 49,692 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-056374 · form4.xml · nonDerivative · entry 1

Patel Ronil A. · CIK 0001974660 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,996

F1 · shares: Represents a grant of restricted stock units which vest with respect to 25% on the six month anniversary of the grant date, with the remaining shares vesting in equal installments every six months thereafter over the two years following the grant date, subject to continuing service.

Read SEC document
November 27, 2023 Filed Nov 27, 2023 23:24 UTC
SCHACHLE JOSEPH KChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $2.79 $0.00
Disclosure

SEC source: 0001140361-23-054744 · form4.xml · derivative · entry 1

SCHACHLE JOSEPH K · CIK 0001145914 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2033-11-26

F1 · derivative.exercise_date: The option will vest with respect to 25% on the first anniversary of the grant date, with the remaining shares vesting in equal monthly installments on the last day of each full month over the subsequent 36 months, subject to continuing service.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 13:29 UTC
Magrath GeorgeChief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 600,000 $0.00 Strike: $2.87 $0.00
Disclosure

SEC source: 0001140361-23-051320 · form4.xml · derivative · entry 2

Magrath George · CIK 0001999390 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2033-10-31

F2 · derivative.exercise_date: The option will vest with respect to 25% on the first anniversary of the grant date, with the remaining shares vesting in equal monthly installments on the last day of each full month over the subsequent 36 months, subject to continuing service.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 13:29 UTC
Magrath GeorgeChief Executive Officer
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-051320 · form4.xml · nonDerivative · entry 1

Magrath George · CIK 0001999390 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

F1 · shares: Represents a grant of restricted stock units which vest in four equal installments on the first, second, third and fourth anniversary of the grant date of November 1, 2023.

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November 01, 2023 Filed Nov 13, 2023 17:46 UTC
Pepose JayDirector
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-052988 · form4.xml · nonDerivative · entry 1

Pepose Jay · CIK 0001866191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,351

F1 · shares: Represents a grant of restricted stock units, which vest on the one-year anniversary of the date of grant.

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November 01, 2023 Filed Nov 13, 2023 22:42 UTC GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-052986 · form4.xml · nonDerivative · entry 1

Rodgers Richard J · CIK 0001313397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,246

F1 · shares: Represents a grant of restricted stock units, which vest on the one-year anniversary of the date of grant.

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June 06, 2023 Filed Jun 8, 2023 18:49 UTC
Pepose JayDirector
GrantStock Option · Derivative 9,639 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001140361-23-029022 · form4.xml · derivative · entry 2

Pepose Jay · CIK 0001866191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,639

Underlying: Common Stock · 9,639 shares

Expires 2033-06-05

F2 · derivative.exercise_date: Will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

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June 06, 2023 Filed Jun 8, 2023 18:49 UTC
Pepose JayDirector
GrantCommon Stock 10,976 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-029022 · form4.xml · nonDerivative · entry 1

Pepose Jay · CIK 0001866191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,351

F1 · shares: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

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June 06, 2023 Filed Jun 8, 2023 18:49 UTC GrantStock Option · Derivative 9,639 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001140361-23-029023 · form4.xml · derivative · entry 2

MANUSO JAMES S J · CIK 0001236365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,639

Underlying: Common Stock · 9,639 shares

Expires 2033-06-05

F2 · derivative.exercise_date: Will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

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June 06, 2023 Filed Jun 8, 2023 18:49 UTC GrantCommon Stock 10,976 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-029023 · form4.xml · nonDerivative · entry 1

MANUSO JAMES S J · CIK 0001236365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,804

F1 · shares: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

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June 06, 2023 Filed Jun 8, 2023 22:49 UTC GrantStock Option · Derivative 9,639 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001140361-23-029024 · form4.xml · derivative · entry 2

Ainsworth Sean · CIK 0001830296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,639

Underlying: Common Stock · 9,639 shares

Expires 2033-06-05

F2 · derivative.exercise_date: Will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

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June 06, 2023 Filed Jun 8, 2023 22:49 UTC GrantCommon Stock 10,976 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-029024 · form4.xml · nonDerivative · entry 1

Ainsworth Sean · CIK 0001830296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,215

F1 · shares: Represents a grant of restricted stock units which vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

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June 06, 2023 Filed Jun 8, 2023 22:48 UTC
Benton SusanDirector
GrantStock Option · Derivative 9,639 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001140361-23-029021 · form4.xml · derivative · entry 2

Benton Susan · CIK 0001373649 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,639

Underlying: Common Stock · 9,639 shares

Expires 2033-06-05

F2 · derivative.exercise_date: Will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, subject to the Reporting Person's continuing service through the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.