IPST

SEC source: 0001788230-25-000138 · wk-form4_1755634517.xml · nonDerivative · entry 1

Swann Matthew J · CIK 0002051918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,065

F1 · kind: On August 15, 2025, the reporting person exchanged 10,000 shares of Series B Convertible Preferred Stock for (i) 13,315 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Heritage Distilling Holding Company, Inc. and (ii) pre-funded warrants to purchase an aggregate of 252,994 shares of Common Stock pursuant to an exchange agreement.

F1 · price: On August 15, 2025, the reporting person exchanged 10,000 shares of Series B Convertible Preferred Stock for (i) 13,315 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Heritage Distilling Holding Company, Inc. and (ii) pre-funded warrants to purchase an aggregate of 252,994 shares of Common Stock pursuant to an exchange agreement.

SEC source: 0001788230-25-000139 · wk-form4_1755634546.xml · derivative · entry 1

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 3,309,615

Underlying: Common Stock · 3,309,615 shares

Expires not disclosed

F1 · derivative.exercise_date: The securities reported herein were issued to the reporting person by Heritage Distilling Holding Company, Inc. (the "Issuer") in connection with that certain subscription agreement by and between the reporting person and the Issuer, dated August 11, 2025, as amended on August 15, 2025 (the "Subscription Agreement"), pursuant to which the reporting person purchased pre-funded warrants (the "Warrants") that are exercisable for shares of the Issuer's common stock, par value $0.0001 per share. The Warrants will be automatically exercised on a cashless basis upon the receipt of the Stockholder Approval (as defined in the Subscription Agreement).

F1 · derivative.expiration_date: The securities reported herein were issued to the reporting person by Heritage Distilling Holding Company, Inc. (the "Issuer") in connection with that certain subscription agreement by and between the reporting person and the Issuer, dated August 11, 2025, as amended on August 15, 2025 (the "Subscription Agreement"), pursuant to which the reporting person purchased pre-funded warrants (the "Warrants") that are exercisable for shares of the Issuer's common stock, par value $0.0001 per share. The Warrants will be automatically exercised on a cashless basis upon the receipt of the Stockholder Approval (as defined in the Subscription Agreement).

F2 · ownership.nature: The reported securities are held by Constantine IHSV, LLC, of which the reporting person is the sole member and may be deemed to beneficially own the securities held by it.

SEC source: 0001788230-25-000140 · wk-form4_1755634579.xml · derivative · entry 1

Varga Andrew M. · CIK 0001471991 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The securities reported herein were issued to the reporting person by Heritage Distilling Holding Company, Inc. (the "Issuer") in connection with that certain subscription agreement by and between the reporting person and the Issuer, dated August 11, 2025, as amended on August 15, 2025 (the "Subscription Agreement"), pursuant to which the reporting person purchased pre-funded warrants (the "Warrants") that are exercisable for shares of the Issuer's common stock, par value $0.0001 per share. The Warrants will be automatically exercised on a cashless basis upon the receipt of the Stockholder Approval (as defined in the Subscription Agreement).

F1 · derivative.expiration_date: The securities reported herein were issued to the reporting person by Heritage Distilling Holding Company, Inc. (the "Issuer") in connection with that certain subscription agreement by and between the reporting person and the Issuer, dated August 11, 2025, as amended on August 15, 2025 (the "Subscription Agreement"), pursuant to which the reporting person purchased pre-funded warrants (the "Warrants") that are exercisable for shares of the Issuer's common stock, par value $0.0001 per share. The Warrants will be automatically exercised on a cashless basis upon the receipt of the Stockholder Approval (as defined in the Subscription Agreement).

F2 · ownership.nature: The reported securities are held in the name of Charles Schwab & Co. Inc., custodian for the benefit of Andrew Varga's contributory individual retirement account ("IRA"). The reporting person may be deemed to beneficially own the securities held by the IRA.

SEC source: 0001788230-25-000138 · wk-form4_1755634517.xml · derivative · entry 2

Swann Matthew J · CIK 0002051918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 264,000 shares

Expires 2028-06-27

F2 · kind: The reporting person acquired shares of Series B Convertible Preferred Stock on June 27, 2025, which were inadvertently omitted from the reporting person's prior filings. This Form 4 corrects the prior omission by reporting such acquisition.

SEC source: 0001788230-25-000095 · wk-form4_1748384108.xml · derivative · entry 6

Marker Beth A · CIK 0002044425 · SVP of Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

F4 · derivative.expiration_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

SEC source: 0001788230-25-000095 · wk-form4_1748384108.xml · nonDerivative · entry 2

Marker Beth A · CIK 0002044425 · SVP of Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001788230-25-000087 · wk-form4_1748383717.xml · derivative · entry 5

Wensel Jeffrey P · CIK 0002044401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

F3 · derivative.expiration_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

SEC source: 0001788230-25-000087 · wk-form4_1748383717.xml · nonDerivative · entry 2

Wensel Jeffrey P · CIK 0002044401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 9

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 42,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F6 · derivative.exercise_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

F6 · derivative.expiration_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

F2 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

SEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 8

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F6 · derivative.exercise_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

F6 · derivative.expiration_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

SEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · nonDerivative · entry 4

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 330,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

SEC source: 0001788230-25-000083 · wk-form4_1748383567.xml · derivative · entry 5

Trevan Eric S · CIK 0002044342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

F3 · derivative.expiration_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

SEC source: 0001788230-25-000083 · wk-form4_1748383567.xml · nonDerivative · entry 2

Trevan Eric S · CIK 0002044342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001788230-25-000091 · wk-form4_1748383944.xml · derivative · entry 9

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 42,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F6 · derivative.exercise_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

F6 · derivative.expiration_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

F2 · ownership.nature: These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

SEC source: 0001788230-25-000091 · wk-form4_1748383944.xml · derivative · entry 8

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F6 · derivative.exercise_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

F6 · derivative.expiration_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

SEC source: 0001788230-25-000091 · wk-form4_1748383944.xml · nonDerivative · entry 4

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 325,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

SEC source: 0001788230-25-000091 · wk-form4_1748383944.xml · nonDerivative · entry 2

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Includes 260 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account

SEC source: 0001788230-25-000097 · wk-form4_1748384182.xml · derivative · entry 6

Perkins Danielle B · CIK 0002044356 · SVP of Wholesale Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

F4 · derivative.expiration_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

SEC source: 0001788230-25-000097 · wk-form4_1748384182.xml · nonDerivative · entry 2

Perkins Danielle B · CIK 0002044356 · SVP of Wholesale Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001788230-25-000077 · wk-form4_1748382383.xml · derivative · entry 5

Smith Christopher H · CIK 0001311438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock units ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

F3 · derivative.expiration_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

SEC source: 0001788230-25-000077 · wk-form4_1748382383.xml · nonDerivative · entry 2

Smith Christopher H · CIK 0001311438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001788230-25-000079 · wk-form4_1748382453.xml · derivative · entry 4

Swann Matthew J · CIK 0002051918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 102,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000079 · wk-form4_1748382453.xml · derivative · entry 3

Swann Matthew J · CIK 0002051918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The reporting person was awarded the RSUs on January 6, 2025, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

F3 · derivative.expiration_date: The reporting person was awarded the RSUs on January 6, 2025, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

SEC source: 0001788230-25-000079 · wk-form4_1748382453.xml · derivative · entry 2

Swann Matthew J · CIK 0002051918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000079 · wk-form4_1748382453.xml · nonDerivative · entry 1

Swann Matthew J · CIK 0002051918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001788230-25-000095 · wk-form4_1748384108.xml · derivative · entry 5

Marker Beth A · CIK 0002044425 · SVP of Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 96,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000095 · wk-form4_1748384108.xml · derivative · entry 4

Marker Beth A · CIK 0002044425 · SVP of Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,054

Underlying: Common Stock · 43,048 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

F3 · derivative.expiration_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

SEC source: 0001788230-25-000095 · wk-form4_1748384108.xml · derivative · entry 3

Marker Beth A · CIK 0002044425 · SVP of Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,006

Underlying: Common Stock · 53,006 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000095 · wk-form4_1748384108.xml · nonDerivative · entry 1

Marker Beth A · CIK 0002044425 · SVP of Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001788230-25-000087 · wk-form4_1748383717.xml · derivative · entry 4

Wensel Jeffrey P · CIK 0002044401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000087 · wk-form4_1748383717.xml · derivative · entry 3

Wensel Jeffrey P · CIK 0002044401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000087 · wk-form4_1748383717.xml · nonDerivative · entry 1

Wensel Jeffrey P · CIK 0002044401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 12

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 220,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F4 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 11

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 220,989

Underlying: Common Stock · 173,076 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F4 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 10

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 47,913

Underlying: Common Stock · 47,913 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

F5 · derivative.expiration_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

SEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 7

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 240,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F4 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 6

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,306

Underlying: Common Stock · 47,038 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

F5 · derivative.expiration_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

SEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 5

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,268

Underlying: Common Stock · 193,268 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F4 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · nonDerivative · entry 3

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 288,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

SEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · nonDerivative · entry 2

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,737 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account

SEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · nonDerivative · entry 1

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,737 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account

SEC source: 0001788230-25-000083 · wk-form4_1748383567.xml · derivative · entry 4

Trevan Eric S · CIK 0002044342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000083 · wk-form4_1748383567.xml · derivative · entry 3

Trevan Eric S · CIK 0002044342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000083 · wk-form4_1748383567.xml · nonDerivative · entry 1

Trevan Eric S · CIK 0002044342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001788230-25-000091 · wk-form4_1748383944.xml · derivative · entry 12

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 240,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F4 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000091 · wk-form4_1748383944.xml · derivative · entry 11

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 240,306

Underlying: Common Stock · 47,038 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

F5 · derivative.expiration_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

SEC source: 0001788230-25-000091 · wk-form4_1748383944.xml · derivative · entry 10

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 193,268

Underlying: Common Stock · 193,268 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F4 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000091 · wk-form4_1748383944.xml · derivative · entry 7

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 220,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F4 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.

SEC source: 0001788230-25-000091 · wk-form4_1748383944.xml · derivative · entry 6

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,989

Underlying: Common Stock · 47,913 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

F5 · derivative.expiration_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.

SEC source: 0001788230-25-000091 · wk-form4_1748383944.xml · derivative · entry 5

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,076

Underlying: Common Stock · 173,076 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025.

F4 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025.