Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IP STRATEGY HOLDINGS, INC.CASK · Entity 8424 | Director | September 18, 2025 | September 22, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IP STRATEGY HOLDINGS, INC.
Report date September 18, 2025 · Filed September 22, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 300,000 |
Reported balance
After 2025-09-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-09-18 · Exercise / conversion · Acquired 300,000 · Balance 300,000 F1: The reported securities are held in the name of Charles Schwab & Co. Inc., custodian for the benefit of Andrew Varga's contributory individual retirement account ("IRA"). The reporting person may be deemed to beneficially own the securities held by the IRA. |
| Pre-Funded Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy IRA | 0 |
Reported balance
After 2025-09-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-09-18 · Exercise / conversion · Disposed 300,000 · Balance 0 F2: The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms, and accordingly, the warrant has no expiration date. F1: The reported securities are held in the name of Charles Schwab & Co. Inc., custodian for the benefit of Andrew Varga's contributory individual retirement account ("IRA"). The reporting person may be deemed to beneficially own the securities held by the IRA. |
| Common StockSEC Table I · non-derivative | Direct | 154,500 |
Reported balance
Holding disclosure · report date 2025-09-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 154,500 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are held in the name of Charles Schwab & Co. Inc., custodian for the benefit of Andrew Varga's contributory individual retirement account ("IRA"). The reporting person may be deemed to beneficially own the securities held by the IRA.
F2: The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms, and accordingly, the warrant has no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2025 Filed Sep 22, 2025 16:31 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionPre-Funded Warrant to Purchase Common Stock · Derivative | 300,000 | $0.60 Strike: $0.00 | $181,260.00 |
DisclosureSEC source: 0001471991-25-000003 · wk-form4_1758573094.xml · derivative · entry 3 Varga Andrew M. · CIK 0001471991 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms, and accordingly, the warrant has no expiration date. F2 · derivative.expiration_date: The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms, and accordingly, the warrant has no expiration date. F1 · ownership.nature: The reported securities are held in the name of Charles Schwab & Co. Inc., custodian for the benefit of Andrew Varga's contributory individual retirement account ("IRA"). The reporting person may be deemed to beneficially own the securities held by the IRA. Read SEC document |
| September 18, 2025 Filed Sep 22, 2025 16:31 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionCommon Stock | 300,000 | $0.00 | $30.00 |
DisclosureSEC source: 0001471991-25-000003 · wk-form4_1758573094.xml · nonDerivative · entry 1 Varga Andrew M. · CIK 0001471991 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 300,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reported securities are held in the name of Charles Schwab & Co. Inc., custodian for the benefit of Andrew Varga's contributory individual retirement account ("IRA"). The reporting person may be deemed to beneficially own the securities held by the IRA. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 16:16 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | PurchasePre-Funded Warrant to Purchase Common Stock · Derivative | 300,000 | $0.60 Strike: $0.00 | $181,260.00 |
DisclosureSEC source: 0001788230-25-000140 · wk-form4_1755634579.xml · derivative · entry 1 Varga Andrew M. · CIK 0001471991 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F1 · derivative.exercise_date: The securities reported herein were issued to the reporting person by Heritage Distilling Holding Company, Inc. (the "Issuer") in connection with that certain subscription agreement by and between the reporting person and the Issuer, dated August 11, 2025, as amended on August 15, 2025 (the "Subscription Agreement"), pursuant to which the reporting person purchased pre-funded warrants (the "Warrants") that are exercisable for shares of the Issuer's common stock, par value $0.0001 per share. The Warrants will be automatically exercised on a cashless basis upon the receipt of the Stockholder Approval (as defined in the Subscription Agreement). F1 · derivative.expiration_date: The securities reported herein were issued to the reporting person by Heritage Distilling Holding Company, Inc. (the "Issuer") in connection with that certain subscription agreement by and between the reporting person and the Issuer, dated August 11, 2025, as amended on August 15, 2025 (the "Subscription Agreement"), pursuant to which the reporting person purchased pre-funded warrants (the "Warrants") that are exercisable for shares of the Issuer's common stock, par value $0.0001 per share. The Warrants will be automatically exercised on a cashless basis upon the receipt of the Stockholder Approval (as defined in the Subscription Agreement). F2 · ownership.nature: The reported securities are held in the name of Charles Schwab & Co. Inc., custodian for the benefit of Andrew Varga's contributory individual retirement account ("IRA"). The reporting person may be deemed to beneficially own the securities held by the IRA. Read SEC document |
| May 22, 2025 Filed May 27, 2025 18:07 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionRestricted Stock Units · Derivative | 102,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-25-000085 · wk-form4_1748383663.xml · derivative · entry 4 Varga Andrew M. · CIK 0001471991 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 102,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025. F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025. Read SEC document |
| May 22, 2025 Filed May 27, 2025 18:07 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | GrantRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-25-000085 · wk-form4_1748383663.xml · derivative · entry 3 Varga Andrew M. · CIK 0001471991 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,000 Underlying: Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval. F3 · derivative.expiration_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval. Read SEC document |
| May 22, 2025 Filed May 27, 2025 18:07 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-25-000085 · wk-form4_1748383663.xml · derivative · entry 2 Varga Andrew M. · CIK 0001471991 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025. F2 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025. Read SEC document |
| May 22, 2025 Filed May 27, 2025 18:07 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionCommon Stock | 102,000 | $0.53 | $54,060.00 |
DisclosureSEC source: 0001788230-25-000085 · wk-form4_1748383663.xml · nonDerivative · entry 1 Varga Andrew M. · CIK 0001471991 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 06:46 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | PurchaseCommon Stock | 47,500 | $1.23 | $58,425.00 |
DisclosureSEC source: 0001788230-25-000030 · wk-form4_1739879176.xml · nonDerivative · entry 1 Varga Andrew M. · CIK 0001471991 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,500 F1 · price: Represents a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $1.18 to $1.28, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: Includes 47,500 shares beneficially owned through Charles Schwab & Co., Inc. FBO Andrew Varga IRA account Read SEC document |
| January 14, 2025 Filed Jan 14, 2025 16:58 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | PurchaseCommon Stock | 5,000 | $1.27 | $6,350.00 |
DisclosureSEC source: 0001788230-25-000008 · wk-form4_1736891895.xml · nonDerivative · entry 1 Varga Andrew M. · CIK 0001471991 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.