Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IP STRATEGY HOLDINGS, INC.IPST · Entity 8424 | Director · CEO & Treasurer | August 02, 2026 | August 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IP STRATEGY HOLDINGS, INC.
Report date August 02, 2026 · Filed August 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,909 |
Last balance in matching sequence
After 2026-08-02 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-08-02 · Exercise / conversion · Acquired 1,459 · Balance 5,342 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2: Includes 4 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account Row 2 · 2026-08-02 · Tax withholding · Disposed 433 · Balance 4,909 F3: The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person. F4: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. F2: Includes 4 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 1,404 |
Last balance in matching sequence
After 2026-08-02 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2026-08-02 · Exercise / conversion · Acquired 209 · Balance 1,466 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F5: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Row 4 · 2026-08-02 · Tax withholding · Disposed 62 · Balance 1,404 F3: The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person. F4: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. F5: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,916 |
Reported balance
After 2026-08-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-02 · Exercise / conversion · Disposed 1,459 · Balance 2,916 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F6: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectBy Spouse | 416 |
Reported balance
After 2026-08-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-02 · Exercise / conversion · Disposed 209 · Balance 416 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F6: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service. F5: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2: Includes 4 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account
F3: The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person.
F4: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.
F5: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
F6: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2026 Filed Aug 3, 2026 21:34 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Exercise / conversionRestricted Stock Units · Derivative | 209 | $0.00 | $0.00 |
DisclosureSEC source: 0002044207-26-000015 · wk-form4_1785792855.xml · derivative · entry 6 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 416 Underlying: Common Stock · 209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F6 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service. F6 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service. F5 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 02, 2026 Filed Aug 3, 2026 21:34 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Exercise / conversionRestricted Stock Units · Derivative | 1,459 | $0.00 | $0.00 |
DisclosureSEC source: 0002044207-26-000015 · wk-form4_1785792855.xml · derivative · entry 5 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,916 Underlying: Common Stock · 1,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F6 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service. F6 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service. Read SEC document |
| August 02, 2026 Filed Aug 3, 2026 21:34 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Tax withholdingCommon Stock | 62 | $2.16 | $133.92 |
DisclosureSEC source: 0002044207-26-000015 · wk-form4_1785792855.xml · nonDerivative · entry 4 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 1,404 F3 · shares: The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person. F4 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. F5 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 02, 2026 Filed Aug 3, 2026 21:34 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Exercise / conversionCommon Stock | 209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002044207-26-000015 · wk-form4_1785792855.xml · nonDerivative · entry 3 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 1,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F5 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| August 02, 2026 Filed Aug 3, 2026 21:34 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Tax withholdingCommon Stock | 433 | $2.16 | $935.28 |
DisclosureSEC source: 0002044207-26-000015 · wk-form4_1785792855.xml · nonDerivative · entry 2 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,909 F3 · shares: The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person. F4 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. F2 · balance_after: Includes 4 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account Read SEC document |
| August 02, 2026 Filed Aug 3, 2026 21:34 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Exercise / conversionCommon Stock | 1,459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002044207-26-000015 · wk-form4_1785792855.xml · nonDerivative · entry 1 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Includes 4 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account Read SEC document |
| May 02, 2026 Filed May 5, 2026 23:22 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Exercise / conversionRestricted Stock Units · Derivative | 208 | $0.00 | $0.00 |
DisclosureSEC source: 0002044207-26-000013 · wk-form4_1778023354.xml · derivative · entry 7 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 625 Underlying: Common Stock · 208 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F8 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service. F8 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service. F6 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| May 02, 2026 Filed May 5, 2026 23:22 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Exercise / conversionRestricted Stock Units · Derivative | 1,458 | $0.00 | $0.00 |
DisclosureSEC source: 0002044207-26-000013 · wk-form4_1778023354.xml · derivative · entry 6 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,375 Underlying: Common Stock · 1,458 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F1 · shares: All share amounts in this Form 4 reflect a 1-for-20 reverse stock split effected on April 23, 2026. F8 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service. F8 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service. Read SEC document |
| May 02, 2026 Filed May 5, 2026 23:22 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Tax withholdingCommon Stock | 62 | $5.50 | $341.00 |
DisclosureSEC source: 0002044207-26-000013 · wk-form4_1778023354.xml · nonDerivative · entry 4 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 1,257 F4 · shares: The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person. F5 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. F6 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| May 02, 2026 Filed May 5, 2026 23:22 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Exercise / conversionCommon Stock | 208 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002044207-26-000013 · wk-form4_1778023354.xml · nonDerivative · entry 3 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 1,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F6 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| May 02, 2026 Filed May 5, 2026 23:22 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Tax withholdingCommon Stock | 433 | $5.50 | $2,381.50 |
DisclosureSEC source: 0002044207-26-000013 · wk-form4_1778023354.xml · nonDerivative · entry 2 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,883 F4 · shares: The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person. F5 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. F3 · balance_after: Includes 4 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account Read SEC document |
| May 02, 2026 Filed May 5, 2026 23:22 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Exercise / conversionCommon Stock | 1,458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002044207-26-000013 · wk-form4_1778023354.xml · nonDerivative · entry 1 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: All share amounts in this Form 4 reflect a 1-for-20 reverse stock split effected on April 23, 2026. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F3 · balance_after: Includes 4 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:40 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Exercise / conversionRestricted Stock Units · Derivative | 58,333 | $0.00 | $0.00 |
DisclosureSEC source: 0002044207-26-000006 · wk-form4_1770172822.xml · derivative · entry 4 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,667 Underlying: Common Stock · 58,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F5 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service. F5 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:40 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Tax withholdingCommon Stock | 17,296 | $1.08 | $18,679.68 |
DisclosureSEC source: 0002044207-26-000006 · wk-form4_1770172822.xml · nonDerivative · entry 2 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,186 F3 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. F2 · balance_after: Includes 86 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:40 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Exercise / conversionCommon Stock | 58,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002044207-26-000006 · wk-form4_1770172822.xml · nonDerivative · entry 1 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Includes 86 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account Read SEC document |
| February 02, 2026 Filed May 1, 2026 23:57 UTC Amendment | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0002044207-26-000010 · wk-form4a_1777679852.xml · derivative · entry 7 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F8 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service. F8 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service. F6 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| February 02, 2026 Filed May 1, 2026 23:57 UTC Amendment | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Exercise / conversionRestricted Stock Units · Derivative | 58,333 | $0.00 | $0.00 |
DisclosureSEC source: 0002044207-26-000010 · wk-form4a_1777679852.xml · derivative · entry 6 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,667 Underlying: Common Stock · 58,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F8 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service. F8 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service. Read SEC document |
| February 02, 2026 Filed May 1, 2026 23:57 UTC Amendment | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Tax withholdingCommon Stock | 2,471 | $1.08 | $2,668.68 |
DisclosureSEC source: 0002044207-26-000010 · wk-form4a_1777679852.xml · nonDerivative · entry 4 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 22,253 F3 · shares: The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person. F4 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. F5 · balance_after: Includes 13 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account F6 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| February 02, 2026 Filed May 1, 2026 23:57 UTC Amendment | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002044207-26-000010 · wk-form4a_1777679852.xml · nonDerivative · entry 3 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 24,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F5 · balance_after: Includes 13 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account F6 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| February 02, 2026 Filed May 1, 2026 23:57 UTC Amendment | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Tax withholdingCommon Stock | 17,296 | $1.08 | $18,679.68 |
DisclosureSEC source: 0002044207-26-000010 · wk-form4a_1777679852.xml · nonDerivative · entry 2 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,186 F3 · shares: The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person. F4 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. F2 · balance_after: Includes 86 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account Read SEC document |
| February 02, 2026 Filed May 1, 2026 23:57 UTC Amendment | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | Exercise / conversionCommon Stock | 58,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002044207-26-000010 · wk-form4a_1777679852.xml · nonDerivative · entry 1 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Includes 86 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account Read SEC document |
| October 01, 2025 Filed Jan 5, 2026 23:20 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002044207-26-000003 · wk-form4_1767655231.xml · derivative · entry 2 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service. F2 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service. F3 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| October 01, 2025 Filed Jan 5, 2026 23:20 UTC | IP STRATEGY HOLDINGS, INC. IPST · Entity 8424 | GrantRestricted Stock Units · Derivative | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002044207-26-000003 · wk-form4_1767655231.xml · derivative · entry 1 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service. F2 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service. Read SEC document |
| September 18, 2025 Filed Sep 22, 2025 20:32 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionPre-Funded Warrant to Purchase Common Stock · Derivative | 3,309,615 | $0.60 Strike: $0.00 | $1,999,669.38 |
DisclosureSEC source: 0002044207-25-000003 · wk-form4_1758573141.xml · derivative · entry 4 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 0 Underlying: Common Stock · 3,309,615 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms. F4 · derivative.expiration_date: The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms. F1 · ownership.nature: The reported securities are held by Constantine IHSV, LLC, of which the reporting person is the sole member and may be deemed to beneficially own the securities held by it. Read SEC document |
| September 18, 2025 Filed Sep 22, 2025 20:32 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionCommon Stock | 3,309,615 | $0.00 | $330.96 |
DisclosureSEC source: 0002044207-25-000003 · wk-form4_1758573141.xml · nonDerivative · entry 1 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 3,309,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reported securities are held by Constantine IHSV, LLC, of which the reporting person is the sole member and may be deemed to beneficially own the securities held by it. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:15 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | PurchasePre-Funded Warrant to Purchase Common Stock · Derivative | 3,309,615 | $0.60 Strike: $0.00 | $1,999,669.38 |
DisclosureSEC source: 0001788230-25-000139 · wk-form4_1755634546.xml · derivative · entry 1 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 3,309,615 Underlying: Common Stock · 3,309,615 shares Expires not disclosed F1 · derivative.exercise_date: The securities reported herein were issued to the reporting person by Heritage Distilling Holding Company, Inc. (the "Issuer") in connection with that certain subscription agreement by and between the reporting person and the Issuer, dated August 11, 2025, as amended on August 15, 2025 (the "Subscription Agreement"), pursuant to which the reporting person purchased pre-funded warrants (the "Warrants") that are exercisable for shares of the Issuer's common stock, par value $0.0001 per share. The Warrants will be automatically exercised on a cashless basis upon the receipt of the Stockholder Approval (as defined in the Subscription Agreement). F1 · derivative.expiration_date: The securities reported herein were issued to the reporting person by Heritage Distilling Holding Company, Inc. (the "Issuer") in connection with that certain subscription agreement by and between the reporting person and the Issuer, dated August 11, 2025, as amended on August 15, 2025 (the "Subscription Agreement"), pursuant to which the reporting person purchased pre-funded warrants (the "Warrants") that are exercisable for shares of the Issuer's common stock, par value $0.0001 per share. The Warrants will be automatically exercised on a cashless basis upon the receipt of the Stockholder Approval (as defined in the Subscription Agreement). F2 · ownership.nature: The reported securities are held by Constantine IHSV, LLC, of which the reporting person is the sole member and may be deemed to beneficially own the securities held by it. Read SEC document |
| May 24, 2025 Filed May 27, 2025 22:11 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionRestricted Stock Units · Derivative | 42,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 9 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 42,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F6 · derivative.exercise_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration. F6 · derivative.expiration_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration. F2 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| May 24, 2025 Filed May 27, 2025 22:11 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionRestricted Stock Units · Derivative | 42,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 8 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F6 · derivative.exercise_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration. F6 · derivative.expiration_date: The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration. Read SEC document |
| May 24, 2025 Filed May 27, 2025 22:11 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionCommon Stock | 42,000 | $0.54 | $22,680.00 |
DisclosureSEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · nonDerivative · entry 4 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 330,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| May 22, 2025 Filed May 27, 2025 22:11 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionRestricted Stock Units · Derivative | 220,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 12 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 220,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F4 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025. F4 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025. Read SEC document |
| May 22, 2025 Filed May 27, 2025 22:11 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | GrantRestricted Stock Units · Derivative | 173,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 11 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 220,989 Underlying: Common Stock · 173,076 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F4 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025. F4 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025. Read SEC document |
| May 22, 2025 Filed May 27, 2025 22:11 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | GrantRestricted Stock Units · Derivative | 47,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 10 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 47,913 Underlying: Common Stock · 47,913 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F5 · derivative.exercise_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval. F5 · derivative.expiration_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval. Read SEC document |
| May 22, 2025 Filed May 27, 2025 22:11 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionRestricted Stock Units · Derivative | 240,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 7 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 240,306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F4 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025. F4 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025. Read SEC document |
| May 22, 2025 Filed May 27, 2025 22:11 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | GrantRestricted Stock Units · Derivative | 47,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 6 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,306 Underlying: Common Stock · 47,038 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F5 · derivative.exercise_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval. F5 · derivative.expiration_date: The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval. Read SEC document |
| May 22, 2025 Filed May 27, 2025 22:11 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | GrantRestricted Stock Units · Derivative | 193,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · derivative · entry 5 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,268 Underlying: Common Stock · 193,268 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F4 · derivative.exercise_date: The RSUs vested in full immediately upon grant on May 22, 2025. F4 · derivative.expiration_date: The RSUs vested in full immediately upon grant on May 22, 2025. Read SEC document |
| May 22, 2025 Filed May 27, 2025 22:11 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionCommon Stock | 220,989 | $0.53 | $117,124.17 |
DisclosureSEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · nonDerivative · entry 3 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 288,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| May 22, 2025 Filed May 27, 2025 22:11 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionCommon Stock | 42,000 | $0.53 | $22,260.00 |
DisclosureSEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · nonDerivative · entry 2 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,737 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account Read SEC document |
| May 22, 2025 Filed May 27, 2025 22:11 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionCommon Stock | 240,306 | $0.53 | $127,362.18 |
DisclosureSEC source: 0001788230-25-000089 · wk-form4_1748383870.xml · nonDerivative · entry 1 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,737 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account Read SEC document |
| February 07, 2025 Filed Feb 7, 2025 22:36 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | PurchaseCommon Stock | 2,450 | $1.23 | $3,013.50 |
DisclosureSEC source: 0001788230-25-000026 · wk-form4_1738967793.xml · nonDerivative · entry 2 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 67,294 F2 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| February 07, 2025 Filed Feb 7, 2025 22:36 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | PurchaseCommon Stock | 2,916 | $1.20 | $3,499.20 |
DisclosureSEC source: 0001788230-25-000026 · wk-form4_1738967793.xml · nonDerivative · entry 1 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,615 F1 · balance_after: Includes 4,653 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 22:07 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionWarrants to Puchase Shares of Common Stock · Derivative | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-24-000019 · wk-form4_1732658842.xml · derivative · entry 4 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 27,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO. F3 · derivative.exercise_date: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO. F3 · derivative.expiration_date: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO. F2 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 22:07 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionWarrants to Puchase Shares of Common Stock · Derivative | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-24-000019 · wk-form4_1732658842.xml · derivative · entry 3 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO. F3 · derivative.exercise_date: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO. F3 · derivative.expiration_date: The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 22:07 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionCommon Stock | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-24-000019 · wk-form4_1732658842.xml · nonDerivative · entry 2 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 64,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 22:07 UTC | IP STRATEGY HOLDINGS, INC. CASK · Entity 8424 | Exercise / conversionCommon Stock | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001788230-24-000019 · wk-form4_1732658842.xml · nonDerivative · entry 1 Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,737 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.