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Nasdaq · USD

IPST

IP STRATEGY HOLDINGS, INC.

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8424
SEC CIK
0001788230
Parsed reports
67

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2026 Filed Apr 6, 2026 23:48 UTC
Marker Beth ASVP of Retail Operations
Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0002044425-26-000008 · wk-form4_1775519278.xml · nonDerivative · entry 1

Marker Beth A · CIK 0002044425 · SVP of Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 23:48 UTC
Perkins Danielle BSVP of Wholesale Operations
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0002044356-26-000008 · wk-form4_1775519315.xml · derivative · entry 3

Perkins Danielle B · CIK 0002044356 · SVP of Wholesale Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: On January 2, 2026, the reporting person was granted 15,000 RSUs, which vest in equal quarterly installments over a two-year period, subject to the terms of the applicable award agreement.

F4 · derivative.expiration_date: On January 2, 2026, the reporting person was granted 15,000 RSUs, which vest in equal quarterly installments over a two-year period, subject to the terms of the applicable award agreement.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 23:48 UTC
Perkins Danielle BSVP of Wholesale Operations
Tax withholdingCommon Stock 773 $0.24 $188.61
Disclosure

SEC source: 0002044356-26-000008 · wk-form4_1775519315.xml · nonDerivative · entry 2

Perkins Danielle B · CIK 0002044356 · SVP of Wholesale Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,875

F2 · shares: The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person.

F3 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 23:48 UTC
Perkins Danielle BSVP of Wholesale Operations
Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0002044356-26-000008 · wk-form4_1775519315.xml · nonDerivative · entry 1

Perkins Danielle B · CIK 0002044356 · SVP of Wholesale Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:45 UTC
Marker Beth ASVP of Retail Operations
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0002044425-26-000006 · wk-form4_1770173120.xml · derivative · entry 3

Marker Beth A · CIK 0002044425 · SVP of Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The RSUs vest in equal quarterly installments over a two-year period, with one-eighth (1/8) of the RSUs vesting on each quarterly vesting date beginning January 2, 2026, subject to the terms of the applicable award agreement. Settlement of vested RSUs will occur upon the 45th calendar day following the effectiveness of the issuer's Form S-8 registration statement, which became effective on December 19, 2025, and only to the extent the RSUs have vested as of the applicable settlement date.

F3 · derivative.expiration_date: The RSUs vest in equal quarterly installments over a two-year period, with one-eighth (1/8) of the RSUs vesting on each quarterly vesting date beginning January 2, 2026, subject to the terms of the applicable award agreement. Settlement of vested RSUs will occur upon the 45th calendar day following the effectiveness of the issuer's Form S-8 registration statement, which became effective on December 19, 2025, and only to the extent the RSUs have vested as of the applicable settlement date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:45 UTC
Marker Beth ASVP of Retail Operations
Tax withholdingCommon Stock 556 $1.08 $600.48
Disclosure

SEC source: 0002044425-26-000006 · wk-form4_1770173120.xml · nonDerivative · entry 2

Marker Beth A · CIK 0002044425 · SVP of Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,621

F2 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:45 UTC
Marker Beth ASVP of Retail Operations
Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0002044425-26-000006 · wk-form4_1770173120.xml · nonDerivative · entry 1

Marker Beth A · CIK 0002044425 · SVP of Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:40 UTC
Stiefel Justin BDirector · CEO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 58,333 $0.00 $0.00
Disclosure

SEC source: 0002044207-26-000006 · wk-form4_1770172822.xml · derivative · entry 4

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,667

Underlying: Common Stock · 58,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F5 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:40 UTC
Stiefel Justin BDirector · CEO & Treasurer
Tax withholdingCommon Stock 17,296 $1.08 $18,679.68
Disclosure

SEC source: 0002044207-26-000006 · wk-form4_1770172822.xml · nonDerivative · entry 2

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,186

F3 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.

F2 · balance_after: Includes 86 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:40 UTC
Stiefel Justin BDirector · CEO & Treasurer
Exercise / conversionCommon Stock 58,333 Not disclosed Not disclosed
Disclosure

SEC source: 0002044207-26-000006 · wk-form4_1770172822.xml · nonDerivative · entry 1

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes 86 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:41 UTC
Stiefel Jennifer D HDirector · President & Secretary
Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0002044350-26-000006 · wk-form4_1770172884.xml · derivative · entry 3

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F4 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:41 UTC
Stiefel Jennifer D HDirector · President & Secretary
Tax withholdingCommon Stock 2,471 $1.08 $2,668.68
Disclosure

SEC source: 0002044350-26-000006 · wk-form4_1770172884.xml · nonDerivative · entry 2

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,253

F3 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.

F2 · ownership.direct: Includes 13 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:41 UTC
Stiefel Jennifer D HDirector · President & Secretary
Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0002044350-26-000006 · wk-form4_1770172884.xml · nonDerivative · entry 1

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · ownership.direct: Includes 13 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:46 UTC
Perkins Danielle BSVP of Wholesale Operations
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0002044356-26-000006 · wk-form4_1770173196.xml · derivative · entry 3

Perkins Danielle B · CIK 0002044356 · SVP of Wholesale Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The RSUs vest in equal quarterly installments over a two-year period, with one-eighth (1/8) of the RSUs vesting on each quarterly vesting date beginning January 2, 2026, subject to the terms of the applicable award agreement. Settlement of vested RSUs will occur upon the 45th calendar day following the effectiveness of the issuer's Form S-8 registration statement, which became effective on December 19, 2025, and only to the extent the RSUs have vested as of the applicable settlement date.

F3 · derivative.expiration_date: The RSUs vest in equal quarterly installments over a two-year period, with one-eighth (1/8) of the RSUs vesting on each quarterly vesting date beginning January 2, 2026, subject to the terms of the applicable award agreement. Settlement of vested RSUs will occur upon the 45th calendar day following the effectiveness of the issuer's Form S-8 registration statement, which became effective on December 19, 2025, and only to the extent the RSUs have vested as of the applicable settlement date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:46 UTC
Perkins Danielle BSVP of Wholesale Operations
Tax withholdingCommon Stock 748 $1.08 $807.84
Disclosure

SEC source: 0002044356-26-000006 · wk-form4_1770173196.xml · nonDerivative · entry 2

Perkins Danielle B · CIK 0002044356 · SVP of Wholesale Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,773

F2 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:46 UTC
Perkins Danielle BSVP of Wholesale Operations
Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0002044356-26-000006 · wk-form4_1770173196.xml · nonDerivative · entry 1

Perkins Danielle B · CIK 0002044356 · SVP of Wholesale Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:43 UTC
CARROSINO MICHAELEVP of Finance & CFO
Exercise / conversionRestricted Stock Units · Derivative 14,812 $0.00 $0.00
Disclosure

SEC source: 0001262290-26-000009 · wk-form4_1770172977.xml · derivative · entry 6

CARROSINO MICHAEL · CIK 0001262290 · EVP of Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,497

Underlying: Common Stock · 14,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning December 10, 2025, with two (2) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F4 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning December 10, 2025, with two (2) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:43 UTC
CARROSINO MICHAELEVP of Finance & CFO
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001262290-26-000009 · wk-form4_1770172977.xml · derivative · entry 5

CARROSINO MICHAEL · CIK 0001262290 · EVP of Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: Of the restricted stock units granted on October 1, 2025, 2,500 RSUs satisfied the service-based vesting requirement as of the commencement of the vesting schedule on September 1, 2025. The remaining 10,000 RSUs vest in equal quarterly installments over a twelve (12) month period beginning September 1, 2025. Settlement of such RSUs was deferred until no earlier than forty-five (45) days following the effectiveness of the Company's Form S-8 registration statement. On February 2, 2026, a total of 7,500 restricted stock units, consisting of such 2,500 RSUs and 5,000 RSUs representing six (6) months of time-based vesting, vested and settled. The remaining units vest in equal installments every three months thereafter, subject to continued service.

F3 · derivative.expiration_date: Of the restricted stock units granted on October 1, 2025, 2,500 RSUs satisfied the service-based vesting requirement as of the commencement of the vesting schedule on September 1, 2025. The remaining 10,000 RSUs vest in equal quarterly installments over a twelve (12) month period beginning September 1, 2025. Settlement of such RSUs was deferred until no earlier than forty-five (45) days following the effectiveness of the Company's Form S-8 registration statement. On February 2, 2026, a total of 7,500 restricted stock units, consisting of such 2,500 RSUs and 5,000 RSUs representing six (6) months of time-based vesting, vested and settled. The remaining units vest in equal installments every three months thereafter, subject to continued service.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:43 UTC
CARROSINO MICHAELEVP of Finance & CFO
Tax withholdingCommon Stock 4,392 $1.08 $4,743.36
Disclosure

SEC source: 0001262290-26-000009 · wk-form4_1770172977.xml · nonDerivative · entry 4

CARROSINO MICHAEL · CIK 0001262290 · EVP of Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,942

F2 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:43 UTC
CARROSINO MICHAELEVP of Finance & CFO
Exercise / conversionCommon Stock 14,812 Not disclosed Not disclosed
Disclosure

SEC source: 0001262290-26-000009 · wk-form4_1770172977.xml · nonDerivative · entry 3

CARROSINO MICHAEL · CIK 0001262290 · EVP of Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:43 UTC
CARROSINO MICHAELEVP of Finance & CFO
Tax withholdingCommon Stock 2,224 $1.08 $2,401.92
Disclosure

SEC source: 0001262290-26-000009 · wk-form4_1770172977.xml · nonDerivative · entry 2

CARROSINO MICHAEL · CIK 0001262290 · EVP of Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,522

F2 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 02:43 UTC
CARROSINO MICHAELEVP of Finance & CFO
Exercise / conversionCommon Stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001262290-26-000009 · wk-form4_1770172977.xml · nonDerivative · entry 1

CARROSINO MICHAEL · CIK 0001262290 · EVP of Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 02, 2026 Filed May 1, 2026 23:57 UTC Amendment
Stiefel Justin BDirector · CEO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0002044207-26-000010 · wk-form4a_1777679852.xml · derivative · entry 7

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F8 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F8 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F6 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
February 02, 2026 Filed May 1, 2026 23:57 UTC Amendment
Stiefel Justin BDirector · CEO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 58,333 $0.00 $0.00
Disclosure

SEC source: 0002044207-26-000010 · wk-form4a_1777679852.xml · derivative · entry 6

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,667

Underlying: Common Stock · 58,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F8 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F8 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

Read SEC document
February 02, 2026 Filed May 1, 2026 23:57 UTC Amendment
Stiefel Justin BDirector · CEO & Treasurer
Tax withholdingCommon Stock 2,471 $1.08 $2,668.68
Disclosure

SEC source: 0002044207-26-000010 · wk-form4a_1777679852.xml · nonDerivative · entry 4

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 22,253

F3 · shares: The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person.

F4 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.

F5 · balance_after: Includes 13 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account

F6 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
February 02, 2026 Filed May 1, 2026 23:57 UTC Amendment
Stiefel Justin BDirector · CEO & Treasurer
Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0002044207-26-000010 · wk-form4a_1777679852.xml · nonDerivative · entry 3

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 24,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F5 · balance_after: Includes 13 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account

F6 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
February 02, 2026 Filed May 1, 2026 23:57 UTC Amendment
Stiefel Justin BDirector · CEO & Treasurer
Tax withholdingCommon Stock 17,296 $1.08 $18,679.68
Disclosure

SEC source: 0002044207-26-000010 · wk-form4a_1777679852.xml · nonDerivative · entry 2

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,186

F3 · shares: The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person.

F4 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.

F2 · balance_after: Includes 86 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account

Read SEC document
February 02, 2026 Filed May 1, 2026 23:57 UTC Amendment
Stiefel Justin BDirector · CEO & Treasurer
Exercise / conversionCommon Stock 58,333 Not disclosed Not disclosed
Disclosure

SEC source: 0002044207-26-000010 · wk-form4a_1777679852.xml · nonDerivative · entry 1

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes 86 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account

Read SEC document
February 02, 2026 Filed May 1, 2026 23:58 UTC Amendment
Stiefel Jennifer D HDirector · President & Secretary
Exercise / conversionRestricted Stock Units · Derivative 58,333 $0.00 $0.00
Disclosure

SEC source: 0002044350-26-000010 · wk-form4a_1777679886.xml · derivative · entry 6

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 116,667

Underlying: Common Stock · 58,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F7 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F6 · ownership.nature: These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
February 02, 2026 Filed May 1, 2026 23:58 UTC Amendment
Stiefel Jennifer D HDirector · President & Secretary
Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0002044350-26-000010 · wk-form4a_1777679886.xml · derivative · entry 5

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F7 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

Read SEC document
February 02, 2026 Filed May 1, 2026 23:58 UTC Amendment
Stiefel Jennifer D HDirector · President & Secretary
Tax withholdingCommon Stock 17,296 $1.08 $18,679.68
Disclosure

SEC source: 0002044350-26-000010 · wk-form4a_1777679886.xml · nonDerivative · entry 4

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 57,186

F3 · shares: The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person.

F4 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.

F5 · balance_after: Includes 86 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account

F6 · ownership.nature: These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
February 02, 2026 Filed May 1, 2026 23:58 UTC Amendment
Stiefel Jennifer D HDirector · President & Secretary
Exercise / conversionCommon Stock 58,333 Not disclosed Not disclosed
Disclosure

SEC source: 0002044350-26-000010 · wk-form4a_1777679886.xml · nonDerivative · entry 3

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 74,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F5 · balance_after: Includes 86 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account

F6 · ownership.nature: These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
February 02, 2026 Filed May 1, 2026 23:58 UTC Amendment
Stiefel Jennifer D HDirector · President & Secretary
Tax withholdingCommon Stock 2,471 $1.08 $2,668.68
Disclosure

SEC source: 0002044350-26-000010 · wk-form4a_1777679886.xml · nonDerivative · entry 2

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,253

F3 · shares: The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person.

F4 · price: Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.

F2 · balance_after: Includes 13 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account

Read SEC document
February 02, 2026 Filed May 1, 2026 23:58 UTC Amendment
Stiefel Jennifer D HDirector · President & Secretary
Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0002044350-26-000010 · wk-form4a_1777679886.xml · nonDerivative · entry 1

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes 13 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account

Read SEC document
January 02, 2026 Filed Jan 5, 2026 23:20 UTC
Marker Beth ASVP of Retail Operations
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0002044425-26-000003 · wk-form4_1767655219.xml · derivative · entry 1

Marker Beth A · CIK 0002044425 · SVP of Retail Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in equal quarterly installments over a two-year period, with one-eighth (1/8) of the RSUs vesting on each quarterly vesting date beginning January 2, 2026, subject to the terms of the applicable award agreement. Settlement of vested RSUs will occur upon the 45th calendar day following the effectiveness of the issuer's Form S-8 registration statement, which became effective on December 19, 2025, and only to the extent the RSUs have vested as of the applicable settlement date.

F2 · derivative.expiration_date: The RSUs vest in equal quarterly installments over a two-year period, with one-eighth (1/8) of the RSUs vesting on each quarterly vesting date beginning January 2, 2026, subject to the terms of the applicable award agreement. Settlement of vested RSUs will occur upon the 45th calendar day following the effectiveness of the issuer's Form S-8 registration statement, which became effective on December 19, 2025, and only to the extent the RSUs have vested as of the applicable settlement date.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 23:20 UTC
Perkins Danielle BSVP of Wholesale Operations
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0002044356-26-000003 · wk-form4_1767655245.xml · derivative · entry 1

Perkins Danielle B · CIK 0002044356 · SVP of Wholesale Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in equal quarterly installments over a two-year period, with one-eighth (1/8) of the RSUs vesting on each quarterly vesting date beginning January 2, 2026, subject to the terms of the applicable award agreement. Settlement of vested RSUs will occur upon the 45th calendar day following the effectiveness of the issuer's Form S-8 registration statement, which became effective on December 19, 2025, and only to the extent the RSUs have vested as of the applicable settlement date.

F2 · derivative.expiration_date: The RSUs vest in equal quarterly installments over a two-year period, with one-eighth (1/8) of the RSUs vesting on each quarterly vesting date beginning January 2, 2026, subject to the terms of the applicable award agreement. Settlement of vested RSUs will occur upon the 45th calendar day following the effectiveness of the issuer's Form S-8 registration statement, which became effective on December 19, 2025, and only to the extent the RSUs have vested as of the applicable settlement date.

Read SEC document
December 10, 2025 Filed Jan 5, 2026 23:20 UTC
CARROSINO MICHAELEVP of Finance & CFO
GrantRestricted Stock Units · Derivative 133,309 $0.00 $0.00
Disclosure

SEC source: 0001262290-26-000003 · wk-form4_1767655225.xml · derivative · entry 2

CARROSINO MICHAEL · CIK 0001262290 · EVP of Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,309

Underlying: Common Stock · 133,309 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning December 10, 2025, with two (2) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F3 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning December 10, 2025, with two (2) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

Read SEC document
October 01, 2025 Filed Jan 5, 2026 23:20 UTC
Stiefel Justin BDirector · CEO & Treasurer
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0002044207-26-000003 · wk-form4_1767655231.xml · derivative · entry 2

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F2 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F3 · ownership.nature: These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
October 01, 2025 Filed Jan 5, 2026 23:20 UTC
Stiefel Justin BDirector · CEO & Treasurer
GrantRestricted Stock Units · Derivative 175,000 $0.00 $0.00
Disclosure

SEC source: 0002044207-26-000003 · wk-form4_1767655231.xml · derivative · entry 1

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F2 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

Read SEC document
October 01, 2025 Filed Jan 5, 2026 23:20 UTC
Stiefel Jennifer D HDirector · President & Secretary
GrantRestricted Stock Units · Derivative 175,000 $0.00 $0.00
Disclosure

SEC source: 0002044350-26-000003 · wk-form4_1767655239.xml · derivative · entry 2

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F2 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F3 · ownership.nature: These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
October 01, 2025 Filed Jan 5, 2026 23:20 UTC
Stiefel Jennifer D HDirector · President & Secretary
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0002044350-26-000003 · wk-form4_1767655239.xml · derivative · entry 1

Stiefel Jennifer D H · CIK 0002044350 · Director · President & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F2 · derivative.expiration_date: The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

Read SEC document
October 01, 2025 Filed Jan 5, 2026 23:20 UTC
CARROSINO MICHAELEVP of Finance & CFO
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001262290-26-000003 · wk-form4_1767655225.xml · derivative · entry 1

CARROSINO MICHAEL · CIK 0001262290 · EVP of Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest over a twelve (12) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

F2 · derivative.expiration_date: The RSUs vest over a twelve (12) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.

Read SEC document
October 01, 2025 Filed Feb 4, 2026 02:38 UTC Amendment
CARROSINO MICHAELEVP of Finance & CFO
GrantRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001262290-26-000007 · wk-form4a_1770172719.xml · derivative · entry 1

CARROSINO MICHAEL · CIK 0001262290 · EVP of Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: Of the restricted stock units granted on October 1, 2025, 2,500 RSUs satisfied the service-based vesting requirement as of the commencement of the vesting schedule on September 1, 2025. The remaining 10,000 RSUs vest in equal quarterly installments over a twelve (12) month period beginning September 1, 2025. Settlement of such RSUs was deferred until no earlier than forty-five (45) days following the effectiveness of the Company's Form S-8 registration statement.

F2 · derivative.expiration_date: Of the restricted stock units granted on October 1, 2025, 2,500 RSUs satisfied the service-based vesting requirement as of the commencement of the vesting schedule on September 1, 2025. The remaining 10,000 RSUs vest in equal quarterly installments over a twelve (12) month period beginning September 1, 2025. Settlement of such RSUs was deferred until no earlier than forty-five (45) days following the effectiveness of the Company's Form S-8 registration statement.

Read SEC document
September 18, 2025 Filed Sep 22, 2025 20:32 UTC
Stiefel Justin BDirector · CEO & Treasurer
Exercise / conversionPre-Funded Warrant to Purchase Common Stock · Derivative 3,309,615 $0.60 Strike: $0.00 $1,999,669.38
Disclosure

SEC source: 0002044207-25-000003 · wk-form4_1758573141.xml · derivative · entry 4

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 0

Underlying: Common Stock · 3,309,615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms.

F4 · derivative.expiration_date: The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms.

F1 · ownership.nature: The reported securities are held by Constantine IHSV, LLC, of which the reporting person is the sole member and may be deemed to beneficially own the securities held by it.

Read SEC document
September 18, 2025 Filed Sep 22, 2025 20:32 UTC
Stiefel Justin BDirector · CEO & Treasurer
Exercise / conversionCommon Stock 3,309,615 $0.00 $330.96
Disclosure

SEC source: 0002044207-25-000003 · wk-form4_1758573141.xml · nonDerivative · entry 1

Stiefel Justin B · CIK 0002044207 · Director · CEO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 3,309,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reported securities are held by Constantine IHSV, LLC, of which the reporting person is the sole member and may be deemed to beneficially own the securities held by it.

Read SEC document
September 18, 2025 Filed Sep 22, 2025 16:31 UTC Exercise / conversionPre-Funded Warrant to Purchase Common Stock · Derivative 300,000 $0.60 Strike: $0.00 $181,260.00
Disclosure

SEC source: 0001471991-25-000003 · wk-form4_1758573094.xml · derivative · entry 3

Varga Andrew M. · CIK 0001471991 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms, and accordingly, the warrant has no expiration date.

F2 · derivative.expiration_date: The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms, and accordingly, the warrant has no expiration date.

F1 · ownership.nature: The reported securities are held in the name of Charles Schwab & Co. Inc., custodian for the benefit of Andrew Varga's contributory individual retirement account ("IRA"). The reporting person may be deemed to beneficially own the securities held by the IRA.

Read SEC document
September 18, 2025 Filed Sep 22, 2025 16:31 UTC Exercise / conversionCommon Stock 300,000 $0.00 $30.00
Disclosure

SEC source: 0001471991-25-000003 · wk-form4_1758573094.xml · nonDerivative · entry 1

Varga Andrew M. · CIK 0001471991 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 300,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reported securities are held in the name of Charles Schwab & Co. Inc., custodian for the benefit of Andrew Varga's contributory individual retirement account ("IRA"). The reporting person may be deemed to beneficially own the securities held by the IRA.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 20:15 UTC OtherPre-Funded Warrant to Purchase Common Stock · Derivative 119,839 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001788230-25-000138 · wk-form4_1755634517.xml · derivative · entry 5

Swann Matthew J · CIK 0002051918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,839

Underlying: Common Stock · 119,839 shares

Expires 2030-08-08

F1 · kind: On August 15, 2025, the reporting person exchanged 10,000 shares of Series B Convertible Preferred Stock for (i) 13,315 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Heritage Distilling Holding Company, Inc. and (ii) pre-funded warrants to purchase an aggregate of 252,994 shares of Common Stock pursuant to an exchange agreement.

F1 · price: On August 15, 2025, the reporting person exchanged 10,000 shares of Series B Convertible Preferred Stock for (i) 13,315 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Heritage Distilling Holding Company, Inc. and (ii) pre-funded warrants to purchase an aggregate of 252,994 shares of Common Stock pursuant to an exchange agreement.

F4 · derivative.exercise_date: The pre-funded warrant reported herein will become exercisable on the earlier of (i) six months after the date of issuance of such warrant or (ii) the first trading day after the date of issuance of such warrant on which the closing price of the Common Stock equals or exceeds $2.00 per share.

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August 15, 2025 Filed Aug 19, 2025 20:15 UTC OtherPre-Funded Warrant to Purchase Common Stock · Derivative 133,155 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001788230-25-000138 · wk-form4_1755634517.xml · derivative · entry 4

Swann Matthew J · CIK 0002051918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,155

Underlying: Common Stock · 133,155 shares

Expires 2030-08-08

F1 · kind: On August 15, 2025, the reporting person exchanged 10,000 shares of Series B Convertible Preferred Stock for (i) 13,315 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Heritage Distilling Holding Company, Inc. and (ii) pre-funded warrants to purchase an aggregate of 252,994 shares of Common Stock pursuant to an exchange agreement.

F1 · price: On August 15, 2025, the reporting person exchanged 10,000 shares of Series B Convertible Preferred Stock for (i) 13,315 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Heritage Distilling Holding Company, Inc. and (ii) pre-funded warrants to purchase an aggregate of 252,994 shares of Common Stock pursuant to an exchange agreement.

F3 · derivative.exercise_date: The pre-funded warrant reported herein will become exercisable on the earlier of (i) three months after the date of issuance of such warrant or (ii) the first trading day after the date of issuance of such warrant on which the closing price of the Common Stock equals or exceeds $1.50 per share.

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August 15, 2025 Filed Aug 19, 2025 20:15 UTC OtherSeries B Convertible Preferred Stock · Derivative 10,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001788230-25-000138 · wk-form4_1755634517.xml · derivative · entry 3

Swann Matthew J · CIK 0002051918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,315 shares

Expires 2028-06-27

F1 · kind: On August 15, 2025, the reporting person exchanged 10,000 shares of Series B Convertible Preferred Stock for (i) 13,315 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Heritage Distilling Holding Company, Inc. and (ii) pre-funded warrants to purchase an aggregate of 252,994 shares of Common Stock pursuant to an exchange agreement.

F1 · price: On August 15, 2025, the reporting person exchanged 10,000 shares of Series B Convertible Preferred Stock for (i) 13,315 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Heritage Distilling Holding Company, Inc. and (ii) pre-funded warrants to purchase an aggregate of 252,994 shares of Common Stock pursuant to an exchange agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.