Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2017 Filed Jul 27, 2017 18:10 UTC |
Clearway Capital Management Ltd.10% owner
Saratoga Asset Management S.A.10% owner
|
PurchaseCommon Stock | 32,600 | $2.90 | $94,513.92 |
DisclosureSEC source: 0001701904-17-000005 · primary_doc.xml · nonDerivative · entry 3 Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Saratoga Asset Management, S.A. Disclosed balance after: 14,592,193 F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions. F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4. F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4. F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 18:10 UTC |
Clearway Capital Management Ltd.10% owner
Saratoga Asset Management S.A.10% owner
|
PurchaseCommon Stock | 244,911 | $2.90 | $709,090.82 |
DisclosureSEC source: 0001701904-17-000005 · primary_doc.xml · nonDerivative · entry 2 Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Saratoga Asset Management, S.A. Disclosed balance after: 14,559,593 F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions. F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4. F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4. F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 18:10 UTC |
Clearway Capital Management Ltd.10% owner
Saratoga Asset Management S.A.10% owner
|
PurchaseCommon Stock | 315,372 | $2.89 | $911,109.71 |
DisclosureSEC source: 0001701904-17-000005 · primary_doc.xml · nonDerivative · entry 1 Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Saratoga Asset Management, S.A. Disclosed balance after: 14,314,682 F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions. F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4. F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4. F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 18:55 UTC |
Clearway Capital Management Ltd.10% owner
Saratoga Asset Management S.A.10% owner
|
PurchaseCommon Stock | 245,093 | $2.83 | $694,005.34 |
DisclosureSEC source: 0001701904-17-000004 · primary_doc.xml · nonDerivative · entry 2 Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Saratoga Asset Management, S.A. Disclosed balance after: 13,999,310 F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions. F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4. F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4. F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 18:55 UTC |
Clearway Capital Management Ltd.10% owner
Saratoga Asset Management S.A.10% owner
|
PurchaseCommon Stock | 54,907 | $2.83 | $155,430.74 |
DisclosureSEC source: 0001701904-17-000004 · primary_doc.xml · nonDerivative · entry 1 Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Saratoga Asset Management, S.A. Disclosed balance after: 13,754,217 F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions. F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4. F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4. F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 07:11 UTC |
Blair JeffreyVP of Sales & Marketing
|
GrantEmployee Stock Option (option to purchase) · Derivative | 27,397 | $0.00 Strike: $2.29 | $0.00 |
DisclosureSEC source: 0001140361-17-023877 · doc1.xml · derivative · entry 2 Blair Jeffrey · CIK 0001674154 · VP of Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,397 Underlying: Common Stock · 27,397 shares Expires 2027-06-03 F2 · derivative.exercise_date: Represents a grant of non-qualified stock options that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 07:11 UTC |
Blair JeffreyVP of Sales & Marketing
|
GrantCommon Stock | 17,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023877 · doc1.xml · nonDerivative · entry 1 Blair Jeffrey · CIK 0001674154 · VP of Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,564 F1 · price: Represents a grant of restricted stock that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 11:13 UTC |
McCandless MargaretVP and General Counsel
|
GrantEmployee Stock Option (option to purchase) · Derivative | 32,263 | $0.00 Strike: $2.29 | $0.00 |
DisclosureSEC source: 0001140361-17-023878 · doc1.xml · derivative · entry 2 McCandless Margaret · CIK 0001629976 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,263 Underlying: Common Stock · 32,263 shares Expires 2027-06-03 F2 · derivative.exercise_date: Represents a grant of non-qualified stock options that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 11:13 UTC |
McCandless MargaretVP and General Counsel
|
GrantCommon Stock | 20,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023878 · doc1.xml · nonDerivative · entry 1 McCandless Margaret · CIK 0001629976 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,940 F1 · price: Represents a grant of restricted stock that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 07:11 UTC | GrantEmployee Stock Option (option to purchase) · Derivative | 37,671 | $0.00 Strike: $2.29 | $0.00 |
DisclosureSEC source: 0001140361-17-023876 · doc1.xml · derivative · entry 2 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,671 Underlying: Common Stock · 37,671 shares Expires 2027-06-03 F2 · derivative.exercise_date: Represents a grant of non-qualified stock options that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
|
| June 04, 2017 Filed Jun 6, 2017 07:11 UTC | GrantCommon Stock | 140,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023876 · doc1.xml · nonDerivative · entry 1 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,678 F1 · price: Represents a grant of restricted stock that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
|
| June 04, 2017 Filed Jun 6, 2017 07:09 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
GrantEmployee Stock Option (option to purchase) · Derivative | 513,698 | $0.00 Strike: $2.29 | $0.00 |
DisclosureSEC source: 0001140361-17-023875 · doc1.xml · derivative · entry 3 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,698 Underlying: Common Stock · 513,698 shares Expires 2027-06-03 F3 · derivative.exercise_date: Represents a grant of non-qualified stock options that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date; provided, however, that no vesting will occur unless and until the volume-weighted average closing price of the Corporation's common stock for 20 consecutive trading days equals or exceeds $3.44 on or before June 3, 2022. If this threshold is not met, the stock option will be cancelled on June 3, 2022. F3 · derivative.expiration_date: Represents a grant of non-qualified stock options that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date; provided, however, that no vesting will occur unless and until the volume-weighted average closing price of the Corporation's common stock for 20 consecutive trading days equals or exceeds $3.44 on or before June 3, 2022. If this threshold is not met, the stock option will be cancelled on June 3, 2022. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 07:09 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
GrantCommon Stock | 641,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023875 · doc1.xml · nonDerivative · entry 1 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,206,650 F1 · price: Represents a grant of restricted stock that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date; provided, however, that, with respect to one-third of the shares, no vesting will occur unless and until the volume-weighted average closing price of the Corporation's common stock for 20 consecutive trading days equals or exceeds $3.44 on or before June 3, 2022. If this threshold is not met, one-third of the shares will be forfeited on June 3, 2022. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 11:14 UTC |
Montoya Joseph GVP & Chief Accounting Officer
|
GrantEmployee Stock Option (option to purchase) · Derivative | 20,547 | $0.00 Strike: $2.29 | $0.00 |
DisclosureSEC source: 0001140361-17-023879 · doc1.xml · derivative · entry 2 Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,547 Underlying: Common Stock · 20,547 shares Expires 2027-06-03 F2 · derivative.exercise_date: Represents a grant of non-qualified stock options that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 11:14 UTC |
Montoya Joseph GVP & Chief Accounting Officer
|
GrantCommon Stock | 13,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023879 · doc1.xml · nonDerivative · entry 1 Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,558 F1 · price: Represents a grant of restricted stock that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| June 02, 2017 Filed Jun 2, 2017 18:11 UTC |
Mansanti John GSVP Strat. Init. & Tech. Svs.
|
SaleCommon Stock | 12,669 | $2.24 | $28,378.56 |
DisclosureSEC source: 0001140361-17-023659 · doc1.xml · nonDerivative · entry 1 Mansanti John G · CIK 0001474567 · SVP Strat. Init. & Tech. Svs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,483 Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 18:29 UTC |
MARTIN J LANDISDirector
|
GrantCommon Stock | 39,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023371 · doc1.xml · nonDerivative · entry 1 MARTIN J LANDIS · CIK 0001041216 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,496 F1 · price: Represents a grant of restricted stock to the reporting person as compensation for his services as a non-employee director. The restricted stock will vest in full on May 31, 2018, subject to the reporting person's continued service as a director. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 22:30 UTC |
Elliott Chris A.Director
|
GrantCommon Stock | 39,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023373 · doc1.xml · nonDerivative · entry 1 Elliott Chris A. · CIK 0001500056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,305 F1 · price: Represents a grant of restricted stock to the reporting person as compensation for his services as a non-employee director. The restricted stock will vest in full on May 31, 2018, subject to the reporting person's continued service as a director. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 18:28 UTC |
HARVEY HUGH E JRDirector
|
GrantCommon Stock | 39,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023368 · doc1.xml · nonDerivative · entry 1 HARVEY HUGH E JR · CIK 0001432503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,911 F1 · price: Represents a grant of restricted stock that will vest in full on May 31, 2018, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 18:28 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
PurchaseCommon Stock | 13,800 | $2.10 | $28,911.00 |
DisclosureSEC source: 0001140361-17-023367 · doc1.xml · nonDerivative · entry 2 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intrepid Production Corporation Disclosed balance after: 18,097,922 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.085 to $2.100, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 22:30 UTC |
WHITHAM BARTH EDirector
|
GrantCommon Stock | 39,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023374 · doc1.xml · nonDerivative · entry 1 WHITHAM BARTH E · CIK 0001227703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,140 F1 · price: Represents a grant of restricted stock to the reporting person as compensation for his services as a non-employee director. The restricted stock will vest in full on May 31, 2018, subject to the reporting person's continued service as a director. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 22:29 UTC |
CONSIDINE TERRYDirector
|
GrantCommon Stock | 39,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023372 · doc1.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,254 F1 · price: Represents a grant of restricted stock to the reporting person as compensation for his services as a non-employee director. The restricted stock will vest in full on May 31, 2018, subject to the reporting person's continued service as a director. Read SEC document |
| May 24, 2017 Filed May 25, 2017 17:56 UTC |
HARVEY HUGH E JRDirector · 10% owner
|
Tax withholdingCommon Stock | 21,249 | $2.30 | $48,872.70 |
DisclosureSEC source: 0001140361-17-022398 · doc1.xml · nonDerivative · entry 1 HARVEY HUGH E JR · CIK 0001432503 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,192 F1 · shares: The disposition represents the net share settlement of shares for income tax purposes upon the vesting of previously awarded restricted stock. F2 · balance_after: Represents 154,685 unrestricted shares of common stock and 17,507 shares of restricted stock. Read SEC document |
| May 22, 2017 Filed May 22, 2017 19:20 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
PurchaseCommon Stock | 50,000 | $2.30 | $114,800.00 |
DisclosureSEC source: 0001140361-17-021803 · doc1.xml · nonDerivative · entry 1 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intrepid Production Corporation Disclosed balance after: 18,084,122 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.285 to $2.300, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 17:07 UTC |
MARTIN J LANDISDirector
|
PurchaseCommon Stock | 3,150,000 | $1.20 | $3,780,000.00 |
DisclosureSEC source: 0001140361-17-013039 · doc1.xml · nonDerivative · entry 1 MARTIN J LANDIS · CIK 0001041216 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martin Enterprises LLC Disclosed balance after: 3,233,709 F1 · shares: Represents a purchase from the underwriter in a registered public equity offering that closed on March 21, 2017. F3 · ownership.nature: Mr. Martin is the sole manager, and Mr. Martin and trusts (of which Mr. Martin is the sole trustee) formed solely for the benefit of his children are the sole members, of Martin Enterprises LLC. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 17:06 UTC |
HARVEY HUGH E JRDirector
|
PurchaseCommon Stock | 3,233,332 | $1.20 | $3,879,998.40 |
DisclosureSEC source: 0001140361-17-013038 · doc1.xml · nonDerivative · entry 1 HARVEY HUGH E JR · CIK 0001432503 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Harvey Operating and Production Company Disclosed balance after: 11,751,383 F1 · shares: Represents a purchase from the underwriter in a registered public equity offering that closed on March 21, 2017. F3 · ownership.nature: Mr. Harvey is the sole stockholder, sole director and President of Harvey Operating and Production Company. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 17:06 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
PurchaseCommon Stock | 6,300,000 | $1.20 | $7,560,000.00 |
DisclosureSEC source: 0001140361-17-013037 · doc1.xml · nonDerivative · entry 1 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intrepid Production Corporation Disclosed balance after: 18,034,122 F1 · shares: Represents a purchase from the underwriter in a registered public equity offering that closed on March 21, 2017. F3 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 17:05 UTC |
Blair JeffreyVP of Sales & Marketing
|
Tax withholdingCommon Stock | 580 | $2.23 | $1,293.40 |
DisclosureSEC source: 0001140361-17-009731 · doc1.xml · nonDerivative · entry 1 Blair Jeffrey · CIK 0001674154 · VP of Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,097 F1 · shares: The disposition represents the net share settlement of shares for income tax purposes upon the vesting of previously awarded restricted stock. F2 · balance_after: Represents 2,750 unrestricted shares of common stock and 152,347 shares of restricted stock. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 22:05 UTC |
McCandless MargaretVP and General Counsel
|
Tax withholdingCommon Stock | 1,244 | $2.23 | $2,774.12 |
DisclosureSEC source: 0001140361-17-009732 · doc1.xml · nonDerivative · entry 1 McCandless Margaret · CIK 0001629976 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,371 F1 · shares: The disposition represents the net share settlement of shares for income tax purposes upon the vesting of previously awarded restricted stock. F2 · balance_after: Represents 8,210 unrestricted shares of common stock and 167,161 shares of restricted stock. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 17:04 UTC |
Frantz Brian DSVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 1,420 | $2.23 | $3,166.60 |
DisclosureSEC source: 0001140361-17-009727 · doc1.xml · nonDerivative · entry 1 Frantz Brian D · CIK 0001496943 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,665 F1 · shares: The disposition represents the net share settlement of shares for income tax purposes upon the vesting of previously awarded restricted stock. F2 · balance_after: Represents 14,290 unrestricted shares of common stock and 184,375 shares of restricted stock. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 17:04 UTC |
Mansanti John GSVP Strat. Init. & Tech. Svs.
|
Tax withholdingCommon Stock | 4,253 | $2.23 | $9,484.19 |
DisclosureSEC source: 0001140361-17-009729 · doc1.xml · nonDerivative · entry 1 Mansanti John G · CIK 0001474567 · SVP Strat. Init. & Tech. Svs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,152 F1 · shares: The disposition represents the net share settlement of shares for income tax purposes upon the vesting of previously awarded restricted stock. F2 · balance_after: Represents 58,234 unrestricted shares of common stock and 2,918 shares of restricted stock. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 17:02 UTC |
HARVEY HUGH E JRDirector · 10% owner
|
Tax withholdingCommon Stock | 12,977 | $2.23 | $28,938.71 |
DisclosureSEC source: 0001140361-17-009723 · doc1.xml · nonDerivative · entry 1 HARVEY HUGH E JR · CIK 0001432503 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,441 F1 · shares: The disposition represents the net share settlement of shares for income tax purposes upon the vesting of previously awarded restricted stock. F2 · balance_after: Represents 109,528 unrestricted shares of common stock and 83,913 shares of restricted stock. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 17:03 UTC | Tax withholdingCommon Stock | 3,569 | $2.23 | $7,958.87 |
DisclosureSEC source: 0001140361-17-009725 · doc1.xml · nonDerivative · entry 1 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,156 F1 · shares: The disposition represents the net share settlement of shares for income tax purposes upon the vesting of previously awarded restricted stock. F2 · balance_after: Represents 57,060 unrestricted shares of common stock and 177,096 shares of restricted stock. Read SEC document |
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| February 25, 2017 Filed Feb 28, 2017 17:02 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
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Tax withholdingCommon Stock | 6,450 | $2.23 | $14,383.50 |
DisclosureSEC source: 0001140361-17-009720 · doc1.xml · nonDerivative · entry 1 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,390 F1 · shares: The disposition represents the net share settlement of shares for income tax purposes upon the vesting of previously awarded restricted stock. F2 · balance_after: Represents 103,413 unrestricted shares of common stock and 461,977 shares of restricted stock. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 22:26 UTC |
CONSIDINE TERRYDirector
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SaleCommon Stock | 29,921 | $1.29 | $38,598.09 |
DisclosureSEC source: 0001140361-16-088428 · doc1.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,535 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.24 to $1.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · balance_after: Represents shares of restricted stock. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 16:35 UTC |
Frantz Brian DSVP & Chief Accounting Officer
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GrantEmployee Stock Option (option to purchase) · Derivative | 140,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001140361-16-085845 · doc1.xml · derivative · entry 2 Frantz Brian D · CIK 0001496943 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2026-11-07 F3 · derivative.exercise_date: Represents a grant of non-qualified stock options that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 16:35 UTC |
Frantz Brian DSVP & Chief Accounting Officer
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GrantCommon Stock | 180,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085845 · doc1.xml · nonDerivative · entry 1 Frantz Brian D · CIK 0001496943 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,085 F1 · price: Represents a grant of restricted stock that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date. F2 · balance_after: Represents 11,904 unrestricted shares of common stock and 188,181 shares of restricted stock. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 16:36 UTC |
Blair JeffreyVP of Sales & Marketing
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GrantEmployee Stock Option (option to purchase) · Derivative | 140,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001140361-16-085846 · doc1.xml · derivative · entry 2 Blair Jeffrey · CIK 0001674154 · VP of Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2026-11-07 F3 · derivative.exercise_date: Represents a grant of non-qualified stock options that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 16:36 UTC |
Blair JeffreyVP of Sales & Marketing
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GrantCommon Stock | 151,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085846 · doc1.xml · nonDerivative · entry 1 Blair Jeffrey · CIK 0001674154 · VP of Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,677 F1 · price: Represents a grant of restricted stock that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date. F2 · balance_after: Represents 1,776 unrestricted shares of common stock and 153,901 shares of restricted stock. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 21:37 UTC |
McCandless MargaretVP and General Counsel
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GrantEmployee Stock Option (option to purchase) · Derivative | 140,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001140361-16-085848 · doc1.xml · derivative · entry 2 McCandless Margaret · CIK 0001629976 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2026-11-07 F3 · derivative.exercise_date: Represents a grant of non-qualified stock options that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 21:37 UTC |
McCandless MargaretVP and General Counsel
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GrantCommon Stock | 165,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085848 · doc1.xml · nonDerivative · entry 1 McCandless Margaret · CIK 0001629976 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,615 F1 · price: Represents a grant of restricted stock that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date. F2 · balance_after: Represents 6,119 unrestricted shares of common stock and 170,496 shares of restricted stock. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 16:35 UTC | GrantEmployee Stock Option (option to purchase) · Derivative | 230,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001140361-16-085844 · doc1.xml · derivative · entry 2 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 Underlying: Common Stock · 230,000 shares Expires 2026-11-07 F3 · derivative.exercise_date: Represents a grant of non-qualified stock options that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
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| November 08, 2016 Filed Nov 10, 2016 16:35 UTC | GrantCommon Stock | 172,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085844 · doc1.xml · nonDerivative · entry 1 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,725 F1 · price: Represents a grant of restricted stock that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date. F2 · balance_after: Represents 51,057 unrestricted shares of common stock and 186,668 shares of restricted stock. Read SEC document |
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| November 08, 2016 Filed Nov 10, 2016 16:34 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
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GrantEmployee Stock Option (option to purchase) · Derivative | 600,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001140361-16-085843 · doc1.xml · derivative · entry 3 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2026-11-07 F4 · derivative.exercise_date: Represents a grant of non-qualified stock options that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date; provided, however, that no vesting will occur unless and until the closing market price of the company's common stock equals $2.06 on 20 consecutive days on or before November 7, 2021. If this price is not met for 20 consecutive days on or before November 7, 2021, the stock option will be cancelled on November 7, 2021. F4 · derivative.expiration_date: Represents a grant of non-qualified stock options that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date; provided, however, that no vesting will occur unless and until the closing market price of the company's common stock equals $2.06 on 20 consecutive days on or before November 7, 2021. If this price is not met for 20 consecutive days on or before November 7, 2021, the stock option will be cancelled on November 7, 2021. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 16:34 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
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GrantCommon Stock | 461,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085843 · doc1.xml · nonDerivative · entry 1 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,840 F1 · price: Represents a grant of restricted stock that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date; provided, however, that no vesting will occur unless and until the closing market price of the company's common stock equals $2.06 on 20 consecutive days on or before November 7, 2021. If this price is not met for 20 consecutive days on or before November 7, 2021, the restricted stock will be forfeited on November 7, 2021. F2 · balance_after: Represents 92,562 unrestricted shares of common stock and 479,278 shares of restricted stock. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 16:39 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
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PurchaseCommon Stock | 47,210 | $1.09 | $51,458.90 |
DisclosureSEC source: 0001140361-16-085143 · doc1.xml · nonDerivative · entry 2 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intrepid Production Corporation Disclosed balance after: 11,734,122 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.085 to $1.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 16:42 UTC |
Frantz Brian DSVP & Chief Accounting Officer
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Tax withholdingCommon Stock | 566 | $1.40 | $792.40 |
DisclosureSEC source: 0001140361-16-078947 · doc1.xml · nonDerivative · entry 1 Frantz Brian D · CIK 0001496943 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,406 F1 · shares: The disposition represents the net share settlement of shares for income tax purposes upon the vesting of previously awarded restricted stock. F2 · balance_after: Represents 11,904 unrestricted shares of common stock and 7,502 shares of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.