Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Intrepid Potash, Inc.IPI · Entity 5401 | EVP | November 08, 2018 | November 13, 2018 |
| ULTRA PETROLEUM CORPUPLC · Entity 146651 | Sr VP, Chief HR Officer | April 22, 2020 | April 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Intrepid Potash, Inc.
Report date November 08, 2018 · Filed November 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 268,250 |
Ending reported balance
After 2018-11-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-11-08 · Tax withholding · Disposed 12,482 · Balance 298,838 F1: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock. Row 2 · 2018-11-09 · Exercise / conversion · Acquired 57,500 · Balance 356,338 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2018. Row 3 · 2018-11-09 · Sale · Disposed 88,088 · Balance 268,250 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2018. F3: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions at prices ranging from $4.21 to $4.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| Employee Stock Option (option to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.03 · Expires 2026-11-07 | Direct | 115,000 |
Reported balance
After 2018-11-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-09 · Exercise / conversion · Disposed 57,500 · Balance 115,000 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2018.
F3: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions at prices ranging from $4.21 to $4.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
ULTRA PETROLEUM CORP
Report date April 22, 2020 · Filed April 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,224 |
Ending reported balance
After 2020-04-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-04-22 · Exercise / conversion · Acquired 8,000 · Balance 8,000 F1: Such time-based restricted stock units converted on a one-for-one basis. Row 2 · 2020-04-22 · Tax withholding · Disposed 2,776 · Balance 5,224 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 64,000 |
Reported balance
After 2020-04-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-04-22 · Exercise / conversion · Acquired 8,000 · Balance 64,000 F1: Such time-based restricted stock units converted on a one-for-one basis. F2: On April 22, 2019, the Reporting Person was granted 24,000 time-based restricted stock units, scheduled to vest, if at all, in three equal annual installments beginning on April 22, 2020. F3: Following the transaction reported herein, 16,000 of the restricted stock units set forth in box 9 of this Form 4 are time-based and will vest, if at all, in two equal annual installments beginning on April 22, 2021. The time-based award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest. F4: (Continued from Footnote 3) 48,000 of the restricted stock units are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Such time-based restricted stock units converted on a one-for-one basis.
F2: On April 22, 2019, the Reporting Person was granted 24,000 time-based restricted stock units, scheduled to vest, if at all, in three equal annual installments beginning on April 22, 2020.
F3: Following the transaction reported herein, 16,000 of the restricted stock units set forth in box 9 of this Form 4 are time-based and will vest, if at all, in two equal annual installments beginning on April 22, 2021. The time-based award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest.
F4: (Continued from Footnote 3) 48,000 of the restricted stock units are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 22, 2020 Filed Apr 24, 2020 11:07 UTC | ULTRA PETROLEUM CORP UPLC · Entity 146651 | Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001022646-20-000012 · primary_doc.xml · derivative · entry 3 WHYTE JAMES N · CIK 0001432452 · Sr VP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Such time-based restricted stock units converted on a one-for-one basis. F2 · derivative.exercise_date: On April 22, 2019, the Reporting Person was granted 24,000 time-based restricted stock units, scheduled to vest, if at all, in three equal annual installments beginning on April 22, 2020. F2 · derivative.expiration_date: On April 22, 2019, the Reporting Person was granted 24,000 time-based restricted stock units, scheduled to vest, if at all, in three equal annual installments beginning on April 22, 2020. F3 · balance_after: Following the transaction reported herein, 16,000 of the restricted stock units set forth in box 9 of this Form 4 are time-based and will vest, if at all, in two equal annual installments beginning on April 22, 2021. The time-based award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest. F4 · balance_after: (Continued from Footnote 3) 48,000 of the restricted stock units are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 11:07 UTC | ULTRA PETROLEUM CORP UPLC · Entity 146651 | Tax withholdingCommon Stock | 2,776 | $0.03 | $80.50 |
DisclosureSEC source: 0001022646-20-000012 · primary_doc.xml · nonDerivative · entry 2 WHYTE JAMES N · CIK 0001432452 · Sr VP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,224 Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 11:07 UTC | ULTRA PETROLEUM CORP UPLC · Entity 146651 | Exercise / conversionCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001022646-20-000012 · primary_doc.xml · nonDerivative · entry 1 WHYTE JAMES N · CIK 0001432452 · Sr VP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Such time-based restricted stock units converted on a one-for-one basis. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 10:48 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | GrantRestricted Stock Units · Derivative | 48,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011018 · doc4.xml · derivative · entry 2 WHYTE JAMES N · CIK 0001432452 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,000 Underlying: Common Stock · 48,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: The restricted stock units are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested. F3 · derivative.expiration_date: The restricted stock units are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 10:48 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | GrantRestricted Stock Units · Derivative | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011018 · doc4.xml · derivative · entry 1 WHYTE JAMES N · CIK 0001432452 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Company. F2 · derivative.exercise_date: The restricted stock units are time-based and will vest, if at all, in three equal annual installments beginning on April 22, 2020. The award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest. F2 · derivative.expiration_date: The restricted stock units are time-based and will vest, if at all, in three equal annual installments beginning on April 22, 2020. The award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 17:16 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | Exercise / conversionEmployee Stock Option (option to purchase) · Derivative | 57,500 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001567619-18-005849 · doc1.xml · derivative · entry 4 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Stock · 57,500 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2018. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 17:16 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | SaleCommon Stock | 88,088 | $4.27 | $376,135.76 |
DisclosureSEC source: 0001567619-18-005849 · doc1.xml · nonDerivative · entry 3 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,250 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2018. F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions at prices ranging from $4.21 to $4.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 17:16 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | Exercise / conversionCommon Stock | 57,500 | $1.03 | $59,225.00 |
DisclosureSEC source: 0001567619-18-005849 · doc1.xml · nonDerivative · entry 2 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2018. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 17:16 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | Tax withholdingCommon Stock | 12,482 | $4.34 | $54,171.88 |
DisclosureSEC source: 0001567619-18-005849 · doc1.xml · nonDerivative · entry 1 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,838 F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 18:38 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | Exercise / conversionEmployee Stock Option (option to purchase) · Derivative | 12,557 | $0.00 Strike: $2.29 | $0.00 |
DisclosureSEC source: 0001140361-18-027589 · doc1.xml · derivative · entry 4 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,114 Underlying: Common Stock · 12,557 shares Expires 2027-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 18:38 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | SaleCommon Stock | 45,948 | $4.52 | $207,684.96 |
DisclosureSEC source: 0001140361-18-027589 · doc1.xml · nonDerivative · entry 3 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,320 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017. F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions at prices ranging from $4.37 to $4.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 18:38 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | Exercise / conversionCommon Stock | 12,557 | $2.29 | $28,755.53 |
DisclosureSEC source: 0001140361-18-027589 · doc1.xml · nonDerivative · entry 2 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 18:38 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | Tax withholdingCommon Stock | 13,449 | $4.41 | $59,310.09 |
DisclosureSEC source: 0001140361-18-027589 · doc1.xml · nonDerivative · entry 1 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,711 F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 17:01 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | GrantCommon Stock | 28,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-013466 · doc1.xml · nonDerivative · entry 1 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,160 F1 · price: Represents a grant of restricted stock. Half of the shares will vest on March 12, 2019, if the company satisfies certain performance criteria for the year ending December 31, 2018. The other half of the shares will vest in two equal annual installments beginning on March 12, 2019, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 17:22 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | Tax withholdingCommon Stock | 1,651 | $3.88 | $6,405.88 |
DisclosureSEC source: 0001140361-18-010544 · doc1.xml · nonDerivative · entry 1 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,956 F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 17:58 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | Exercise / conversionEmployee Stock Option (option to purchase) · Derivative | 57,500 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001140361-17-042218 · doc1.xml · derivative · entry 4 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,500 Underlying: Common Stock · 57,500 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 17:58 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | SaleCommon Stock | 86,796 | $3.84 | $333,296.64 |
DisclosureSEC source: 0001140361-17-042218 · doc1.xml · nonDerivative · entry 3 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,607 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017. F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions at prices ranging from $3.73 to $3.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 17:58 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | Exercise / conversionCommon Stock | 57,500 | $1.03 | $59,225.00 |
DisclosureSEC source: 0001140361-17-042218 · doc1.xml · nonDerivative · entry 2 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 17:58 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | Tax withholdingCommon Stock | 13,775 | $3.91 | $53,860.25 |
DisclosureSEC source: 0001140361-17-042218 · doc1.xml · nonDerivative · entry 1 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,903 F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 07:11 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | GrantEmployee Stock Option (option to purchase) · Derivative | 37,671 | $0.00 Strike: $2.29 | $0.00 |
DisclosureSEC source: 0001140361-17-023876 · doc1.xml · derivative · entry 2 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,671 Underlying: Common Stock · 37,671 shares Expires 2027-06-03 F2 · derivative.exercise_date: Represents a grant of non-qualified stock options that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 07:11 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | GrantCommon Stock | 140,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023876 · doc1.xml · nonDerivative · entry 1 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,678 F1 · price: Represents a grant of restricted stock that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 17:03 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | Tax withholdingCommon Stock | 3,569 | $2.23 | $7,958.87 |
DisclosureSEC source: 0001140361-17-009725 · doc1.xml · nonDerivative · entry 1 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,156 F1 · shares: The disposition represents the net share settlement of shares for income tax purposes upon the vesting of previously awarded restricted stock. F2 · balance_after: Represents 57,060 unrestricted shares of common stock and 177,096 shares of restricted stock. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 16:35 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | GrantEmployee Stock Option (option to purchase) · Derivative | 230,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001140361-16-085844 · doc1.xml · derivative · entry 2 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 Underlying: Common Stock · 230,000 shares Expires 2026-11-07 F3 · derivative.exercise_date: Represents a grant of non-qualified stock options that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 16:35 UTC | Intrepid Potash, Inc. IPI · Entity 5401 | GrantCommon Stock | 172,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085844 · doc1.xml · nonDerivative · entry 1 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,725 F1 · price: Represents a grant of restricted stock that will vest in four equal annual installments beginning on November 8, 2017, subject to the reporting person's continued employment with the company through the vesting date. F2 · balance_after: Represents 51,057 unrestricted shares of common stock and 186,668 shares of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.