IPI

SEC source: 0001140361-18-027704 · doc1.xml · nonDerivative · entry 1

HARVEY HUGH E JR · CIK 0001432503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,506

F1 · price: Represents a grant of restricted stock that will vest in full on June 5, 2019, subject to the reporting person's continued employment with the company through the vesting date.

F1 · balance_after: Represents a grant of restricted stock that will vest in full on June 5, 2019, subject to the reporting person's continued employment with the company through the vesting date.

SEC source: 0001140361-18-027706 · doc1.xml · nonDerivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,842

F1 · price: Represents a grant of restricted stock that will vest in full on June 5, 2019, subject to the reporting person's continued service for the company through the vesting date.

F1 · balance_after: Represents a grant of restricted stock that will vest in full on June 5, 2019, subject to the reporting person's continued service for the company through the vesting date.

SEC source: 0001140361-18-027721 · doc1.xml · nonDerivative · entry 1

WHITHAM BARTH E · CIK 0001227703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,263

F1 · price: Represents a grant of restricted stock that will vest in full on June 5, 2019, subject to the reporting person's continued service for the company through the vesting date.

SEC source: 0001140361-18-027591 · doc1.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,124

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001140361-18-027589 · doc1.xml · nonDerivative · entry 1

WHYTE JAMES N · CIK 0001432452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,711

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001140361-18-027592 · doc1.xml · nonDerivative · entry 1

McDonald Mark A · CIK 0001723122 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,782

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001140361-18-027590 · doc1.xml · nonDerivative · entry 1

Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,699

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001140361-18-026834 · doc1.xml · nonDerivative · entry 1

HARVEY HUGH E JR · CIK 0001432503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,383

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0000947871-18-000394 · ss91496_4.xml · nonDerivative · entry 2

FAIRFAX FINANCIAL HOLDINGS LTD/ CAN · CIK 0000915191 · See Remarks

WATSA V PREM ET AL · CIK 0000938869 · See Remarks

FFHL GROUP LTD · CIK 0001275984 · See Remarks

1109519 ONTARIO LTD · CIK 0001275993 · See Remarks

SIXTY TWO INVESTMENT CO LTD · CIK 0001217251 · See Remarks

810679 ONTARIO LTD · CIK 0001275986 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 10,418,598

F2 · shares: The amount in this column represents 3,600,000 shares sold by Odyssey Reinsurance Company and 400,000 shares sold by FFHL Master Trust.

F3 · ownership.nature: After giving effect to the transactions reported on this Form 4, 1,876,300 are owned directly by Odyssey Reinsurance Company, and 7,500,000 shares are owned directly by Brit Insurance (Gibraltar) PCC Limited, each of which is an indirect subsidiary of FFHL Group Limited, which is a subsidiary of Fairfax Financial Holdings Ltd. 1,043,298 shares are owned directly by FFHL Master Trust, which is controlled by Fairfax Financial Holdings Ltd. V. Prem Watsa is the CEO and controlling person of Fairfax Financial Holdings Ltd. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting persons are beneficial owners for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0000947871-18-000394 · ss91496_4.xml · nonDerivative · entry 1

FAIRFAX FINANCIAL HOLDINGS LTD/ CAN · CIK 0000915191 · See Remarks

WATSA V PREM ET AL · CIK 0000938869 · See Remarks

FFHL GROUP LTD · CIK 0001275984 · See Remarks

1109519 ONTARIO LTD · CIK 0001275993 · See Remarks

SIXTY TWO INVESTMENT CO LTD · CIK 0001217251 · See Remarks

810679 ONTARIO LTD · CIK 0001275986 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 14,418,598

F1 · shares: The amount in this column represents 139,500 shares sold by Odyssey Reinsurance Company and 15,564 shares sold by FFHL Master Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.3614 inclusive. Upon request, the reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission full information regarding the shares sold at each separate price within the range set forth in this footnote.

F1 · price: The amount in this column represents 139,500 shares sold by Odyssey Reinsurance Company and 15,564 shares sold by FFHL Master Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.3614 inclusive. Upon request, the reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission full information regarding the shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: After giving effect to the transactions reported on this Form 4, 1,876,300 are owned directly by Odyssey Reinsurance Company, and 7,500,000 shares are owned directly by Brit Insurance (Gibraltar) PCC Limited, each of which is an indirect subsidiary of FFHL Group Limited, which is a subsidiary of Fairfax Financial Holdings Ltd. 1,043,298 shares are owned directly by FFHL Master Trust, which is controlled by Fairfax Financial Holdings Ltd. V. Prem Watsa is the CEO and controlling person of Fairfax Financial Holdings Ltd. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting persons are beneficial owners for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0000947871-18-000382 · ss90975_4.xml · nonDerivative · entry 3

FAIRFAX FINANCIAL HOLDINGS LTD/ CAN · CIK 0000915191 · 10% owner

WATSA V PREM ET AL · CIK 0000938869 · 10% owner

FFHL GROUP LTD · CIK 0001275984 · 10% owner

1109519 ONTARIO LTD · CIK 0001275993 · 10% owner

SIXTY TWO INVESTMENT CO LTD · CIK 0001217251 · 10% owner

810679 ONTARIO LTD · CIK 0001275986 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 14,573,662

F3 · shares: The amount in this column represents 312,500 shares sold by Odyssey Reinsurance Company and 34,731 shares sold by FFHL Master Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.45 inclusive. Upon request, the reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the shares sold at each separate price within the range set forth in this footnote.

F3 · price: The amount in this column represents 312,500 shares sold by Odyssey Reinsurance Company and 34,731 shares sold by FFHL Master Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.45 inclusive. Upon request, the reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: After giving effect to the transactions reported on this Form 4, 5,615,800 shares are owned directly by Odyssey Reinsurance Company, and 7,500,000 shares are owned directly by Brit Insurance (Gibraltar) PCC Limited, each of which is an indirect subsidiary of FFHL Group Limited, which is a subsidiary of Fairfax Financial Holdings Ltd. 1,458,862 shares are owned directly by FFHL Master Trust, which is controlled by Fairfax Financial Holdings Ltd. V. Prem Watsa is the CEO and controlling person of Fairfax Financial Holdings Ltd. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting persons are beneficial owners for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0000947871-18-000382 · ss90975_4.xml · nonDerivative · entry 2

FAIRFAX FINANCIAL HOLDINGS LTD/ CAN · CIK 0000915191 · 10% owner

WATSA V PREM ET AL · CIK 0000938869 · 10% owner

FFHL GROUP LTD · CIK 0001275984 · 10% owner

1109519 ONTARIO LTD · CIK 0001275993 · 10% owner

SIXTY TWO INVESTMENT CO LTD · CIK 0001217251 · 10% owner

810679 ONTARIO LTD · CIK 0001275986 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 14,920,893

F2 · shares: The amount in this column represents 619,700 shares sold by Odyssey Reinsurance Company and 68,805 shares sold by FFHL Master Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.40 to $4.65 inclusive. Upon request, the reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the shares sold at each separate price within the range set forth in this footnote.

F2 · price: The amount in this column represents 619,700 shares sold by Odyssey Reinsurance Company and 68,805 shares sold by FFHL Master Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.40 to $4.65 inclusive. Upon request, the reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: After giving effect to the transactions reported on this Form 4, 5,615,800 shares are owned directly by Odyssey Reinsurance Company, and 7,500,000 shares are owned directly by Brit Insurance (Gibraltar) PCC Limited, each of which is an indirect subsidiary of FFHL Group Limited, which is a subsidiary of Fairfax Financial Holdings Ltd. 1,458,862 shares are owned directly by FFHL Master Trust, which is controlled by Fairfax Financial Holdings Ltd. V. Prem Watsa is the CEO and controlling person of Fairfax Financial Holdings Ltd. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting persons are beneficial owners for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0000947871-18-000382 · ss90975_4.xml · nonDerivative · entry 1

FAIRFAX FINANCIAL HOLDINGS LTD/ CAN · CIK 0000915191 · 10% owner

WATSA V PREM ET AL · CIK 0000938869 · 10% owner

FFHL GROUP LTD · CIK 0001275984 · 10% owner

1109519 ONTARIO LTD · CIK 0001275993 · 10% owner

SIXTY TWO INVESTMENT CO LTD · CIK 0001217251 · 10% owner

810679 ONTARIO LTD · CIK 0001275986 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 15,609,398

F1 · shares: The amount in this column represents 952,000 shares sold by Odyssey Reinsurance Company and 105,269 shares sold by FFHL Master Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.45 to $4.49 inclusive. Upon request, the reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission (the "SEC") full information regarding the shares sold at each separate price within the range set forth in this footnote.

F1 · price: The amount in this column represents 952,000 shares sold by Odyssey Reinsurance Company and 105,269 shares sold by FFHL Master Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.45 to $4.49 inclusive. Upon request, the reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission (the "SEC") full information regarding the shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: After giving effect to the transactions reported on this Form 4, 5,615,800 shares are owned directly by Odyssey Reinsurance Company, and 7,500,000 shares are owned directly by Brit Insurance (Gibraltar) PCC Limited, each of which is an indirect subsidiary of FFHL Group Limited, which is a subsidiary of Fairfax Financial Holdings Ltd. 1,458,862 shares are owned directly by FFHL Master Trust, which is controlled by Fairfax Financial Holdings Ltd. V. Prem Watsa is the CEO and controlling person of Fairfax Financial Holdings Ltd. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting persons are beneficial owners for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001701904-18-000004 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner

Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Saratoga Asset Management, S.A.

Disclosed balance after: 15,999,885

F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions.

F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4.

F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4.

F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose.

SEC source: 0001140361-18-013468 · doc1.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,198

F1 · price: Represents a grant of restricted stock. Half of the shares will vest on March 12, 2019, if the company satisfies certain performance criteria for the year ending December 31, 2018. The other half of the shares will vest in two equal annual installments beginning on March 12, 2019, subject to the reporting person's continued employment with the company through the vesting date.

SEC source: 0001140361-18-013466 · doc1.xml · nonDerivative · entry 1

WHYTE JAMES N · CIK 0001432452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,160

F1 · price: Represents a grant of restricted stock. Half of the shares will vest on March 12, 2019, if the company satisfies certain performance criteria for the year ending December 31, 2018. The other half of the shares will vest in two equal annual installments beginning on March 12, 2019, subject to the reporting person's continued employment with the company through the vesting date.

SEC source: 0001140361-18-013465 · doc1.xml · derivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558,185

Underlying: Common Stock · 1,558,185 shares

Expires 2028-03-11

F1 · derivative.exercise_date: Represents a grant of non-qualified stock options. Options with respect to 934,911 of the shares will vest in three equal annual installments beginning on March 12, 2019, subject to the reporting person's continued employment with the company through the vesting date; provided, however, that no vesting will occur unless and until the volume-weighted average closing price of the company's common stock for 20 consecutive trading days equals or exceeds $5.85 on or before March 11, 2023. If this threshold is not met, these options will be cancelled on March 11, 2023. Options with respect to 623,274 of the shares will vest in three equal annual installments beginning on March 12, 2019, subject to the reporting person's continued employment with the company through the vesting date.

F1 · derivative.expiration_date: Represents a grant of non-qualified stock options. Options with respect to 934,911 of the shares will vest in three equal annual installments beginning on March 12, 2019, subject to the reporting person's continued employment with the company through the vesting date; provided, however, that no vesting will occur unless and until the volume-weighted average closing price of the company's common stock for 20 consecutive trading days equals or exceeds $5.85 on or before March 11, 2023. If this threshold is not met, these options will be cancelled on March 11, 2023. Options with respect to 623,274 of the shares will vest in three equal annual installments beginning on March 12, 2019, subject to the reporting person's continued employment with the company through the vesting date.

SEC source: 0001140361-18-013469 · doc1.xml · nonDerivative · entry 1

McDonald Mark A · CIK 0001723122 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,573

F1 · price: Represents a grant of restricted stock. Half of the shares will vest on March 12, 2019, if the company satisfies certain performance criteria for the year ending December 31, 2018. The other half of the shares will vest in two equal annual installments beginning on March 12, 2019, subject to the reporting person's continued employment with the company through the vesting date.

SEC source: 0001140361-18-013467 · doc1.xml · nonDerivative · entry 1

Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,043

F1 · price: Represents a grant of restricted stock. Half of the shares will vest on March 12, 2019, if the company satisfies certain performance criteria for the year ending December 31, 2018. The other half of the shares will vest in two equal annual installments beginning on March 12, 2019, subject to the reporting person's continued employment with the company through the vesting date.

SEC source: 0001140361-18-012017 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,170,735

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.43 to $3.45, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001140361-18-011408 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,166,422

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.27 to $3.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001701904-18-000002 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner

Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Saratoga Asset Management, S.A.

Disclosed balance after: 15,749,885

F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions.

F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4.

F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4.

F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose.

SEC source: 0001140361-18-010552 · doc1.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,044

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001140361-18-010544 · doc1.xml · nonDerivative · entry 1

WHYTE JAMES N · CIK 0001432452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,956

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001140361-18-010543 · doc1.xml · nonDerivative · entry 1

HARVEY HUGH E JR · CIK 0001432503 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,909

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001140361-18-010548 · doc1.xml · nonDerivative · entry 1

McDonald Mark A · CIK 0001723122 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,573

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001140361-18-010546 · doc1.xml · nonDerivative · entry 1

Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,813

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001701904-18-000001 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner

Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Saratoga Asset Management, S.A.

Disclosed balance after: 15,649,885

F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions.

F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4.

F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4.

F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose.

SEC source: 0001140361-18-007167 · doc1.xml · nonDerivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,719

SEC source: 0001140361-17-046796 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,150,522

F1 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001140361-17-046424 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,140,522

F1 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001140361-17-045386 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,135,522

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.48 to $3.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001140361-17-043435 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,130,422

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.54 to $3.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001140361-17-042218 · doc1.xml · derivative · entry 4

WHYTE JAMES N · CIK 0001432452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,500

Underlying: Common Stock · 57,500 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017.

SEC source: 0001140361-17-042218 · doc1.xml · nonDerivative · entry 3

WHYTE JAMES N · CIK 0001432452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,607

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017.

F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions at prices ranging from $3.73 to $3.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

SEC source: 0001140361-17-042218 · doc1.xml · nonDerivative · entry 2

WHYTE JAMES N · CIK 0001432452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017.

SEC source: 0001140361-17-042220 · doc1.xml · nonDerivative · entry 1

Blair Jeffrey · CIK 0001674154 · VP of Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,454

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001140361-17-042222 · doc1.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,736

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001140361-17-042218 · doc1.xml · nonDerivative · entry 1

WHYTE JAMES N · CIK 0001432452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,903

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001140361-17-042219 · doc1.xml · nonDerivative · entry 1

Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,065

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001701904-17-000010 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner

Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Saratoga Asset Management, S.A.

Disclosed balance after: 15,438,541

F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions.

F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4.

F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4.

F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose.

SEC source: 0001701904-17-000008 · primary_doc.xml · nonDerivative · entry 2

Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner

Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Saratoga Asset Management, S.A.

Disclosed balance after: 15,316,441

F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions.

F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4.

F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4.

F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose.

SEC source: 0001701904-17-000009 · primary_doc.xml · nonDerivative · entry 2

Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner

Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Saratoga Asset Management, S.A.

Disclosed balance after: 15,421,441

F2 · balance_after: This Form 4 amendment corrects the amount listed in this column 5 to account for the additional 105,000 shares of common stock included in this Form 4 amendment. No other amendments are made to the original Form 4 filed on August 11, 2017.

SEC source: 0001140361-17-031435 · doc1.xml · nonDerivative · entry 1

Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,858

SEC source: 0001140361-17-030941 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,125,422

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.20 to $3.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001701904-17-000008 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner

Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Saratoga Asset Management, S.A.

Disclosed balance after: 15,300,041

F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions.

F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4.

F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4.

F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose.

SEC source: 0001701904-17-000009 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner

Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Saratoga Asset Management, S.A.

Disclosed balance after: 15,405,041

F1 · security: This Form 4 amendment includes this line of shares of Common Stock which were inadvertently omitted in the original Form 4 filed on August 11, 2017.

F3 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions.

F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose.

SEC source: 0001140361-17-030407 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,117,922

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.215 to $3.450, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001701904-17-000007 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner

Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Saratoga Asset Management, S.A.

Disclosed balance after: 14,840,041

F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions.

F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4.

F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4.

F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose.

SEC source: 0001701904-17-000006 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner

Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Saratoga Asset Management, S.A.

Disclosed balance after: 14,624,334

F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions.

F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4.

F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4.

F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose.