Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2019 Filed May 24, 2019 20:44 UTC |
Elliott Chris A.Director
|
GrantCommon Stock | 25,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012095 · doc1.xml · nonDerivative · entry 1 Elliott Chris A. · CIK 0001500056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,107 F1 · price: Represents a grant of restricted stock that will vest in full on May 22, 2020, subject to the reporting person's continued service for the company through the vesting date. Read SEC document |
| May 22, 2019 Filed May 24, 2019 16:42 UTC |
HARVEY HUGH E JRDirector
|
GrantCommon Stock | 25,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012092 · doc1.xml · nonDerivative · entry 1 HARVEY HUGH E JR · CIK 0001432503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,185 F1 · price: Represents a grant of restricted stock that will vest in full on May 22, 2020, subject to the reporting person's continued employment with the company through the vesting date. F1 · balance_after: Represents a grant of restricted stock that will vest in full on May 22, 2020, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| May 22, 2019 Filed May 24, 2019 17:14 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
GrantCommon Stock | 882,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012126 · doc1.xml · nonDerivative · entry 2 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,089,144 F3 · shares: Represents a grant of restricted stock. 336,787 of the shares will vest in three equal installments on May 22, 2020, March 14, 2021, and March 14, 2022, subject in each case to the reporting person's continued service with the company through the vesting date. 545,707 of the shares will vest as set forth in Exhibit 99. F3 · price: Represents a grant of restricted stock. 336,787 of the shares will vest in three equal installments on May 22, 2020, March 14, 2021, and March 14, 2022, subject in each case to the reporting person's continued service with the company through the vesting date. 545,707 of the shares will vest as set forth in Exhibit 99. Read SEC document |
| May 22, 2019 Filed May 24, 2019 20:44 UTC |
WHITHAM BARTH EDirector
|
GrantCommon Stock | 25,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012096 · doc1.xml · nonDerivative · entry 1 WHITHAM BARTH E · CIK 0001227703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,942 F1 · price: Represents a grant of restricted stock that will vest in full on May 22, 2020, subject to the reporting person's continued service for the company through the vesting date. Read SEC document |
| May 22, 2019 Filed May 24, 2019 20:44 UTC |
CONSIDINE TERRYDirector
|
GrantCommon Stock | 25,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012094 · doc1.xml · nonDerivative · entry 1 CONSIDINE TERRY · CIK 0001229384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,521 F1 · price: Represents a grant of restricted stock that will vest in full on May 22, 2020, subject to the reporting person's continued service for the company through the vesting date. Read SEC document |
| May 20, 2019 Filed May 24, 2019 17:14 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
OtherCommon Stock | 500 | $3.27 | $1,635.00 |
DisclosureSEC source: 0001567619-19-012126 · doc1.xml · nonDerivative · entry 1 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intrepid Production Corporation Disclosed balance after: 18,280,570 F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.27 to $3.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation. Read SEC document |
| May 17, 2019 Filed May 17, 2019 18:50 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
PurchaseCommon Stock | 25,835 | $3.27 | $84,480.45 |
DisclosureSEC source: 0001567619-19-011599 · doc1.xml · nonDerivative · entry 2 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intrepid Production Corporation Disclosed balance after: 18,280,070 F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.24 to $3.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation. Read SEC document |
| March 22, 2019 Filed Mar 22, 2019 23:37 UTC |
Montoya Joseph GVP & Chief Accounting Officer
|
SaleCommon Stock | 9,500 | $3.70 | $35,150.00 |
DisclosureSEC source: 0001567619-19-007504 · doc1.xml · nonDerivative · entry 1 Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,950 Read SEC document |
| March 22, 2019 Filed Mar 22, 2019 19:36 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
PurchaseCommon Stock | 13,900 | $3.67 | $51,013.00 |
DisclosureSEC source: 0001567619-19-007503 · doc1.xml · nonDerivative · entry 2 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intrepid Production Corporation Disclosed balance after: 18,254,235 F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.64 to $3.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 21:18 UTC |
McCandless MargaretVP and General Counsel
|
GrantCommon Stock | 25,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006994 · doc1.xml · nonDerivative · entry 1 McCandless Margaret · CIK 0001629976 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,149 F1 · price: Represents a grant of restricted stock. Half of the shares will vest on March 14, 2020, if the company satisfies certain performance criteria for the year ending December 31, 2019, subject to the reporting person's continued employment with the company through the vesting date. The other half of the shares will vest in two equal annual installments beginning on March 14, 2020, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 21:19 UTC |
Wyatt EricaChief Human Resources Officer
|
GrantCommon Stock | 16,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006995 · doc1.xml · nonDerivative · entry 1 Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,468 F1 · shares: Represents a grant of restricted stock. Half of the shares will vest on March 14, 2020, if the company satisfies certain performance criteria for the year ending December 31, 2019, subject to the reporting person's continued employment with the company through the vesting date. The other half of the shares will vest in two equal annual installments beginning on March 14, 2020, subject to the reporting person's continued employment with the company through the vesting date Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 21:19 UTC |
Wagner AlexVP of Bus Dev - Oilfield Srvs
|
GrantCommon Stock | 22,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006997 · doc1.xml · nonDerivative · entry 1 Wagner Alex · CIK 0001757214 · VP of Bus Dev - Oilfield Srvs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,278 F1 · shares: Represents a grant of restricted stock. Half of the shares will vest on March 14, 2020, if the company satisfies certain performance criteria for the year ending December 31, 2019, subject to the reporting person's continued employment with the company through the vesting date. The other half of the shares will vest in two equal annual installments beginning on March 14, 2020, subject to the reporting person's continued employment with the company through the vesting date Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 21:17 UTC |
McDonald Mark AVP of Sales and Marketing
|
GrantCommon Stock | 19,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006992 · doc1.xml · nonDerivative · entry 1 McDonald Mark A · CIK 0001723122 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,690 F1 · price: Represents a grant of restricted stock. Half of the shares will vest on March 14, 2020, if the company satisfies certain performance criteria for the year ending December 31, 2019, subject to the reporting person's continued employment with the company through the vesting date. The other half of the shares will vest in two equal annual installments beginning on March 14, 2020, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 21:17 UTC |
Montoya Joseph GVP & Chief Accounting Officer
|
GrantCommon Stock | 23,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006991 · doc1.xml · nonDerivative · entry 1 Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,450 F1 · price: Represents a grant of restricted stock. Half of the shares will vest on March 14, 2020, if the company satisfies certain performance criteria for the year ending December 31, 2019, subject to the reporting person's continued employment with the company through the vesting date. The other half of the shares will vest in two equal annual installments beginning on March 14, 2020, subject to the reporting person's continued employment with the company through the vesting date. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 22:31 UTC |
McCandless MargaretVP and General Counsel
|
Disposition to issuerCommon Stock | 12,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006912 · doc1.xml · nonDerivative · entry 2 McCandless Margaret · CIK 0001629976 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,011 F2 · shares: The disposition represents the forfeiture of previously awarded performance-vesting restricted stock as the performance conditions were not met. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 22:31 UTC |
McCandless MargaretVP and General Counsel
|
Tax withholdingCommon Stock | 2,071 | $3.86 | $7,994.06 |
DisclosureSEC source: 0001567619-19-006912 · doc1.xml · nonDerivative · entry 1 McCandless Margaret · CIK 0001629976 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,088 F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 22:31 UTC |
Wyatt EricaChief Human Resources Officer
|
Disposition to issuerCommon Stock | 7,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006913 · doc1.xml · nonDerivative · entry 2 Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,760 F2 · shares: The disposition represents the forfeiture of previously awarded performance-vesting restricted stock as the performance conditions were not met. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 22:31 UTC |
Wyatt EricaChief Human Resources Officer
|
Tax withholdingCommon Stock | 1,212 | $3.86 | $4,678.32 |
DisclosureSEC source: 0001567619-19-006913 · doc1.xml · nonDerivative · entry 1 Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,827 F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 22:30 UTC |
McDonald Mark AVP of Sales and Marketing
|
Disposition to issuerCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006911 · doc1.xml · nonDerivative · entry 2 McDonald Mark A · CIK 0001723122 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,378 F2 · shares: The disposition represents the forfeiture of previously awarded performance-vesting restricted stock as the performance conditions were not met. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 22:30 UTC |
McDonald Mark AVP of Sales and Marketing
|
Tax withholdingCommon Stock | 1,286 | $3.86 | $4,963.96 |
DisclosureSEC source: 0001567619-19-006911 · doc1.xml · nonDerivative · entry 1 McDonald Mark A · CIK 0001723122 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,878 F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 22:29 UTC |
Montoya Joseph GVP & Chief Accounting Officer
|
Disposition to issuerCommon Stock | 9,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006910 · doc1.xml · nonDerivative · entry 2 Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,102 F2 · shares: The disposition represents the forfeiture of previously awarded performance-vesting restricted stock as the performance conditions were not met. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 22:29 UTC |
Montoya Joseph GVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 1,649 | $3.86 | $6,365.14 |
DisclosureSEC source: 0001567619-19-006910 · doc1.xml · nonDerivative · entry 1 Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,717 F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 14:53 UTC |
Clearway Capital Management Ltd.10% owner
Saratoga Asset Management S.A.10% owner
|
PurchaseCommon Stock | 200,000 | $3.22 | $643,100.00 |
DisclosureSEC source: 0001701904-19-000002 · primary_doc.xml · nonDerivative · entry 1 Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Saratoga Asset Management, S.A. Disclosed balance after: 17,069,822 F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions. F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4. F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4. F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose. Read SEC document |
| January 10, 2019 Filed Jan 11, 2019 14:04 UTC |
Clearway Capital Management Ltd.10% owner
Saratoga Asset Management S.A.10% owner
|
PurchaseCommon Stock | 150,903 | $3.21 | $484,836.25 |
DisclosureSEC source: 0001701904-19-000001 · primary_doc.xml · nonDerivative · entry 2 Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Saratoga Asset Management, S.A. Disclosed balance after: 16,869,822 F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions. F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4. F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4. F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose. Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 14:04 UTC |
Clearway Capital Management Ltd.10% owner
Saratoga Asset Management S.A.10% owner
|
PurchaseCommon Stock | 52,567 | $3.10 | $162,700.12 |
DisclosureSEC source: 0001701904-19-000001 · primary_doc.xml · nonDerivative · entry 1 Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Saratoga Asset Management, S.A. Disclosed balance after: 16,718,919 F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions. F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4. F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4. F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose. Read SEC document |
| December 13, 2018 Filed Dec 13, 2018 16:40 UTC |
Clearway Capital Management Ltd.10% owner
Saratoga Asset Management S.A.10% owner
|
PurchaseCommon Stock | 50,000 | $3.00 | $149,965.00 |
DisclosureSEC source: 0001701904-18-000006 · primary_doc.xml · nonDerivative · entry 1 Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Saratoga Asset Management, S.A. Disclosed balance after: 16,666,352 F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions. F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4. F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4. F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 17:16 UTC | Exercise / conversionEmployee Stock Option (option to purchase) · Derivative | 57,500 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001567619-18-005849 · doc1.xml · derivative · entry 4 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Stock · 57,500 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2018. Read SEC document |
|
| November 09, 2018 Filed Nov 13, 2018 17:16 UTC | SaleCommon Stock | 88,088 | $4.27 | $376,135.76 |
DisclosureSEC source: 0001567619-18-005849 · doc1.xml · nonDerivative · entry 3 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,250 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2018. F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions at prices ranging from $4.21 to $4.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
|
| November 09, 2018 Filed Nov 13, 2018 17:16 UTC | Exercise / conversionCommon Stock | 57,500 | $1.03 | $59,225.00 |
DisclosureSEC source: 0001567619-18-005849 · doc1.xml · nonDerivative · entry 2 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2018. Read SEC document |
|
| November 08, 2018 Filed Nov 13, 2018 22:17 UTC |
McCandless MargaretVP and General Counsel
|
Tax withholdingCommon Stock | 11,965 | $4.34 | $51,928.10 |
DisclosureSEC source: 0001567619-18-005851 · doc1.xml · nonDerivative · entry 1 McCandless Margaret · CIK 0001629976 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,159 F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 17:16 UTC | Tax withholdingCommon Stock | 12,482 | $4.34 | $54,171.88 |
DisclosureSEC source: 0001567619-18-005849 · doc1.xml · nonDerivative · entry 1 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,838 F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock. Read SEC document |
|
| November 08, 2018 Filed Nov 13, 2018 22:17 UTC |
McDonald Mark AVP of Sales and Marketing
|
Tax withholdingCommon Stock | 6,618 | $4.34 | $28,722.12 |
DisclosureSEC source: 0001567619-18-005852 · doc1.xml · nonDerivative · entry 1 McDonald Mark A · CIK 0001723122 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,164 F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 22:16 UTC |
Montoya Joseph GVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 4,396 | $4.34 | $19,078.64 |
DisclosureSEC source: 0001567619-18-005850 · doc1.xml · nonDerivative · entry 1 Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,366 F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 14:09 UTC |
Clearway Capital Management Ltd.10% owner
Saratoga Asset Management S.A.10% owner
|
PurchaseCommon Stock | 110,000 | $3.64 | $400,829.00 |
DisclosureSEC source: 0001701904-18-000005 · primary_doc.xml · nonDerivative · entry 3 Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Saratoga Asset Management, S.A. Disclosed balance after: 16,616,352 F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions. F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4. F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4. F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose. Read SEC document |
| October 18, 2018 Filed Oct 19, 2018 14:09 UTC |
Clearway Capital Management Ltd.10% owner
Saratoga Asset Management S.A.10% owner
|
PurchaseCommon Stock | 200,000 | $3.62 | $724,280.00 |
DisclosureSEC source: 0001701904-18-000005 · primary_doc.xml · nonDerivative · entry 2 Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Saratoga Asset Management, S.A. Disclosed balance after: 16,506,352 F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions. F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4. F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4. F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 14:09 UTC |
Clearway Capital Management Ltd.10% owner
Saratoga Asset Management S.A.10% owner
|
PurchaseCommon Stock | 306,467 | $3.55 | $1,089,398.24 |
DisclosureSEC source: 0001701904-18-000005 · primary_doc.xml · nonDerivative · entry 1 Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Saratoga Asset Management, S.A. Disclosed balance after: 16,306,352 F1 · ownership.nature: The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions. F2 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4. F3 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4. F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose. Read SEC document |
| September 05, 2018 Filed Sep 5, 2018 19:09 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
PurchaseCommon Stock | 10,800 | $3.30 | $35,640.00 |
DisclosureSEC source: 0001567619-18-002170 · doc1.xml · nonDerivative · entry 2 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intrepid Production Corporation Disclosed balance after: 18,240,335 F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.27 to $3.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation. Read SEC document |
| August 15, 2018 Filed Aug 15, 2018 21:33 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
PurchaseCommon Stock | 10,000 | $3.24 | $32,400.00 |
DisclosureSEC source: 0001567619-18-001243 · doc1.xml · nonDerivative · entry 2 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intrepid Production Corporation Disclosed balance after: 18,229,535 F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.23 to $3.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation. Read SEC document |
| August 14, 2018 Filed Aug 14, 2018 18:53 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
PurchaseCommon Stock | 8,100 | $3.31 | $26,811.00 |
DisclosureSEC source: 0001567619-18-001153 · doc1.xml · nonDerivative · entry 2 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intrepid Production Corporation Disclosed balance after: 18,219,535 F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.30 to $3.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation. Read SEC document |
| August 13, 2018 Filed Aug 13, 2018 19:32 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
PurchaseCommon Stock | 6,900 | $3.36 | $23,184.00 |
DisclosureSEC source: 0001567619-18-000670 · doc1.xml · nonDerivative · entry 2 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intrepid Production Corporation Disclosed balance after: 18,211,435 F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.31 to $3.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation. Read SEC document |
| August 08, 2018 Filed Aug 8, 2018 19:14 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
PurchaseCommon Stock | 13,800 | $3.47 | $47,886.00 |
DisclosureSEC source: 0001567619-18-000167 · doc1.xml · nonDerivative · entry 2 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intrepid Production Corporation Disclosed balance after: 18,204,535 F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.39 to $3.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 19:35 UTC |
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
|
PurchaseCommon Stock | 20,000 | $3.40 | $68,000.00 |
DisclosureSEC source: 0001567619-18-000026 · doc1.xml · nonDerivative · entry 2 Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intrepid Production Corporation Disclosed balance after: 18,190.735 F1 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 18:38 UTC | Exercise / conversionEmployee Stock Option (option to purchase) · Derivative | 12,557 | $0.00 Strike: $2.29 | $0.00 |
DisclosureSEC source: 0001140361-18-027589 · doc1.xml · derivative · entry 4 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,114 Underlying: Common Stock · 12,557 shares Expires 2027-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017. Read SEC document |
|
| June 05, 2018 Filed Jun 6, 2018 18:38 UTC | SaleCommon Stock | 45,948 | $4.52 | $207,684.96 |
DisclosureSEC source: 0001140361-18-027589 · doc1.xml · nonDerivative · entry 3 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,320 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017. F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions at prices ranging from $4.37 to $4.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
|
| June 05, 2018 Filed Jun 6, 2018 18:38 UTC | Exercise / conversionCommon Stock | 12,557 | $2.29 | $28,755.53 |
DisclosureSEC source: 0001140361-18-027589 · doc1.xml · nonDerivative · entry 2 WHYTE JAMES N · CIK 0001432452 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017. Read SEC document |
|
| June 05, 2018 Filed Jun 6, 2018 22:39 UTC |
Montoya Joseph GVP & Chief Accounting Officer
|
Exercise / conversionEmployee Stock Option (option to purchase) · Derivative | 4,110 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001140361-18-027590 · doc1.xml · derivative · entry 4 Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,333 Underlying: Common Stock · 4,110 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 22:39 UTC |
Montoya Joseph GVP & Chief Accounting Officer
|
SaleCommon Stock | 20,047 | $4.67 | $93,619.49 |
DisclosureSEC source: 0001140361-18-027590 · doc1.xml · nonDerivative · entry 3 Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,762 F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions at prices ranging from $4.67 to $4.685, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 22:39 UTC |
Montoya Joseph GVP & Chief Accounting Officer
|
Exercise / conversionCommon Stock | 4,110 | $1.03 | $4,233.30 |
DisclosureSEC source: 0001140361-18-027590 · doc1.xml · nonDerivative · entry 2 Montoya Joseph G · CIK 0001702847 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 16:58 UTC |
MARTIN J LANDISDirector
|
GrantCommon Stock | 18,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027705 · doc1.xml · nonDerivative · entry 1 MARTIN J LANDIS · CIK 0001041216 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,619 F1 · price: Represents a grant of restricted stock to the reporting person as compensation for his services as a non-employee director. The restricted stock will vest in full on June 5, 2019, subject to the reporting person's continued service as a director. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 21:11 UTC |
Elliott Chris A.Director
|
GrantCommon Stock | 18,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027718 · doc1.xml · nonDerivative · entry 1 Elliott Chris A. · CIK 0001500056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,428 F1 · price: Represents a grant of restricted stock that will vest in full on June 5, 2019, subject to the reporting person's continued service for the company through the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.