Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2018 Filed Dec 12, 2018 02:03 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 6,541 | $4.90 | $32,050.90 |
DisclosureSEC source: 0000899243-18-030686 · doc4.xml · nonDerivative · entry 1 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,219 F1 · balance_after: Includes an aggregrate of 56,748 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 22:39 UTC |
KREMEN GARYDirector
|
PurchaseCommon Stock | 9,500 | $5.00 | $47,500.00 |
DisclosureSEC source: 0000899243-18-030423 · doc4.xml · nonDerivative · entry 2 KREMEN GARY · CIK 0001600778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,667 F1 · balance_after: Includes an aggregate of 15,028 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 22:39 UTC |
KREMEN GARYDirector
|
PurchaseCommon Stock | 500 | $4.96 | $2,480.00 |
DisclosureSEC source: 0000899243-18-030423 · doc4.xml · nonDerivative · entry 1 KREMEN GARY · CIK 0001600778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,167 F1 · balance_after: Includes an aggregate of 15,028 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 01:11 UTC |
KREMEN GARYDirector
|
PurchaseCommon Stock | 10,204 | $5.17 | $52,754.68 |
DisclosureSEC source: 0000899243-18-029832 · doc4.xml · nonDerivative · entry 5 KREMEN GARY · CIK 0001600778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,667 F1 · balance_after: Includes an aggregate of 17,533 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 01:11 UTC |
KREMEN GARYDirector
|
PurchaseCommon Stock | 1,350 | $5.13 | $6,925.50 |
DisclosureSEC source: 0000899243-18-029832 · doc4.xml · nonDerivative · entry 4 KREMEN GARY · CIK 0001600778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,463 F1 · balance_after: Includes an aggregate of 17,533 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| November 27, 2018 Filed Nov 30, 2018 01:11 UTC |
KREMEN GARYDirector
|
PurchaseCommon Stock | 3,446 | $5.10 | $17,574.60 |
DisclosureSEC source: 0000899243-18-029832 · doc4.xml · nonDerivative · entry 3 KREMEN GARY · CIK 0001600778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,113 F1 · balance_after: Includes an aggregate of 17,533 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| November 27, 2018 Filed Nov 30, 2018 01:11 UTC |
KREMEN GARYDirector
|
PurchaseCommon Stock | 1,900 | $5.06 | $9,614.00 |
DisclosureSEC source: 0000899243-18-029832 · doc4.xml · nonDerivative · entry 2 KREMEN GARY · CIK 0001600778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,667 F1 · balance_after: Includes an aggregate of 17,533 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| November 27, 2018 Filed Nov 30, 2018 01:11 UTC |
KREMEN GARYDirector
|
PurchaseCommon Stock | 100 | $5.05 | $505.00 |
DisclosureSEC source: 0000899243-18-029832 · doc4.xml · nonDerivative · entry 1 KREMEN GARY · CIK 0001600778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,767 F1 · balance_after: Includes an aggregate of 17,533 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 17:36 UTC | Tax withholdingCommon Stock | 1,945 | $5.96 | $11,592.20 |
DisclosureSEC source: 0000899243-18-029116 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,069 F1 · balance_after: Includes an aggregate of 95,625 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
|
| October 31, 2018 Filed Nov 1, 2018 21:00 UTC | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-027907 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,014 F1 · shares: Shares issuable upon settlement of a restricted stock unit award that vests as to 25% of the underlying shares on November 1, 2019 with additional vesting in equal quarterly installments over the following three years. F2 · balance_after: Includes an aggregate of 96,250 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
|
| October 31, 2018 Filed Nov 1, 2018 20:57 UTC |
Shapiro Nina B.Director
|
GrantCommon Stock | 1,692 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-027905 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,168 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan are fully vested as of June 1, 2018. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the date of the award or (ii) the separation of service. F2 · balance_after: Includes an aggregate of 17,533 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 21:20 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 4,360 | $6.46 | $28,165.60 |
DisclosureSEC source: 0000899243-18-024201 · doc4.xml · nonDerivative · entry 1 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,760 F1 · balance_after: Includes an aggregrate of 75,664 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| August 15, 2018 Filed Sep 11, 2018 21:17 UTC | Tax withholdingCommon Stock | 1,945 | $6.06 | $11,786.70 |
DisclosureSEC source: 0000899243-18-024200 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,014 F1 · balance_after: Includes an aggregate of 96,250 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
|
| August 06, 2018 Filed Sep 19, 2018 23:45 UTC |
Shapiro Nina B.Director
|
GrantCommon Stock | 30,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024800 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,476 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2018. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the date of the award or (ii) the separation of service. F2 · balance_after: Includes an aggregate of 25,046 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| August 06, 2018 Filed Sep 19, 2018 21:54 UTC |
OUSLEY JAMES EDirector
|
GrantCommon Stock | 44,399 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024784 · doc4.xml · nonDerivative · entry 1 OUSLEY JAMES E · CIK 0001200933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,740 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2018. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the date of the award or (ii) the separation of service. F2 · balance_after: Includes an aggregate of 36,999 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| August 06, 2018 Filed Sep 19, 2018 21:52 UTC |
KREMEN GARYDirector
|
GrantCommon Stock | 30,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024782 · doc4.xml · nonDerivative · entry 1 KREMEN GARY · CIK 0001600778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,667 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2018. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the date of the award or (ii) the separation of service. F2 · balance_after: Includes an aggregate of 25,046 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| July 09, 2018 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,180 | $4.17 | $9,090.60 |
DisclosureSEC source: 0000899243-18-020751 · doc4.xml · nonDerivative · entry 7 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,120 F7 · balance_after: Includes an aggregrate of 88,275 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| June 08, 2018 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,180 | $4.31 | $9,395.80 |
DisclosureSEC source: 0000899243-18-020751 · doc4.xml · nonDerivative · entry 6 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,300 F6 · balance_after: Includes an aggregrate of 94,580 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 16:46 UTC |
First Eagle Holdings, Inc.10% owner
|
PurchaseSeries B Non-Voting Convertible Preferred Stock, $0.001 par · Derivative | 407,693 | $4.00 Strike: $4.00 | $1,630,772.00 |
DisclosureSEC source: 0001140361-18-026734 · doc1.xml · derivative · entry 2 First Eagle Investment Management, LLC · CIK 0001325447 · 10% owner First Eagle Holdings, Inc. · CIK 0001637141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,019,232 Underlying: Common Stock · 407,693 shares Expires not disclosed F2 · derivative.exercise_price: See Exhibit 99.1; Note 2. F2 · derivative.exercise_date: See Exhibit 99.1; Note 2. F2 · derivative.expiration_date: See Exhibit 99.1; Note 2. F2 · derivative.underlying_shares: See Exhibit 99.1; Note 2. F4 · ownership.nature: See Exhibit 99.1; Note 4. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 16:46 UTC |
First Eagle Holdings, Inc.10% owner
|
PurchaseSeries B Non-Voting Convertible Preferred Stock, $0.001 par · Derivative | 1,592,307 | $4.00 Strike: $4.00 | $6,369,228.00 |
DisclosureSEC source: 0001140361-18-026734 · doc1.xml · derivative · entry 1 First Eagle Investment Management, LLC · CIK 0001325447 · 10% owner First Eagle Holdings, Inc. · CIK 0001637141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,980,768 Underlying: Common Stock · 1,592,307 shares Expires not disclosed F1 · security: See Exhibit 99.1; Note 1. F2 · derivative.exercise_price: See Exhibit 99.1; Note 2. F3 · shares: See Exhibit 99.1; Note 3. F2 · derivative.exercise_date: See Exhibit 99.1; Note 2. F2 · derivative.expiration_date: See Exhibit 99.1; Note 2. F2 · derivative.underlying_shares: See Exhibit 99.1; Note 2. Read SEC document |
| May 15, 2018 Filed Jul 27, 2018 21:33 UTC | Tax withholdingCommon Stock | 1,906 | $3.72 | $7,090.32 |
DisclosureSEC source: 0000899243-18-020748 · doc4.xml · nonDerivative · entry 3 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,959 F4 · balance_after: Includes an aggregate of 101,875 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested, including common stock issuable pursuant to the award on May 9, 2018. Read SEC document |
|
| May 09, 2018 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,180 | $3.42 | $7,455.60 |
DisclosureSEC source: 0000899243-18-020751 · doc4.xml · nonDerivative · entry 5 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,480 F5 · balance_after: Includes an aggregrate of 100,885 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| May 09, 2018 Filed Jul 27, 2018 21:33 UTC | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-020748 · doc4.xml · nonDerivative · entry 2 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,865 F2 · shares: Shares issuable upon settlement of a restricted stock unit award that vests as to 25% of the underlying shares on April 1, 2019 with additional vesting in equal quarterly installments over the following three years. F3 · balance_after: Includes an aggregate of 67,500 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
|
| April 09, 2018 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,180 | $3.47 | $7,564.60 |
DisclosureSEC source: 0000899243-18-020751 · doc4.xml · nonDerivative · entry 4 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,660 F4 · balance_after: Includes an aggregrate of 107,191 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| March 09, 2018 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,736 | $3.84 | $10,506.24 |
DisclosureSEC source: 0000899243-18-020751 · doc4.xml · nonDerivative · entry 3 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,840 F3 · balance_after: Includes an aggregrate of 113,496 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| February 15, 2018 Filed Jul 27, 2018 21:33 UTC | Tax withholdingCommon Stock | 9,135 | $3.85 | $35,169.75 |
DisclosureSEC source: 0000899243-18-020748 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,865 F1 · balance_after: Includes an aggregate of 67,500 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
|
| February 09, 2018 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,577 | $3.66 | $9,431.82 |
DisclosureSEC source: 0000899243-18-020751 · doc4.xml · nonDerivative · entry 2 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,576 F2 · balance_after: Includes an aggregrate of 119,801 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:29 UTC |
21 APRIL FUND, LTD.10% owner
First Eagle Holdings, Inc.10% owner
|
OtherCommon Stock | 105,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-004824 · doc1.xml · nonDerivative · entry 1 First Eagle Investment Management, LLC · CIK 0001325447 · 10% owner 21 APRIL FUND, LTD. · CIK 0001459708 · 10% owner First Eagle Holdings, Inc. · CIK 0001637141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,853,004 F1 · security: This Form 4 is filed by 21 April Fund, Ltd. ("April Ltd."), First Eagle Investment Management, LLC ("FEIM") and First Eagle Holdings, Inc. ("FEHI" and, collectively with April Ltd. and FEIM, the "Entities"). The Entities disclaim status as a "group" for purposes of this Form 4. F2 · price: As of February 1, 2018, certain separately managed accounts terminated their relationship with, and are no longer advised by, FEIM. The positions held in such accounts are therefore no longer included herein. F2 · acquired: As of February 1, 2018, certain separately managed accounts terminated their relationship with, and are no longer advised by, FEIM. The positions held in such accounts are therefore no longer included herein. F3 · ownership.nature: The shares of Common Stock reported herein are indirectly beneficially owned by FEHI and FEIM, a Delaware limited liability company and an investment adviser registered under the Investment Advisers Act of 1940. FEIM is (i) the registered investment adviser to April Ltd., and (ii) a subsidiary of FEHI. FEHI disclaims Section 16 beneficial ownership of the shares except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that FEHI is the Section 16 beneficial owner of any such securities. Read SEC document |
| January 09, 2018 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,766 | $3.30 | $9,127.80 |
DisclosureSEC source: 0000899243-18-020751 · doc4.xml · nonDerivative · entry 1 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,153 F1 · balance_after: Includes an aggregrate of 126,107 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 22:26 UTC |
21 APRIL FUND, LTD.10% owner
First Eagle Holdings, Inc.10% owner
|
PurchaseSeries B Non-Voting Convertible Preferred Stock · Derivative | 611,539 | $4.00 Strike: $4.00 | $2,446,156.00 |
DisclosureSEC source: 0001140361-17-047404 · doc1.xml · derivative · entry 2 21 APRIL FUND, LTD. · CIK 0001459708 · 10% owner First Eagle Investment Management, LLC · CIK 0001325447 · 10% owner First Eagle Holdings, Inc. · CIK 0001637141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 611,539 Underlying: Common Stock · 611,539 shares Expires not disclosed F2 · derivative.exercise_price: See Exhibit 99.1, Note 2. F2 · derivative.exercise_date: See Exhibit 99.1, Note 2. F2 · derivative.expiration_date: See Exhibit 99.1, Note 2. F2 · derivative.underlying_shares: See Exhibit 99.1, Note 2. F4 · ownership.nature: See Exhibit 99.1, Note 4. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 22:26 UTC |
21 APRIL FUND, LTD.10% owner
First Eagle Holdings, Inc.10% owner
|
PurchaseSeries B Non-Voting Convertible Preferred Stock · Derivative | 2,388,461 | $4.00 Strike: $4.00 | $9,553,844.00 |
DisclosureSEC source: 0001140361-17-047404 · doc1.xml · derivative · entry 1 21 APRIL FUND, LTD. · CIK 0001459708 · 10% owner First Eagle Investment Management, LLC · CIK 0001325447 · 10% owner First Eagle Holdings, Inc. · CIK 0001637141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,388,461 Underlying: Common Stock · 2,388,461 shares Expires not disclosed F1 · security: See Exhibit 99.1, Note 1. F2 · derivative.exercise_price: See Exhibit 99.1, Note 2. F3 · shares: See Exhibit 99.1, Note 3. F2 · derivative.exercise_date: See Exhibit 99.1, Note 2. F2 · derivative.expiration_date: See Exhibit 99.1, Note 2. F2 · derivative.underlying_shares: See Exhibit 99.1, Note 2. Read SEC document |
| December 08, 2017 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,312 | $2.98 | $6,889.76 |
DisclosureSEC source: 0000899243-18-020752 · doc5.xml · nonDerivative · entry 12 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,919 F12 · balance_after: Includes an aggregate of 132,412 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| November 09, 2017 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,369 | $2.90 | $6,870.10 |
DisclosureSEC source: 0000899243-18-020752 · doc5.xml · nonDerivative · entry 11 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,231 F11 · balance_after: Includes an aggregate of 138,717 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| October 09, 2017 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,369 | $4.44 | $10,518.36 |
DisclosureSEC source: 0000899243-18-020752 · doc5.xml · nonDerivative · entry 10 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,600 F10 · balance_after: Includes an aggregate of 145,023 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 23:13 UTC |
KREMEN GARYDirector
|
PurchaseCommon Stock | 10,000 | $4.37 | $43,700.00 |
DisclosureSEC source: 0000899243-17-022027 · doc4.xml · nonDerivative · entry 1 KREMEN GARY · CIK 0001600778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,612 F1 · balance_after: Includes an aggregate of 14,525 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| September 08, 2017 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,312 | $4.81 | $11,120.72 |
DisclosureSEC source: 0000899243-18-020752 · doc5.xml · nonDerivative · entry 9 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,969 F9 · balance_after: Includes an aggregate of 151,328 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| August 24, 2017 Filed Aug 24, 2017 20:44 UTC |
KREMEN GARYDirector
|
PurchaseCommon Stock | 9,848 | $4.90 | $48,255.20 |
DisclosureSEC source: 0000899243-17-020971 · doc4.xml · nonDerivative · entry 3 KREMEN GARY · CIK 0001600778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,612 F1 · balance_after: Includes an aggregate of 16,138 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 20:44 UTC |
KREMEN GARYDirector
|
PurchaseCommon Stock | 100 | $4.90 | $490.00 |
DisclosureSEC source: 0000899243-17-020971 · doc4.xml · nonDerivative · entry 2 KREMEN GARY · CIK 0001600778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,764 F1 · balance_after: Includes an aggregate of 16,138 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 20:44 UTC |
KREMEN GARYDirector
|
PurchaseCommon Stock | 52 | $4.90 | $254.80 |
DisclosureSEC source: 0000899243-17-020971 · doc4.xml · nonDerivative · entry 1 KREMEN GARY · CIK 0001600778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,664 F1 · balance_after: Includes an aggregate of 16,138 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| August 09, 2017 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,312 | $5.00 | $11,560.00 |
DisclosureSEC source: 0000899243-18-020752 · doc5.xml · nonDerivative · entry 8 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,281 F8 · balance_after: Includes an aggregate of 157,633 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| August 08, 2017 Filed Aug 22, 2017 19:26 UTC |
KREMEN GARYDirector
|
GrantCommon Stock | 19,366 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-020823 · doc4.xml · nonDerivative · entry 1 KREMEN GARY · CIK 0001600778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,612 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2017. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the date of the award or (ii) the separation of service. F2 · balance_after: Includes an aggregate of 16,138 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| August 08, 2017 Filed Aug 22, 2017 19:23 UTC |
OUSLEY JAMES EDirector
|
GrantCommon Stock | 28,609 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-020821 · doc4.xml · nonDerivative · entry 1 OUSLEY JAMES E · CIK 0001200933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,341 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2017. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the date of the award or (ii) the separation of service. F2 · balance_after: Includes an aggregate of 23,840 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| August 08, 2017 Filed Aug 22, 2017 19:19 UTC |
Shapiro Nina B.Director
|
GrantCommon Stock | 19,366 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-020819 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,421 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2017. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the date of the award or (ii) the separation of service. F2 · balance_after: Includes an aggregate of 16,138 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| July 07, 2017 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,312 | $5.22 | $12,068.64 |
DisclosureSEC source: 0000899243-18-020752 · doc5.xml · nonDerivative · entry 7 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,593 F7 · balance_after: Includes an aggregate of 163,939 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 00:40 UTC Amendment |
Shapiro Nina B.Director
|
PurchaseCommon Stock | 10,000 | $5.52 | $55,200.00 |
DisclosureSEC source: 0000899243-17-016509 · doc4a.xml · nonDerivative · entry 2 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,055 Read SEC document |
| June 09, 2017 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,312 | $5.25 | $12,138.00 |
DisclosureSEC source: 0000899243-18-020752 · doc5.xml · nonDerivative · entry 6 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,905 F6 · balance_after: Includes an aggregate of 170,244 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| May 09, 2017 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,312 | $5.58 | $12,900.96 |
DisclosureSEC source: 0000899243-18-020752 · doc5.xml · nonDerivative · entry 5 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,217 F5 · balance_after: Includes an aggregate of 176,549 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| April 07, 2017 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,312 | $6.68 | $15,444.16 |
DisclosureSEC source: 0000899243-18-020752 · doc5.xml · nonDerivative · entry 4 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,529 F4 · balance_after: Includes an aggregate of 182,855 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| March 09, 2017 Filed Jul 27, 2018 21:36 UTC |
HUMPHREYS STEVENDirector · CEO
|
Tax withholdingCommon Stock | 2,760 | $5.08 | $14,020.80 |
DisclosureSEC source: 0000899243-18-020752 · doc5.xml · nonDerivative · entry 3 HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,841 F3 · balance_after: Includes an aggregate of 189,160 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 22:01 UTC | GrantCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006839 · doc4.xml · nonDerivative · entry 1 Wallach Sandra · CIK 0001698362 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 F1 · shares: Shares issuable upon settlement of a restricted stock unit award that vests as to 25% of the underlying shares on February 15, 2018 with additional vesting in equal quarterly installments over the following three years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.