Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aeries Technology, Inc.AERT · Entity 7328 | Director | September 09, 2025 | September 12, 2025 |
| Eucrates Biomedical Acquisition Corp.EUCR · Entity 145040 | Director | October 23, 2020 | October 23, 2020 |
| INVE Technologies, Inc.INVE · Entity 7037 | Director | June 01, 2022 | June 02, 2022 |
| REVIVA PHARMACEUTICALS HOLDINGS, INC.TZACU · Entity 8147 | Director | August 20, 2018 | August 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aeries Technology, Inc.
Report date September 09, 2025 · Filed September 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 125,000 |
Reported balance
After 2025-09-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-09-09 · Grant · Acquired 125,000 · Balance 125,000 F1: Represents restricted stock units granted to the Reporting Person on September 9, 2025 (the "Grant Date"), which convert to Class A ordinary shares, par value $0.0001, of Aeries Technology, Inc. on a one-for-one basis, and which vested in full on the Grant Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted to the Reporting Person on September 9, 2025 (the "Grant Date"), which convert to Class A ordinary shares, par value $0.0001, of Aeries Technology, Inc. on a one-for-one basis, and which vested in full on the Grant Date.
Eucrates Biomedical Acquisition Corp.
Report date October 23, 2020 · Filed October 23, 2020
This filing explicitly reported no securities owned.
INVE Technologies, Inc.
Report date June 01, 2022 · Filed June 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 147,857 |
Reported balance
After 2022-06-01 transaction · row 1
1 source rowRow 1 · 2022-06-01 · Grant · Acquired 5,733 · Balance 147,857 F1: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2022. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2022. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.
REVIVA PHARMACEUTICALS HOLDINGS, INC.
Report date August 20, 2018 · Filed August 20, 2018
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2025 Filed Sep 12, 2025 01:02 UTC | Aeries Technology, Inc. AERT · Entity 7328 | GrantClass A Ordinary Shares | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001829126-25-007337 · ownership.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 F1 · security: Represents restricted stock units granted to the Reporting Person on September 9, 2025 (the "Grant Date"), which convert to Class A ordinary shares, par value $0.0001, of Aeries Technology, Inc. on a one-for-one basis, and which vested in full on the Grant Date. F1 · kind: Represents restricted stock units granted to the Reporting Person on September 9, 2025 (the "Grant Date"), which convert to Class A ordinary shares, par value $0.0001, of Aeries Technology, Inc. on a one-for-one basis, and which vested in full on the Grant Date. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 23:15 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 5,733 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020790 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,857 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2022. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 16:38 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 4,377 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-021510 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,124 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2021. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service. Read SEC document |
| December 11, 2020 Filed Dec 12, 2020 01:05 UTC | INVE Technologies, Inc. INVE · Entity 7037 | SaleCommon Stock | 15,000 | $7.38 | $110,700.00 |
DisclosureSEC source: 0000899243-20-033650 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,747 F1 · price: Represents weighted average sale price. Actual sale prices ranged from $7.35 to $7.51. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated. F2 · balance_after: Includes an aggregate of 19,808 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 00:17 UTC | INVE Technologies, Inc. INVE · Entity 7037 | SaleCommon Stock | 10,000 | $5.13 | $51,300.00 |
DisclosureSEC source: 0000899243-20-023138 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,747 F1 · price: Represents weighted average sale price. Actual sale prices ranged from $5.11 to $5.19. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated F2 · balance_after: Includes an aggregate of 33,013 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 21:45 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 39,615 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017678 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,747 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2020. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:56 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 1,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-014921 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,132 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan. The award is fully vested on the date of grant. Vested shares will be delivered to the reporting person on the earlier of (i) June 1, 2022 or (ii) the separation of service. F2 · balance_after: Includes an aggregate of 1,143 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| April 30, 2020 Filed May 4, 2020 23:51 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 1,963 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-011926 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,452 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan. The award is fully vested on the date of grant. Vested shares will be delivered to the reporting person on the earlier of (i) June 1, 2022 or (ii) the separation of service. F2 · balance_after: Includes an aggregate of 2,285 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 01:25 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 2,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-009925 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,489 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan. The award is fully vested on the date of grant. Vested shares will be delivered to the reporting person on the earlier of (i) June 1, 2022 or (ii) the separation of service. F2 · balance_after: Includes an aggregate of 3,428 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| August 05, 2019 Filed Aug 8, 2019 01:17 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 13,709 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021314 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,877 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2019. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 20:57 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 1,692 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-027905 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,168 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan are fully vested as of June 1, 2018. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the date of the award or (ii) the separation of service. F2 · balance_after: Includes an aggregate of 17,533 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| August 06, 2018 Filed Sep 19, 2018 23:45 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 30,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024800 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,476 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2018. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the date of the award or (ii) the separation of service. F2 · balance_after: Includes an aggregate of 25,046 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| August 08, 2017 Filed Aug 22, 2017 19:19 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 19,366 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-020819 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,421 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2017. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the date of the award or (ii) the separation of service. F2 · balance_after: Includes an aggregate of 16,138 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 00:40 UTC Amendment | INVE Technologies, Inc. INVE · Entity 7037 | PurchaseCommon Stock | 10,000 | $5.52 | $55,200.00 |
DisclosureSEC source: 0000899243-17-016509 · doc4a.xml · nonDerivative · entry 2 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,055 Read SEC document |
| August 12, 2016 Filed Sep 22, 2016 00:32 UTC | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 43,875 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-029656 · doc4.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,875 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/11th monthly beginning the vesting commencement date of June 28, 2016. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the date of the award or (ii) the separation of service. F2 · balance_after: Includes an aggregate of 39,886 shares of common stock issuable pursuant to reported Restricted Stock Unit awards that have not vested. Read SEC document |
| August 12, 2016 Filed Jun 16, 2017 00:40 UTC Amendment | INVE Technologies, Inc. INVE · Entity 7037 | GrantCommon Stock | 42,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016509 · doc4a.xml · nonDerivative · entry 1 Shapiro Nina B. · CIK 0001678757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,055 F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/11th monthly beginning the vesting commencement date of June 30, 2016. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the date of the award or (ii) the separation of service. F2 · shares: These amounts were incorrect in the original Form 4 file by the reporting person. F2 · balance_after: These amounts were incorrect in the original Form 4 file by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.