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Nasdaq · USD

INVE

INVE Technologies, Inc.

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Tapewire entity
7037
SEC CIK
0001036044
Parsed reports
280

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2021 Filed Jul 1, 2021 22:47 UTC
KREMEN GARYDirector
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027008 · doc4.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,579

F2 · balance_after: Includes an aggregate of 84,063 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:45 UTC GrantCommon Stock 6,252 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-021515 · doc4.xml · nonDerivative · entry 1

OUSLEY JAMES E · CIK 0001200933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,108

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2021. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:42 UTC GrantCommon Stock 4,220 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-021513 · doc4.xml · nonDerivative · entry 1

Braun Robin R. · CIK 0001778883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,673

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2021. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:38 UTC GrantCommon Stock 4,377 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-021510 · doc4.xml · nonDerivative · entry 1

Shapiro Nina B. · CIK 0001678757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,124

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2021. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:34 UTC
KREMEN GARYDirector
GrantCommon Stock 5,002 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-021508 · doc4.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,579

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2021. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:34 UTC
KREMEN GARYDirector
GrantCommon Stock 337 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-021361 · doc4.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,577

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan for services rendered as part of his Strategy and Oversight role. The award is fully vested on the date of grant. Vested shares will be delivered to the reporting person on the earlier of (i) June 1, 2023 or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 3,773 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:34 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 526 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-021360 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,056

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:34 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 1,542 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-021360 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,528

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
May 05, 2021 Filed May 10, 2021 23:33 UTC Tax withholdingCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-019038 · doc4.xml · nonDerivative · entry 2

Wallach Sandra · CIK 0001698362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,693

F2 · balance_after: Includes an aggregate of 24,375 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
May 05, 2021 Filed May 10, 2021 23:33 UTC GrantCommon Stock 201 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-019038 · doc4.xml · nonDerivative · entry 1

Wallach Sandra · CIK 0001698362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,763

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

F2 · balance_after: Includes an aggregate of 24,375 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
April 30, 2021 Filed May 3, 2021 23:41 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 640 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017863 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,040

Read SEC document
April 30, 2021 Filed May 3, 2021 23:41 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 1,899 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017863 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,680

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
April 30, 2021 Filed May 3, 2021 23:41 UTC Tax withholdingCommon Stock 541 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017862 · doc4.xml · nonDerivative · entry 1

Wallach Sandra · CIK 0001698362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,562

F1 · balance_after: Includes an aggregate of 24,375 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
April 30, 2021 Filed May 3, 2021 23:38 UTC
KREMEN GARYDirector
GrantCommon Stock 416 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017860 · doc4.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,240

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan for services rendered as part of his Strategy and Oversight role. The award is fully vested on the date of grant. Vested shares will be delivered to the reporting person on the earlier of (i) June 1, 2023 or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 7,546 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 00:53 UTC Tax withholdingCommon Stock 861 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-014474 · doc4.xml · nonDerivative · entry 1

Wallach Sandra · CIK 0001698362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,103

F1 · balance_after: Includes an aggregate of 25,938 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 19:19 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 2,406 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-014331 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,781

Read SEC document
March 31, 2021 Filed Apr 1, 2021 19:19 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 5,958 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-014331 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,187

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 19:10 UTC
KREMEN GARYDirector
GrantCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-014328 · doc4.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,824

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan for services rendered as part of his Strategy and Oversight role. The award is fully vested on the date of grant. Vested shares will be delivered to the reporting person on the earlier of (i) June 1, 2023 or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 11,319 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 01:39 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 447 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009607 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,229

Read SEC document
March 02, 2021 Filed Mar 4, 2021 01:39 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 1,087 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009607 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,676

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 01:38 UTC Tax withholdingCommon Stock 84 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009606 · doc4.xml · nonDerivative · entry 2

Wallach Sandra · CIK 0001698362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,964

F2 · balance_after: Includes an aggregate of 28,438 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 01:38 UTC GrantCommon Stock 248 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009606 · doc4.xml · nonDerivative · entry 1

Wallach Sandra · CIK 0001698362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,048

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

F2 · balance_after: Includes an aggregate of 28,438 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:44 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009072 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,589

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:44 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 2,511 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009072 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,621

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:44 UTC
KREMEN GARYDirector
GrantCommon Stock 549 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009071 · doc4.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,354

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan for services rendered as part of his Strategy and Oversight role. The award is fully vested on the date of grant. Vested shares will be delivered to the reporting person on the earlier of (i) June 1, 2023 or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 15,092 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 23:00 UTC Tax withholdingCommon Stock 2,245 $12.85 $28,848.25
Disclosure

SEC source: 0000899243-21-006731 · doc4.xml · nonDerivative · entry 1

Wallach Sandra · CIK 0001698362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,800

F1 · balance_after: Includes an aggregate of 28,438 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 19:31 UTC Tax withholdingCommon Stock 642 $8.41 $5,399.22
Disclosure

SEC source: 0000899243-21-004646 · doc4.xml · nonDerivative · entry 1

Wallach Sandra · CIK 0001698362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,045

F1 · balance_after: Includes an aggregate of 34,063 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 22:43 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 1,291 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-003886 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,110

Read SEC document
January 29, 2021 Filed Feb 1, 2021 22:43 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 3,141 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-003886 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,401

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 22:45 UTC
KREMEN GARYDirector
GrantCommon Stock 687 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-003887 · doc4.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,805

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan for services rendered as part of his Strategy and Oversight role. The award is fully vested on the date of grant. Vested shares will be delivered to the reporting person on the earlier of (i) June 1, 2023 or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 18,865 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:43 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 7,926 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000240 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,260

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:43 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 7,926 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000240 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,186

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:40 UTC
KREMEN GARYDirector
GrantCommon Stock 744 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000237 · doc4.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,118

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan for services rendered as part of his Strategy and Oversight role. The award is fully vested on the date of grant. Vested shares will be delivered to the reporting person on the earlier of (i) June 1, 2023 or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 22,637 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:37 UTC Tax withholdingCommon Stock 1,028 $8.50 $8,738.00
Disclosure

SEC source: 0000899243-21-000232 · doc4.xml · nonDerivative · entry 1

Wallach Sandra · CIK 0001698362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,687

F1 · balance_after: Includes an aggregate of 35,625 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
December 11, 2020 Filed Dec 12, 2020 01:05 UTC SaleCommon Stock 15,000 $7.38 $110,700.00
Disclosure

SEC source: 0000899243-20-033650 · doc4.xml · nonDerivative · entry 1

Shapiro Nina B. · CIK 0001678757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,747

F1 · price: Represents weighted average sale price. Actual sale prices ranged from $7.35 to $7.51. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.

F2 · balance_after: Includes an aggregate of 19,808 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 01:33 UTC
KREMEN GARYDirector
GrantCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-032347 · doc4.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,374

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan for services rendered as part of his Strategy and Oversight role. The award is fully vested on the date of grant. Vested shares will be delivered to the reporting person on the earlier of (i) June 1, 2023 or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 26,410 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 01:31 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 1,268 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-032345 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,260

Read SEC document
November 30, 2020 Filed Dec 1, 2020 01:31 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 3,664 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-032345 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,528

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:20 UTC
KREMEN GARYDirector
SaleCommon Stock 6,666 $6.75 $44,995.50
Disclosure

SEC source: 0000899243-20-031456 · doc4.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Kremen Family Trust

Disclosed balance after: 0

Read SEC document
November 13, 2020 Filed Nov 17, 2020 00:29 UTC Tax withholdingCommon Stock 1,946 $6.72 $13,077.12
Disclosure

SEC source: 0000899243-20-031167 · doc4.xml · nonDerivative · entry 1

Wallach Sandra · CIK 0001698362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,715

F1 · balance_after: Includes an aggregate of 38,125 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 19:02 UTC Tax withholdingCommon Stock 172 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-030356 · doc4.xml · nonDerivative · entry 2

Wallach Sandra · CIK 0001698362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,661

F2 · balance_after: Includes an aggregate of 43,750 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 19:02 UTC GrantCommon Stock 496 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-030356 · doc4.xml · nonDerivative · entry 1

Wallach Sandra · CIK 0001698362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,833

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

F2 · balance_after: Includes an aggregate of 43,750 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 18:59 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 2,702 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-030354 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,864

Read SEC document
November 02, 2020 Filed Nov 4, 2020 18:59 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 7,812 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-030354 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,566

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 01:26 UTC
KREMEN GARYDirector
GrantCommon Stock 862 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-030126 · doc4.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,572

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan for services rendered as part of his Strategy and Oversight role. The award is fully vested on the date of grant. Vested shares will be delivered to the reporting person on the earlier of (i) June 1, 2023 or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 30,183 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 01:29 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 1,363 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-030128 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,754

Read SEC document
October 30, 2020 Filed Nov 3, 2020 01:29 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 3,939 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-030128 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,117

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 01:26 UTC Tax withholdingCommon Stock 1,838 $6.53 $12,002.14
Disclosure

SEC source: 0000899243-20-030125 · doc4.xml · nonDerivative · entry 1

Wallach Sandra · CIK 0001698362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,337

F1 · balance_after: Includes an aggregate of 43,750 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

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October 01, 2020 Filed Oct 2, 2020 18:12 UTC Tax withholdingCommon Stock 865 $6.06 $5,241.90
Disclosure

SEC source: 0000899243-20-026818 · doc4.xml · nonDerivative · entry 1

Wallach Sandra · CIK 0001698362 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,175

F1 · balance_after: Includes an aggregate of 49,063 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

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September 30, 2020 Filed Oct 1, 2020 18:15 UTC
KREMEN GARYDirector
GrantCommon Stock 950 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-026634 · doc4.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,710

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan for services rendered as part of his Strategy and Oversight role. The award is fully vested on the date of grant. Vested shares will be delivered to the reporting person on the earlier of (i) June 1, 2023 or (ii) the separation of service.

F2 · balance_after: Includes an aggregate of 33,956 shares of common stock issuable pursuant to Restricted Stock Unit awards that have not vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.