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Nasdaq · USD

INSG

INSEEGO CORP.

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7061
SEC CIK
0001022652
Parsed reports
234

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2020 Filed Jun 5, 2020 01:05 UTC
SMITH STEPHEN MChief Financial Officer
SaleCommon Stock 2,244 $10.42 $23,382.48
Disclosure

SEC source: 0001683168-20-001873 · ownership.xml · nonDerivative · entry 2

SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,391

F2 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 01:05 UTC
SMITH STEPHEN MChief Financial Officer
GrantCommon Stock 6,636 $0.00 $0.00
Disclosure

SEC source: 0001683168-20-001873 · ownership.xml · nonDerivative · entry 1

SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,635

F1 · kind: Shares issued pursuant to restricted stock units which vested immediately upon grant and convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:56 UTC
Mondor DanChairman & CEO
OtherCommon Stock 2,052 $4.02 $8,249.04
Disclosure

SEC source: 0001683168-20-001678 · ownership.xml · nonDerivative · entry 1

Mondor Dan · CIK 0001432653 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,919

F1 · kind: Shares acquired through the Company's employee stock purchase program.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:57 UTC
Kahn DougEVP of Operations
OtherCommon Stock 2,611 $4.02 $10,496.22
Disclosure

SEC source: 0001683168-20-001680 · ownership.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,611

F1 · kind: Shares acquired through the Company's employee stock purchase program.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:57 UTC
SMITH STEPHEN MChief Financial Officer
OtherCommon Stock 2,176 $4.02 $8,747.52
Disclosure

SEC source: 0001683168-20-001679 · ownership.xml · nonDerivative · entry 1

SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,999

F1 · kind: Shares acquired through the Company's employee stock purchase program.

Read SEC document
May 12, 2020 Filed May 15, 2020 01:30 UTC
Miller BrianDirector · 10% owner
North Sound Trading, LPDirector · 10% owner
North Sound Management, Inc.Director · 10% owner
GrantConvertible Notes Due 2025 · Derivative Not disclosed $0.00 $55,544,000.00
Disclosure

SEC source: 0000950142-20-001358 · es2000746_4-inseego.xml · derivative · entry 2

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Trading, LP · CIK 0001633979 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: The Convertible Notes due 2025 will mature on May 1, 2025, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2025 are convertible at any time until the close of business on trading day immediately before the scheduled maturity date, subject to certain limitations, into shares of the Issuer's common stock at an initial conversion price of $12.61 per share of common stock, which is subject to adjustment.

F2 · derivative.exercise_date: The Convertible Notes due 2025 will mature on May 1, 2025, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2025 are convertible at any time until the close of business on trading day immediately before the scheduled maturity date, subject to certain limitations, into shares of the Issuer's common stock at an initial conversion price of $12.61 per share of common stock, which is subject to adjustment.

F2 · derivative.expiration_date: The Convertible Notes due 2025 will mature on May 1, 2025, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2025 are convertible at any time until the close of business on trading day immediately before the scheduled maturity date, subject to certain limitations, into shares of the Issuer's common stock at an initial conversion price of $12.61 per share of common stock, which is subject to adjustment.

F2 · derivative.underlying_shares: The Convertible Notes due 2025 will mature on May 1, 2025, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2025 are convertible at any time until the close of business on trading day immediately before the scheduled maturity date, subject to certain limitations, into shares of the Issuer's common stock at an initial conversion price of $12.61 per share of common stock, which is subject to adjustment.

F3 · ownership.nature: The securities are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer. On May 12, 2020, North Sound Trading LP exchanged all the Convertible Notes due 2022 that it owned for $55,544,000 aggregate principal amount of Convertible Notes due 2025 and a payment of $22,260,826 in cash. The exchange transaction is exempt from Section 16(b) of the Securities Exchange Act by virtue of the exemption provided in Rule 16b-3.

Read SEC document
May 12, 2020 Filed May 15, 2020 01:30 UTC
Miller BrianDirector · 10% owner
North Sound Trading, LPDirector · 10% owner
North Sound Management, Inc.Director · 10% owner
Disposition to issuerConvertible Notes Due 2022 · Derivative Not disclosed $0.00 $31,116,000.00
Disclosure

SEC source: 0000950142-20-001358 · es2000746_4-inseego.xml · derivative · entry 1

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Trading, LP · CIK 0001633979 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Convertible Notes due 2022 will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2022 are convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The Convertible Notes due 2022 may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F1 · derivative.exercise_date: The Convertible Notes due 2022 will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2022 are convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The Convertible Notes due 2022 may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F1 · derivative.expiration_date: The Convertible Notes due 2022 will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2022 are convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The Convertible Notes due 2022 may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F1 · derivative.underlying_shares: The Convertible Notes due 2022 will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2022 are convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The Convertible Notes due 2022 may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F3 · ownership.nature: The securities are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer. On May 12, 2020, North Sound Trading LP exchanged all the Convertible Notes due 2022 that it owned for $55,544,000 aggregate principal amount of Convertible Notes due 2025 and a payment of $22,260,826 in cash. The exchange transaction is exempt from Section 16(b) of the Securities Exchange Act by virtue of the exemption provided in Rule 16b-3.

Read SEC document
May 12, 2020 Filed Aug 7, 2020 22:24 UTC
Golden Harbor Ltd.Director · 10% owner
GrantConvertible Notes Due 2025 · Derivative Not disclosed $0.00 $24,456,000.00
Disclosure

SEC source: 0000899243-20-021770 · doc4.xml · derivative · entry 2

Golden Harbor Ltd. · CIK 0001747770 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: The Convertible Notes due 2025 will mature on May 1, 2025, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2025 are convertible at any time until the close of business on trading day immediately before the scheduled maturity date, subject to certain limitations, into shares of the Issuer's common stock at an initial conversion price of $12.61 per share of common stock, which is subject to adjustment.

F2 · derivative.exercise_date: The Convertible Notes due 2025 will mature on May 1, 2025, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2025 are convertible at any time until the close of business on trading day immediately before the scheduled maturity date, subject to certain limitations, into shares of the Issuer's common stock at an initial conversion price of $12.61 per share of common stock, which is subject to adjustment.

F2 · derivative.expiration_date: The Convertible Notes due 2025 will mature on May 1, 2025, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2025 are convertible at any time until the close of business on trading day immediately before the scheduled maturity date, subject to certain limitations, into shares of the Issuer's common stock at an initial conversion price of $12.61 per share of common stock, which is subject to adjustment.

F2 · derivative.underlying_shares: The Convertible Notes due 2025 will mature on May 1, 2025, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2025 are convertible at any time until the close of business on trading day immediately before the scheduled maturity date, subject to certain limitations, into shares of the Issuer's common stock at an initial conversion price of $12.61 per share of common stock, which is subject to adjustment.

F3 · ownership.direct: These securities are owned directly by Golden Harbor Ltd. ("Golden Harbor"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn Ltd., Golden Harbor, Tavistock Financial, LLC and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Golden Harbor. On May 12, 2020, Golden Harbor exchanged all the Convertible Notes due 2022 that it owned for $24,456,000 principal amount of Convertible Notes due 2025 and a payment of $9,801,000 in cash. The exchange transaction is exempt from Section 16(b) of the Securities Exchange Act by virtue of the exemption provided in Rule 16b-3.

Read SEC document
May 12, 2020 Filed Aug 7, 2020 22:24 UTC
Golden Harbor Ltd.Director · 10% owner
Disposition to issuerConvertible Notes Due 2022 · Derivative Not disclosed $0.00 $13,700,000.00
Disclosure

SEC source: 0000899243-20-021770 · doc4.xml · derivative · entry 1

Golden Harbor Ltd. · CIK 0001747770 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Convertible Notes due 2022 will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2022 are convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The Convertible Notes due 2022 may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F1 · derivative.exercise_date: The Convertible Notes due 2022 will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2022 are convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The Convertible Notes due 2022 may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F1 · derivative.expiration_date: The Convertible Notes due 2022 will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2022 are convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The Convertible Notes due 2022 may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F1 · derivative.underlying_shares: The Convertible Notes due 2022 will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2022 are convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The Convertible Notes due 2022 may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F3 · ownership.direct: These securities are owned directly by Golden Harbor Ltd. ("Golden Harbor"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn Ltd., Golden Harbor, Tavistock Financial, LLC and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Golden Harbor. On May 12, 2020, Golden Harbor exchanged all the Convertible Notes due 2022 that it owned for $24,456,000 principal amount of Convertible Notes due 2025 and a payment of $9,801,000 in cash. The exchange transaction is exempt from Section 16(b) of the Securities Exchange Act by virtue of the exemption provided in Rule 16b-3.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:09 UTC
Golden Harbor Ltd.Director · 10% owner
OtherCommon Stock 10,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012592 · doc4.xml · nonDerivative · entry 1

Golden Harbor Ltd. · CIK 0001747770 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,965,504

F2 · kind: On May 7, 2020, Golden Harbor transferred 10,000,000 shares of common stock of the issuer to Braslyn Ltd. for no consideration.

F2 · price: On May 7, 2020, Golden Harbor transferred 10,000,000 shares of common stock of the issuer to Braslyn Ltd. for no consideration.

F1 · ownership.direct: These securities are owned directly by Golden Harbor Ltd. ("Golden Harbor"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn Ltd., Golden Harbor and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Golden Harbor.

Read SEC document
February 05, 2020 Filed May 19, 2020 20:55 UTC GrantCommon Stock 11,039 $0.00 $0.00
Disclosure

SEC source: 0001683168-20-001675 · ownership.xml · nonDerivative · entry 1

TUDER JEFFREY · CIK 0001671976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,585

F1 · shares: Represents restricted stock units scheduled to vest on the one-year anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 05, 2020 Filed May 19, 2020 20:54 UTC GrantCommon Stock 11,039 $0.00 $0.00
Disclosure

SEC source: 0001683168-20-001674 · ownership.xml · nonDerivative · entry 1

Harland Christopher · CIK 0001790755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,039

F1 · shares: Represents restricted stock units scheduled to vest on the one-year anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 05, 2020 Filed May 22, 2020 20:37 UTC GrantCommon Stock 11,039 $0.00 $0.00
Disclosure

SEC source: 0001683168-20-001724 · ownership.xml · nonDerivative · entry 1

Avery James B · CIK 0001747700 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 71,122

F1 · shares: Represents restricted stock units scheduled to vest on the one-year anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F3 · balance_after: Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the Issuer, or the economic benefits thereof, to Tavistock Financial, LLC. As such, the reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F3 · ownership.nature: Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the Issuer, or the economic benefits thereof, to Tavistock Financial, LLC. As such, the reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
February 05, 2020 Filed May 26, 2020 20:53 UTC
Miller BrianDirector
GrantCommon Stock 11,039 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-001406 · es2000768_4-inseego.xml · nonDerivative · entry 1

Miller Brian · CIK 0001749976 · Director

North Sound Trading, LP · CIK 0001633979 · Director

North Sound Management, Inc. · CIK 0001749646 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,122

F1 · shares: Restricted stock units scheduled to vest on the one-year anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F3 · balance_after: Includes 42,521 restricted stock units scheduled to vest over a three-year period, with one-third vesting on each anniversary of October 25, 2018, the grant date, and 17,562 restricted stock units that vested in full on February 14, 2020.

F4 · ownership.direct: The restricted stock units are owned directly by Brian Miller.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:16 UTC
SMITH STEPHEN MChief Financial Officer
OtherCommon Stock 2,176 $4.02 $8,748.61
Disclosure

SEC source: 0001022652-19-000047 · wf-form4_157419815380124.xml · nonDerivative · entry 1

SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,823

F1 · kind: Shares acquired through the Company's employee stock purchase program.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:08 UTC
Mondor DanDirector · Chairman and CEO
OtherCommon Stock 2,052 $4.02 $8,250.07
Disclosure

SEC source: 0001022652-19-000045 · wf-form4_157419771712113.xml · nonDerivative · entry 1

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,867

F1 · kind: Shares acquired through the Company's employee stock purchase program.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 23:35 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001022652-19-000039 · wf-form4_157291048861834.xml · nonDerivative · entry 1

Harland Christopher · CIK 0001790755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: The restricted stock units are scheduled to vest over a three-year period, with one-third vesting on each anniversary of the grant date through the third anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:26 UTC
Miller BrianDirector
GrantSeries E Fixed-Rate Cumulative Perpetual Preferred Stock 3,000 $1,000.00 $3,000,000.00
Disclosure

SEC source: 0000950142-19-001768 · es1900999_4-inseego.xml · nonDerivative · entry 1

Miller Brian · CIK 0001749976 · Director

North Sound Trading, LP · CIK 0001633979 · Director

North Sound Management, Inc. · CIK 0001749646 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,000

F1 · ownership.nature: The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 17:14 UTC
Golden Harbor Ltd.Director · 10% owner
LEWIS JOSEPHDirector · 10% owner
GrantSeries E Cumulative Perpetual Preferred Stock 7,000 $1,000.00 $7,000,000.00
Disclosure

SEC source: 0000899243-19-021644 · doc4.xml · nonDerivative · entry 1

Golden Harbor Ltd. · CIK 0001747770 · Director · 10% owner

LEWIS JOSEPH · CIK 0001015747 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

F1 · security: The Series E Preferred Stock is not convertible into common stock of the issuer, nor does it have any voting rights unless otherwise required by law.

F2 · ownership.direct: These securities are owned directly by Golden Harbor Ltd ("Golden Harbor"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Golden Harbor and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Golden Harbor. Each of Golden Harbor and Mr. Lewis is deemed a director by deputization by virtue of their relationship with Jim Avery, a director of the issuer.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 21:01 UTC
Miller BrianDirector
PurchaseConvertible Note · Derivative Not disclosed $33,073,967.50 Strike: $4.70 $25,466,000.00
Disclosure

SEC source: 0000950142-19-001553 · es1900900_4-inseego.xml · derivative · entry 3

Miller Brian · CIK 0001749976 · Director

North Sound Trading, LP · CIK 0001633979 · Director

North Sound Management, Inc. · CIK 0001749646 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F5 · derivative.exercise_price: The convertible note will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The convertible note is convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The convertible note may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F5 · derivative.exercise_date: The convertible note will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The convertible note is convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The convertible note may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F5 · derivative.expiration_date: The convertible note will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The convertible note is convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The convertible note may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F5 · derivative.underlying_shares: The convertible note will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The convertible note is convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The convertible note may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F1 · ownership.nature: The shares and convertible notes are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares and convertible notes directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 21:01 UTC
Miller BrianDirector
SaleCommon Stock 3,900,000 $4.80 $18,720,000.00
Disclosure

SEC source: 0000950142-19-001553 · es1900900_4-inseego.xml · nonDerivative · entry 1

Miller Brian · CIK 0001749976 · Director

North Sound Trading, LP · CIK 0001633979 · Director

North Sound Management, Inc. · CIK 0001749646 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,401,995

F1 · ownership.nature: The shares and convertible notes are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares and convertible notes directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 00:25 UTC
Mondor DanDirector · Chairman and CEO
Tax withholdingCommon Stock 18,811 $4.91 $92,362.01
Disclosure

SEC source: 0001022652-19-000027 · wf-form4_156211352297890.xml · nonDerivative · entry 2

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,815

F2 · kind: Automatic disposition of shares back to Issuer (and subsequent cancellation thereof) solely to satisfy immediate payroll tax withholding obligation triggered by the vesting of restricted stock. The Reporting Person received no proceeds from this transaction.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 00:25 UTC
Mondor DanDirector · Chairman and CEO
GrantCommon Stock 54,399 $0.00 $0.00
Disclosure

SEC source: 0001022652-19-000027 · wf-form4_156211352297890.xml · nonDerivative · entry 1

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,626

F1 · kind: The restricted stock units are scheduled to vest immediately upon grant and convert into common stock on a one-for-one basis.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 00:21 UTC
SMITH STEPHEN MChief Financial Officer
Tax withholdingCommon Stock 6,570 $4.91 $32,258.70
Disclosure

SEC source: 0001022652-19-000025 · wf-form4_156211324859994.xml · nonDerivative · entry 2

SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,647

F2 · kind: Automatic disposition of shares back to Issuer (and subsequent cancellation thereof) solely to satisfy immediate payroll tax withholding obligation triggered by the vesting of restricted stock. The Reporting Person received no proceeds from this transaction.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 00:21 UTC
SMITH STEPHEN MChief Financial Officer
GrantCommon Stock 19,160 $0.00 $0.00
Disclosure

SEC source: 0001022652-19-000025 · wf-form4_156211324859994.xml · nonDerivative · entry 1

SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,217

F1 · kind: The restricted stock units are scheduled to vest immediately upon grant and convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2019 Filed May 16, 2019 23:17 UTC
Mondor DanDirector · Chairman and CEO
OtherCommon Stock 2,588 $3.19 $8,249.25
Disclosure

SEC source: 0001022652-19-000021 · wf-form4_155804861470496.xml · nonDerivative · entry 1

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,227

F1 · kind: Shares acquired through the Company's employee stock purchase program.

Read SEC document
May 15, 2019 Filed May 16, 2019 22:48 UTC
SMITH STEPHEN MChief Financial Officer
OtherCommon Stock 2,745 $3.19 $8,749.69
Disclosure

SEC source: 0001022652-19-000019 · wf-form4_155804690421494.xml · nonDerivative · entry 1

SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,057

F1 · kind: Shares acquired through the Company's employee stock purchase program.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 17:00 UTC
Golden Harbor Ltd.Director · 10% owner
LEWIS JOSEPH10% owner
GrantWarrant (right to purchase) · Derivative 1,875,000 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0000899243-19-009269 · doc4.xml · derivative · entry 3

Golden Harbor Ltd. · CIK 0001747770 · Director · 10% owner

LEWIS JOSEPH · CIK 0001015747 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875,000

Underlying: Common Stock · 1,875,000 shares

Expires 2022-06-30

F1 · ownership.direct: These securities are owned directly by Golden Harbor Ltd ("Golden Harbor"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Golden Harbor and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Golden Harbor.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 17:00 UTC
Golden Harbor Ltd.Director · 10% owner
LEWIS JOSEPH10% owner
Exercise / conversionWarrant (right to purchase) · Derivative 3,166,275 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0000899243-19-009269 · doc4.xml · derivative · entry 2

Golden Harbor Ltd. · CIK 0001747770 · Director · 10% owner

LEWIS JOSEPH · CIK 0001015747 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,166,275 shares

Expires 2023-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: These securities are owned directly by Golden Harbor Ltd ("Golden Harbor"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Golden Harbor and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Golden Harbor.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 17:00 UTC
Golden Harbor Ltd.Director · 10% owner
LEWIS JOSEPH10% owner
Exercise / conversionCommon Stock 3,166,275 $2.52 $7,979,013.00
Disclosure

SEC source: 0000899243-19-009269 · doc4.xml · nonDerivative · entry 1

Golden Harbor Ltd. · CIK 0001747770 · Director · 10% owner

LEWIS JOSEPH · CIK 0001015747 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,965,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: These securities are owned directly by Golden Harbor Ltd ("Golden Harbor"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Golden Harbor and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Golden Harbor.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 20:59 UTC
Miller BrianDirector · 10% owner
North Sound Trading, LPDirector · 10% owner
North Sound Management, Inc.Director · 10% owner
GrantWarrant (right to purchase) · Derivative 625,000 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0000950142-19-000662 · es1900446_4-inseego.xml · derivative · entry 4

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Trading, LP · CIK 0001633979 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 625,000

Underlying: Common Stock · 625,000 shares

Expires 2022-06-30

F1 · ownership.nature: The shares and warrants are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer. The exercise of the warrant to acquire 1,055,425 shares of common stock and the acquisition of the warrant to acquire 625,000 shares of common stock are each transactions that are exempt from Section 16(b) pursuant to Section 16b-3.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 20:59 UTC
Miller BrianDirector · 10% owner
North Sound Trading, LPDirector · 10% owner
North Sound Management, Inc.Director · 10% owner
Exercise / conversionWarrant (right to purchase) · Derivative 1,055,425 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0000950142-19-000662 · es1900446_4-inseego.xml · derivative · entry 3

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Trading, LP · CIK 0001633979 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,055,425 shares

Expires 2023-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares and warrants are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer. The exercise of the warrant to acquire 1,055,425 shares of common stock and the acquisition of the warrant to acquire 625,000 shares of common stock are each transactions that are exempt from Section 16(b) pursuant to Section 16b-3.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 20:59 UTC
Miller BrianDirector · 10% owner
North Sound Trading, LPDirector · 10% owner
North Sound Management, Inc.Director · 10% owner
Exercise / conversionCommon Stock 1,055,425 $2.52 $2,659,671.00
Disclosure

SEC source: 0000950142-19-000662 · es1900446_4-inseego.xml · nonDerivative · entry 1

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Trading, LP · CIK 0001633979 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,301,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares and warrants are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer. The exercise of the warrant to acquire 1,055,425 shares of common stock and the acquisition of the warrant to acquire 625,000 shares of common stock are each transactions that are exempt from Section 16(b) pursuant to Section 16b-3.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:16 UTC
Miller BrianDirector · 10% owner
GrantCommon Stock 17,562 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-000318 · es1900277_4-inseego.xml · nonDerivative · entry 1

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · 10% owner

North Sound Trading, LP · CIK 0001633979 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,083

F1 · shares: The restricted stock units will vest in full on the first anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F3 · ownership.direct: The shares are owned directly by Mr. Miller.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:30 UTC GrantCommon Stock 17,562 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004057 · doc4.xml · nonDerivative · entry 2

Avery James B · CIK 0001747700 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 60,083

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F3 · shares: The restricted stock units are scheduled to vest in full on the first anniversary of the grant date.

F4 · ownership.nature: Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the Issuer, or the economic benefits thereof, to Tavistock Financial LLC. As such, the reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:30 UTC GrantCommon Stock 42,521 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004057 · doc4.xml · nonDerivative · entry 1

Avery James B · CIK 0001747700 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 42,151

F1 · shares: The restricted stock units are scheduled to vest over a three-year period, with one-third vesting on the first anniversary of the grant date, one-third vesting on the second anniversary of the grant date and one-third vesting on the third anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F4 · ownership.nature: Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the Issuer, or the economic benefits thereof, to Tavistock Financial LLC. As such, the reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:13 UTC GrantStock Option (Right to Buy) · Derivative 28,466 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001022652-19-000006 · wf-form4_155061077697978.xml · derivative · entry 2

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,466

Underlying: Common Stock · 28,466 shares

Expires 2029-02-14

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:13 UTC GrantCommon Stock 8,781 $0.00 $0.00
Disclosure

SEC source: 0001022652-19-000006 · wf-form4_155061077697978.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,333

F1 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: The restricted stock units will vest in full on the first anniversary of the grant date.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:06 UTC GrantStock Option (Right to Buy) · Derivative 28,466 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001022652-19-000004 · wf-form4_155061040424553.xml · derivative · entry 2

TUDER JEFFREY · CIK 0001671976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,466

Underlying: Common Stock · 28,466 shares

Expires 2029-02-14

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:06 UTC GrantCommon Stock 8,781 $0.00 $0.00
Disclosure

SEC source: 0001022652-19-000004 · wf-form4_155061040424553.xml · nonDerivative · entry 1

TUDER JEFFREY · CIK 0001671976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,546

F1 · shares: The restricted stock units will vest in full on the first anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 14, 2019 Filed Feb 13, 2020 20:35 UTC Amendment GrantCommon Stock 17,562 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004467 · doc4a.xml · nonDerivative · entry 2

Avery James B · CIK 0001747700 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 60,083

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F3 · shares: The restricted stock units are scheduled to vest in full on July 1, 2020.

F5 · shares: Mr. Avery is filing this amendment to reflect the amended vesting schedules for the grants of restricted stock units.

F4 · ownership.nature: Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the Issuer, or the economic benefits thereof, to Tavistock Financial, LLC. As such, the reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
February 14, 2019 Filed Feb 13, 2020 20:35 UTC Amendment GrantCommon Stock 42,521 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004467 · doc4a.xml · nonDerivative · entry 1

Avery James B · CIK 0001747700 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 42,521

F1 · shares: The restricted stock units are scheduled to vest over a three-year period, with one-third vesting on July 1, 2020, one-third vesting on October 25, 2020 and one-third vesting on October 25, 2021.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F5 · shares: Mr. Avery is filing this amendment to reflect the amended vesting schedules for the grants of restricted stock units.

F4 · ownership.nature: Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the Issuer, or the economic benefits thereof, to Tavistock Financial, LLC. As such, the reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 21:10 UTC
Mondor DanDirector · Chairman and CEO
Tax withholdingCommon Stock 18,495 $5.25 $97,098.75
Disclosure

SEC source: 0001022652-19-000002 · wf-form4_154870983462145.xml · nonDerivative · entry 2

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,639

F2 · kind: Automatic disposition of shares back to Issuer (and subsequent cancellation thereof) solely to satisfy immediate payroll tax withholding obligation triggered by the vesting of restricted stock. The Reporting Person received no proceeds from this transaction.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 21:10 UTC
Mondor DanDirector · Chairman and CEO
GrantCommon Stock 56,410 $0.00 $0.00
Disclosure

SEC source: 0001022652-19-000002 · wf-form4_154870983462145.xml · nonDerivative · entry 1

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,134

F1 · kind: The restricted stock units are scheduled to vest immediately upon grant and convert into common stock on a one-for-one basis.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 06:05 UTC
LEWIS JOSEPH10% owner
PurchaseCommon Stock 9,752,729 $3.00 $29,258,187.00
Disclosure

SEC source: 0000899243-18-031448 · doc4.xml · nonDerivative · entry 1

Golden Harbor Ltd. · CIK 0001747770 · 10% owner

LEWIS JOSEPH · CIK 0001015747 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,799,229

F1 · shares: Pursuant to a Stock Purchase Agreement dated December 4, 2018, as amended, between Golden Harbor Ltd. ("Golden Harbor") and Continental General Insurance Company ("Continental"), Golden Harbor purchased, and Continental sold, 9,752,729 shares of Common Stock.

F2 · ownership.direct: These securities are owned directly by Golden Harbor, which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Golden Harbor and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Golden Harbor.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 15:15 UTC
Miller BrianDirector · 10% owner
PurchaseCommon Stock 1,721,070 $3.00 $5,163,210.00
Disclosure

SEC source: 0000950142-18-002430 · es1801327_4-inseego.xml · nonDerivative · entry 1

North Sound Trading, LP · CIK 0001633979 · 10% owner

North Sound Management, Inc. · CIK 0001749646 · 10% owner

Miller Brian · CIK 0001749976 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,246,570

F1 · ownership.direct: The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation, which in turn is the general partner of North Sound Trading. Mr. Miller may be deemed to indirectly own the shares directly owned by North Sound Trading. Mr. Miller is a director of the Issuer.

Read SEC document
December 19, 2018 Filed Dec 27, 2018 21:16 UTC
CONTINENTAL GENERAL INSURANCE CO10% owner · Member of 10% Owner Group
SaleCommon Stock 11,473,799 $3.00 $34,421,397.00
Disclosure

SEC source: 0001006837-18-000159 · wf-form4_154594535900753.xml · nonDerivative · entry 1

Continental Insurance Group, Ltd. · CIK 0001663139 · 10% owner

HC2 Holdings 2, Inc. · CIK 0001619368 · 10% owner

HC2 HOLDINGS, INC. · CIK 0001006837 · 10% owner

CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · 10% owner · Member of 10% Owner Group

Continental Insurance, Inc. · CIK 0001663143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Group

Disclosed balance after: 0

F1 · ownership.nature: Following the transactions reported herein, none of the Reporting Persons owns any shares of Common Stock of the Issuer.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 21:43 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 35,033 $1.25 Strike: $1.25 $43,791.25
Disclosure

SEC source: 0001022652-18-000090 · wf-form4_154361417443155.xml · derivative · entry 3

TUDER JEFFREY · CIK 0001671976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,033 shares

Expires 2027-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 21:43 UTC SaleCommon Stock 35,033 $3.76 $131,615.48
Disclosure

SEC source: 0001022652-18-000090 · wf-form4_154361417443155.xml · nonDerivative · entry 2

TUDER JEFFREY · CIK 0001671976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,765

F1 · price: Weighted-average price at which shares were sold on the listed date between the range of $3.735 and $3.810 per share. The reporting person undertakes to provide upon request to the SEC Staff, the Issuer, or a security holder of the Issuer information regarding the number of shares sold at each price.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 21:43 UTC Exercise / conversionCommon Stock 35,033 $1.25 $43,791.25
Disclosure

SEC source: 0001022652-18-000090 · wf-form4_154361417443155.xml · nonDerivative · entry 1

TUDER JEFFREY · CIK 0001671976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.