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North Sound Trading, LP

Disclosed activity across 1 company

Tapewire entity
73087
SEC CIK
0001633979

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INSEEGO CORP.INSG · Entity 7061Director · 10% ownerNovember 12, 2025November 17, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INSEEGO CORP.

Report date November 12, 2025 · Filed November 17, 2025

Jointly reported with North Sound Management, Inc., Miller Brian

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $12.12 · Expires 2028-06-28Direct84,615 Reported balance After 2025-11-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-11-12 · Purchase · Acquired 28,205 · Balance 84,615

F1: The securities are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management maybe deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The securities are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management maybe deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2025 Filed Nov 17, 2025 22:09 UTC INSEEGO CORP. INSG · Entity 7061 PurchaseWarrants to Purchase Common Stock · Derivative 28,205 $4.43 Strike: $12.12 $124,948.15
Disclosure

SEC source: 0000950142-25-003010 · es250705667_4-inseego.xml · derivative · entry 1

North Sound Trading, LP · CIK 0001633979 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · Director · 10% owner

Miller Brian · CIK 0001749976 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,615

Underlying: Common Stock · 28,205 shares

Expires 2028-06-28

F1 · ownership.direct: The securities are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management maybe deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
August 14, 2025 Filed Aug 14, 2025 23:08 UTC INSEEGO CORP. INSG · Entity 7061 PurchaseCommon Stock 15,100 $8.93 $134,781.09
Disclosure

SEC source: 0000950142-25-002198 · es250667709_4-inseego.xml · nonDerivative · entry 3

North Sound Trading, LP · CIK 0001633979 · Director · 10% owner

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,143,769

F3 · price: The price shown in Column 4 is a weighted average price. The price range is $8.7100 to $9.0900. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares transacted at each separate price.

F4 · ownership.direct: The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management may be deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
August 13, 2025 Filed Aug 14, 2025 23:08 UTC INSEEGO CORP. INSG · Entity 7061 PurchaseCommon Stock 31,094 $8.98 $279,174.37
Disclosure

SEC source: 0000950142-25-002198 · es250667709_4-inseego.xml · nonDerivative · entry 2

North Sound Trading, LP · CIK 0001633979 · Director · 10% owner

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,128,669

F2 · price: The price shown in Column 4 is a weighted average price. The price range is $8.8889 to $9.2892. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares transacted at each separate price.

F4 · ownership.direct: The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management may be deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 23:08 UTC INSEEGO CORP. INSG · Entity 7061 PurchaseCommon Stock 8,807 $7.44 $65,548.74
Disclosure

SEC source: 0000950142-25-002198 · es250667709_4-inseego.xml · nonDerivative · entry 1

North Sound Trading, LP · CIK 0001633979 · Director · 10% owner

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,097,575

F1 · price: The price shown in Column 4 is a weighted average price. The price range is $7.2399 to $7.8000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares transacted at each separate price.

F4 · ownership.direct: The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management may be deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 02:46 UTC INSEEGO CORP. INSG · Entity 7061 SaleCommon Stock 493,546 $14.33 $7,072,020.63
Disclosure

SEC source: 0000950142-20-002818 · es200120040_4-inseego.xml · nonDerivative · entry 3

Miller Brian · CIK 0001749976 · Director

North Sound Trading, LP · CIK 0001633979 · Director

North Sound Management, Inc. · CIK 0001749646 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,000,000

F1 · ownership.nature: The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 02:46 UTC INSEEGO CORP. INSG · Entity 7061 SaleCommon Stock 647,629 $14.79 $9,577,785.28
Disclosure

SEC source: 0000950142-20-002818 · es200120040_4-inseego.xml · nonDerivative · entry 2

Miller Brian · CIK 0001749976 · Director

North Sound Trading, LP · CIK 0001633979 · Director

North Sound Management, Inc. · CIK 0001749646 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,493,546

F1 · ownership.nature: The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:46 UTC INSEEGO CORP. INSG · Entity 7061 SaleCommon Stock 1,260,820 $15.59 $19,660,974.92
Disclosure

SEC source: 0000950142-20-002818 · es200120040_4-inseego.xml · nonDerivative · entry 1

Miller Brian · CIK 0001749976 · Director

North Sound Trading, LP · CIK 0001633979 · Director

North Sound Management, Inc. · CIK 0001749646 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,141,175

F1 · ownership.nature: The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
May 12, 2020 Filed May 15, 2020 01:30 UTC INSEEGO CORP. INSG · Entity 7061 GrantConvertible Notes Due 2025 · Derivative Not disclosed $0.00 $55,544,000.00
Disclosure

SEC source: 0000950142-20-001358 · es2000746_4-inseego.xml · derivative · entry 2

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Trading, LP · CIK 0001633979 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: The Convertible Notes due 2025 will mature on May 1, 2025, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2025 are convertible at any time until the close of business on trading day immediately before the scheduled maturity date, subject to certain limitations, into shares of the Issuer's common stock at an initial conversion price of $12.61 per share of common stock, which is subject to adjustment.

F2 · derivative.exercise_date: The Convertible Notes due 2025 will mature on May 1, 2025, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2025 are convertible at any time until the close of business on trading day immediately before the scheduled maturity date, subject to certain limitations, into shares of the Issuer's common stock at an initial conversion price of $12.61 per share of common stock, which is subject to adjustment.

F2 · derivative.expiration_date: The Convertible Notes due 2025 will mature on May 1, 2025, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2025 are convertible at any time until the close of business on trading day immediately before the scheduled maturity date, subject to certain limitations, into shares of the Issuer's common stock at an initial conversion price of $12.61 per share of common stock, which is subject to adjustment.

F2 · derivative.underlying_shares: The Convertible Notes due 2025 will mature on May 1, 2025, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2025 are convertible at any time until the close of business on trading day immediately before the scheduled maturity date, subject to certain limitations, into shares of the Issuer's common stock at an initial conversion price of $12.61 per share of common stock, which is subject to adjustment.

F3 · ownership.nature: The securities are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer. On May 12, 2020, North Sound Trading LP exchanged all the Convertible Notes due 2022 that it owned for $55,544,000 aggregate principal amount of Convertible Notes due 2025 and a payment of $22,260,826 in cash. The exchange transaction is exempt from Section 16(b) of the Securities Exchange Act by virtue of the exemption provided in Rule 16b-3.

Read SEC document
May 12, 2020 Filed May 15, 2020 01:30 UTC INSEEGO CORP. INSG · Entity 7061 Disposition to issuerConvertible Notes Due 2022 · Derivative Not disclosed $0.00 $31,116,000.00
Disclosure

SEC source: 0000950142-20-001358 · es2000746_4-inseego.xml · derivative · entry 1

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Trading, LP · CIK 0001633979 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Convertible Notes due 2022 will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2022 are convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The Convertible Notes due 2022 may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F1 · derivative.exercise_date: The Convertible Notes due 2022 will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2022 are convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The Convertible Notes due 2022 may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F1 · derivative.expiration_date: The Convertible Notes due 2022 will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2022 are convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The Convertible Notes due 2022 may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F1 · derivative.underlying_shares: The Convertible Notes due 2022 will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2022 are convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The Convertible Notes due 2022 may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F3 · ownership.nature: The securities are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer. On May 12, 2020, North Sound Trading LP exchanged all the Convertible Notes due 2022 that it owned for $55,544,000 aggregate principal amount of Convertible Notes due 2025 and a payment of $22,260,826 in cash. The exchange transaction is exempt from Section 16(b) of the Securities Exchange Act by virtue of the exemption provided in Rule 16b-3.

Read SEC document
February 05, 2020 Filed May 26, 2020 20:53 UTC INSEEGO CORP. INSG · Entity 7061 GrantCommon Stock 11,039 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-001406 · es2000768_4-inseego.xml · nonDerivative · entry 1

Miller Brian · CIK 0001749976 · Director

North Sound Trading, LP · CIK 0001633979 · Director

North Sound Management, Inc. · CIK 0001749646 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,122

F1 · shares: Restricted stock units scheduled to vest on the one-year anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F3 · balance_after: Includes 42,521 restricted stock units scheduled to vest over a three-year period, with one-third vesting on each anniversary of October 25, 2018, the grant date, and 17,562 restricted stock units that vested in full on February 14, 2020.

F4 · ownership.direct: The restricted stock units are owned directly by Brian Miller.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:26 UTC INSEEGO CORP. INSG · Entity 7061 GrantSeries E Fixed-Rate Cumulative Perpetual Preferred Stock 3,000 $1,000.00 $3,000,000.00
Disclosure

SEC source: 0000950142-19-001768 · es1900999_4-inseego.xml · nonDerivative · entry 1

Miller Brian · CIK 0001749976 · Director

North Sound Trading, LP · CIK 0001633979 · Director

North Sound Management, Inc. · CIK 0001749646 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,000

F1 · ownership.nature: The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 21:01 UTC INSEEGO CORP. INSG · Entity 7061 PurchaseConvertible Note · Derivative Not disclosed $33,073,967.50 Strike: $4.70 $25,466,000.00
Disclosure

SEC source: 0000950142-19-001553 · es1900900_4-inseego.xml · derivative · entry 3

Miller Brian · CIK 0001749976 · Director

North Sound Trading, LP · CIK 0001633979 · Director

North Sound Management, Inc. · CIK 0001749646 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F5 · derivative.exercise_price: The convertible note will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The convertible note is convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The convertible note may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F5 · derivative.exercise_date: The convertible note will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The convertible note is convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The convertible note may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F5 · derivative.expiration_date: The convertible note will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The convertible note is convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The convertible note may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F5 · derivative.underlying_shares: The convertible note will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The convertible note is convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The convertible note may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.

F1 · ownership.nature: The shares and convertible notes are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares and convertible notes directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 21:01 UTC INSEEGO CORP. INSG · Entity 7061 SaleCommon Stock 3,900,000 $4.80 $18,720,000.00
Disclosure

SEC source: 0000950142-19-001553 · es1900900_4-inseego.xml · nonDerivative · entry 1

Miller Brian · CIK 0001749976 · Director

North Sound Trading, LP · CIK 0001633979 · Director

North Sound Management, Inc. · CIK 0001749646 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,401,995

F1 · ownership.nature: The shares and convertible notes are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares and convertible notes directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 20:59 UTC INSEEGO CORP. INSG · Entity 7061 GrantWarrant (right to purchase) · Derivative 625,000 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0000950142-19-000662 · es1900446_4-inseego.xml · derivative · entry 4

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Trading, LP · CIK 0001633979 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 625,000

Underlying: Common Stock · 625,000 shares

Expires 2022-06-30

F1 · ownership.nature: The shares and warrants are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer. The exercise of the warrant to acquire 1,055,425 shares of common stock and the acquisition of the warrant to acquire 625,000 shares of common stock are each transactions that are exempt from Section 16(b) pursuant to Section 16b-3.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 20:59 UTC INSEEGO CORP. INSG · Entity 7061 Exercise / conversionWarrant (right to purchase) · Derivative 1,055,425 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0000950142-19-000662 · es1900446_4-inseego.xml · derivative · entry 3

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Trading, LP · CIK 0001633979 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,055,425 shares

Expires 2023-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares and warrants are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer. The exercise of the warrant to acquire 1,055,425 shares of common stock and the acquisition of the warrant to acquire 625,000 shares of common stock are each transactions that are exempt from Section 16(b) pursuant to Section 16b-3.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 20:59 UTC INSEEGO CORP. INSG · Entity 7061 Exercise / conversionCommon Stock 1,055,425 $2.52 $2,659,671.00
Disclosure

SEC source: 0000950142-19-000662 · es1900446_4-inseego.xml · nonDerivative · entry 1

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Trading, LP · CIK 0001633979 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,301,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares and warrants are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer. The exercise of the warrant to acquire 1,055,425 shares of common stock and the acquisition of the warrant to acquire 625,000 shares of common stock are each transactions that are exempt from Section 16(b) pursuant to Section 16b-3.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:16 UTC INSEEGO CORP. INSG · Entity 7061 GrantCommon Stock 17,562 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-000318 · es1900277_4-inseego.xml · nonDerivative · entry 1

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Management, Inc. · CIK 0001749646 · 10% owner

North Sound Trading, LP · CIK 0001633979 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,083

F1 · shares: The restricted stock units will vest in full on the first anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F3 · ownership.direct: The shares are owned directly by Mr. Miller.

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December 19, 2018 Filed Dec 20, 2018 15:15 UTC INSEEGO CORP. INSG · Entity 7061 PurchaseCommon Stock 1,721,070 $3.00 $5,163,210.00
Disclosure

SEC source: 0000950142-18-002430 · es1801327_4-inseego.xml · nonDerivative · entry 1

North Sound Trading, LP · CIK 0001633979 · 10% owner

North Sound Management, Inc. · CIK 0001749646 · 10% owner

Miller Brian · CIK 0001749976 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,246,570

F1 · ownership.direct: The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation, which in turn is the general partner of North Sound Trading. Mr. Miller may be deemed to indirectly own the shares directly owned by North Sound Trading. Mr. Miller is a director of the Issuer.

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October 25, 2018 Filed Oct 29, 2018 21:24 UTC INSEEGO CORP. INSG · Entity 7061 GrantCommon Stock 42,521 $0.00 $0.00
Disclosure

SEC source: 0000950142-18-002101 · es1801172_4-inseego.xml · nonDerivative · entry 1

Miller Brian · CIK 0001749976 · Director · 10% owner

North Sound Trading, LP · CIK 0001633979 · 10% owner

North Sound Management, Inc. · CIK 0001749646 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,521

F1 · shares: The restricted stock units are scheduled to vest over a three-year period, with one-third vesting on each anniversary of the grant date through the third anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F3 · ownership.direct: The restricted stock units are owned directly by Mr. Miller.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.