Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INSEEGO CORP.INSG · Entity 7061 | Chief Financial Officer | August 03, 2020 | August 06, 2020 |
| Movella Holdings Inc.MVLA · Entity 109903 | Chief Financial Officer | June 13, 2023 | June 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INSEEGO CORP.
Report date August 03, 2020 · Filed August 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,744 |
Reported balance
After 2020-08-03 transaction · row 1
1 source rowRow 1 · 2020-08-03 · Sale · Disposed 12,590 · Balance 8,744 F1: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 5, 2020. F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.61 to $14.90, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 5, 2020.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.61 to $14.90, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Movella Holdings Inc.
Report date June 13, 2023 · Filed June 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 248,582 |
Reported balance
After 2023-06-13 transaction · row 1
1 source rowRow 1 · 2023-06-13 · Grant · Acquired 148,582 · Balance 248,582 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2: One third (1/3) of the total number of shares subject to the award will vest on each of February 15, 2024, February 15, 2025 and February 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: One third (1/3) of the total number of shares subject to the award will vest on each of February 15, 2024, February 15, 2025 and February 15, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2023 Filed Jun 15, 2023 18:01 UTC | Movella Holdings Inc. MVLA · Entity 109903 | GrantCommon Stock | 148,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-022320 · wk-form4_1686866489.xml · nonDerivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,582 F1 · shares: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · shares: One third (1/3) of the total number of shares subject to the award will vest on each of February 15, 2024, February 15, 2025 and February 15, 2026. Read SEC document |
| May 24, 2023 Filed May 25, 2023 18:28 UTC | Movella Holdings Inc. MVLA · Entity 109903 | PurchaseCommon Stock | 61,524 | $1.65 | $101,453.08 |
DisclosureSEC source: 0001628280-23-019842 · wk-form4_1685053704.xml · nonDerivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| May 19, 2023 Filed May 22, 2023 17:50 UTC | Movella Holdings Inc. MVLA · Entity 109903 | PurchaseCommon Stock | 20,978 | $1.55 | $32,494.92 |
DisclosureSEC source: 0001628280-23-019319 · wk-form4_1684792193.xml · nonDerivative · entry 2 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,476 Read SEC document |
| May 18, 2023 Filed May 22, 2023 17:50 UTC | Movella Holdings Inc. MVLA · Entity 109903 | PurchaseCommon Stock | 17,498 | $1.50 | $26,316.99 |
DisclosureSEC source: 0001628280-23-019319 · wk-form4_1684792193.xml · nonDerivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,498 Read SEC document |
| April 28, 2023 Filed May 2, 2023 20:41 UTC | Movella Holdings Inc. MVLA · Entity 109903 | GrantEmployee stock option (right to buy) · Derivative | 166,807 | $0.00 Strike: $1.36 | $0.00 |
DisclosureSEC source: 0001628280-23-014979 · wf-form4_168307447197468.xml · derivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,807 Underlying: Common Stock · 166,807 shares Expires 2033-04-28 F1 · derivative.exercise_date: The option vests in thirty-six equal monthly installments beginning on April 28, 2023. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 17:51 UTC | Movella Holdings Inc. MVLA · Entity 109903 | GrantStock Option · Derivative | 390,991 | Not disclosed Strike: $3.24 | Not disclosed |
DisclosureSEC source: 0000899243-23-004834 · doc4.xml · derivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,991 Underlying: Common Stock · 390,991 shares Expires 2031-10-20 F1 · kind: Reflects securities acquired pursuant to the terms of the Business Combination Agreement, dated as of October 3, 2022 (the "Business Combination Agreement"), entered into by and among Pathfinder Acquisition Corporation (which subsequently changed its name to "Movella Holdings Inc.", the "Issuer"), Motion Merger Sub, Inc. and Movella Inc., pursuant to which the Issuer acquired Movella Inc. (the "Business Combination"). Pursuant to the terms of the Business Combination Agreement, each share of Movella Inc. common stock outstanding and each Movella Inc. option outstanding immediately prior to the closing of the Business Combination was entitled to receive 0.4887409556 shares of Issuer common stock or option, respectively. The Business Combination closed on February 10, 2023 (the "Closing Date"). F1 · price: Reflects securities acquired pursuant to the terms of the Business Combination Agreement, dated as of October 3, 2022 (the "Business Combination Agreement"), entered into by and among Pathfinder Acquisition Corporation (which subsequently changed its name to "Movella Holdings Inc.", the "Issuer"), Motion Merger Sub, Inc. and Movella Inc., pursuant to which the Issuer acquired Movella Inc. (the "Business Combination"). Pursuant to the terms of the Business Combination Agreement, each share of Movella Inc. common stock outstanding and each Movella Inc. option outstanding immediately prior to the closing of the Business Combination was entitled to receive 0.4887409556 shares of Issuer common stock or option, respectively. The Business Combination closed on February 10, 2023 (the "Closing Date"). F2 · derivative.exercise_date: 25% of the option vests on October 4, 2022, with the remaining 75% vesting in equal monthly installments thereafter for 36 months. Option is subject to double-trigger acceleration such that 50% of the unvested portion of the option shall vest upon the holder's involuntary termination for reasons other than cause within the 12 months following a deemed liquidation event. Read SEC document |
| August 03, 2020 Filed Aug 6, 2020 01:30 UTC | INSEEGO CORP. INSG · Entity 7061 | SaleCommon Stock | 12,590 | $14.25 | $179,407.50 |
DisclosureSEC source: 0001683168-20-002526 · ownership.xml · nonDerivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,744 F1 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 5, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.61 to $14.90, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 00:12 UTC | INSEEGO CORP. INSG · Entity 7061 | SaleCommon Stock | 10,057 | $11.32 | $113,845.24 |
DisclosureSEC source: 0001683168-20-002331 · ownership.xml · nonDerivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,334 F1 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 5, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.21 to $11.44, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 01:05 UTC | INSEEGO CORP. INSG · Entity 7061 | SaleCommon Stock | 2,244 | $10.42 | $23,382.48 |
DisclosureSEC source: 0001683168-20-001873 · ownership.xml · nonDerivative · entry 2 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,391 F2 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person. Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 01:05 UTC | INSEEGO CORP. INSG · Entity 7061 | GrantCommon Stock | 6,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-001873 · ownership.xml · nonDerivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,635 F1 · kind: Shares issued pursuant to restricted stock units which vested immediately upon grant and convert into common stock on a one-for-one basis. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:57 UTC | INSEEGO CORP. INSG · Entity 7061 | OtherCommon Stock | 2,176 | $4.02 | $8,747.52 |
DisclosureSEC source: 0001683168-20-001679 · ownership.xml · nonDerivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,999 F1 · kind: Shares acquired through the Company's employee stock purchase program. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:16 UTC | INSEEGO CORP. INSG · Entity 7061 | OtherCommon Stock | 2,176 | $4.02 | $8,748.61 |
DisclosureSEC source: 0001022652-19-000047 · wf-form4_157419815380124.xml · nonDerivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,823 F1 · kind: Shares acquired through the Company's employee stock purchase program. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 00:21 UTC | INSEEGO CORP. INSG · Entity 7061 | Tax withholdingCommon Stock | 6,570 | $4.91 | $32,258.70 |
DisclosureSEC source: 0001022652-19-000025 · wf-form4_156211324859994.xml · nonDerivative · entry 2 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,647 F2 · kind: Automatic disposition of shares back to Issuer (and subsequent cancellation thereof) solely to satisfy immediate payroll tax withholding obligation triggered by the vesting of restricted stock. The Reporting Person received no proceeds from this transaction. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 00:21 UTC | INSEEGO CORP. INSG · Entity 7061 | GrantCommon Stock | 19,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001022652-19-000025 · wf-form4_156211324859994.xml · nonDerivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,217 F1 · kind: The restricted stock units are scheduled to vest immediately upon grant and convert into common stock on a one-for-one basis. Read SEC document |
| May 15, 2019 Filed May 16, 2019 22:48 UTC | INSEEGO CORP. INSG · Entity 7061 | OtherCommon Stock | 2,745 | $3.19 | $8,749.69 |
DisclosureSEC source: 0001022652-19-000019 · wf-form4_155804690421494.xml · nonDerivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,057 F1 · kind: Shares acquired through the Company's employee stock purchase program. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:20 UTC | INSEEGO CORP. INSG · Entity 7061 | OtherCommon Stock | 5,000 | $1.53 | $7,650.00 |
DisclosureSEC source: 0001022652-18-000082 · wf-form4_154240320261276.xml · nonDerivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,312 F1 · kind: Shares acquired through the Company's employee stock purchase program. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:44 UTC | INSEEGO CORP. INSG · Entity 7061 | GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001022652-18-000044 · wf-form4_153315624194415.xml · derivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2028-07-30 F1 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:18 UTC | INSEEGO CORP. INSG · Entity 7061 | OtherCommon Stock | 2,312 | $1.23 | $2,849.54 |
DisclosureSEC source: 0001022652-18-000029 · wf-form4_152650188647699.xml · nonDerivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,312 F1 · kind: Shares acquired through the Company's employee stock purchase program. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 22:33 UTC | INSEEGO CORP. INSG · Entity 7061 | GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001185340-17-000006 · wf-form4_150352758869241.xml · derivative · entry 1 SMITH STEPHEN M · CIK 0001185340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2027-08-21 F1 · derivative.exercise_date: Stock options are schedule to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.