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person · Reporting owner

PONS ROBERT M

Disclosed activity across 7 companies

Tapewire entity
42435
SEC CIK
0001274520

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALASKA COMMUNICATIONS SYSTEMS GROUP INCALSK · Entity 137068DirectorMay 09, 2018May 18, 2018
CCUR Holdings, Inc.CCUR · Entity 122519DirectorNovember 12, 2020November 16, 2020
INSEEGO CORP.INSG · Entity 7061DirectorFebruary 14, 2019February 19, 2019
Marpai, Inc.MRAI · Entity 7110DirectorDecember 08, 2025June 02, 2026
Nano Dimension Ltd.NNDM · Entity 5842DirectorJanuary 01, 2026May 29, 2026
SEACHANGE INTERNATIONAL INCSEAC · Entity 109346Director · Executive Chairman · Chairman of the BoardJuly 28, 2021July 29, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALASKA COMMUNICATIONS SYSTEMS GROUP INC

Report date May 09, 2018 · Filed May 18, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No Securities Beneficially OwnedSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2018-05-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

CCUR Holdings, Inc.

Report date November 12, 2020 · Filed November 16, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,500 Ending reported balance After 2020-11-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-11-12 · Grant · Acquired 2,500 · Balance 10,000

Row 2 · 2020-11-12 · Grant · Acquired 7,500 · Balance 17,500

INSEEGO CORP.

Report date February 14, 2019 · Filed February 19, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect174,333 Reported balance After 2019-02-14 transaction · row 1
1 source row

Row 1 · 2019-02-14 · Grant · Acquired 8,781 · Balance 174,333

F1: The restricted stock units convert into common stock on a one-for-one basis.

F2: The restricted stock units will vest in full on the first anniversary of the grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-02-14Direct28,466 Reported balance After 2019-02-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-02-14 · Grant · Acquired 28,466 · Balance 28,466

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units convert into common stock on a one-for-one basis.

F2: The restricted stock units will vest in full on the first anniversary of the grant date.

Marpai, Inc.

Report date December 08, 2025 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect484,200 Reported balance After 2025-12-08 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2025-12-08 · Disposition to issuer · Disposed 50,000 · Balance 484,200

F1: Represents the forfeiture of unvested restricted stock units ("RSUs") pursuant to the terms of the award agreement.

Class A Common StockSEC Table I · non-derivativeDirect484,200 Reported balance After 2026-05-29 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2026-05-29 · Grant · Acquired 100,000 · Balance 484,200

F2: The RSUs were granted pursuant to Marpai Inc.'s 2024 Global Stock Incentive Plan and are deemed fully vested on the issuance date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the forfeiture of unvested restricted stock units ("RSUs") pursuant to the terms of the award agreement.

F2: The RSUs were granted pursuant to Marpai Inc.'s 2024 Global Stock Incentive Plan and are deemed fully vested on the issuance date.

Nano Dimension Ltd.

Report date January 01, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect346,598 Reported balance After 2026-01-01 transaction · row 1
1 source row

Row 1 · 2026-01-01 · Grant · Acquired 260,000 · Balance 346,598

F1: Consists of Restricted Stock Unit ("RSU") awards made pursuant to the Issuer's 2015 Stock Option Plan. Each RSU represents a contingent right to receive one share of the Issuer's ordinary shares upon settlement for no consideration. The annual Director grant of 60,000 RSUs vests in three equal parts on January 1, 2027, January 1, 2028 and January 1, 2029, subject to the Reporting Person's continuous service with the issuer on each such date. A one-time grant of 200,000 RSUs was approved at the Annual General Meeting of Shareholders held on December 4, 2025 and vested on January 1, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of Restricted Stock Unit ("RSU") awards made pursuant to the Issuer's 2015 Stock Option Plan. Each RSU represents a contingent right to receive one share of the Issuer's ordinary shares upon settlement for no consideration. The annual Director grant of 60,000 RSUs vests in three equal parts on January 1, 2027, January 1, 2028 and January 1, 2029, subject to the Reporting Person's continuous service with the issuer on each such date. A one-time grant of 200,000 RSUs was approved at the Annual General Meeting of Shareholders held on December 4, 2025 and vested on January 1, 2026.

SEACHANGE INTERNATIONAL INC

Report date July 28, 2021 · Filed July 29, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect744,772 Reported balance After 2021-07-28 transaction · row 1
1 source row

Row 1 · 2021-07-28 · Grant · Acquired 150,000 · Balance 744,772

F1: Represents restricted stock units (RSUs) issued pursuant to SeaChange International Inc.'s 2021 Compensation and Incentive Plan. The shares subject to the RSU award vested in their entirety on July 28, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units (RSUs) issued pursuant to SeaChange International Inc.'s 2021 Compensation and Incentive Plan. The shares subject to the RSU award vested in their entirety on July 28, 2021.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MRV COMMUNICATIONS INC

Report date August 14, 2017 · Filed August 15, 2017

Section 16 reporting ended · disclosed 2017-08-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-08-14 transaction · row 1
1 source row

Row 1 · 2017-08-14 · Disposition to issuer · Disposed 31,474 · Balance 0

F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive $10.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement (as defined below).

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.80Direct0 Reported balance After 2017-08-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-08-14 · Disposition to issuer · Disposed 1,318 · Balance 0

F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.60Direct0 Reported balance After 2017-08-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-08-14 · Disposition to issuer · Disposed 2,551 · Balance 0

F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.10Direct0 Reported balance After 2017-08-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-08-14 · Disposition to issuer · Disposed 6,203 · Balance 0

F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.32Direct0 Reported balance After 2017-08-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-08-14 · Disposition to issuer · Disposed 4,472 · Balance 0

F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.63Direct0 Reported balance After 2017-08-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-08-14 · Disposition to issuer · Disposed 6,212 · Balance 0

F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.95Direct0 Reported balance After 2017-08-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-08-14 · Disposition to issuer · Disposed 5,347 · Balance 0

F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.90Direct0 Reported balance After 2017-08-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-08-14 · Disposition to issuer · Disposed 6,245 · Balance 0

F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

Filing footnotes · ownership attribution and instrument terms

F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive $10.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement (as defined below).

F2: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2026 Filed Jun 2, 2026 20:59 UTC Marpai, Inc. MRAI · Entity 7110 GrantClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-064250 · ownership.xml · nonDerivative · entry 2

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,200

F2 · shares: The RSUs were granted pursuant to Marpai Inc.'s 2024 Global Stock Incentive Plan and are deemed fully vested on the issuance date.

Read SEC document
January 01, 2026 Filed May 29, 2026 20:06 UTC Nano Dimension Ltd. NNDM · Entity 5842 GrantOrdinary Shares 260,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-068244 · tm2615961-8_4seq1.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,598

F1 · shares: Consists of Restricted Stock Unit ("RSU") awards made pursuant to the Issuer's 2015 Stock Option Plan. Each RSU represents a contingent right to receive one share of the Issuer's ordinary shares upon settlement for no consideration. The annual Director grant of 60,000 RSUs vests in three equal parts on January 1, 2027, January 1, 2028 and January 1, 2029, subject to the Reporting Person's continuous service with the issuer on each such date. A one-time grant of 200,000 RSUs was approved at the Annual General Meeting of Shareholders held on December 4, 2025 and vested on January 1, 2026.

Read SEC document
December 08, 2025 Filed Jun 2, 2026 20:59 UTC Marpai, Inc. MRAI · Entity 7110 Disposition to issuerClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-064250 · ownership.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,200

F1 · shares: Represents the forfeiture of unvested restricted stock units ("RSUs") pursuant to the terms of the award agreement.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 11:47 UTC Marpai, Inc. MRAI · Entity 7110 PurchaseCommon Warrants to purchase Shares of Common Stock · Derivative 100,000 Not disclosed Strike: $1.00 Not disclosed
Disclosure

SEC source: 0001213900-25-108613 · ownership.xml · derivative · entry 2

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Shares of Common Stock · 100,000 shares

Expires 2028-11-06

F1 · price: On November 7, 2025, Marpai Inc. (the "Company") entered into a Securities Purchase Agreement for a private placement offering, in which the reporting person purchased 50,000 shares of common stock of the Company and common warrants to purchase up to 100,000 shares of common stock of the Company. The purchase price for each share of common stock and accompanying common warrant is $1.00. The common warrants have an exercise price of $1.00 per share, can be exercised immediately following the closing of the private placement offering and will be exercisable for three years following the date of issuance.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 11:47 UTC Marpai, Inc. MRAI · Entity 7110 PurchaseClass A Common Stock 50,000 $1.00 $50,000.00
Disclosure

SEC source: 0001213900-25-108613 · ownership.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,200

F1 · price: On November 7, 2025, Marpai Inc. (the "Company") entered into a Securities Purchase Agreement for a private placement offering, in which the reporting person purchased 50,000 shares of common stock of the Company and common warrants to purchase up to 100,000 shares of common stock of the Company. The purchase price for each share of common stock and accompanying common warrant is $1.00. The common warrants have an exercise price of $1.00 per share, can be exercised immediately following the closing of the private placement offering and will be exercisable for three years following the date of issuance.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 21:32 UTC Marpai, Inc. MRAI · Entity 7110 GrantClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-101336 · ownership.xml · nonDerivative · entry 3

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,200

F3 · shares: The RSUs vest as follows: 50,000 RSUs are deemed fully vested on the issuance date and 50,000 RSUs vesting upon the Company's uplisting to Nasdaq.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 21:32 UTC Marpai, Inc. MRAI · Entity 7110 GrantClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-101336 · ownership.xml · nonDerivative · entry 2

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,200

F2 · shares: The RSUs vest over a period of nine months as follows: 25,000 RSUs vesting on the three month anniversary of the grant date, 25,000 RSUs vesting on the six month anniversary of the grant date and 25,000 RSUs vesting on the nine month anniversary of the grant date.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 21:32 UTC Marpai, Inc. MRAI · Entity 7110 GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-101336 · ownership.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,200

F1 · shares: The RSUs are deemed fully vested on the issuance date.

Read SEC document
May 28, 2024 Filed May 29, 2024 20:01 UTC Marpai, Inc. MRAI · Entity 7110 PurchaseClass A Common Stock 5,000 $0.87 $4,372.00
Disclosure

SEC source: 0000950170-24-065892 · ownership.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.865 to $0.9176, inclusive. The Reporting Person undertakes to provide to Marpai, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

Read SEC document
May 16, 2024 Filed May 20, 2024 20:01 UTC Marpai, Inc. MRAI · Entity 7110 PurchaseClass A Common Stock 5,000 $2.10 $10,500.00
Disclosure

SEC source: 0000950170-24-062366 · ownership.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,200

Read SEC document
January 17, 2024 Filed Jan 17, 2024 21:01 UTC Marpai, Inc. MRAI · Entity 7110 GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-005017 · ownership.xml · nonDerivative · entry 2

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,200

Read SEC document
January 16, 2024 Filed Jan 17, 2024 21:01 UTC Marpai, Inc. MRAI · Entity 7110 PurchaseClass A Common Stock 12,100 $0.92 $11,133.21
Disclosure

SEC source: 0000950170-24-005017 · ownership.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,200

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:00 UTC Marpai, Inc. MRAI · Entity 7110 PurchaseClass A Common Stock 12,100 $1.81 $21,901.00
Disclosure

SEC source: 0000950170-23-071147 · ownership.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,100

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.98, inclusive. The Reporting Person undertakes to provide to Marpai, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

Read SEC document
July 28, 2021 Filed Jul 29, 2021 17:38 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048569 · doc4.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director · Executive Chairman · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,772

F1 · shares: Represents restricted stock units (RSUs) issued pursuant to SeaChange International Inc.'s 2021 Compensation and Incentive Plan. The shares subject to the RSU award vested in their entirety on July 28, 2021.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 17:12 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 GrantCommon Stock 86,957 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046312 · doc4.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director · Executive Chairman · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,772

F1 · shares: Represents restricted stock units (RSUs) issued pursuant to SeaChange International Inc.'s Second Amended and Restated 2011 Compensation and Incentive Plan. The shares subject to the RSU award shall vest on the earlier to occur of (i) July 8, 2022, (ii) the date of the SeaChange International, Inc.'s 2022 Annual Meeting of Stockholders or (iii) a change in control of SeaChange International, Inc.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 16:40 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 PurchaseCommon Stock 100,000 $1.06 $106,000.00
Disclosure

SEC source: 0001209191-21-042412 · doc4.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director · Executive Chairman · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,815

F1 · price: $1.06 is the weighted average share price for the purchase of these shares. The actual prices of the shares purchased ranged from $1.05 to $1.06. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 19:57 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 PurchaseCommon Stock 100,000 $1.04 $104,000.00
Disclosure

SEC source: 0001209191-21-027875 · doc4.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director · Executive Chairman · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,815

F1 · price: $1.04 is the weighted average share price for the purchase of these shares. The actual prices of the shares purchased ranged from $1.029 to $1.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 16:25 UTC CCUR Holdings, Inc. CCUR · Entity 122519 GrantCommon Stock 7,500 $2.90 $21,750.00
Disclosure

SEC source: 0001638599-20-000903 · doc4_6923.xml · nonDerivative · entry 2

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Read SEC document
November 12, 2020 Filed Nov 16, 2020 16:25 UTC CCUR Holdings, Inc. CCUR · Entity 122519 GrantCommon Stock 2,500 $2.89 $7,225.00
Disclosure

SEC source: 0001638599-20-000903 · doc4_6923.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
October 27, 2020 Filed Oct 28, 2020 14:03 UTC CCUR Holdings, Inc. CCUR · Entity 122519 GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000876 · doc4_6903.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · security: Grant of Restricted Stock Awards accepted 10/27/2020. Restrictions lapse on one-third of the awards on each the first, second and third anniversary of the grant date.

Read SEC document
July 09, 2020 Filed Jul 13, 2020 19:11 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 GrantCommon Stock 72,464 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042327 · doc4.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,815

F1 · shares: Represents restricted stock units (RSUs) issued pursuant to SeaChange International, Inc.'s Second Amended and Restated Compensation and Incentive Plan. The shares subject to the RSU award shall vest on the earlier to occur of (i) July 9, 2021, (ii) the date of the SeaChange International Inc.'s 2021 Annual Meeting of Stockholders or (iii) a change in control of SeaChange International, Inc.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 17:36 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 GrantCommon Stock 58,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061618 · doc4.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,351

F1 · shares: The securities awarded on December 18, 2019 are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's Second Amended and Restated Compensation and Incentive Plan that entitles the reporting person to receive one (1) share of common stock per RSU. The RSUs will vest at the rate of 50% on the first and second anniversary of December 18, 2019, or upon a change in control of the Issuer.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 17:38 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 GrantCommon Stock 59,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041975 · doc4.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,211

F1 · shares: The securities awarded on July 11, 2019 are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's Second Amended and Restated 2011 Compensation and Incentive Plan that entitles the reporting person to receive one (1) share of common stock per RSU. The RSUs will vest on the earlier of (i) July 11, 2020, (ii) the date of the Issuer's 2020 Annual Meeting of Stockholders or (iii) a change in control of the Issuer. The reporting person has elected to defer issuance of the shares underlying the RSU award until the earlier of the reporting person's departure from the Issuer's board of directors or a change in control of the Issuer.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 16:46 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 PurchaseCommon Stock 20,000 $1.47 $29,400.00
Disclosure

SEC source: 0001209191-19-036817 · doc4.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,039

F1 · price: $1.47 is the weighted average share price for the purchase of these shares. The actual prices of the shares purchased ranged from $1.45 to $1.54. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

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February 28, 2019 Filed Mar 4, 2019 21:22 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 GrantCommon Stock 32,680 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016067 · doc4.xml · nonDerivative · entry 2

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,039

F2 · shares: The securities awarded on February 28, 2019 are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's Second Amended and Restated 2011 Compensation and Incentive Plan that entitle the reporting person to receive one (1) share of common stock per RSU. The RSUs will vest on the earlier of (i) July 12, 2019, (ii) the business day before the Issuer's 2019 Annual Meeting of Stockholders or (iii) a change in control of the Issuer. The reporting person has elected to defer issuance of the shares underlying the RSU award until the earlier of the reporting person's departure from the Issuer's board of directors or a change in control of the Issuer.

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February 28, 2019 Filed Mar 4, 2019 21:22 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 GrantCommon Stock 65,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016067 · doc4.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,359

F1 · shares: The securities awarded on February 28, 2019 are in the form of restricted stock units (RSUs) issued pursuant to the Issuer's Second Amended and Restated 2011 Compensation and Incentive Plan that entitles the reporting person to receive one (1) share of common stock per RSU. The RSUs will vest at the rate of 33.33% annually on February 28, 2020, February 28, 2021 and February 28, 2022. The reporting person has elected to defer issuance of the shares underlying the RSU award until the earlier of the reporting person's departure from the Issuer's board of directors or a change in control of the Issuer.

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February 14, 2019 Filed Feb 19, 2019 21:13 UTC INSEEGO CORP. INSG · Entity 7061 GrantStock Option (Right to Buy) · Derivative 28,466 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001022652-19-000006 · wf-form4_155061077697978.xml · derivative · entry 2

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,466

Underlying: Common Stock · 28,466 shares

Expires 2029-02-14

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February 14, 2019 Filed Feb 19, 2019 21:13 UTC INSEEGO CORP. INSG · Entity 7061 GrantCommon Stock 8,781 $0.00 $0.00
Disclosure

SEC source: 0001022652-19-000006 · wf-form4_155061077697978.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,333

F1 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: The restricted stock units will vest in full on the first anniversary of the grant date.

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February 15, 2018 Filed Feb 16, 2018 21:30 UTC INSEEGO CORP. INSG · Entity 7061 GrantCommon Stock 46,196 $0.00 $0.00
Disclosure

SEC source: 0001022652-18-000007 · wf-form4_151881662086817.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,552

F1 · shares: The restricted stock units will vest in full on the first anniversary of the grant date.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

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November 15, 2017 Filed Nov 15, 2017 16:19 UTC CCUR Holdings, Inc. CCUR · Entity 122519 GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001638599-17-001142 · doc4_5072.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,500

F1 · shares: Grant of Restricted Stock Awards. The restrictions on these shares will lapse as follows: 2,500 on 11/15/2018; 2,500 on 11/15/2019; and 2,500 on 11/15/2020

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August 14, 2017 Filed Aug 15, 2017 17:06 UTC MRV COMMUNICATIONS INC MRVC · Entity 173787 Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative 6,245 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0000887969-17-000065 · wf-form4_150283116296242.xml · derivative · entry 8

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,245 shares

Expires not disclosed

F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

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August 14, 2017 Filed Aug 15, 2017 17:06 UTC MRV COMMUNICATIONS INC MRVC · Entity 173787 Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative 5,347 $0.00 Strike: $10.95 $0.00
Disclosure

SEC source: 0000887969-17-000065 · wf-form4_150283116296242.xml · derivative · entry 7

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,347 shares

Expires not disclosed

F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

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August 14, 2017 Filed Aug 15, 2017 17:06 UTC MRV COMMUNICATIONS INC MRVC · Entity 173787 Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative 6,212 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0000887969-17-000065 · wf-form4_150283116296242.xml · derivative · entry 6

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,212 shares

Expires not disclosed

F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

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August 14, 2017 Filed Aug 15, 2017 17:06 UTC MRV COMMUNICATIONS INC MRVC · Entity 173787 Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative 4,472 $0.00 Strike: $13.32 $0.00
Disclosure

SEC source: 0000887969-17-000065 · wf-form4_150283116296242.xml · derivative · entry 5

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,472 shares

Expires not disclosed

F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

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August 14, 2017 Filed Aug 15, 2017 17:06 UTC MRV COMMUNICATIONS INC MRVC · Entity 173787 Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative 6,203 $0.00 Strike: $9.10 $0.00
Disclosure

SEC source: 0000887969-17-000065 · wf-form4_150283116296242.xml · derivative · entry 4

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,203 shares

Expires not disclosed

F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

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August 14, 2017 Filed Aug 15, 2017 17:06 UTC MRV COMMUNICATIONS INC MRVC · Entity 173787 Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative 2,551 $0.00 Strike: $13.60 $0.00
Disclosure

SEC source: 0000887969-17-000065 · wf-form4_150283116296242.xml · derivative · entry 3

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,551 shares

Expires not disclosed

F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

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August 14, 2017 Filed Aug 15, 2017 17:06 UTC MRV COMMUNICATIONS INC MRVC · Entity 173787 Disposition to issuerNon Qualified Stock Option (Right to Buy) · Derivative 1,318 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0000887969-17-000065 · wf-form4_150283116296242.xml · derivative · entry 2

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,318 shares

Expires not disclosed

F2 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

F2 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

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August 14, 2017 Filed Aug 15, 2017 17:06 UTC MRV COMMUNICATIONS INC MRVC · Entity 173787 Disposition to issuerCommon Stock 31,474 Not disclosed Not disclosed
Disclosure

SEC source: 0000887969-17-000065 · wf-form4_150283116296242.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive $10.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement (as defined below).

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June 30, 2017 Filed Jun 30, 2017 21:12 UTC INSEEGO CORP. INSG · Entity 7061 Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001022652-17-000063 · edgar.xml · derivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These stock options will be 100% fully vested at issuance and will have an exercise price equal to our closing stock price on June 30, 2017.

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June 01, 2017 Filed Jun 5, 2017 17:32 UTC MRV COMMUNICATIONS INC MRVC · Entity 173787 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 6,245 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0000887969-17-000038 · wf-form4_149669833852237.xml · derivative · entry 2

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,245

Underlying: Common Stock · 6,245 shares

Expires 2027-06-01

F2 · shares: Annual grant of stock options which vests on June 1, 2018, one year from the date of grant. Option expires ten years from the date of grant.

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June 01, 2017 Filed Jun 5, 2017 17:32 UTC MRV COMMUNICATIONS INC MRVC · Entity 173787 GrantCommon Stock 2,825 $0.00 $0.00
Disclosure

SEC source: 0000887969-17-000038 · wf-form4_149669833852237.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,474

F1 · shares: Annual grant of restricted stock which vests on June 1, 2018, one year from the date of grant.

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May 12, 2017 Filed May 15, 2017 20:51 UTC INSEEGO CORP. INSG · Entity 7061 GrantCommon Stock 28,333 $1.30 $36,832.90
Disclosure

SEC source: 0001022652-17-000041 · edgar.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,356

F1 · shares: The Restricted Stock Units vest in full on May 12, 2018

F2 · shares: The Restricted Stock Units convert into common stock on one-for-one basis.

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November 11, 2016 Filed Nov 14, 2016 18:27 UTC CCUR Holdings, Inc. CCUR · Entity 122519 GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-16-001556 · doc4_4317.xml · nonDerivative · entry 1

PONS ROBERT M · CIK 0001274520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

F1 · shares: Grant of Restricted Stock Awards. The restrictions on these shares will lapse as follows: 4,700 on 10/15/2017; 200 on 10/15/2018; and 100 on 11/11/2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.