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Nasdaq · USD

INDI

indie Semiconductor, Inc.

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Tapewire entity
2432
SEC CIK
0001841925
Parsed reports
359

Last 12 months

Inside the activity.

0 purchase rows · 104 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 2025010
Jan 2026010
Feb 202600
Mar 2026023
Apr 2026011
May 202609
Jun 2026011
Jul 202606
Aug 202607
Sep 202609
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2024 Filed Feb 23, 2024 02:30 UTC
Wittmann MichaelChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,886 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-006491 · wk-form4_1708655414.xml · derivative · entry 5

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023.

F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 02:30 UTC
Wittmann MichaelChief Operating Officer
GrantRestricted Stock Units · Derivative 1,886 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-006491 · wk-form4_1708655414.xml · derivative · entry 4

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,886

Underlying: Class A Common Stock · 1,886 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023.

F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 02:30 UTC
Wittmann MichaelChief Operating Officer
Exercise / conversionClass A Common Stock 1,886 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-006491 · wk-form4_1708655414.xml · nonDerivative · entry 1

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2024 Filed Jan 16, 2024 18:00 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
GrantPerformance-based Restricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-001421 · wk-form4_1705446042.xml · derivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F4 · derivative.exercise_date: These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price target set at $13 per share of Issuer's Class A common stock prior to the expiration of a three-year performance period ending on January 13, 2027 (the "Performance Period"). Upon achievement of the stock price target, 50% of the performance-based restricted stock units shall vest, and the remaining 50% shall vest on the earlier of a) one-year from date of achievement or b) the end of the Performance Period.

F4 · derivative.expiration_date: These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price target set at $13 per share of Issuer's Class A common stock prior to the expiration of a three-year performance period ending on January 13, 2027 (the "Performance Period"). Upon achievement of the stock price target, 50% of the performance-based restricted stock units shall vest, and the remaining 50% shall vest on the earlier of a) one-year from date of achievement or b) the end of the Performance Period.

Read SEC document
January 13, 2024 Filed Jan 16, 2024 18:00 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-001421 · wk-form4_1705446042.xml · derivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 05, 2024 Filed Jan 6, 2024 00:33 UTC
schiller ThomasCFO and EVP of Strategy
SaleClass A Common Stock 60,000 $7.05 $423,000.00
Disclosure

SEC source: 0001628280-24-000735 · wk-form4_1704501203.xml · nonDerivative · entry 5

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,093,562

F2 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.89 to $7.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:34 UTC
McClymont DonaldDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 3,612 $7.04 $25,428.48
Disclosure

SEC source: 0001628280-24-000736 · wk-form4_1704501267.xml · nonDerivative · entry 6

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by spouse

Disclosed balance after: 52,237

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:34 UTC
McClymont DonaldDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 27,574 $7.04 $194,120.96
Disclosure

SEC source: 0001628280-24-000736 · wk-form4_1704501267.xml · nonDerivative · entry 4

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,750

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:34 UTC
McClymont DonaldDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 2,634 $7.04 $18,543.36
Disclosure

SEC source: 0001628280-24-000736 · wk-form4_1704501267.xml · nonDerivative · entry 3

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,324

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:33 UTC
schiller ThomasCFO and EVP of Strategy
Tax withholdingClass A Common Stock 22,198 $7.04 $156,273.92
Disclosure

SEC source: 0001628280-24-000735 · wk-form4_1704501203.xml · nonDerivative · entry 4

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,153,562

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:33 UTC
schiller ThomasCFO and EVP of Strategy
Tax withholdingClass A Common Stock 988 $7.04 $6,955.52
Disclosure

SEC source: 0001628280-24-000735 · wk-form4_1704501203.xml · nonDerivative · entry 3

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,175,760

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:35 UTC
Aoki IchiroDirector · President
Tax withholdingClass A Common Stock 4,013 $7.04 $28,251.52
Disclosure

SEC source: 0001628280-24-000737 · wk-form4_1704501309.xml · nonDerivative · entry 4

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,413

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:35 UTC
Aoki IchiroDirector · President
Tax withholdingClass A Common Stock 679 $7.04 $4,780.16
Disclosure

SEC source: 0001628280-24-000737 · wk-form4_1704501309.xml · nonDerivative · entry 3

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,426

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 19:36 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
Tax withholdingClass A Common Stock 4,907 $7.04 $34,545.28
Disclosure

SEC source: 0001628280-24-000738 · wk-form4_1704501353.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,468

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:34 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 8,437 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000736 · wk-form4_1704501267.xml · derivative · entry 10

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by spouse

Disclosed balance after: 25,313

Underlying: Class A Common Stock · 8,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:34 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 71,625 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000736 · wk-form4_1704501267.xml · derivative · entry 9

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,875

Underlying: Class A Common Stock · 71,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:34 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 6,154 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000736 · wk-form4_1704501267.xml · derivative · entry 8

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,308

Underlying: Class A Common Stock · 6,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:34 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 8,437 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000736 · wk-form4_1704501267.xml · nonDerivative · entry 5

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by spouse

Disclosed balance after: 55,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:34 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 71,625 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000736 · wk-form4_1704501267.xml · nonDerivative · entry 2

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:34 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 6,154 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000736 · wk-form4_1704501267.xml · nonDerivative · entry 1

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:33 UTC
schiller ThomasCFO and EVP of Strategy
Exercise / conversionRestricted Stock Units · Derivative 56,625 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000735 · wk-form4_1704501203.xml · derivative · entry 7

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 169,875

Underlying: Class A Common Stock · 56,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F5 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F5 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:33 UTC
schiller ThomasCFO and EVP of Strategy
Exercise / conversionRestricted Stock Units · Derivative 2,308 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000735 · wk-form4_1704501203.xml · derivative · entry 6

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,616

Underlying: Class A Common Stock · 2,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F5 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F5 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:33 UTC
schiller ThomasCFO and EVP of Strategy
Exercise / conversionClass A Common Stock 56,625 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000735 · wk-form4_1704501203.xml · nonDerivative · entry 2

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,176,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:33 UTC
schiller ThomasCFO and EVP of Strategy
Exercise / conversionClass A Common Stock 2,308 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000735 · wk-form4_1704501203.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,120,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:35 UTC
Aoki IchiroDirector · President
Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000737 · wk-form4_1704501309.xml · derivative · entry 7

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:35 UTC
Aoki IchiroDirector · President
Exercise / conversionRestricted Stock Units · Derivative 1,586 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000737 · wk-form4_1704501309.xml · derivative · entry 6

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,174

Underlying: Class A Common Stock · 1,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:35 UTC
Aoki IchiroDirector · President
Exercise / conversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000737 · wk-form4_1704501309.xml · nonDerivative · entry 2

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:35 UTC
Aoki IchiroDirector · President
Exercise / conversionClass A Common Stock 1,586 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000737 · wk-form4_1704501309.xml · nonDerivative · entry 1

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 19:36 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000738 · wk-form4_1704501353.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 19:36 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
Exercise / conversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000738 · wk-form4_1704501353.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 17:47 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
SaleClass A Common Stock 8,429 $8.13 $68,527.77
Disclosure

SEC source: 0001628280-23-041806 · wk-form4_1702939622.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Represents shares of Class A common stock sold in the open market.

F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.11 to $8.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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December 15, 2023 Filed Dec 19, 2023 22:50 UTC
schiller ThomasCFO and EVP of Strategy
SaleClass A Common Stock 40,000 $8.10 $324,000.00
Disclosure

SEC source: 0001628280-23-042028 · wk-form4_1703026206.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,117,815

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.00 to $8.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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December 14, 2023 Filed Dec 18, 2023 17:47 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
SaleClass A Common Stock 44,718 $8.01 $358,191.18
Disclosure

SEC source: 0001628280-23-041806 · wk-form4_1702939622.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,429

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022, and modified on June 16, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through March 31, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.00 to $8.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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December 07, 2023 Filed Dec 11, 2023 22:51 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionADK Class A Units · Derivative 150,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041252 · wk-form4_1702335089.xml · derivative · entry 5

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,689,506

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F5 · derivative.expiration_date: N/A

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December 07, 2023 Filed Dec 11, 2023 22:51 UTC
McClymont DonaldDirector · Chief Executive Officer
SaleClass A Common Stock 150,000 $7.48 $1,122,000.00
Disclosure

SEC source: 0001628280-23-041252 · wk-form4_1702335089.xml · nonDerivative · entry 3

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,179

F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2022, and modified on September 7, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through June 9, 2025.

F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.32 to $7.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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December 07, 2023 Filed Dec 11, 2023 22:51 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041252 · wk-form4_1702335089.xml · nonDerivative · entry 2

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 179,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

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December 07, 2023 Filed Dec 11, 2023 22:51 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass V Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041252 · wk-form4_1702335089.xml · nonDerivative · entry 1

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,689,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

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December 04, 2023 Filed Dec 6, 2023 01:29 UTC
McClymont DonaldDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 7,344 $7.34 $53,904.96
Disclosure

SEC source: 0001628280-23-040808 · wk-form4_1701826166.xml · nonDerivative · entry 4

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by spouse

Disclosed balance after: 47,412

F2 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of phantom awards.

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December 04, 2023 Filed Dec 6, 2023 01:29 UTC
McClymont DonaldDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 4,121 $7.34 $30,248.14
Disclosure

SEC source: 0001628280-23-040808 · wk-form4_1701826166.xml · nonDerivative · entry 2

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,179

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

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December 04, 2023 Filed Dec 6, 2023 01:28 UTC
Aoki IchiroDirector · President
Tax withholdingClass A Common Stock 3,092 $7.34 $22,695.28
Disclosure

SEC source: 0001628280-23-040806 · wk-form4_1701826083.xml · nonDerivative · entry 2

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,144

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

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December 04, 2023 Filed Dec 6, 2023 01:28 UTC
schiller ThomasCFO and EVP of Strategy
Tax withholdingClass A Common Stock 3,555 $7.34 $26,093.70
Disclosure

SEC source: 0001628280-23-040807 · wk-form4_1701826125.xml · nonDerivative · entry 2

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,157,815

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

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December 04, 2023 Filed Dec 5, 2023 20:27 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
Tax withholdingClass A Common Stock 3,799 $7.34 $27,884.66
Disclosure

SEC source: 0001628280-23-040805 · wk-form4_1701826032.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,147

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

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December 01, 2023 Filed Dec 6, 2023 01:34 UTC Exercise / conversionRestricted Stock Units · Derivative 3,009 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040814 · wk-form4_1701826466.xml · derivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

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December 01, 2023 Filed Dec 6, 2023 01:34 UTC GrantRestricted Stock Units · Derivative 3,009 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040814 · wk-form4_1701826466.xml · derivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,009

Underlying: Class A Common Stock · 3,009 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

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December 01, 2023 Filed Dec 6, 2023 01:34 UTC Exercise / conversionClass A Common Stock 3,009 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040814 · wk-form4_1701826466.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2023 Filed Dec 6, 2023 01:33 UTC Exercise / conversionRestricted Stock Units · Derivative 828 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040813 · wk-form4_1701826413.xml · derivative · entry 3

Biagianti Diane W. · CIK 0001921001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

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December 01, 2023 Filed Dec 6, 2023 01:33 UTC GrantRestricted Stock Units · Derivative 828 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040813 · wk-form4_1701826413.xml · derivative · entry 2

Biagianti Diane W. · CIK 0001921001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 828

Underlying: Class A Common Stock · 828 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

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December 01, 2023 Filed Dec 6, 2023 01:33 UTC Exercise / conversionClass A Common Stock 828 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040813 · wk-form4_1701826413.xml · nonDerivative · entry 1

Biagianti Diane W. · CIK 0001921001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2023 Filed Dec 6, 2023 01:29 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionPhantom Awards · Derivative 20,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040808 · wk-form4_1701826166.xml · derivative · entry 8

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 20,851

Underlying: Class A Common Stock · 20,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The phantom awards vested as to 25% on December 10, 2021, 25% on December 1, 2022 and, subject to satisfaction of the further vesting condition under the award agreement, will vest as to 25% on each of December 1, 2023 and 2024. At the option of Issuer, the phantom awards may be settled either in cash or shares of Class A Common Stock.

F5 · derivative.exercise_price: The phantom awards vested as to 25% on December 10, 2021, 25% on December 1, 2022 and, subject to satisfaction of the further vesting condition under the award agreement, will vest as to 25% on each of December 1, 2023 and 2024. At the option of Issuer, the phantom awards may be settled either in cash or shares of Class A Common Stock.

F6 · derivative.expiration_date: N/A

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December 01, 2023 Filed Dec 6, 2023 01:29 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 11,698 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040808 · wk-form4_1701826166.xml · derivative · entry 7

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.

F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.