Tapewire

Nasdaq · USD

IMXI

International Money Express, Inc.

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5575
SEC CIK
0001683695
Parsed reports
384

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2021 Filed Dec 17, 2021 18:40 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionStock Option (right to buy) · Derivative 24,812 $0.00 Strike: $9.91 $0.00
Disclosure

SEC source: 0001200876-21-000019 · wf-form4_163978441508241.xml · derivative · entry 9

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835,458

Underlying: Common Stock · 24,812 shares

Expires 2028-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options exercised were part of a July 26, 2018 stock option grant, representing the right to purchase 1,189,902 shares, which, subject to the reporting person's continued employment with the issuer through the applicable vesting date, is scheduled to vest in substantially equal installments on each of July 26, 2019, July 26, 2020, July 26, 2021, and July 26, 2022.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:40 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 24,812 $16.12 $399,919.82
Disclosure

SEC source: 0001200876-21-000019 · wf-form4_163978441508241.xml · nonDerivative · entry 4

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,718

F3 · price: This transaction was executed in multiple trades at prices ranging from $16.10 to $16.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:40 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionCommon Stock 24,812 $9.91 $245,886.92
Disclosure

SEC source: 0001200876-21-000019 · wf-form4_163978441508241.xml · nonDerivative · entry 3

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 21:35 UTC PurchaseCommon Stock 7,000 $15.07 $105,460.60
Disclosure

SEC source: 0001200876-21-000018 · wf-form4_163761693742343.xml · nonDerivative · entry 1

Purcell Michael J. · CIK 0001694934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,396

F1 · price: This transaction was executed in multiple trades at prices ranging from $14.98 to $15.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · balance_after: The amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 21:15 UTC
Rincon JohnDirector
SaleCommon Stock 20,000 $16.66 $333,202.00
Disclosure

SEC source: 0001200876-21-000016 · wf-form4_163701089937226.xml · nonDerivative · entry 1

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Latin American Investment Holdings, Inc.

Disclosed balance after: 495,804

F1 · price: This transaction was executed in multiple trades at prices ranging from $16.65 to $16.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · ownership.nature: Indirectly held through Latin American Investment Holdings, Inc.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 22:05 UTC
Rincon JohnDirector
SaleCommon Stock 38,159 $16.52 $630,409.58
Disclosure

SEC source: 0001200876-21-000015 · wf-form4_163675470102701.xml · nonDerivative · entry 2

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Latin American Investment Holdings, Inc.

Disclosed balance after: 515,804

F3 · price: This transaction was executed in multiple trades at prices ranging from $16.45 to $16.645. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · ownership.nature: Indirectly held through Latin American Investment Holdings, Inc.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 22:05 UTC
Rincon JohnDirector
SaleCommon Stock 1,325 $16.45 $21,798.77
Disclosure

SEC source: 0001200876-21-000015 · wf-form4_163675470102701.xml · nonDerivative · entry 1

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Latin American Investment Holdings, Inc.

Disclosed balance after: 553,963

F1 · price: This transaction was executed in multiple trades at prices ranging from $16.45 to $16.455. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · ownership.nature: Indirectly held through Latin American Investment Holdings, Inc.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 23:26 UTC GrantCommon Stock 719 $0.00 $0.00
Disclosure

SEC source: 0001200876-21-000014 · wf-form4_163338996517253.xml · nonDerivative · entry 1

Purcell Michael J. · CIK 0001694934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,396

F1 · kind: Shares issued as part of annual retainer for services as Lead Independent Director and Chair of Audit Committee.

F2 · balance_after: The amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 23:25 UTC GrantCommon Stock 120 $0.00 $0.00
Disclosure

SEC source: 0001200876-21-000013 · wf-form4_163338988483821.xml · nonDerivative · entry 1

Holstein Kurt · CIK 0001742173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,281

F1 · kind: Shares issued as part of annual retainer for services as Chair of Compensation Committee.

F2 · balance_after: The amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 23:23 UTC GrantCommon Stock 120 $0.00 $0.00
Disclosure

SEC source: 0001200876-21-000012 · wf-form4_163338979925268.xml · nonDerivative · entry 1

Maydon Laura I · CIK 0001828178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,398

F1 · kind: Shares issued as part of annual retainer for services as Chair of Nominating and Corporate Governance Committee.

F2 · balance_after: The amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:41 UTC
Rincon JohnDirector
SaleCommon Stock 52,281 $16.21 $847,725.96
Disclosure

SEC source: 0001200876-21-000011 · wf-form4_163234327626429.xml · nonDerivative · entry 2

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Latin American Investment Holdings, Inc.

Disclosed balance after: 555,288

F3 · price: This transaction was executed in multiple trades at prices ranging from $16.191 to $16.2532. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · ownership.nature: Indirectly held through Latin American Investment Holdings, Inc.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:41 UTC
Rincon JohnDirector
SaleCommon Stock 40,000 $16.00 $640,156.00
Disclosure

SEC source: 0001200876-21-000011 · wf-form4_163234327626429.xml · nonDerivative · entry 1

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Latin American Investment Holdings, Inc.

Disclosed balance after: 607,569

F1 · price: This transaction was executed in multiple trades at prices ranging from $16.00 to $16.11. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · ownership.nature: Indirectly held through Latin American Investment Holdings, Inc.

Read SEC document
September 16, 2021 Filed Sep 18, 2021 00:23 UTC
Rincon JohnDirector
SaleCommon Stock 27,719 $17.01 $471,575.03
Disclosure

SEC source: 0001200876-21-000010 · wf-form4_163192461612849.xml · nonDerivative · entry 3

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Latin American Investment Holdings, Inc.

Disclosed balance after: 667,569

F4 · price: This transaction was executed in multiple trades at prices ranging from $17.00 to $17.09. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · ownership.nature: Indirectly held through Latin American Investment Holdings, Inc.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:23 UTC
Rincon JohnDirector
SaleCommon Stock 20,000 $16.96 $339,198.00
Disclosure

SEC source: 0001200876-21-000010 · wf-form4_163192461612849.xml · nonDerivative · entry 4

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Latin American Investment Holdings, Inc.

Disclosed balance after: 647,569

F5 · price: This transaction was executed in multiple trades at prices ranging from $16.95 to $17.00. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · ownership.nature: Indirectly held through Latin American Investment Holdings, Inc.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:23 UTC
Rincon JohnDirector
SaleCommon Stock 10,000 $17.11 $171,130.00
Disclosure

SEC source: 0001200876-21-000010 · wf-form4_163192461612849.xml · nonDerivative · entry 2

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Latin American Investment Holdings, Inc.

Disclosed balance after: 695,288

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.11 to $17.14. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · ownership.nature: Indirectly held through Latin American Investment Holdings, Inc.

Read SEC document
August 19, 2021 Filed Aug 19, 2021 20:05 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 8,300 $17.03 $141,349.00
Disclosure

SEC source: 0001209191-21-052650 · doc4.xml · nonDerivative · entry 5

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,718

F3 · kind: Sale was made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

F6 · price: This transaction was executed in multiple trades at prices ranging from $16.93 to $17.19. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:05 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 19,700 $17.24 $339,628.00
Disclosure

SEC source: 0001209191-21-052650 · doc4.xml · nonDerivative · entry 4

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,018

F3 · kind: Sale was made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

F5 · price: This transaction was executed in multiple trades at prices ranging from $17.07 to $17.70. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:05 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 72,000 $17.29 $1,244,880.00
Disclosure

SEC source: 0001209191-21-052650 · doc4.xml · nonDerivative · entry 3

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,718

F3 · kind: Sale was made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

F4 · price: This transaction was executed in multiple trades at prices ranging from $16.90 to $17.61. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:23 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $9.91 $0.00
Disclosure

SEC source: 0001209191-21-050839 · doc4.xml · derivative · entry 5

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,270

Underlying: Common Stock · 300,000 shares

Expires 2028-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options exercised were part of a July 26, 2018 stock option grant, representing the right to purchase 1,189,902 shares, which, subject to the reporting person's continued employment with the issuer through the applicable vesting date, is scheduled to vest in substantially equal installments on each of July 26, 2019, July 26, 2020, July 26, 2021, and July 26, 2022.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:23 UTC
Lisy RobertDirector · CEO, President & Chairman
Tax withholdingCommon Stock 223,497 $17.10 $3,821,798.70
Disclosure

SEC source: 0001209191-21-050839 · doc4.xml · nonDerivative · entry 4

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,718

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:23 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionCommon Stock 300,000 $9.91 $2,973,000.00
Disclosure

SEC source: 0001209191-21-050839 · doc4.xml · nonDerivative · entry 3

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:57 UTC
Rincon JohnDirector
GrantCommon Stock 6,473 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044622 · doc4.xml · nonDerivative · entry 1

Rincon John · CIK 0001742180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,298

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued services as a director of the issuer. These restricted stock units will vest on June 30, 2022 and be settled in shares of common stock.

F2 · balance_after: This amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:49 UTC GrantCommon Stock 808 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044609 · doc4.xml · nonDerivative · entry 2

Purcell Michael J. · CIK 0001694934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,677

F3 · kind: Shares issued as part of annual retainers for service as Lead Independent Director and Chair of the Audit Committee.

F2 · balance_after: This amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:49 UTC GrantCommon Stock 6,473 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044609 · doc4.xml · nonDerivative · entry 1

Purcell Michael J. · CIK 0001694934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,869

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 30, 2022 and be settled in shares of common stock.

F2 · balance_after: This amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:55 UTC GrantCommon Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044621 · doc4.xml · nonDerivative · entry 2

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,016

F3 · kind: Shares issued as part of annual retainer for service as Chair of the Nominating and Corporate Governance Committee.

F2 · balance_after: This amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:55 UTC GrantCommon Stock 6,473 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044621 · doc4.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,881

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 30, 2022 and be settled in shares of common stock.

F1 · shares: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 30, 2022 and be settled in shares of common stock.

F2 · balance_after: This amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:54 UTC GrantCommon Stock 6,473 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044618 · doc4.xml · nonDerivative · entry 1

Maydon Laura I · CIK 0001828178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,278

F1 · shares: The reported transaction is an award of restricted stock units, subject to the reporting person's continued services as a director of the issuer. These restricted stock units will vest on June 30, 2022 and be settled in shares of common stock.

F2 · balance_after: This amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:50 UTC GrantCommon Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044611 · doc4.xml · nonDerivative · entry 2

Holstein Kurt · CIK 0001742173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,161

F3 · kind: Shares issued as part of annual retainer for service as Chair of the Compensation Committee.

F2 · balance_after: This amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:50 UTC GrantCommon Stock 6,473 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044611 · doc4.xml · nonDerivative · entry 1

Holstein Kurt · CIK 0001742173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,026

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued services as a director of the issuer. These restricted stock units will vest on June 30, 2022 and be settled in shares of common stock.

F2 · balance_after: This amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
April 06, 2021 Filed Apr 9, 2021 00:53 UTC GrantCommon Stock 799 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026178 · doc4.xml · nonDerivative · entry 1

Purcell Michael J. · CIK 0001694934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,396

F1 · balance_after: This amount includes 7,144 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
April 06, 2021 Filed Apr 9, 2021 00:57 UTC GrantCommon Stock 133 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026180 · doc4.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,408

F1 · balance_after: This amount includes 7,144 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
April 06, 2021 Filed Apr 9, 2021 00:55 UTC GrantCommon Stock 133 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026179 · doc4.xml · nonDerivative · entry 1

Holstein Kurt · CIK 0001742173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,553

F1 · balance_after: This amount includes 7,144 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
March 19, 2021 Filed Apr 2, 2021 14:21 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 200 $0.00 Strike: $9.91 $0.00
Disclosure

SEC source: 0001209191-21-024465 · doc4.xml · derivative · entry 11

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160,270

Underlying: Common Stock · 200 shares

Expires 2028-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options exercised were part of a July 26, 2018 stock option grant, representing the right to purchase 1,189,902 shares, which, subject to the reporting person's continued employment with the issuer through the applicable vesting date, is scheduled to vest in substantially equal installments on each of July 26, 2019, July 26, 2020, July 26, 2021, and July 26, 2022.

Read SEC document
March 19, 2021 Filed Apr 2, 2021 14:21 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 200 $16.00 $3,200.00
Disclosure

SEC source: 0001209191-21-024465 · doc4.xml · nonDerivative · entry 8

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,215

Read SEC document
March 19, 2021 Filed Apr 2, 2021 14:21 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionCommon Stock 200 $9.91 $1,982.00
Disclosure

SEC source: 0001209191-21-024465 · doc4.xml · nonDerivative · entry 7

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2021 Filed Apr 2, 2021 14:21 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 900 $0.00 Strike: $9.91 $0.00
Disclosure

SEC source: 0001209191-21-024465 · doc4.xml · derivative · entry 10

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160,470

Underlying: Common Stock · 900 shares

Expires 2028-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options exercised were part of a July 26, 2018 stock option grant, representing the right to purchase 1,189,902 shares, which, subject to the reporting person's continued employment with the issuer through the applicable vesting date, is scheduled to vest in substantially equal installments on each of July 26, 2019, July 26, 2020, July 26, 2021, and July 26, 2022.

Read SEC document
March 18, 2021 Filed Apr 2, 2021 14:21 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 900 $16.02 $14,414.40
Disclosure

SEC source: 0001209191-21-024465 · doc4.xml · nonDerivative · entry 6

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,215

Read SEC document
March 18, 2021 Filed Apr 2, 2021 14:21 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionCommon Stock 900 $9.91 $8,919.00
Disclosure

SEC source: 0001209191-21-024465 · doc4.xml · nonDerivative · entry 5

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 17, 2021 Filed Apr 2, 2021 14:21 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 28,532 $0.00 Strike: $9.91 $0.00
Disclosure

SEC source: 0001209191-21-024465 · doc4.xml · derivative · entry 9

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,370

Underlying: Common Stock · 28,532 shares

Expires 2028-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options exercised were part of a July 26, 2018 stock option grant, representing the right to purchase 1,189,902 shares, which, subject to the reporting person's continued employment with the issuer through the applicable vesting date, is scheduled to vest in substantially equal installments on each of July 26, 2019, July 26, 2020, July 26, 2021, and July 26, 2022.

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March 17, 2021 Filed Apr 2, 2021 14:21 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 28,532 $16.12 $460,049.97
Disclosure

SEC source: 0001209191-21-024465 · doc4.xml · nonDerivative · entry 4

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,215

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March 17, 2021 Filed Apr 2, 2021 14:21 UTC
Lisy RobertDirector · CEO, President & Chairman
Exercise / conversionCommon Stock 28,532 $9.91 $282,752.12
Disclosure

SEC source: 0001209191-21-024465 · doc4.xml · nonDerivative · entry 3

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 17:51 UTC
Bende Andras QuinnChief Financial Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018663 · doc4.xml · nonDerivative · entry 1

Bende Andras Quinn · CIK 0001834834 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on March 4, 2022 and be settled in shares of common stock.

F1 · price: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on March 4, 2022 and be settled in shares of common stock.

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March 04, 2021 Filed Mar 8, 2021 17:50 UTC
Luciano ErnestoGeneral Counsel, CCO & Sec
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018660 · doc4.xml · nonDerivative · entry 1

Luciano Ernesto · CIK 0001833077 · General Counsel, CCO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · shares: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on March 4, 2022 and be settled in shares of common stock.

F1 · price: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on March 4, 2022 and be settled in shares of common stock.

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March 04, 2021 Filed Mar 8, 2021 17:50 UTC
Nilsen RandyChief Sales/Marketing Officer
GrantCommon Stock 19,408 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018661 · doc4.xml · nonDerivative · entry 1

Nilsen Randy · CIK 0001745468 · Chief Sales/Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,330

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on March 4, 2022 and be settled in shares of common stock.

F1 · price: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on March 4, 2022 and be settled in shares of common stock.

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March 04, 2021 Filed Mar 8, 2021 17:48 UTC
Lisy RobertDirector · CEO, President & Chairman
GrantCommon Stock 88,215 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018654 · doc4.xml · nonDerivative · entry 3

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,215

F3 · kind: The reported transaction is an award of restricted stock. The restricted stock will vest in 4 annual installments beginning March 4, 2022 and be settled in shares of common stock.

F3 · price: The reported transaction is an award of restricted stock. The restricted stock will vest in 4 annual installments beginning March 4, 2022 and be settled in shares of common stock.

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March 04, 2021 Filed Mar 8, 2021 22:49 UTC
Aguilar JosephChief Operating Officer
GrantCommon Stock 19,408 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018657 · doc4.xml · nonDerivative · entry 1

Aguilar Joseph · CIK 0001789993 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,408

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on March 4, 2022 and be settled in shares of common stock.

F1 · shares: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on March 4, 2022 and be settled in shares of common stock.

F1 · price: The reported transaction is an award of restricted stock units, subject to the reporting person's continued employment. These restricted stock units will vest in four equal installments beginning on March 4, 2022 and be settled in shares of common stock.

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January 08, 2021 Filed Jan 8, 2021 21:04 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 13,283 $16.01 $212,660.83
Disclosure

SEC source: 0001209191-21-002839 · doc4.xml · nonDerivative · entry 3

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 813,629

F1 · kind: Sale was made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

F5 · price: This transaction was executed in multiple trades at prices ranging from $16.00 to $16.15. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · ownership.direct: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

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January 07, 2021 Filed Jan 8, 2021 21:04 UTC
Lisy RobertDirector · CEO, President & Chairman
SaleCommon Stock 12,449 $16.06 $199,930.94
Disclosure

SEC source: 0001209191-21-002839 · doc4.xml · nonDerivative · entry 2

Lisy Robert · CIK 0001743400 · Director · CEO, President & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Robert Lisy Family Revocable Living Trust

Disclosed balance after: 826,912

F1 · kind: Sale was made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his investments.

F4 · price: This transaction was executed in multiple trades at prices ranging from $16.00 to $16.23. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · ownership.direct: These shares are owned directly by the Robert Lisy Family Revocable Living Trust, and indirectly by Robert Lisy as trustee of the trust.

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January 07, 2021 Filed Jan 8, 2021 23:19 UTC GrantCommon Stock 773 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002812 · doc4.xml · nonDerivative · entry 1

Purcell Michael J. · CIK 0001694934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,597

F1 · balance_after: This amount includes 7,144 shares deliverable upon vesting and settlement of restricted stock units.

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January 07, 2021 Filed Jan 8, 2021 23:17 UTC GrantCommon Stock 129 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002811 · doc4.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,275

F1 · balance_after: This amount includes 7,144 shares deliverable upon vesting and settlement of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.