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Nasdaq · USD

IMNN

Imunon, Inc.

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8041
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0000749647
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267

Last 12 months

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0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202602
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2022 Filed Mar 7, 2022 22:46 UTC GrantOption to Purchase Celsion Common Stock · Derivative 7,500 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001437749-22-005410 · rdgdoc.xml · derivative · entry 1

Chow Pok Yu Augustine · CIK 0001392992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,742

Underlying: Celsion Corporation Common Stock · 7,500 shares

Expires 2032-03-04

F1 · derivative.exercise_price: Represents the per share fair value of the Common Stock based on the closing price of a share of Celsion Corporation Common Stock on the date of the grant.

F2 · derivative.exercise_date: The Options vest as follows: 1/3 on the date of the grant, 1/3 on the one year anniversary of the date of the grant, and 1/3 on the second year anniversary of the date of the grant.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 22:45 UTC GrantOption to Purchase Celsion Common Stock · Derivative 7,500 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001437749-22-005409 · rdgdoc.xml · derivative · entry 1

Fritz Frederick J. · CIK 0001525250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,504

Underlying: Celsion Corporation Common Stock · 7,500 shares

Expires 2032-03-04

F1 · derivative.exercise_price: Represents the per share fair value of the Common Stock based on the closing price of a share of Celsion Corporation Common Stock on the date of the grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the date of grant; 1/3 on the one year anniversary of the date of grant; and 1/3 on the second year anniversary of the date of grant.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 17:49 UTC PurchaseCelsion Corporation Common Stock 2,000 $4.69 $9,372.00
Disclosure

SEC source: 0001437749-22-005117 · rdgdoc.xml · nonDerivative · entry 1

Fritz Frederick J. · CIK 0001525250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,766

F1 · shares: The shares were purchased on the open market.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:42 UTC
Kardaras Constantine JohnChief Accounting Officer
GrantOption to Purchase Celsion Corporation Common Stock · Derivative 35,000 $0.63 Strike: $0.63 $22,050.00
Disclosure

SEC source: 0001437749-21-028762 · rdgdoc.xml · derivative · entry 2

Kardaras Constantine John · CIK 0001899660 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Celsion Corporation Common Stock · 35,000 shares

Expires 2031-12-14

F3 · derivative.exercise_price: Represents the per share fair value of the common stock based on the closing price of a share of Celsion Common Stock on the date of the award.

F3 · price: Represents the per share fair value of the common stock based on the closing price of a share of Celsion Common Stock on the date of the award.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:42 UTC
Kardaras Constantine JohnChief Accounting Officer
GrantCelsion Corporation Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-028762 · rdgdoc.xml · nonDerivative · entry 1

Kardaras Constantine John · CIK 0001899660 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Stock grant award which will vest on the first anniversary of hire date (December 6, 2022). Fair value of the stock award is $0.63 per share based on the closing price of Celsion Common Stock the award date.

Read SEC document
October 07, 2021 Filed Oct 8, 2021 12:50 UTC PurchaseCelsion Corporation Common Stock 20,000 $0.88 $17,600.00
Disclosure

SEC source: 0001437749-21-023474 · rdgdoc.xml · nonDerivative · entry 1

Fritz Frederick J. · CIK 0001525250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,491

F1 · shares: The shares were purchased on the open market.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 20:20 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 40,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001437749-21-014425 · rdgdoc.xml · derivative · entry 1

Pellizzari Christine A · CIK 0001127430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Celsion Corporation Common Stock · 40,000 shares

Expires 2031-06-08

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on January 1, 2022; 1/3 on January 1, 2023; and 1/3 on January 1, 2024.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:21 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 40,000 $0.00 Strike: $1.24 $0.00
Disclosure

SEC source: 0001437749-21-014321 · rdgdoc.xml · derivative · entry 1

Lindborg Stacy · CIK 0001813667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Celsion Corporation Common Stock · 40,000 shares

Expires 2031-06-04

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on January 1, 2022; 1/3 on January 1, 2023; and 1/3 on January 1, 2024.

Read SEC document
May 17, 2021 Filed May 20, 2021 18:10 UTC PurchaseCelsion Corporation Common Stock 5,000 $1.07 $5,350.00
Disclosure

SEC source: 0001437749-21-012889 · rdgdoc.xml · nonDerivative · entry 1

Braun Donald P · CIK 0001661392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,357

F1 · shares: The shares were purchased on the open market.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:55 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 65,000 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001437749-21-006775 · rdgdoc.xml · derivative · entry 1

Tumminello Timothy J · CIK 0001480334 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,557

Underlying: Celsion Corporation Common Stock · 65,000 shares

Expires 2031-03-19

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 immediately; 1/3 on the first year anniversary of the date of grant; and 1/3 on the second year anniversary of the date of grant.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:54 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 275,000 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001437749-21-006774 · rdgdoc.xml · derivative · entry 1

CHURCH JEFFREY WAYNE · CIK 0001240203 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,951

Underlying: Celsion Corporation Common Stock · 275,000 shares

Expires 2031-03-19

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 immediately; 1/3 on the first year anniversary of the date of grant; and 1/3 on the second year anniversary of the date of grant.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:53 UTC
Tardugno Michael HDirector · Chairman, President and CEO
GrantOption to Purchase Celsion Corporation Common Stock · Derivative 650,000 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001437749-21-006773 · rdgdoc.xml · derivative · entry 1

Tardugno Michael H · CIK 0001384550 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,996,071

Underlying: Celsion Corporation Common Stock · 650,000 shares

Expires 2031-03-19

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 immediately, 1/3 on the first anniversary of the date of grant and 1/3 on the second year anniversary of the date of grant.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:48 UTC
Voss AndreasDirector
GrantOption to Purchase Celsion Corporation Common Stock · Derivative 40,000 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001437749-21-006769 · rdgdoc.xml · derivative · entry 1

Voss Andreas · CIK 0001661447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,357

Underlying: Celsion Corporation Common Stock · 40,000 shares

Expires 2031-03-19

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:47 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 40,000 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001437749-21-006767 · rdgdoc.xml · derivative · entry 1

Braun Donald P · CIK 0001661392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,357

Underlying: Celsion Corporation Common Stock · 40,000 shares

Expires 2031-03-19

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:44 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 40,000 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001437749-21-006766 · rdgdoc.xml · derivative · entry 1

Fritz Frederick J. · CIK 0001525250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,118

Underlying: Celsion Corporation Common Stock · 40,000 shares

Expires 2031-03-19

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:43 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 40,000 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001437749-21-006765 · rdgdoc.xml · derivative · entry 1

Hooper Robert W · CIK 0001497872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,737

Underlying: Celsion Corporation Common Stock · 40,000 shares

Expires 2031-03-19

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:42 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 40,000 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001437749-21-006764 · rdgdoc.xml · derivative · entry 1

Chow Pok Yu Augustine · CIK 0001392992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,689

Underlying: Celsion Corporation Common Stock · 40,000 shares

Expires 2031-03-19

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:10 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 80,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-20-013256 · rdgdoc.xml · derivative · entry 3

Tumminello Timothy J · CIK 0001480334 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,557

Underlying: Celsion Corporation Common Stock · 80,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · derivative.underlying_shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:10 UTC Disposition to issuerOption to Purchase Celsion Corporation Common Stock · Derivative 80,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001437749-20-013256 · rdgdoc.xml · derivative · entry 2

Tumminello Timothy J · CIK 0001480334 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,557

Underlying: Celsion Corporation Common Stock · 80,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · derivative.underlying_shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:10 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 25,000 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001437749-20-013256 · rdgdoc.xml · derivative · entry 1

Tumminello Timothy J · CIK 0001480334 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,557

Underlying: Celsion Corporation Common Stock · 25,000 shares

Expires 2030-06-15

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:09 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 250,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-20-013255 · rdgdoc.xml · derivative · entry 3

CHURCH JEFFREY WAYNE · CIK 0001240203 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,951

Underlying: Celsion Corporation Common Stock · 250,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:09 UTC Disposition to issuerOption to Purchase Celsion Corporation Common Stock · Derivative 250,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001437749-20-013255 · rdgdoc.xml · derivative · entry 2

CHURCH JEFFREY WAYNE · CIK 0001240203 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,951

Underlying: Celsion Corporation Common Stock · 250,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · derivative.underlying_shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:09 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 55,000 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001437749-20-013255 · rdgdoc.xml · derivative · entry 1

CHURCH JEFFREY WAYNE · CIK 0001240203 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,951

Underlying: Celsion Corporation Common Stock · 55,000 shares

Expires 2030-06-15

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:09 UTC
Tardugno Michael HDirector · Chairman, President and CEO
GrantOption to Purchase Celsion Corporation Common Stock · Derivative 850,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-20-013254 · rdgdoc.xml · derivative · entry 3

Tardugno Michael H · CIK 0001384550 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346,071

Underlying: Celsion Corporation Common Stock · 850,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · derivative.underlying_shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:09 UTC
Tardugno Michael HDirector · Chairman, President and CEO
Disposition to issuerOption to Purchase Celsion Corporation Common Stock · Derivative 850,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001437749-20-013254 · rdgdoc.xml · derivative · entry 2

Tardugno Michael H · CIK 0001384550 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,071

Underlying: Celsion Corporation Common Stock · 850,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · derivative.underlying_shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:09 UTC
Tardugno Michael HDirector · Chairman, President and CEO
GrantOption to Purchase Celsion Corporation Common Stock · Derivative 135,000 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001437749-20-013254 · rdgdoc.xml · derivative · entry 1

Tardugno Michael H · CIK 0001384550 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346,071

Underlying: Celsion Corporation Common Stock · 135,000 shares

Expires 2030-06-15

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:07 UTC
Voss AndreasDirector
GrantOption to Purchase Celsion Corporation Common Stock · Derivative 50,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-20-013253 · rdgdoc.xml · derivative · entry 3

Voss Andreas · CIK 0001661447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,357

Underlying: Celsion Corporation Common Stock · 50,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · derivative.underlying_shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

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June 15, 2020 Filed Jun 16, 2020 21:07 UTC
Voss AndreasDirector
Disposition to issuerOption to Purchase Celsion Corporation Common Stock · Derivative 50,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001437749-20-013253 · rdgdoc.xml · derivative · entry 2

Voss Andreas · CIK 0001661447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,357

Underlying: Celsion Corporation Common Stock · 50,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · derivative.underlying_shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:07 UTC
Voss AndreasDirector
GrantOption to Purchase Celsion Corporation Common Stock · Derivative 4,000 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001437749-20-013253 · rdgdoc.xml · derivative · entry 1

Voss Andreas · CIK 0001661447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,357

Underlying: Celsion Corporation Common Stock · 4,000 shares

Expires 2030-06-15

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:06 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 70,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-20-013252 · rdgdoc.xml · derivative · entry 3

Martinez Alberto R Jr · CIK 0001507341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,880

Underlying: Celsion Corporation Common Stock · 70,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · derivative.underlying_shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:06 UTC Disposition to issuerOption to Purchase Celsion Corporation Common Stock · Derivative 70,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001437749-20-013252 · rdgdoc.xml · derivative · entry 2

Martinez Alberto R Jr · CIK 0001507341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,880

Underlying: Celsion Corporation Common Stock · 70,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · derivative.underlying_shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:06 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 4,000 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001437749-20-013252 · rdgdoc.xml · derivative · entry 1

Martinez Alberto R Jr · CIK 0001507341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,880

Underlying: Celsion Corporation Common Stock · 4,000 shares

Expires 2030-06-15

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:04 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 70,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-20-013250 · rdgdoc.xml · derivative · entry 3

Hooper Robert W · CIK 0001497872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,737

Underlying: Celsion Corporation Common Stock · 70,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · derivative.underlying_shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:04 UTC Disposition to issuerOption to Purchase Celsion Corporation Common Stock · Derivative 70,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001437749-20-013250 · rdgdoc.xml · derivative · entry 2

Hooper Robert W · CIK 0001497872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,737

Underlying: Celsion Corporation Common Stock · 70,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · derivative.underlying_shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:04 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 4,000 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001437749-20-013250 · rdgdoc.xml · derivative · entry 1

Hooper Robert W · CIK 0001497872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,737

Underlying: Celsion Corporation Common Stock · 4,000 shares

Expires 2030-06-15

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:04 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 70,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-20-013249 · rdgdoc.xml · derivative · entry 3

Fritz Frederick J. · CIK 0001525250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,118

Underlying: Celsion Corporation Common Stock · 70,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · derivative.underlying_shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:04 UTC Disposition to issuerOption to Purchase Celsion Corporation Common Stock · Derivative 70,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001437749-20-013249 · rdgdoc.xml · derivative · entry 2

Fritz Frederick J. · CIK 0001525250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,118

Underlying: Celsion Corporation Common Stock · 70,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · derivative.underlying_shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:04 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 4,000 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001437749-20-013249 · rdgdoc.xml · derivative · entry 1

Fritz Frederick J. · CIK 0001525250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,118

Underlying: Celsion Corporation Common Stock · 4,000 shares

Expires 2030-06-15

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:01 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 70,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-20-013245 · rdgdoc.xml · derivative · entry 3

Chow Pok Yu Augustine · CIK 0001392992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,689

Underlying: Celsion Corporation Common Stock · 70,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:01 UTC Disposition to issuerOption to Purchase Celsion Corporation Common Stock · Derivative 70,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001437749-20-013245 · rdgdoc.xml · derivative · entry 2

Chow Pok Yu Augustine · CIK 0001392992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,689

Underlying: Celsion Corporation Common Stock · 70,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:01 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 4,000 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001437749-20-013245 · rdgdoc.xml · derivative · entry 1

Chow Pok Yu Augustine · CIK 0001392992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,689

Underlying: Celsion Corporation Common Stock · 4,000 shares

Expires 2030-06-15

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:00 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 50,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001437749-20-013243 · rdgdoc.xml · derivative · entry 3

Braun Donald P · CIK 0001661392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,357

Underlying: Celsion Corporation Common Stock · 50,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:00 UTC Disposition to issuerOption to Purchase Celsion Corporation Common Stock · Derivative 50,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001437749-20-013243 · rdgdoc.xml · derivative · entry 2

Braun Donald P · CIK 0001661392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,357

Underlying: Celsion Corporation Common Stock · 50,000 shares

Expires 2028-05-15

F3 · derivative.exercise_price: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

F3 · derivative.underlying_shares: The transaction reported herein reflects a one-time stock option repricing that became effective on June 15, 2020 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the settlement agreement as filed as Exhibit 10.2 on Form 8K dated June 16, 2020, the per share exercise price of the Employee Stock Option (right to buy) has been amended to increase such per share exercise price from $2.22 to $2.58. There have been no other changes to the terms of the Employee Stock Option (right to buy).

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:00 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 4,000 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001437749-20-013243 · rdgdoc.xml · derivative · entry 1

Braun Donald P · CIK 0001661392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,357

Underlying: Celsion Corporation Common Stock · 4,000 shares

Expires 2030-06-15

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
February 28, 2020 Filed Feb 28, 2020 15:50 UTC PurchaseCelsion Corporation Common Stock 5,000 $0.90 $4,500.00
Disclosure

SEC source: 0001437749-20-003851 · rdgdoc.xml · nonDerivative · entry 1

Martinez Alberto R Jr · CIK 0001507341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · shares: The shares were purchased on the open market.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:36 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 6,000 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001437749-20-003771 · rdgdoc.xml · derivative · entry 1

Chow Pok Yu Augustine · CIK 0001392992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,689

Underlying: Celsion Corporation Common Stock · 6,000 shares

Expires 2030-02-25

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on the one year anniversary of the date of grant; 1/3 on the second year anniversary of the date of grant; and 1/3 on the third year anniversary of the date of grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:05 UTC GrantCelsion Corporation Common Stock 14,500 $1.16 $16,820.00
Disclosure

SEC source: 0001437749-20-003789 · rdgdoc.xml · nonDerivative · entry 1

Tumminello Timothy J · CIK 0001480334 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,258

F1 · shares: The Filer received Celsion Common Stock as part of their incentive compensation.

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February 25, 2020 Filed Feb 27, 2020 22:02 UTC GrantCelsion Corporation Common Stock 47,000 $1.16 $54,520.00
Disclosure

SEC source: 0001437749-20-003787 · rdgdoc.xml · nonDerivative · entry 1

CHURCH JEFFREY WAYNE · CIK 0001240203 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,298

F1 · shares: The Filer received Celsion Common Stock as part of their incentive compensation.

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February 25, 2020 Filed Feb 27, 2020 22:01 UTC
Tardugno Michael HDirector · Chairman, President and CEO
GrantCelsion Corporation Common Stock 155,000 $1.16 $179,800.00
Disclosure

SEC source: 0001437749-20-003785 · rdgdoc.xml · nonDerivative · entry 1

Tardugno Michael H · CIK 0001384550 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,700

F1 · shares: The Filer received Celsion Common Stock as part of their incentive compensation.

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February 25, 2020 Filed Feb 27, 2020 22:00 UTC GrantOption to Purchase Celsion Corporation Common Stock · Derivative 6,000 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001437749-20-003783 · rdgdoc.xml · derivative · entry 1

Braun Donald P · CIK 0001661392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,357

Underlying: Celsion Corporation Common Stock · 6,000 shares

Expires 2030-02-25

F1 · derivative.exercise_price: Represents the closing price of Celsion Corporation Common Stock on the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.