Last 12 months
Inside the activity.
4 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 4 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2019 Filed Dec 18, 2019 00:25 UTC |
Haidamus RamziDirector · President and CEO
|
PurchaseCommon Stock | 2,800 | $7.00 | $19,586.00 |
DisclosureSEC source: 0001350949-19-000002 · primary_doc.xml · nonDerivative · entry 1 Haidamus Ramzi · CIK 0001350949 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:01 UTC |
Agarwal SumitDirector
|
PurchaseCommon Stock | 11,000 | $6.97 | $76,670.00 |
DisclosureSEC source: 0001779870-19-000001 · primary_doc.xml · nonDerivative · entry 1 Agarwal Sumit · CIK 0001779870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,923 Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 23:43 UTC |
Visbal JonathanDirector
|
PurchaseCommon Stock | 3,405 | $6.77 | $23,051.85 |
DisclosureSEC source: 0001779544-19-000001 · primary_doc.xml · nonDerivative · entry 1 Visbal Jonathan · CIK 0001779544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,328 Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:07 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherPut Option (obligation to buy) · Derivative | 707 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001567619-19-021852 · doc1.xml · derivative · entry 8 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 70,700 shares Expires 2019-11-15 F5 · kind: On November 15, 2019, 707 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, expired. As such put option contracts were written prior to the Reporting Persons becoming subject to Section 16, their expiration should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). F7 · derivative.exercise_date: These options were exercisable upon issuance. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F5 · ownership.nature: On November 15, 2019, 707 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, expired. As such put option contracts were written prior to the Reporting Persons becoming subject to Section 16, their expiration should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:07 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherPut Option (obligation to buy) · Derivative | 1,293 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001567619-19-021852 · doc1.xml · derivative · entry 7 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 129,300 shares Expires 2019-11-15 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F7 · derivative.exercise_date: These options were exercisable upon issuance. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:07 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCall Option (right to buy) · Derivative | 2,332 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001567619-19-021852 · doc1.xml · derivative · entry 6 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 233,200 shares Expires 2019-11-15 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F7 · derivative.exercise_date: These options were exercisable upon issuance. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:07 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCall Option (right to buy) · Derivative | 2,205 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001567619-19-021852 · doc1.xml · derivative · entry 5 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 220,500 shares Expires 2019-11-15 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F7 · derivative.exercise_date: These options were exercisable upon issuance. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:07 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCommon Stock, $0.001 par value | 129,300 | $7.50 | $969,750.00 |
DisclosureSEC source: 0001567619-19-021852 · doc1.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 2,387,898 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:07 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCommon Stock, $0.001 par value | 233,200 | $5.00 | $1,166,000.00 |
DisclosureSEC source: 0001567619-19-021852 · doc1.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 2,258,598 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:07 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCommon Stock, $0.001 par value | 220,500 | $2.50 | $551,250.00 |
DisclosureSEC source: 0001567619-19-021852 · doc1.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 2,025,398 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 22:10 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherPut Option (obligation to buy) · Derivative | 3,106 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001567619-19-020453 · doc1.xml · derivative · entry 2 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 310,600 shares Expires 2019-11-15 F2 · kind: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts. F3 · kind: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. F2 · price: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts. F3 · price: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. F5 · derivative.exercise_date: These options were exercisable upon issuance. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts. F3 · ownership.nature: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 22:10 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherPut Option (right to sell) · Derivative | 3,106 | $1.94 Strike: $10.00 | $6,018.50 |
DisclosureSEC source: 0001567619-19-020453 · doc1.xml · derivative · entry 1 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 310,600 shares Expires 2019-11-15 F2 · kind: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts. F3 · kind: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. F5 · derivative.exercise_date: These options were exercisable upon issuance. F2 · balance_after: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts. F3 · balance_after: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts. F3 · ownership.nature: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 20:52 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherPut Option (obligation to buy) · Derivative | 584 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017292 · doc1.xml · derivative · entry 6 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 58,400 shares Expires 2019-08-16 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F7 · derivative.exercise_date: These options were presently exercisable. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 20:52 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCall Option (right to buy) · Derivative | 628 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017292 · doc1.xml · derivative · entry 5 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 0 Underlying: Common Stock · 62,800 shares Expires 2019-08-16 F4 · kind: Shares of Common Stock of the Issuer beneficially owned directly by Series One. These transactions represent the exercise on August 16, 2019 of 628 call option contracts by Series One, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. F5 · kind: (continued from footnote 4) The Issuer Common Stock holding for Series One reported in the Forms 4 filed on August 6, 2019, and August 8, 2019 should have reflected 1,295,134 shares of Issuer Common Stock as previously reported. F7 · derivative.exercise_date: These options were presently exercisable. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by Series One. These transactions represent the exercise on August 16, 2019 of 628 call option contracts by Series One, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. F5 · ownership.nature: (continued from footnote 4) The Issuer Common Stock holding for Series One reported in the Forms 4 filed on August 6, 2019, and August 8, 2019 should have reflected 1,295,134 shares of Issuer Common Stock as previously reported. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 20:52 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCall Option (right to buy) · Derivative | 1,544 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017292 · doc1.xml · derivative · entry 4 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 154,400 shares Expires 2019-08-16 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F7 · derivative.exercise_date: These options were presently exercisable. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 20:52 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCommon Stock, $0.001 par value | 58,400 | $10.00 | $584,000.00 |
DisclosureSEC source: 0001567619-19-017292 · doc1.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 1,804,898 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 20:52 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCommon Stock, $0.001 par value | 62,800 | $5.00 | $314,000.00 |
DisclosureSEC source: 0001567619-19-017292 · doc1.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 1,357,934 F4 · kind: Shares of Common Stock of the Issuer beneficially owned directly by Series One. These transactions represent the exercise on August 16, 2019 of 628 call option contracts by Series One, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. F5 · kind: (continued from footnote 4) The Issuer Common Stock holding for Series One reported in the Forms 4 filed on August 6, 2019, and August 8, 2019 should have reflected 1,295,134 shares of Issuer Common Stock as previously reported. F4 · balance_after: Shares of Common Stock of the Issuer beneficially owned directly by Series One. These transactions represent the exercise on August 16, 2019 of 628 call option contracts by Series One, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. F5 · balance_after: (continued from footnote 4) The Issuer Common Stock holding for Series One reported in the Forms 4 filed on August 6, 2019, and August 8, 2019 should have reflected 1,295,134 shares of Issuer Common Stock as previously reported. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by Series One. These transactions represent the exercise on August 16, 2019 of 628 call option contracts by Series One, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. F5 · ownership.nature: (continued from footnote 4) The Issuer Common Stock holding for Series One reported in the Forms 4 filed on August 6, 2019, and August 8, 2019 should have reflected 1,295,134 shares of Issuer Common Stock as previously reported. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 20:52 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCommon Stock, $0.001 par value | 154,000 | $5.00 | $770,000.00 |
DisclosureSEC source: 0001567619-19-017292 · doc1.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 1,746,498 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| August 09, 2019 Filed Aug 14, 2019 00:04 UTC |
MARTIN WILLIAM CDirector · 10% owner
Raging Capital Management, LLC10% owner
|
GrantCommon Stock, $0.001 par value | 13,487 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-002209 · form407738085_08132019.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,487 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on the one-year anniversary of June 14, 2019, subject to continued service through such vesting date. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 23:50 UTC |
Frey Matthew BDirector
|
GrantCommon Stock | 13,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001571285-19-000003 · primary_doc.xml · nonDerivative · entry 1 Frey Matthew B · CIK 0001571285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,487 F1 · shares: Represents a grant of restricted stock, 100% of which will vest on the one-year anniversary of June 14, 2019, the date of the Issuer's 2019 annual meeting of stockholders, subject to continued service through such vesting date. For purposes of this grant, the vesting period will be deemed to be one year if it runs from the date of the Issuer's 2019 annual meeting of stockholders to the next annual meeting of stockholders, provided that such meetings are at least 50 weeks apart. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 23:16 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 2,499 | $7.65 | $19,117.35 |
DisclosureSEC source: 0000921895-19-002150 · form407738085_08082019.xml · nonDerivative · entry 2 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,832,445 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 19:55 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherPut Option (obligation to buy) · Derivative | 125 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021348 · doc4.xml · derivative · entry 7 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 584 Underlying: Common Stock · 12,500 shares Expires 2019-08-16 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F7 · derivative.exercise_date: These options are currently exercisable. F8 · balance_after: The amount reported in Column 9 of Table II following the July 18, 2019 exercise of put options reflects the number of put option contracts outstanding following such exercise. The amounts reported in Column 9 of Table II following the August 6, 2019 and August 7, 2019 exercises of put options reflect the number of put option contracts outstanding following such exercises, taking into account the transactions reported on the Form 4 filed on August 6, 2019. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 19:55 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCommon Stock, $0.001 par value | 12,500 | $10.00 | $125,000.00 |
DisclosureSEC source: 0000899243-19-021348 · doc4.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 1,592,098 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F4 · balance_after: The amount reported in Column 5 of Table I following the July 18, 2019 exercise of put options reflects the amount beneficially owned following that transaction. The amounts reported in Column 5 of Table I following the August 6, 2019 and August 7, 2019 exercises of put options reflect the amounts beneficially owned following those transactions and take into account the transactions reported on the Form 4 filed on August 6, 2019. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 23:16 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 10,600 | $7.65 | $81,095.30 |
DisclosureSEC source: 0000921895-19-002150 · form407738085_08082019.xml · nonDerivative · entry 1 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,829,946 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 19:55 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherPut Option (obligation to buy) · Derivative | 191 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021348 · doc4.xml · derivative · entry 6 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 709 Underlying: Common Stock · 19,100 shares Expires 2019-08-16 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F7 · derivative.exercise_date: These options are currently exercisable. F8 · balance_after: The amount reported in Column 9 of Table II following the July 18, 2019 exercise of put options reflects the number of put option contracts outstanding following such exercise. The amounts reported in Column 9 of Table II following the August 6, 2019 and August 7, 2019 exercises of put options reflect the number of put option contracts outstanding following such exercises, taking into account the transactions reported on the Form 4 filed on August 6, 2019. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 19:55 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCommon Stock, $0.001 par value | 19,100 | $10.00 | $191,000.00 |
DisclosureSEC source: 0000899243-19-021348 · doc4.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 1,579,598 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F4 · balance_after: The amount reported in Column 5 of Table I following the July 18, 2019 exercise of put options reflects the amount beneficially owned following that transaction. The amounts reported in Column 5 of Table I following the August 6, 2019 and August 7, 2019 exercises of put options reflect the amounts beneficially owned following those transactions and take into account the transactions reported on the Form 4 filed on August 6, 2019. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 17:01 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherPut Option (obligation to buy) · Derivative | 25 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021088 · doc4.xml · derivative · entry 5 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 925 Underlying: Common Stock · 2,500 shares Expires 2019-08-16 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F5 · derivative.exercise_date: These options are currently exercisable. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 17:01 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCommon Stock, $0.001 par value | 2,500 | $10.00 | $25,000.00 |
DisclosureSEC source: 0000899243-19-021088 · doc4.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 1,557,998 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 22:39 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 19,166 | $7.80 | $149,575.30 |
DisclosureSEC source: 0000921895-19-002105 · form407738085_08062019.xml · nonDerivative · entry 4 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,819,346 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 22:39 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 834 | $7.70 | $6,421.30 |
DisclosureSEC source: 0000921895-19-002105 · form407738085_08062019.xml · nonDerivative · entry 3 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,800,180 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 17:01 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherPut Option (obligation to buy) · Derivative | 50 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021088 · doc4.xml · derivative · entry 4 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 950 Underlying: Common Stock · 5,000 shares Expires 2019-08-16 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F5 · derivative.exercise_date: These options are currently exercisable. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 17:01 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCommon Stock, $0.001 par value | 5,000 | $10.00 | $50,000.00 |
DisclosureSEC source: 0000899243-19-021088 · doc4.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 1,555,498 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 22:39 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 17,200 | $7.80 | $134,158.28 |
DisclosureSEC source: 0000921895-19-002105 · form407738085_08062019.xml · nonDerivative · entry 2 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,799,346 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 22:39 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 2,800 | $7.41 | $20,737.92 |
DisclosureSEC source: 0000921895-19-002105 · form407738085_08062019.xml · nonDerivative · entry 1 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,782,146 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| July 18, 2019 Filed Aug 8, 2019 19:55 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherPut Option (obligation to buy) · Derivative | 25 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021348 · doc4.xml · derivative · entry 5 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 975 Underlying: Common Stock · 2,500 shares Expires 2019-08-16 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F7 · derivative.exercise_date: These options are currently exercisable. F8 · balance_after: The amount reported in Column 9 of Table II following the July 18, 2019 exercise of put options reflects the number of put option contracts outstanding following such exercise. The amounts reported in Column 9 of Table II following the August 6, 2019 and August 7, 2019 exercises of put options reflect the number of put option contracts outstanding following such exercises, taking into account the transactions reported on the Form 4 filed on August 6, 2019. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| July 18, 2019 Filed Aug 8, 2019 19:55 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
OtherCommon Stock, $0.001 par value | 2,500 | $10.00 | $25,000.00 |
DisclosureSEC source: 0000899243-19-021348 · doc4.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 1,552,998 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F4 · balance_after: The amount reported in Column 5 of Table I following the July 18, 2019 exercise of put options reflects the amount beneficially owned following that transaction. The amounts reported in Column 5 of Table I following the August 6, 2019 and August 7, 2019 exercises of put options reflect the amounts beneficially owned following those transactions and take into account the transactions reported on the Form 4 filed on August 6, 2019. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:26 UTC |
Smith JaredSee Remarks
|
GrantRestricted Stock Units · Derivative | 80,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-014940 · doc1.xml · derivative · entry 2 Smith Jared · CIK 0001778386 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires not disclosed F2 · derivative.exercise_date: 1/3 of the RSUs will vest on June 3, 2020 and on each following anniversary until fully vested on June 3, 2022. Each RSU represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.expiration_date: 1/3 of the RSUs will vest on June 3, 2020 and on each following anniversary until fully vested on June 3, 2022. Each RSU represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:26 UTC |
Smith JaredSee Remarks
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $7.46 | $0.00 |
DisclosureSEC source: 0001567619-19-014940 · doc1.xml · derivative · entry 1 Smith Jared · CIK 0001778386 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2026-07-15 F1 · derivative.exercise_date: 25% of the shares will vest and become exercisable on June 3, 2020. Thereafter, 2.0833% of the shares will vest and become exercisable on each monthly anniversary of that date until 100% vested on June 3, 2023, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:24 UTC |
Okada Michael RudolfSee Remarks
|
GrantRestricted Stock Units · Derivative | 77,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-014933 · doc1.xml · derivative · entry 2 Okada Michael Rudolf · CIK 0001779492 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,800 Underlying: Common Stock · 77,800 shares Expires not disclosed F2 · derivative.exercise_date: 1/3 of the RSUs will vest on June 10, 2020 and on each following anniversary until fully vested on June 10, 2022. Each RSU represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.expiration_date: 1/3 of the RSUs will vest on June 10, 2020 and on each following anniversary until fully vested on June 10, 2022. Each RSU represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:24 UTC |
Okada Michael RudolfSee Remarks
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 164,000 | $0.00 Strike: $7.46 | $0.00 |
DisclosureSEC source: 0001567619-19-014933 · doc1.xml · derivative · entry 1 Okada Michael Rudolf · CIK 0001779492 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,000 Underlying: Common Stock · 164,000 shares Expires 2026-07-15 F1 · derivative.exercise_date: 25% of the shares will vest and become exercisable on June 10, 2020. Thereafter, 2.0833% of the shares will vest and become exercisable on each monthly anniversary of that date until 100% vested on June 10, 2023, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 13:00 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 54,487 | $7.55 | $411,376.85 |
DisclosureSEC source: 0000899243-19-017553 · doc4.xml · nonDerivative · entry 4 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 1,550,498 F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 13:00 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 40,865 | $7.60 | $310,574.00 |
DisclosureSEC source: 0000899243-19-017553 · doc4.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 1,496,011 F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 13:00 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 45,513 | $7.55 | $343,623.15 |
DisclosureSEC source: 0000899243-19-017553 · doc4.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 1,295,134 F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 13:00 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 34,135 | $7.60 | $259,426.00 |
DisclosureSEC source: 0000899243-19-017553 · doc4.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 1,249,621 F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 13:00 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 51,377 | $7.60 | $390,680.98 |
DisclosureSEC source: 0000899243-19-017361 · doc4.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 1,455,146 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.70, inclusive. The Reporting Persons undertake to provide to Immersion Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 13:00 UTC |
Singer Eric10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 42,915 | $7.60 | $326,334.24 |
DisclosureSEC source: 0000899243-19-017361 · doc4.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 1,215,486 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.70, inclusive. The Reporting Persons undertake to provide to Immersion Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:24 UTC |
Agarwal SumitDirector
|
GrantCommon Stock | 15,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013561 · doc1.xml · nonDerivative · entry 1 Agarwal Sumit · CIK 0001779870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,923 F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on the one-year anniversary of the date of grant, June 14, 2019, subject to continued service through such vesting date. For the purposes of this grant, the vesting period will be deemed to be one year if it runs from the date of Issuer's 2019 annual meeting of stockholders, June 14, 2019, to the next annual meeting of stockholders provided that such annual meetings are at least 50 weeks apart. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:31 UTC |
Visbal JonathanDirector
|
GrantCommon Stock | 15,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013566 · doc1.xml · nonDerivative · entry 1 Visbal Jonathan · CIK 0001779544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,923 F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on the one-year anniversary of the date of grant, June 14, 2019, subject to continued service through such vesting date. For the purposes of this grant, the vesting period will be deemed to be one year if it runs from the date of Issuer's 2019 annual meeting of stockholders, June 14, 2019, to the next annual meeting of stockholders provided that such annual meetings are at least 50 weeks apart. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:28 UTC |
SUGISHITA DAVIDDirector
|
GrantCommon Stock | 15,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013564 · doc1.xml · nonDerivative · entry 1 SUGISHITA DAVID · CIK 0001206022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,175 F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on the one-year anniversary of the date of grant, June 14, 2019, subject to continued service through such vesting date. For the purposes of this grant, the vesting period will be deemed to be one year if it runs from the date of Issuer's 2019 annual meeting of stockholders, June 14, 2019, to the next annual meeting of stockholders provided that such annual meetings are at least 50 weeks apart. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:26 UTC |
GANIS SIDDirector
|
GrantCommon Stock | 15,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013562 · doc1.xml · nonDerivative · entry 1 GANIS SID · CIK 0001222245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,923 F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on the one-year anniversary of the date of grant, June 14, 2019, subject to continued service through such vesting date. For the purposes of this grant, the vesting period will be deemed to be one year if it runs from the date of Issuer's 2019 annual meeting of stockholders, June 14, 2019, to the next annual meeting of stockholders provided that such annual meetings are at least 50 weeks apart. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.