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Nasdaq · USD

IMMR

IMMERSION CORP

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6143
SEC CIK
0001058811
Parsed reports
308

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202640

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2019 Filed Dec 18, 2019 00:25 UTC
Haidamus RamziDirector · President and CEO
PurchaseCommon Stock 2,800 $7.00 $19,586.00
Disclosure

SEC source: 0001350949-19-000002 · primary_doc.xml · nonDerivative · entry 1

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Read SEC document
December 13, 2019 Filed Dec 18, 2019 00:01 UTC PurchaseCommon Stock 11,000 $6.97 $76,670.00
Disclosure

SEC source: 0001779870-19-000001 · primary_doc.xml · nonDerivative · entry 1

Agarwal Sumit · CIK 0001779870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,923

Read SEC document
December 12, 2019 Filed Dec 16, 2019 23:43 UTC PurchaseCommon Stock 3,405 $6.77 $23,051.85
Disclosure

SEC source: 0001779544-19-000001 · primary_doc.xml · nonDerivative · entry 1

Visbal Jonathan · CIK 0001779544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,328

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherPut Option (obligation to buy) · Derivative 707 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001567619-19-021852 · doc1.xml · derivative · entry 8

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 0

Underlying: Common Stock · 70,700 shares

Expires 2019-11-15

F5 · kind: On November 15, 2019, 707 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, expired. As such put option contracts were written prior to the Reporting Persons becoming subject to Section 16, their expiration should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014).

F7 · derivative.exercise_date: These options were exercisable upon issuance.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F5 · ownership.nature: On November 15, 2019, 707 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, expired. As such put option contracts were written prior to the Reporting Persons becoming subject to Section 16, their expiration should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014).

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherPut Option (obligation to buy) · Derivative 1,293 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001567619-19-021852 · doc1.xml · derivative · entry 7

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 0

Underlying: Common Stock · 129,300 shares

Expires 2019-11-15

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II.

F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F7 · derivative.exercise_date: These options were exercisable upon issuance.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II.

F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCall Option (right to buy) · Derivative 2,332 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001567619-19-021852 · doc1.xml · derivative · entry 6

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 0

Underlying: Common Stock · 233,200 shares

Expires 2019-11-15

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II.

F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F7 · derivative.exercise_date: These options were exercisable upon issuance.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II.

F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCall Option (right to buy) · Derivative 2,205 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001567619-19-021852 · doc1.xml · derivative · entry 5

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 0

Underlying: Common Stock · 220,500 shares

Expires 2019-11-15

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II.

F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F7 · derivative.exercise_date: These options were exercisable upon issuance.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II.

F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCommon Stock, $0.001 par value 129,300 $7.50 $969,750.00
Disclosure

SEC source: 0001567619-19-021852 · doc1.xml · nonDerivative · entry 3

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 2,387,898

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II.

F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II.

F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCommon Stock, $0.001 par value 233,200 $5.00 $1,166,000.00
Disclosure

SEC source: 0001567619-19-021852 · doc1.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 2,258,598

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II.

F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II.

F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCommon Stock, $0.001 par value 220,500 $2.50 $551,250.00
Disclosure

SEC source: 0001567619-19-021852 · doc1.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 2,025,398

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II.

F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II.

F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 22:10 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherPut Option (obligation to buy) · Derivative 3,106 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001567619-19-020453 · doc1.xml · derivative · entry 2

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 0

Underlying: Common Stock · 310,600 shares

Expires 2019-11-15

F2 · kind: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts.

F3 · kind: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II.

F2 · price: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts.

F3 · price: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II.

F5 · derivative.exercise_date: These options were exercisable upon issuance.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts.

F3 · ownership.nature: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 22:10 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherPut Option (right to sell) · Derivative 3,106 $1.94 Strike: $10.00 $6,018.50
Disclosure

SEC source: 0001567619-19-020453 · doc1.xml · derivative · entry 1

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 0

Underlying: Common Stock · 310,600 shares

Expires 2019-11-15

F2 · kind: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts.

F3 · kind: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II.

F5 · derivative.exercise_date: These options were exercisable upon issuance.

F2 · balance_after: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts.

F3 · balance_after: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts.

F3 · ownership.nature: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 20:52 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherPut Option (obligation to buy) · Derivative 584 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001567619-19-017292 · doc1.xml · derivative · entry 6

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 0

Underlying: Common Stock · 58,400 shares

Expires 2019-08-16

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F7 · derivative.exercise_date: These options were presently exercisable.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 20:52 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCall Option (right to buy) · Derivative 628 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001567619-19-017292 · doc1.xml · derivative · entry 5

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 0

Underlying: Common Stock · 62,800 shares

Expires 2019-08-16

F4 · kind: Shares of Common Stock of the Issuer beneficially owned directly by Series One. These transactions represent the exercise on August 16, 2019 of 628 call option contracts by Series One, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One.

F5 · kind: (continued from footnote 4) The Issuer Common Stock holding for Series One reported in the Forms 4 filed on August 6, 2019, and August 8, 2019 should have reflected 1,295,134 shares of Issuer Common Stock as previously reported.

F7 · derivative.exercise_date: These options were presently exercisable.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F4 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by Series One. These transactions represent the exercise on August 16, 2019 of 628 call option contracts by Series One, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One.

F5 · ownership.nature: (continued from footnote 4) The Issuer Common Stock holding for Series One reported in the Forms 4 filed on August 6, 2019, and August 8, 2019 should have reflected 1,295,134 shares of Issuer Common Stock as previously reported.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 20:52 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCall Option (right to buy) · Derivative 1,544 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001567619-19-017292 · doc1.xml · derivative · entry 4

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 0

Underlying: Common Stock · 154,400 shares

Expires 2019-08-16

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F7 · derivative.exercise_date: These options were presently exercisable.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 20:52 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCommon Stock, $0.001 par value 58,400 $10.00 $584,000.00
Disclosure

SEC source: 0001567619-19-017292 · doc1.xml · nonDerivative · entry 3

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,804,898

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 20:52 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCommon Stock, $0.001 par value 62,800 $5.00 $314,000.00
Disclosure

SEC source: 0001567619-19-017292 · doc1.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 1,357,934

F4 · kind: Shares of Common Stock of the Issuer beneficially owned directly by Series One. These transactions represent the exercise on August 16, 2019 of 628 call option contracts by Series One, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One.

F5 · kind: (continued from footnote 4) The Issuer Common Stock holding for Series One reported in the Forms 4 filed on August 6, 2019, and August 8, 2019 should have reflected 1,295,134 shares of Issuer Common Stock as previously reported.

F4 · balance_after: Shares of Common Stock of the Issuer beneficially owned directly by Series One. These transactions represent the exercise on August 16, 2019 of 628 call option contracts by Series One, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One.

F5 · balance_after: (continued from footnote 4) The Issuer Common Stock holding for Series One reported in the Forms 4 filed on August 6, 2019, and August 8, 2019 should have reflected 1,295,134 shares of Issuer Common Stock as previously reported.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F4 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by Series One. These transactions represent the exercise on August 16, 2019 of 628 call option contracts by Series One, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One.

F5 · ownership.nature: (continued from footnote 4) The Issuer Common Stock holding for Series One reported in the Forms 4 filed on August 6, 2019, and August 8, 2019 should have reflected 1,295,134 shares of Issuer Common Stock as previously reported.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 20:52 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCommon Stock, $0.001 par value 154,000 $5.00 $770,000.00
Disclosure

SEC source: 0001567619-19-017292 · doc1.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,746,498

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 09, 2019 Filed Aug 14, 2019 00:04 UTC
MARTIN WILLIAM CDirector · 10% owner
GrantCommon Stock, $0.001 par value 13,487 $0.00 $0.00
Disclosure

SEC source: 0000921895-19-002209 · form407738085_08132019.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,487

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on the one-year anniversary of June 14, 2019, subject to continued service through such vesting date.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 23:50 UTC GrantCommon Stock 13,487 $0.00 $0.00
Disclosure

SEC source: 0001571285-19-000003 · primary_doc.xml · nonDerivative · entry 1

Frey Matthew B · CIK 0001571285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,487

F1 · shares: Represents a grant of restricted stock, 100% of which will vest on the one-year anniversary of June 14, 2019, the date of the Issuer's 2019 annual meeting of stockholders, subject to continued service through such vesting date. For purposes of this grant, the vesting period will be deemed to be one year if it runs from the date of the Issuer's 2019 annual meeting of stockholders to the next annual meeting of stockholders, provided that such meetings are at least 50 weeks apart.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 23:16 UTC PurchaseCommon Stock, $0.001 par value 2,499 $7.65 $19,117.35
Disclosure

SEC source: 0000921895-19-002150 · form407738085_08082019.xml · nonDerivative · entry 2

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,832,445

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 19:55 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherPut Option (obligation to buy) · Derivative 125 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-19-021348 · doc4.xml · derivative · entry 7

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 584

Underlying: Common Stock · 12,500 shares

Expires 2019-08-16

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F7 · derivative.exercise_date: These options are currently exercisable.

F8 · balance_after: The amount reported in Column 9 of Table II following the July 18, 2019 exercise of put options reflects the number of put option contracts outstanding following such exercise. The amounts reported in Column 9 of Table II following the August 6, 2019 and August 7, 2019 exercises of put options reflect the number of put option contracts outstanding following such exercises, taking into account the transactions reported on the Form 4 filed on August 6, 2019.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 19:55 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCommon Stock, $0.001 par value 12,500 $10.00 $125,000.00
Disclosure

SEC source: 0000899243-19-021348 · doc4.xml · nonDerivative · entry 3

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,592,098

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · balance_after: The amount reported in Column 5 of Table I following the July 18, 2019 exercise of put options reflects the amount beneficially owned following that transaction. The amounts reported in Column 5 of Table I following the August 6, 2019 and August 7, 2019 exercises of put options reflect the amounts beneficially owned following those transactions and take into account the transactions reported on the Form 4 filed on August 6, 2019.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 23:16 UTC PurchaseCommon Stock, $0.001 par value 10,600 $7.65 $81,095.30
Disclosure

SEC source: 0000921895-19-002150 · form407738085_08082019.xml · nonDerivative · entry 1

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,829,946

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:55 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherPut Option (obligation to buy) · Derivative 191 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-19-021348 · doc4.xml · derivative · entry 6

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 709

Underlying: Common Stock · 19,100 shares

Expires 2019-08-16

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F7 · derivative.exercise_date: These options are currently exercisable.

F8 · balance_after: The amount reported in Column 9 of Table II following the July 18, 2019 exercise of put options reflects the number of put option contracts outstanding following such exercise. The amounts reported in Column 9 of Table II following the August 6, 2019 and August 7, 2019 exercises of put options reflect the number of put option contracts outstanding following such exercises, taking into account the transactions reported on the Form 4 filed on August 6, 2019.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:55 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCommon Stock, $0.001 par value 19,100 $10.00 $191,000.00
Disclosure

SEC source: 0000899243-19-021348 · doc4.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,579,598

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · balance_after: The amount reported in Column 5 of Table I following the July 18, 2019 exercise of put options reflects the amount beneficially owned following that transaction. The amounts reported in Column 5 of Table I following the August 6, 2019 and August 7, 2019 exercises of put options reflect the amounts beneficially owned following those transactions and take into account the transactions reported on the Form 4 filed on August 6, 2019.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 17:01 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherPut Option (obligation to buy) · Derivative 25 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-19-021088 · doc4.xml · derivative · entry 5

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 925

Underlying: Common Stock · 2,500 shares

Expires 2019-08-16

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F5 · derivative.exercise_date: These options are currently exercisable.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 17:01 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCommon Stock, $0.001 par value 2,500 $10.00 $25,000.00
Disclosure

SEC source: 0000899243-19-021088 · doc4.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,557,998

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 22:39 UTC PurchaseCommon Stock, $0.001 par value 19,166 $7.80 $149,575.30
Disclosure

SEC source: 0000921895-19-002105 · form407738085_08062019.xml · nonDerivative · entry 4

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,819,346

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 22:39 UTC PurchaseCommon Stock, $0.001 par value 834 $7.70 $6,421.30
Disclosure

SEC source: 0000921895-19-002105 · form407738085_08062019.xml · nonDerivative · entry 3

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,800,180

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 17:01 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherPut Option (obligation to buy) · Derivative 50 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-19-021088 · doc4.xml · derivative · entry 4

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 950

Underlying: Common Stock · 5,000 shares

Expires 2019-08-16

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F5 · derivative.exercise_date: These options are currently exercisable.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 17:01 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCommon Stock, $0.001 par value 5,000 $10.00 $50,000.00
Disclosure

SEC source: 0000899243-19-021088 · doc4.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,555,498

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 22:39 UTC PurchaseCommon Stock, $0.001 par value 17,200 $7.80 $134,158.28
Disclosure

SEC source: 0000921895-19-002105 · form407738085_08062019.xml · nonDerivative · entry 2

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,799,346

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 22:39 UTC PurchaseCommon Stock, $0.001 par value 2,800 $7.41 $20,737.92
Disclosure

SEC source: 0000921895-19-002105 · form407738085_08062019.xml · nonDerivative · entry 1

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,782,146

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
July 18, 2019 Filed Aug 8, 2019 19:55 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherPut Option (obligation to buy) · Derivative 25 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-19-021348 · doc4.xml · derivative · entry 5

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 975

Underlying: Common Stock · 2,500 shares

Expires 2019-08-16

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F7 · derivative.exercise_date: These options are currently exercisable.

F8 · balance_after: The amount reported in Column 9 of Table II following the July 18, 2019 exercise of put options reflects the number of put option contracts outstanding following such exercise. The amounts reported in Column 9 of Table II following the August 6, 2019 and August 7, 2019 exercises of put options reflect the number of put option contracts outstanding following such exercises, taking into account the transactions reported on the Form 4 filed on August 6, 2019.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
July 18, 2019 Filed Aug 8, 2019 19:55 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
OtherCommon Stock, $0.001 par value 2,500 $10.00 $25,000.00
Disclosure

SEC source: 0000899243-19-021348 · doc4.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,552,998

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · balance_after: The amount reported in Column 5 of Table I following the July 18, 2019 exercise of put options reflects the amount beneficially owned following that transaction. The amounts reported in Column 5 of Table I following the August 6, 2019 and August 7, 2019 exercises of put options reflect the amounts beneficially owned following those transactions and take into account the transactions reported on the Form 4 filed on August 6, 2019.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:26 UTC
Smith JaredSee Remarks
GrantRestricted Stock Units · Derivative 80,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014940 · doc1.xml · derivative · entry 2

Smith Jared · CIK 0001778386 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires not disclosed

F2 · derivative.exercise_date: 1/3 of the RSUs will vest on June 3, 2020 and on each following anniversary until fully vested on June 3, 2022. Each RSU represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.expiration_date: 1/3 of the RSUs will vest on June 3, 2020 and on each following anniversary until fully vested on June 3, 2022. Each RSU represents a contingent right to receive one share of Issuer's common stock.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:26 UTC
Smith JaredSee Remarks
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $7.46 $0.00
Disclosure

SEC source: 0001567619-19-014940 · doc1.xml · derivative · entry 1

Smith Jared · CIK 0001778386 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2026-07-15

F1 · derivative.exercise_date: 25% of the shares will vest and become exercisable on June 3, 2020. Thereafter, 2.0833% of the shares will vest and become exercisable on each monthly anniversary of that date until 100% vested on June 3, 2023, subject to Reporting Person's continued service through each vesting date.

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July 15, 2019 Filed Jul 17, 2019 21:24 UTC GrantRestricted Stock Units · Derivative 77,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014933 · doc1.xml · derivative · entry 2

Okada Michael Rudolf · CIK 0001779492 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,800

Underlying: Common Stock · 77,800 shares

Expires not disclosed

F2 · derivative.exercise_date: 1/3 of the RSUs will vest on June 10, 2020 and on each following anniversary until fully vested on June 10, 2022. Each RSU represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.expiration_date: 1/3 of the RSUs will vest on June 10, 2020 and on each following anniversary until fully vested on June 10, 2022. Each RSU represents a contingent right to receive one share of Issuer's common stock.

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July 15, 2019 Filed Jul 17, 2019 21:24 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 164,000 $0.00 Strike: $7.46 $0.00
Disclosure

SEC source: 0001567619-19-014933 · doc1.xml · derivative · entry 1

Okada Michael Rudolf · CIK 0001779492 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,000

Underlying: Common Stock · 164,000 shares

Expires 2026-07-15

F1 · derivative.exercise_date: 25% of the shares will vest and become exercisable on June 10, 2020. Thereafter, 2.0833% of the shares will vest and become exercisable on each monthly anniversary of that date until 100% vested on June 10, 2023, subject to Reporting Person's continued service through each vesting date.

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June 19, 2019 Filed Jun 20, 2019 13:00 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
PurchaseCommon Stock, $0.001 par value 54,487 $7.55 $411,376.85
Disclosure

SEC source: 0000899243-19-017553 · doc4.xml · nonDerivative · entry 4

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,550,498

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

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June 19, 2019 Filed Jun 20, 2019 13:00 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
PurchaseCommon Stock, $0.001 par value 40,865 $7.60 $310,574.00
Disclosure

SEC source: 0000899243-19-017553 · doc4.xml · nonDerivative · entry 3

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,496,011

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

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June 19, 2019 Filed Jun 20, 2019 13:00 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
PurchaseCommon Stock, $0.001 par value 45,513 $7.55 $343,623.15
Disclosure

SEC source: 0000899243-19-017553 · doc4.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 1,295,134

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

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June 19, 2019 Filed Jun 20, 2019 13:00 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
PurchaseCommon Stock, $0.001 par value 34,135 $7.60 $259,426.00
Disclosure

SEC source: 0000899243-19-017553 · doc4.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 1,249,621

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

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June 18, 2019 Filed Jun 19, 2019 13:00 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
PurchaseCommon Stock, $0.001 par value 51,377 $7.60 $390,680.98
Disclosure

SEC source: 0000899243-19-017361 · doc4.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,455,146

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.70, inclusive. The Reporting Persons undertake to provide to Immersion Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F4 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 13:00 UTC
Singer Eric10% owner
VIEX GP, LLC10% owner
PurchaseCommon Stock, $0.001 par value 42,915 $7.60 $326,334.24
Disclosure

SEC source: 0000899243-19-017361 · doc4.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 1,215,486

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.70, inclusive. The Reporting Persons undertake to provide to Immersion Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

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June 14, 2019 Filed Jun 18, 2019 20:24 UTC GrantCommon Stock 15,923 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013561 · doc1.xml · nonDerivative · entry 1

Agarwal Sumit · CIK 0001779870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,923

F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on the one-year anniversary of the date of grant, June 14, 2019, subject to continued service through such vesting date. For the purposes of this grant, the vesting period will be deemed to be one year if it runs from the date of Issuer's 2019 annual meeting of stockholders, June 14, 2019, to the next annual meeting of stockholders provided that such annual meetings are at least 50 weeks apart.

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June 14, 2019 Filed Jun 18, 2019 20:31 UTC GrantCommon Stock 15,923 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013566 · doc1.xml · nonDerivative · entry 1

Visbal Jonathan · CIK 0001779544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,923

F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on the one-year anniversary of the date of grant, June 14, 2019, subject to continued service through such vesting date. For the purposes of this grant, the vesting period will be deemed to be one year if it runs from the date of Issuer's 2019 annual meeting of stockholders, June 14, 2019, to the next annual meeting of stockholders provided that such annual meetings are at least 50 weeks apart.

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June 14, 2019 Filed Jun 18, 2019 20:28 UTC GrantCommon Stock 15,923 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013564 · doc1.xml · nonDerivative · entry 1

SUGISHITA DAVID · CIK 0001206022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,175

F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on the one-year anniversary of the date of grant, June 14, 2019, subject to continued service through such vesting date. For the purposes of this grant, the vesting period will be deemed to be one year if it runs from the date of Issuer's 2019 annual meeting of stockholders, June 14, 2019, to the next annual meeting of stockholders provided that such annual meetings are at least 50 weeks apart.

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June 14, 2019 Filed Jun 18, 2019 20:26 UTC
GANIS SIDDirector
GrantCommon Stock 15,923 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013562 · doc1.xml · nonDerivative · entry 1

GANIS SID · CIK 0001222245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,923

F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on the one-year anniversary of the date of grant, June 14, 2019, subject to continued service through such vesting date. For the purposes of this grant, the vesting period will be deemed to be one year if it runs from the date of Issuer's 2019 annual meeting of stockholders, June 14, 2019, to the next annual meeting of stockholders provided that such annual meetings are at least 50 weeks apart.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.