Last 12 months
Inside the activity.
4 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 4 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2021 Filed Mar 12, 2021 00:27 UTC |
Smith JaredInterim CEO/VP Worldwide Sales
|
Exercise / conversionCommon Stock | 17,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-21-003019 · marketforms-51868.xml · nonDerivative · entry 1 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: 2,000 shares were purchased on January 31st, 2021 at a price of $5.7375 per share under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 22:43 UTC |
Okada Michael RudolfGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 18,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-003018 · marketforms-51869.xml · derivative · entry 4 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,708 Underlying: Common Stock · 18,354 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On March 9, 2020, the Reporting Person was granted 55,062 RSUs, 1/3 of which vested on March 9, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to Reporting Person's continued service through each date. F3 · derivative.expiration_date: On March 9, 2020, the Reporting Person was granted 55,062 RSUs, 1/3 of which vested on March 9, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to Reporting Person's continued service through each date. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 22:43 UTC |
Okada Michael RudolfGeneral Counsel
|
SaleCommon Stock | 2,000 | $10.50 | $21,000.00 |
DisclosureSEC source: 0001214659-21-003018 · marketforms-51869.xml · nonDerivative · entry 2 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,463 Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 22:43 UTC |
Okada Michael RudolfGeneral Counsel
|
Exercise / conversionCommon Stock | 18,354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-21-003018 · marketforms-51869.xml · nonDerivative · entry 1 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:30 UTC |
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
|
SaleCommon Stock, $0.001 par value | 67,939 | $9.98 | $678,051.60 |
DisclosureSEC source: 0000921895-21-000705 · form410114018_03102021.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 219,431 F5 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.5600 to $10.5800 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:00 UTC |
Akerman AaronChief Financial Officer
|
SaleCommon Stock | 8,166 | $9.62 | $78,575.70 |
DisclosureSEC source: 0001214659-21-002906 · marketforms-51815.xml · nonDerivative · entry 1 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,722 F1 · price: This transaction was executed in multiple trades at prices ranging from $9.30 to $10.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:00 UTC |
Holt Sharon EDirector
|
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $7.56 | $0.00 |
DisclosureSEC source: 0001214659-21-002315 · marketforms-51605.xml · derivative · entry 3 Holt Sharon E · CIK 0001299510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2023-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares vested and became exercisable on August 2, 2017; then 2.0833% of the shares vested and became exercisable monthly thereafter until 100% vested. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:00 UTC |
Holt Sharon EDirector
|
SaleCommon Stock | 40,000 | $12.02 | $480,604.00 |
DisclosureSEC source: 0001214659-21-002315 · marketforms-51605.xml · nonDerivative · entry 2 Holt Sharon E · CIK 0001299510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,390 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.00 to $12.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:00 UTC |
Holt Sharon EDirector
|
Exercise / conversionCommon Stock | 40,000 | $7.56 | $302,400.00 |
DisclosureSEC source: 0001214659-21-002315 · marketforms-51605.xml · nonDerivative · entry 1 Holt Sharon E · CIK 0001299510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2021 Filed Feb 20, 2021 02:52 UTC |
MARTIN WILLIAM CDirector
Raging Capital Management, LLCDirector
|
SaleCommon Stock, $0.001 par value | 170,899 | $12.72 | $2,172,980.79 |
DisclosureSEC source: 0000921895-21-000517 · form407738085_02192021.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 2,222,089 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| February 19, 2021 Filed Feb 20, 2021 01:32 UTC |
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
|
SaleCommon Stock, $0.001 par value | 101,749 | $12.58 | $1,279,534.37 |
DisclosureSEC source: 0000921895-21-000516 · form410114018_02192021.xml · nonDerivative · entry 5 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 287,370 F6 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.1100 to $13.0800 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 19, 2021 Filed Feb 20, 2021 01:32 UTC |
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
|
SaleCommon Stock, $0.001 par value | 152,622 | $12.58 | $1,919,282.70 |
DisclosureSEC source: 0000921895-21-000516 · form410114018_02192021.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 598,879 F6 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.1100 to $13.0800 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 18, 2021 Filed Feb 20, 2021 02:52 UTC |
MARTIN WILLIAM CDirector
Raging Capital Management, LLCDirector
|
SaleCommon Stock, $0.001 par value | 237,500 | $13.02 | $3,091,062.50 |
DisclosureSEC source: 0000921895-21-000517 · form407738085_02192021.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 2,392,988 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| February 18, 2021 Filed Feb 20, 2021 01:32 UTC |
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
|
SaleCommon Stock, $0.001 par value | 96,987 | $13.00 | $1,261,083.17 |
DisclosureSEC source: 0000921895-21-000516 · form410114018_02192021.xml · nonDerivative · entry 4 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 389,119 F5 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.6400 to $13.5000 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 18, 2021 Filed Feb 20, 2021 01:32 UTC |
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
|
SaleCommon Stock, $0.001 par value | 145,479 | $13.00 | $1,891,605.25 |
DisclosureSEC source: 0000921895-21-000516 · form410114018_02192021.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 751,501 F5 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.6400 to $13.5000 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 22:00 UTC |
Akerman AaronChief Financial Officer
|
SaleCommon Stock | 3,725 | $13.15 | $48,977.05 |
DisclosureSEC source: 0001214659-21-002221 · marketforms-51537.xml · nonDerivative · entry 1 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,888 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.14 to $13.1601. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: 1,862 shares were purchased on January 31st, 2021 at a price of $5.7375 per share under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| February 16, 2021 Filed Feb 16, 2021 22:35 UTC |
Okada Michael RudolfGeneral Counsel
|
SaleCommon Stock | 763 | $15.16 | $11,567.08 |
DisclosureSEC source: 0001214659-21-001997 · marketforms-51480.xml · nonDerivative · entry 3 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,109 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:35 UTC |
Okada Michael RudolfGeneral Counsel
|
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 3,417 | $0.00 Strike: $7.46 | $0.00 |
DisclosureSEC source: 0001214659-21-001997 · marketforms-51480.xml · derivative · entry 4 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,667 Underlying: Common Stock · 3,417 shares Expires 2026-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vested and became exercisable on June 10, 2020. Thereafter, 2.0833% of the shares subject to the option vest and become exercisable on each monthly anniversary of that date until 100% vested on June 10, 2023, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:35 UTC |
Okada Michael RudolfGeneral Counsel
|
SaleCommon Stock | 2,400 | $15.31 | $36,740.16 |
DisclosureSEC source: 0001214659-21-001997 · marketforms-51480.xml · nonDerivative · entry 2 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,872 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020. F3 · price: This transaction was executed in multiple trades at prices ranging from $15.18 to $15.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:35 UTC |
Okada Michael RudolfGeneral Counsel
|
Exercise / conversionCommon Stock | 3,417 | $7.46 | $25,490.82 |
DisclosureSEC source: 0001214659-21-001997 · marketforms-51480.xml · nonDerivative · entry 1 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 2,000 shares were purchased on January 31st, 2021 at a price of $5.7375 per share under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| January 14, 2021 Filed Jan 16, 2021 00:21 UTC |
Akerman AaronChief Financial Officer
|
Tax withholdingCommon Stock | 12,446 | $12.12 | $150,845.52 |
DisclosureSEC source: 0001214659-21-000580 · marketforms-50943.xml · nonDerivative · entry 2 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,751 F2 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the RSUs. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:21 UTC |
Akerman AaronChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 23,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-000580 · marketforms-50943.xml · derivative · entry 3 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,666 Underlying: Common Stock · 23,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On January 13, 2020, the Report Person was granted 70,000 RSUs, 1/3 of which vested on January 13, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to the Reporting Person's continued service through each such vesting date. F3 · derivative.expiration_date: On January 13, 2020, the Report Person was granted 70,000 RSUs, 1/3 of which vested on January 13, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to the Reporting Person's continued service through each such vesting date. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:21 UTC |
Akerman AaronChief Financial Officer
|
Exercise / conversionCommon Stock | 23,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-21-000580 · marketforms-50943.xml · nonDerivative · entry 1 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:04 UTC |
Okada Michael RudolfGeneral Counsel
|
SaleCommon Stock | 560 | $12.13 | $6,792.80 |
DisclosureSEC source: 0001214659-21-000579 · marketforms-50930.xml · nonDerivative · entry 1 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,855 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:00 UTC |
Okada Michael RudolfGeneral Counsel
|
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 3,416 | $0.00 Strike: $7.46 | $0.00 |
DisclosureSEC source: 0001214659-21-000444 · marketforms-50917.xml · derivative · entry 3 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,084 Underlying: Common Stock · 3,416 shares Expires 2026-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the option vested and became exercisable on June 10, 2020. Thereafter, 2.0833% of the shares subject to the option vest and become exercisable on each monthly anniversary of that date until 100% vested on June 10, 2023, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:00 UTC |
Okada Michael RudolfGeneral Counsel
|
SaleCommon Stock | 2,670 | $12.06 | $32,194.59 |
DisclosureSEC source: 0001214659-21-000444 · marketforms-50917.xml · nonDerivative · entry 2 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,415 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $11.90 to $12.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:00 UTC |
Okada Michael RudolfGeneral Counsel
|
Exercise / conversionCommon Stock | 3,416 | $7.46 | $25,483.36 |
DisclosureSEC source: 0001214659-21-000444 · marketforms-50917.xml · nonDerivative · entry 1 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 23:00 UTC |
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
|
SaleCommon Stock, $0.001 par value | 37,440 | $10.72 | $401,514.05 |
DisclosureSEC source: 0001214659-20-010808 · marketforms-50783.xml · nonDerivative · entry 5 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 486,106 F5 · shares: The sales reported herein by the Reporting Persons were made pursuant to the previously disclosed Securities Sales Plan Agreement (the "2020 Sales Plan Agreement") entered into with Virtu Americas LLC for the purpose of establishing a trading plan to effect sales of Shares in compliance with all applicable laws, including, without limitation, Section 10(b) of the Exchange Act, and the rules and regulations promulgated thereunder, including, but not limited to, Rule 10b5-1. All of the Shares contemplated to be sold thereunder have been sold and the 2020 Sales Plan Agreement has now terminated. F7 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $10.5100 to $10.8600 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 7. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 23:00 UTC |
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
|
SaleCommon Stock, $0.001 par value | 66,560 | $10.72 | $713,802.75 |
DisclosureSEC source: 0001214659-20-010808 · marketforms-50783.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 896,980 F5 · shares: The sales reported herein by the Reporting Persons were made pursuant to the previously disclosed Securities Sales Plan Agreement (the "2020 Sales Plan Agreement") entered into with Virtu Americas LLC for the purpose of establishing a trading plan to effect sales of Shares in compliance with all applicable laws, including, without limitation, Section 10(b) of the Exchange Act, and the rules and regulations promulgated thereunder, including, but not limited to, Rule 10b5-1. All of the Shares contemplated to be sold thereunder have been sold and the 2020 Sales Plan Agreement has now terminated. F7 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $10.5100 to $10.8600 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 7. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 21:05 UTC |
MARTIN WILLIAM CDirector · 10% owner
Raging Capital Management, LLC10% owner
|
SaleCommon Stock, $0.001 par value | 55,603 | $12.21 | $678,701.34 |
DisclosureSEC source: 0000921895-20-003301 · form407738085_12302020.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 2,630,488 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 23:00 UTC |
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
|
SaleCommon Stock, $0.001 par value | 508,451 | $9.73 | $4,949,617.95 |
DisclosureSEC source: 0001214659-20-010808 · marketforms-50783.xml · nonDerivative · entry 4 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 523,546 F5 · shares: The sales reported herein by the Reporting Persons were made pursuant to the previously disclosed Securities Sales Plan Agreement (the "2020 Sales Plan Agreement") entered into with Virtu Americas LLC for the purpose of establishing a trading plan to effect sales of Shares in compliance with all applicable laws, including, without limitation, Section 10(b) of the Exchange Act, and the rules and regulations promulgated thereunder, including, but not limited to, Rule 10b5-1. All of the Shares contemplated to be sold thereunder have been sold and the 2020 Sales Plan Agreement has now terminated. F6 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.5000 to $10.3000 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 6. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 23:00 UTC |
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
|
SaleCommon Stock, $0.001 par value | 937,549 | $9.73 | $9,126,758.25 |
DisclosureSEC source: 0001214659-20-010808 · marketforms-50783.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 963,540 F5 · shares: The sales reported herein by the Reporting Persons were made pursuant to the previously disclosed Securities Sales Plan Agreement (the "2020 Sales Plan Agreement") entered into with Virtu Americas LLC for the purpose of establishing a trading plan to effect sales of Shares in compliance with all applicable laws, including, without limitation, Section 10(b) of the Exchange Act, and the rules and regulations promulgated thereunder, including, but not limited to, Rule 10b5-1. All of the Shares contemplated to be sold thereunder have been sold and the 2020 Sales Plan Agreement has now terminated. F6 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.5000 to $10.3000 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 6. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:05 UTC |
MARTIN WILLIAM CDirector · 10% owner
Raging Capital Management, LLC10% owner
|
SaleCommon Stock, $0.001 par value | 1,093,710 | $9.68 | $10,586,565.95 |
DisclosureSEC source: 0000921895-20-003301 · form407738085_12302020.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 2,686,091 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 21:49 UTC |
MARTIN WILLIAM CDirector · 10% owner
Raging Capital Management, LLC10% owner
|
SaleCommon Stock, $0.001 par value | 3,134 | $9.00 | $28,206.00 |
DisclosureSEC source: 0001193805-20-001629 · e620180_4-immr.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,779,801 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 21:49 UTC |
MARTIN WILLIAM CDirector · 10% owner
Raging Capital Management, LLC10% owner
|
SaleCommon Stock, $0.001 par value | 3,352 | $9.01 | $30,208.89 |
DisclosureSEC source: 0001193805-20-001629 · e620180_4-immr.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,782,935 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 22:44 UTC |
MARTIN WILLIAM CDirector · 10% owner
Raging Capital Management, LLC10% owner
|
SaleCommon Stock, $0.001 par value | 116,295 | $9.21 | $1,070,937.40 |
DisclosureSEC source: 0001193805-20-001604 · e620170_4-immersion.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,786,287 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 22:44 UTC |
MARTIN WILLIAM CDirector · 10% owner
Raging Capital Management, LLC10% owner
|
SaleCommon Stock, $0.001 par value | 50,124 | $9.15 | $458,759.91 |
DisclosureSEC source: 0001193805-20-001604 · e620170_4-immersion.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,902,582 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 22:00 UTC |
Okada Michael RudolfGeneral Counsel
|
SaleCommon Stock | 251 | $9.24 | $2,319.24 |
DisclosureSEC source: 0001214659-20-010623 · marketforms-50688.xml · nonDerivative · entry 1 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,669 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020. Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 22:18 UTC |
MARTIN WILLIAM CDirector · 10% owner
Raging Capital Management, LLC10% owner
|
SaleCommon Stock, $0.001 par value | 61,743 | $9.09 | $561,466.14 |
DisclosureSEC source: 0000921895-20-003271 · form407738085_12182020.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,952,706 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 22:18 UTC |
MARTIN WILLIAM CDirector · 10% owner
Raging Capital Management, LLC10% owner
|
SaleCommon Stock, $0.001 par value | 68,473 | $9.16 | $627,513.96 |
DisclosureSEC source: 0000921895-20-003271 · form407738085_12182020.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,014,449 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 22:00 UTC |
Okada Michael RudolfGeneral Counsel
|
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 3,417 | $0.00 Strike: $7.46 | $0.00 |
DisclosureSEC source: 0001214659-20-010545 · marketforms-50658.xml · derivative · entry 3 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,500 Underlying: Common Stock · 3,417 shares Expires 2026-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares subject to the option vested and became exercisable on June 10, 2020. Thereafter, 2.0833% of the shares subject to the option vest and become exercisable on each monthly anniversary of that date until 100% vested on June 10, 2023, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 22:00 UTC |
Okada Michael RudolfGeneral Counsel
|
SaleCommon Stock | 7,393 | $9.00 | $66,537.00 |
DisclosureSEC source: 0001214659-20-010545 · marketforms-50658.xml · nonDerivative · entry 2 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,920 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 22:00 UTC |
Okada Michael RudolfGeneral Counsel
|
Exercise / conversionCommon Stock | 3,417 | $7.46 | $25,490.82 |
DisclosureSEC source: 0001214659-20-010545 · marketforms-50658.xml · nonDerivative · entry 1 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2020 Filed Dec 2, 2020 01:08 UTC |
MARTIN WILLIAM CDirector · 10% owner
Raging Capital Management, LLC10% owner
|
SaleCommon Stock, $0.001 par value | 26,895 | $9.05 | $243,429.33 |
DisclosureSEC source: 0000921895-20-003154 · form407738085_12012020.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner Raging Capital Management, LLC · CIK 0001444376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,082,922 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020. F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 22:00 UTC |
Okada Michael RudolfGeneral Counsel
|
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 58,083 | $0.00 Strike: $7.46 | $0.00 |
DisclosureSEC source: 0001214659-20-010060 · marketforms-50328.xml · derivative · entry 3 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,917 Underlying: Common Stock · 58,083 shares Expires 2026-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares will vest and become exercisable on June 10, 2020. Thereafter, 2.0833% of the shares will vest and become exercisable on each monthly anniversary of that date until 100% vested on June 10, 2023, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 22:00 UTC |
Okada Michael RudolfGeneral Counsel
|
SaleCommon Stock | 64,786 | $9.00 | $583,074.00 |
DisclosureSEC source: 0001214659-20-010060 · marketforms-50328.xml · nonDerivative · entry 2 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,896 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020. F2 · balance_after: Includes 20 shares that were over withheld on June 10, 2020 transaction due to administrative error. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 22:00 UTC |
Okada Michael RudolfGeneral Counsel
|
Exercise / conversionCommon Stock | 58,083 | $7.46 | $433,299.18 |
DisclosureSEC source: 0001214659-20-010060 · marketforms-50328.xml · nonDerivative · entry 1 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 23:36 UTC |
Okada Michael RudolfGeneral Counsel
|
GrantPerformance-Based Restricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-009421 · marketforms-50120.xml · derivative · entry 2 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2025-11-10 F2 · derivative.exercise_price: Grant of 30,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020. F2 · derivative.exercise_date: Grant of 30,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 23:36 UTC |
Akerman AaronChief Financial Officer
|
GrantPerformance-Based Restricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-009420 · marketforms-50118.xml · derivative · entry 2 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2025-11-10 F2 · derivative.exercise_price: Grant of 30,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020. F2 · derivative.exercise_date: Grant of 30,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 23:32 UTC |
Smith JaredInterim CEO/VP Worldwide Sales
|
GrantPerformance-Based Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-009419 · marketforms-50116.xml · derivative · entry 2 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2025-11-10 F2 · derivative.exercise_price: Grant of 100,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020. F2 · derivative.exercise_date: Grant of 100,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.