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Nasdaq · USD

IMMR

IMMERSION CORP

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6143
SEC CIK
0001058811
Parsed reports
308

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202640

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2021 Filed Mar 12, 2021 00:27 UTC
Smith JaredInterim CEO/VP Worldwide Sales
Exercise / conversionCommon Stock 17,676 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-003019 · marketforms-51868.xml · nonDerivative · entry 1

Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: 2,000 shares were purchased on January 31st, 2021 at a price of $5.7375 per share under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:43 UTC
Okada Michael RudolfGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 18,354 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-003018 · marketforms-51869.xml · derivative · entry 4

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,708

Underlying: Common Stock · 18,354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On March 9, 2020, the Reporting Person was granted 55,062 RSUs, 1/3 of which vested on March 9, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to Reporting Person's continued service through each date.

F3 · derivative.expiration_date: On March 9, 2020, the Reporting Person was granted 55,062 RSUs, 1/3 of which vested on March 9, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to Reporting Person's continued service through each date.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:43 UTC
Okada Michael RudolfGeneral Counsel
SaleCommon Stock 2,000 $10.50 $21,000.00
Disclosure

SEC source: 0001214659-21-003018 · marketforms-51869.xml · nonDerivative · entry 2

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,463

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:43 UTC
Okada Michael RudolfGeneral Counsel
Exercise / conversionCommon Stock 18,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-003018 · marketforms-51869.xml · nonDerivative · entry 1

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:30 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
SaleCommon Stock, $0.001 par value 67,939 $9.98 $678,051.60
Disclosure

SEC source: 0000921895-21-000705 · form410114018_03102021.xml · nonDerivative · entry 3

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses

VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 219,431

F5 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.5600 to $10.5800 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:00 UTC
Akerman AaronChief Financial Officer
SaleCommon Stock 8,166 $9.62 $78,575.70
Disclosure

SEC source: 0001214659-21-002906 · marketforms-51815.xml · nonDerivative · entry 1

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,722

F1 · price: This transaction was executed in multiple trades at prices ranging from $9.30 to $10.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:00 UTC Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $7.56 $0.00
Disclosure

SEC source: 0001214659-21-002315 · marketforms-51605.xml · derivative · entry 3

Holt Sharon E · CIK 0001299510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2023-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares vested and became exercisable on August 2, 2017; then 2.0833% of the shares vested and became exercisable monthly thereafter until 100% vested.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:00 UTC SaleCommon Stock 40,000 $12.02 $480,604.00
Disclosure

SEC source: 0001214659-21-002315 · marketforms-51605.xml · nonDerivative · entry 2

Holt Sharon E · CIK 0001299510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,390

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.00 to $12.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:00 UTC Exercise / conversionCommon Stock 40,000 $7.56 $302,400.00
Disclosure

SEC source: 0001214659-21-002315 · marketforms-51605.xml · nonDerivative · entry 1

Holt Sharon E · CIK 0001299510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 20, 2021 02:52 UTC SaleCommon Stock, $0.001 par value 170,899 $12.72 $2,172,980.79
Disclosure

SEC source: 0000921895-21-000517 · form407738085_02192021.xml · nonDerivative · entry 3

MARTIN WILLIAM C · CIK 0001205885 · Director

Raging Capital Management, LLC · CIK 0001444376 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 2,222,089

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
February 19, 2021 Filed Feb 20, 2021 01:32 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
SaleCommon Stock, $0.001 par value 101,749 $12.58 $1,279,534.37
Disclosure

SEC source: 0000921895-21-000516 · form410114018_02192021.xml · nonDerivative · entry 5

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses

VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 287,370

F6 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.1100 to $13.0800 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 19, 2021 Filed Feb 20, 2021 01:32 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
SaleCommon Stock, $0.001 par value 152,622 $12.58 $1,919,282.70
Disclosure

SEC source: 0000921895-21-000516 · form410114018_02192021.xml · nonDerivative · entry 3

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses

VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 598,879

F6 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.1100 to $13.0800 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 18, 2021 Filed Feb 20, 2021 02:52 UTC SaleCommon Stock, $0.001 par value 237,500 $13.02 $3,091,062.50
Disclosure

SEC source: 0000921895-21-000517 · form407738085_02192021.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director

Raging Capital Management, LLC · CIK 0001444376 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 2,392,988

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
February 18, 2021 Filed Feb 20, 2021 01:32 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
SaleCommon Stock, $0.001 par value 96,987 $13.00 $1,261,083.17
Disclosure

SEC source: 0000921895-21-000516 · form410114018_02192021.xml · nonDerivative · entry 4

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses

VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 389,119

F5 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.6400 to $13.5000 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 18, 2021 Filed Feb 20, 2021 01:32 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
SaleCommon Stock, $0.001 par value 145,479 $13.00 $1,891,605.25
Disclosure

SEC source: 0000921895-21-000516 · form410114018_02192021.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses

VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 751,501

F5 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.6400 to $13.5000 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:00 UTC
Akerman AaronChief Financial Officer
SaleCommon Stock 3,725 $13.15 $48,977.05
Disclosure

SEC source: 0001214659-21-002221 · marketforms-51537.xml · nonDerivative · entry 1

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,888

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.14 to $13.1601. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: 1,862 shares were purchased on January 31st, 2021 at a price of $5.7375 per share under the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 16, 2021 Filed Feb 16, 2021 22:35 UTC
Okada Michael RudolfGeneral Counsel
SaleCommon Stock 763 $15.16 $11,567.08
Disclosure

SEC source: 0001214659-21-001997 · marketforms-51480.xml · nonDerivative · entry 3

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,109

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:35 UTC
Okada Michael RudolfGeneral Counsel
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 3,417 $0.00 Strike: $7.46 $0.00
Disclosure

SEC source: 0001214659-21-001997 · marketforms-51480.xml · derivative · entry 4

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,667

Underlying: Common Stock · 3,417 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested and became exercisable on June 10, 2020. Thereafter, 2.0833% of the shares subject to the option vest and become exercisable on each monthly anniversary of that date until 100% vested on June 10, 2023, subject to Reporting Person's continued service through each vesting date.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:35 UTC
Okada Michael RudolfGeneral Counsel
SaleCommon Stock 2,400 $15.31 $36,740.16
Disclosure

SEC source: 0001214659-21-001997 · marketforms-51480.xml · nonDerivative · entry 2

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,872

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $15.18 to $15.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:35 UTC
Okada Michael RudolfGeneral Counsel
Exercise / conversionCommon Stock 3,417 $7.46 $25,490.82
Disclosure

SEC source: 0001214659-21-001997 · marketforms-51480.xml · nonDerivative · entry 1

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 2,000 shares were purchased on January 31st, 2021 at a price of $5.7375 per share under the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:21 UTC
Akerman AaronChief Financial Officer
Tax withholdingCommon Stock 12,446 $12.12 $150,845.52
Disclosure

SEC source: 0001214659-21-000580 · marketforms-50943.xml · nonDerivative · entry 2

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,751

F2 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the RSUs.

Read SEC document
January 13, 2021 Filed Jan 16, 2021 00:21 UTC
Akerman AaronChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 23,334 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000580 · marketforms-50943.xml · derivative · entry 3

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,666

Underlying: Common Stock · 23,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On January 13, 2020, the Report Person was granted 70,000 RSUs, 1/3 of which vested on January 13, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to the Reporting Person's continued service through each such vesting date.

F3 · derivative.expiration_date: On January 13, 2020, the Report Person was granted 70,000 RSUs, 1/3 of which vested on January 13, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
January 13, 2021 Filed Jan 16, 2021 00:21 UTC
Akerman AaronChief Financial Officer
Exercise / conversionCommon Stock 23,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-000580 · marketforms-50943.xml · nonDerivative · entry 1

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 13, 2021 Filed Jan 16, 2021 00:04 UTC
Okada Michael RudolfGeneral Counsel
SaleCommon Stock 560 $12.13 $6,792.80
Disclosure

SEC source: 0001214659-21-000579 · marketforms-50930.xml · nonDerivative · entry 1

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,855

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 22:00 UTC
Okada Michael RudolfGeneral Counsel
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 3,416 $0.00 Strike: $7.46 $0.00
Disclosure

SEC source: 0001214659-21-000444 · marketforms-50917.xml · derivative · entry 3

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,084

Underlying: Common Stock · 3,416 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested and became exercisable on June 10, 2020. Thereafter, 2.0833% of the shares subject to the option vest and become exercisable on each monthly anniversary of that date until 100% vested on June 10, 2023, subject to Reporting Person's continued service through each vesting date.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 22:00 UTC
Okada Michael RudolfGeneral Counsel
SaleCommon Stock 2,670 $12.06 $32,194.59
Disclosure

SEC source: 0001214659-21-000444 · marketforms-50917.xml · nonDerivative · entry 2

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,415

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.90 to $12.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 22:00 UTC
Okada Michael RudolfGeneral Counsel
Exercise / conversionCommon Stock 3,416 $7.46 $25,483.36
Disclosure

SEC source: 0001214659-21-000444 · marketforms-50917.xml · nonDerivative · entry 1

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 23:00 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
SaleCommon Stock, $0.001 par value 37,440 $10.72 $401,514.05
Disclosure

SEC source: 0001214659-20-010808 · marketforms-50783.xml · nonDerivative · entry 5

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses

VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 486,106

F5 · shares: The sales reported herein by the Reporting Persons were made pursuant to the previously disclosed Securities Sales Plan Agreement (the "2020 Sales Plan Agreement") entered into with Virtu Americas LLC for the purpose of establishing a trading plan to effect sales of Shares in compliance with all applicable laws, including, without limitation, Section 10(b) of the Exchange Act, and the rules and regulations promulgated thereunder, including, but not limited to, Rule 10b5-1. All of the Shares contemplated to be sold thereunder have been sold and the 2020 Sales Plan Agreement has now terminated.

F7 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $10.5100 to $10.8600 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 7.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 23:00 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
SaleCommon Stock, $0.001 par value 66,560 $10.72 $713,802.75
Disclosure

SEC source: 0001214659-20-010808 · marketforms-50783.xml · nonDerivative · entry 3

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses

VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 896,980

F5 · shares: The sales reported herein by the Reporting Persons were made pursuant to the previously disclosed Securities Sales Plan Agreement (the "2020 Sales Plan Agreement") entered into with Virtu Americas LLC for the purpose of establishing a trading plan to effect sales of Shares in compliance with all applicable laws, including, without limitation, Section 10(b) of the Exchange Act, and the rules and regulations promulgated thereunder, including, but not limited to, Rule 10b5-1. All of the Shares contemplated to be sold thereunder have been sold and the 2020 Sales Plan Agreement has now terminated.

F7 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $10.5100 to $10.8600 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 7.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 21:05 UTC
MARTIN WILLIAM CDirector · 10% owner
SaleCommon Stock, $0.001 par value 55,603 $12.21 $678,701.34
Disclosure

SEC source: 0000921895-20-003301 · form407738085_12302020.xml · nonDerivative · entry 3

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 2,630,488

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020.

F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 23:00 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
SaleCommon Stock, $0.001 par value 508,451 $9.73 $4,949,617.95
Disclosure

SEC source: 0001214659-20-010808 · marketforms-50783.xml · nonDerivative · entry 4

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses

VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 523,546

F5 · shares: The sales reported herein by the Reporting Persons were made pursuant to the previously disclosed Securities Sales Plan Agreement (the "2020 Sales Plan Agreement") entered into with Virtu Americas LLC for the purpose of establishing a trading plan to effect sales of Shares in compliance with all applicable laws, including, without limitation, Section 10(b) of the Exchange Act, and the rules and regulations promulgated thereunder, including, but not limited to, Rule 10b5-1. All of the Shares contemplated to be sold thereunder have been sold and the 2020 Sales Plan Agreement has now terminated.

F6 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.5000 to $10.3000 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 6.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 23:00 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
SaleCommon Stock, $0.001 par value 937,549 $9.73 $9,126,758.25
Disclosure

SEC source: 0001214659-20-010808 · marketforms-50783.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses

VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 963,540

F5 · shares: The sales reported herein by the Reporting Persons were made pursuant to the previously disclosed Securities Sales Plan Agreement (the "2020 Sales Plan Agreement") entered into with Virtu Americas LLC for the purpose of establishing a trading plan to effect sales of Shares in compliance with all applicable laws, including, without limitation, Section 10(b) of the Exchange Act, and the rules and regulations promulgated thereunder, including, but not limited to, Rule 10b5-1. All of the Shares contemplated to be sold thereunder have been sold and the 2020 Sales Plan Agreement has now terminated.

F6 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.5000 to $10.3000 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 6.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 21:05 UTC
MARTIN WILLIAM CDirector · 10% owner
SaleCommon Stock, $0.001 par value 1,093,710 $9.68 $10,586,565.95
Disclosure

SEC source: 0000921895-20-003301 · form407738085_12302020.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 2,686,091

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020.

F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 21:49 UTC
MARTIN WILLIAM CDirector · 10% owner
SaleCommon Stock, $0.001 par value 3,134 $9.00 $28,206.00
Disclosure

SEC source: 0001193805-20-001629 · e620180_4-immr.xml · nonDerivative · entry 3

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 3,779,801

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020.

F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 21:49 UTC
MARTIN WILLIAM CDirector · 10% owner
SaleCommon Stock, $0.001 par value 3,352 $9.01 $30,208.89
Disclosure

SEC source: 0001193805-20-001629 · e620180_4-immr.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 3,782,935

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020.

F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:44 UTC
MARTIN WILLIAM CDirector · 10% owner
SaleCommon Stock, $0.001 par value 116,295 $9.21 $1,070,937.40
Disclosure

SEC source: 0001193805-20-001604 · e620170_4-immersion.xml · nonDerivative · entry 3

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 3,786,287

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020.

F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 22:44 UTC
MARTIN WILLIAM CDirector · 10% owner
SaleCommon Stock, $0.001 par value 50,124 $9.15 $458,759.91
Disclosure

SEC source: 0001193805-20-001604 · e620170_4-immersion.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 3,902,582

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020.

F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

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December 18, 2020 Filed Dec 22, 2020 22:00 UTC
Okada Michael RudolfGeneral Counsel
SaleCommon Stock 251 $9.24 $2,319.24
Disclosure

SEC source: 0001214659-20-010623 · marketforms-50688.xml · nonDerivative · entry 1

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,669

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020.

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December 17, 2020 Filed Dec 18, 2020 22:18 UTC
MARTIN WILLIAM CDirector · 10% owner
SaleCommon Stock, $0.001 par value 61,743 $9.09 $561,466.14
Disclosure

SEC source: 0000921895-20-003271 · form407738085_12182020.xml · nonDerivative · entry 3

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 3,952,706

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020.

F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

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December 16, 2020 Filed Dec 18, 2020 22:18 UTC
MARTIN WILLIAM CDirector · 10% owner
SaleCommon Stock, $0.001 par value 68,473 $9.16 $627,513.96
Disclosure

SEC source: 0000921895-20-003271 · form407738085_12182020.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,014,449

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020.

F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

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December 16, 2020 Filed Dec 18, 2020 22:00 UTC
Okada Michael RudolfGeneral Counsel
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 3,417 $0.00 Strike: $7.46 $0.00
Disclosure

SEC source: 0001214659-20-010545 · marketforms-50658.xml · derivative · entry 3

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,500

Underlying: Common Stock · 3,417 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested and became exercisable on June 10, 2020. Thereafter, 2.0833% of the shares subject to the option vest and become exercisable on each monthly anniversary of that date until 100% vested on June 10, 2023, subject to Reporting Person's continued service through each vesting date.

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December 16, 2020 Filed Dec 18, 2020 22:00 UTC
Okada Michael RudolfGeneral Counsel
SaleCommon Stock 7,393 $9.00 $66,537.00
Disclosure

SEC source: 0001214659-20-010545 · marketforms-50658.xml · nonDerivative · entry 2

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,920

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 22:00 UTC
Okada Michael RudolfGeneral Counsel
Exercise / conversionCommon Stock 3,417 $7.46 $25,490.82
Disclosure

SEC source: 0001214659-20-010545 · marketforms-50658.xml · nonDerivative · entry 1

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2020 Filed Dec 2, 2020 01:08 UTC
MARTIN WILLIAM CDirector · 10% owner
SaleCommon Stock, $0.001 par value 26,895 $9.05 $243,429.33
Disclosure

SEC source: 0000921895-20-003154 · form407738085_12012020.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,082,922

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020.

F3 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F4 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

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November 27, 2020 Filed Dec 1, 2020 22:00 UTC
Okada Michael RudolfGeneral Counsel
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 58,083 $0.00 Strike: $7.46 $0.00
Disclosure

SEC source: 0001214659-20-010060 · marketforms-50328.xml · derivative · entry 3

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,917

Underlying: Common Stock · 58,083 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares will vest and become exercisable on June 10, 2020. Thereafter, 2.0833% of the shares will vest and become exercisable on each monthly anniversary of that date until 100% vested on June 10, 2023, subject to Reporting Person's continued service through each vesting date.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 22:00 UTC
Okada Michael RudolfGeneral Counsel
SaleCommon Stock 64,786 $9.00 $583,074.00
Disclosure

SEC source: 0001214659-20-010060 · marketforms-50328.xml · nonDerivative · entry 2

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,896

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020.

F2 · balance_after: Includes 20 shares that were over withheld on June 10, 2020 transaction due to administrative error.

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November 27, 2020 Filed Dec 1, 2020 22:00 UTC
Okada Michael RudolfGeneral Counsel
Exercise / conversionCommon Stock 58,083 $7.46 $433,299.18
Disclosure

SEC source: 0001214659-20-010060 · marketforms-50328.xml · nonDerivative · entry 1

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 23:36 UTC
Okada Michael RudolfGeneral Counsel
GrantPerformance-Based Restricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009421 · marketforms-50120.xml · derivative · entry 2

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2025-11-10

F2 · derivative.exercise_price: Grant of 30,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020.

F2 · derivative.exercise_date: Grant of 30,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020.

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November 10, 2020 Filed Nov 12, 2020 23:36 UTC
Akerman AaronChief Financial Officer
GrantPerformance-Based Restricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009420 · marketforms-50118.xml · derivative · entry 2

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2025-11-10

F2 · derivative.exercise_price: Grant of 30,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020.

F2 · derivative.exercise_date: Grant of 30,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020.

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November 10, 2020 Filed Nov 12, 2020 23:32 UTC
Smith JaredInterim CEO/VP Worldwide Sales
GrantPerformance-Based Restricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009419 · marketforms-50116.xml · derivative · entry 2

Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2025-11-10

F2 · derivative.exercise_price: Grant of 100,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020.

F2 · derivative.exercise_date: Grant of 100,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.