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Nasdaq · USD

IMMR

IMMERSION CORP

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Tapewire entity
6143
SEC CIK
0001058811
Parsed reports
308

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202640

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2018 Filed Jul 2, 2018 23:18 UTC
Veschi JohnDirector
GrantCommon Stock 7,889 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-031013 · doc1.xml · nonDerivative · entry 1

Veschi John · CIK 0001635312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,274

F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on June 29, 2019, subject to continued service through such vesting date.

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June 29, 2018 Filed Jul 2, 2018 23:15 UTC GrantCommon Stock 7,889 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-031010 · doc1.xml · nonDerivative · entry 1

McCurdy Daniel Paul · CIK 0001708738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,889

F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on June 29, 2019, subject to continued service through such vesting date.

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June 29, 2018 Filed Jul 2, 2018 23:15 UTC GrantCommon Stock 7,889 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-031009 · doc1.xml · nonDerivative · entry 1

Holt Sharon E · CIK 0001299510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,735

F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on June 29, 2019, subject to continued service through such vesting date.

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June 28, 2018 Filed Jul 2, 2018 23:16 UTC
SCHLACHTE CARLDirector · Interim CEO
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001140361-18-031011 · doc1.xml · derivative · entry 3

SCHLACHTE CARL · CIK 0001523094 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2018-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option grant is 100% vested and exercisable.

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June 28, 2018 Filed Jul 2, 2018 23:16 UTC
SCHLACHTE CARLDirector · Interim CEO
Tax withholdingCommon Stock 29,421 $15.49 $455,731.29
Disclosure

SEC source: 0001140361-18-031011 · doc1.xml · nonDerivative · entry 2

SCHLACHTE CARL · CIK 0001523094 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,886

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person, and as payment of the exercise price of the stock option. The shares that were relinquished by the Reporting Person as payment of such exercise price were equal in value to the exercise price of the stock option. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any other reason.

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June 28, 2018 Filed Jul 2, 2018 23:16 UTC
SCHLACHTE CARLDirector · Interim CEO
Exercise / conversionCommon Stock 40,000 $9.20 $368,000.00
Disclosure

SEC source: 0001140361-18-031011 · doc1.xml · nonDerivative · entry 1

SCHLACHTE CARL · CIK 0001523094 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 01:01 UTC SaleCommon Stock, $0.001 par value per share 77,818 $15.93 $1,239,337.25
Disclosure

SEC source: 0000902664-18-002508 · p18-1303form4.xml · nonDerivative · entry 3

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,016,881

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners Master Fund, L.P. and Senvest Global (KY), L.P. (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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June 06, 2018 Filed Jun 8, 2018 01:01 UTC SaleCommon Stock, $0.001 par value per share 75,000 $15.92 $1,194,262.50
Disclosure

SEC source: 0000902664-18-002508 · p18-1303form4.xml · nonDerivative · entry 2

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,094,699

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners Master Fund, L.P. and Senvest Global (KY), L.P. (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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June 06, 2018 Filed Jun 8, 2018 01:01 UTC SaleCommon Stock, $0.001 par value per share 25,000 $15.93 $398,225.00
Disclosure

SEC source: 0000902664-18-002508 · p18-1303form4.xml · nonDerivative · entry 1

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,169,699

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners Master Fund, L.P. and Senvest Global (KY), L.P. (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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May 21, 2018 Filed May 21, 2018 22:26 UTC SaleCommon Stock, $0.001 par value per share 134,519 $13.45 $1,809,374.71
Disclosure

SEC source: 0000902664-18-002354 · p18-1203form4.xml · nonDerivative · entry 13

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,194,699

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners, L.P. and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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May 21, 2018 Filed May 21, 2018 22:26 UTC SaleCommon Stock, $0.001 par value per share 100,000 $13.30 $1,330,000.00
Disclosure

SEC source: 0000902664-18-002354 · p18-1203form4.xml · nonDerivative · entry 12

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,329,218

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners, L.P. and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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May 21, 2018 Filed May 21, 2018 22:26 UTC SaleCommon Stock, $0.001 par value per share 50,000 $13.37 $668,500.00
Disclosure

SEC source: 0000902664-18-002354 · p18-1203form4.xml · nonDerivative · entry 11

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,429,218

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners, L.P. and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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May 21, 2018 Filed May 21, 2018 22:26 UTC SaleCommon Stock, $0.001 par value per share 83,800 $13.40 $1,122,501.00
Disclosure

SEC source: 0000902664-18-002354 · p18-1203form4.xml · nonDerivative · entry 10

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,479,218

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners, L.P. and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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May 21, 2018 Filed May 21, 2018 22:26 UTC SaleCommon Stock, $0.001 par value per share 16,249 $13.39 $217,526.99
Disclosure

SEC source: 0000902664-18-002354 · p18-1203form4.xml · nonDerivative · entry 9

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,563,018

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners, L.P. and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
May 18, 2018 Filed May 21, 2018 22:26 UTC SaleCommon Stock, $0.001 par value per share 70,000 $13.73 $961,149.00
Disclosure

SEC source: 0000902664-18-002354 · p18-1203form4.xml · nonDerivative · entry 8

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,579,267

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners, L.P. and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
May 18, 2018 Filed May 21, 2018 22:26 UTC SaleCommon Stock, $0.001 par value per share 31,900 $13.77 $439,103.50
Disclosure

SEC source: 0000902664-18-002354 · p18-1203form4.xml · nonDerivative · entry 7

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,649,267

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners, L.P. and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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May 18, 2018 Filed May 21, 2018 22:26 UTC SaleCommon Stock, $0.001 par value per share 247,145 $13.76 $3,400,270.34
Disclosure

SEC source: 0000902664-18-002354 · p18-1203form4.xml · nonDerivative · entry 6

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,681,167

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners, L.P. and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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May 18, 2018 Filed May 21, 2018 22:26 UTC SaleCommon Stock, $0.001 par value per share 27,700 $13.85 $383,506.50
Disclosure

SEC source: 0000902664-18-002354 · p18-1203form4.xml · nonDerivative · entry 5

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,928,312

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners, L.P. and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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May 18, 2018 Filed May 21, 2018 22:26 UTC SaleCommon Stock, $0.001 par value per share 25,000 $13.75 $343,842.50
Disclosure

SEC source: 0000902664-18-002354 · p18-1203form4.xml · nonDerivative · entry 4

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,956,012

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners, L.P. and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
May 17, 2018 Filed May 21, 2018 22:26 UTC SaleCommon Stock, $0.001 par value per share 338,785 $13.93 $4,718,394.21
Disclosure

SEC source: 0000902664-18-002354 · p18-1203form4.xml · nonDerivative · entry 3

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,981,012

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners, L.P. and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
May 17, 2018 Filed May 21, 2018 22:26 UTC SaleCommon Stock, $0.001 par value per share 101,800 $13.81 $1,406,112.50
Disclosure

SEC source: 0000902664-18-002354 · p18-1203form4.xml · nonDerivative · entry 2

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,319,797

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners, L.P. and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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May 17, 2018 Filed May 21, 2018 22:26 UTC SaleCommon Stock, $0.001 par value per share 25,000 $14.16 $353,875.00
Disclosure

SEC source: 0000902664-18-002354 · p18-1203form4.xml · nonDerivative · entry 1

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,421,597

F1 · ownership.nature: These securities are held in the accounts of Senvest Master Fund, L.P., Senvest Israel Partners, L.P. and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F2 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:52 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,500 $0.00 Strike: $5.59 $0.00
Disclosure

SEC source: 0001140361-18-020523 · doc1.xml · derivative · entry 5

SALTICH JACK L · CIK 0001247561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,500 shares

Expires 2020-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option grant is 100% vested and exercisable.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:52 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.61 $0.00
Disclosure

SEC source: 0001140361-18-020523 · doc1.xml · derivative · entry 4

SALTICH JACK L · CIK 0001247561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option grant is 100% vested and exercisable.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:52 UTC Tax withholdingCommon Stock 10,274 $11.06 $113,630.44
Disclosure

SEC source: 0001140361-18-020523 · doc1.xml · nonDerivative · entry 3

SALTICH JACK L · CIK 0001247561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,311

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed in this Form 4 are equal in value to the exercise price of the stock option, and were relinquished by the Reporting Person and cancelled by the Issuer as payment of such exercise price. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any other reason.

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April 26, 2018 Filed Apr 30, 2018 20:52 UTC Exercise / conversionCommon Stock 8,500 $5.59 $47,515.00
Disclosure

SEC source: 0001140361-18-020523 · doc1.xml · nonDerivative · entry 2

SALTICH JACK L · CIK 0001247561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:52 UTC Exercise / conversionCommon Stock 10,000 $6.61 $66,100.00
Disclosure

SEC source: 0001140361-18-020523 · doc1.xml · nonDerivative · entry 1

SALTICH JACK L · CIK 0001247561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:49 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
SaleCommon Stock 72 $12.12 $872.86
Disclosure

SEC source: 0001140361-18-012853 · doc1.xml · nonDerivative · entry 3

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,110

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:49 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
SaleCommon Stock 4,363 $11.87 $51,788.81
Disclosure

SEC source: 0001140361-18-012853 · doc1.xml · nonDerivative · entry 2

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,182

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:48 UTC
Erba NancyChief Financial Officer
SaleCommon Stock 62 $12.12 $751.63
Disclosure

SEC source: 0001140361-18-012852 · doc1.xml · nonDerivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,201

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:48 UTC
Erba NancyChief Financial Officer
SaleCommon Stock 3,737 $11.87 $44,358.19
Disclosure

SEC source: 0001140361-18-012852 · doc1.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,263

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:49 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012853 · doc1.xml · derivative · entry 4

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017.

F3 · derivative.exercise_date: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:49 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012853 · doc1.xml · nonDerivative · entry 1

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:48 UTC
Erba NancyChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012852 · doc1.xml · derivative · entry 4

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017.

F3 · derivative.exercise_date: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:48 UTC
Erba NancyChief Financial Officer
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012852 · doc1.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 00:46 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
SaleCommon Stock 798 $11.60 $9,256.80
Disclosure

SEC source: 0001140361-18-012121 · doc1.xml · nonDerivative · entry 5

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,045

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.

Read SEC document
March 03, 2018 Filed Mar 6, 2018 00:46 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
Exercise / conversionRestricted Stock Units · Derivative 2,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012121 · doc1.xml · derivative · entry 7

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of RSUs granted to the Reporting Person on March 3, 2015.

F5 · derivative.exercise_date: 1/2 of the RSUs vested on March 3, 2017, and the remaining 1/2 of the RSUs vested on March 3, 2018. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.expiration_date: 1/2 of the RSUs vested on March 3, 2017, and the remaining 1/2 of the RSUs vested on March 3, 2018. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 03, 2018 Filed Mar 6, 2018 00:46 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
Exercise / conversionCommon Stock 2,333 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012121 · doc1.xml · nonDerivative · entry 4

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of RSUs granted to the Reporting Person on March 3, 2015.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 00:46 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
SaleCommon Stock 850 $11.51 $9,783.50
Disclosure

SEC source: 0001140361-18-012121 · doc1.xml · nonDerivative · entry 3

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,510

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 00:46 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
SaleCommon Stock 2 $11.45 $22.90
Disclosure

SEC source: 0001140361-18-012121 · doc1.xml · nonDerivative · entry 2

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,360

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:46 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012121 · doc1.xml · derivative · entry 6

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 1, 2016.

F4 · derivative.exercise_date: 1/3 of the RSUs vested on March 1, 2017 ("Vest Date"), then an additional 1/3 of the RSUs will vest on each one year anniversary of the Vest Date thereafter. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.expiration_date: 1/3 of the RSUs vested on March 1, 2017 ("Vest Date"), then an additional 1/3 of the RSUs will vest on each one year anniversary of the Vest Date thereafter. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:46 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012121 · doc1.xml · nonDerivative · entry 1

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 1, 2016.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:39 UTC
SCHLACHTE CARLDirector · Interim CEO
GrantRestricted Stock Units · Derivative 88,152 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-010885 · doc1.xml · derivative · entry 1

SCHLACHTE CARL · CIK 0001523094 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,152

Underlying: Common Stock · 88,152 shares

Expires not disclosed

F1 · derivative.exercise_date: 100% of the restricted stock units ("RSUs") will vest on February 26, 2019, subject to continued service through such vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: 100% of the restricted stock units ("RSUs") will vest on February 26, 2019, subject to continued service through such vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:39 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
GrantRestricted Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-010883 · doc1.xml · derivative · entry 3

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F3 · derivative.exercise_date: 1/3 of the RSUs will vest on February 26, 2019 ("Vest Date"), then an additional 1/3 of the RSUs will vest on each one year anniversary of the Vest Date thereafter. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: 1/3 of the RSUs will vest on February 26, 2019 ("Vest Date"), then an additional 1/3 of the RSUs will vest on each one year anniversary of the Vest Date thereafter. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:39 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
GrantRestricted Stock Units · Derivative 63,822 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-010883 · doc1.xml · derivative · entry 2

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,822

Underlying: Common Stock · 63,822 shares

Expires not disclosed

F2 · derivative.exercise_date: 100% of the restricted stock units ("RSUs") will vest on February 26, 2019, subject to continued service through such vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.expiration_date: 100% of the restricted stock units ("RSUs") will vest on February 26, 2019, subject to continued service through such vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:39 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
GrantNon-qualified stock option (right to buy) · Derivative 25,000 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001140361-18-010883 · doc1.xml · derivative · entry 1

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2025-02-26

F1 · derivative.exercise_date: 25% of the shares will vest and become exercisable on February 26, 2019; then 2.0833% of the shares will vest and become exercisable monthly thereafter until 100% vested, subject to continued service through each vesting date.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:38 UTC
Erba NancyChief Financial Officer
GrantRestricted Stock Units · Derivative 56,946 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-010882 · doc1.xml · derivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,946

Underlying: Common Stock · 56,946 shares

Expires not disclosed

F2 · derivative.exercise_date: 100% of the restricted stock units ("RSUs") will vest on February 26, 2019, subject to continued service through such vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.expiration_date: 100% of the restricted stock units ("RSUs") will vest on February 26, 2019, subject to continued service through such vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:38 UTC
Erba NancyChief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 80,000 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001140361-18-010882 · doc1.xml · derivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2025-02-26

F1 · derivative.exercise_date: 25% of the shares will vest and become exercisable on February 26, 2019; then 2.0833% of the shares will vest and become exercisable monthly thereafter until 100% vested, subject to continued service through each vesting date.

Read SEC document
February 23, 2018 Filed Feb 24, 2018 00:09 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 4,400 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0001140361-18-009955 · doc1.xml · derivative · entry 3

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,400 shares

Expires 2019-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 14, 2017.

F2 · derivative.exercise_date: The stock option grant is 100% vested and exercisable.

Read SEC document
February 23, 2018 Filed Feb 24, 2018 00:09 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
SaleCommon Stock 10,443 $12.00 $125,316.00
Disclosure

SEC source: 0001140361-18-009955 · doc1.xml · nonDerivative · entry 2

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,862

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 14, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.