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ILMN

ILLUMINA, INC.

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3137
SEC CIK
0001110803
Parsed reports
898

Last 12 months

Inside the activity.

2 purchase rows · 112 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 2026026
Jun 2026013
Jul 202601
Aug 2026056
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2017 Filed Feb 1, 2017 00:31 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
SaleCommon Stock 259 $160.90 $41,673.10
Disclosure

SEC source: 0001127602-17-003222 · form4.xml · nonDerivative · entry 2

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,690

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 00:31 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
Tax withholdingCommon Stock 713 $159.28 $113,566.64
Disclosure

SEC source: 0001127602-17-003222 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,949

Read SEC document
January 30, 2017 Filed Feb 1, 2017 00:29 UTC
HENRY CHRISTIAN OEVP & Chief Commercial Officer
Tax withholdingCommon Stock 795 $159.28 $126,627.60
Disclosure

SEC source: 0001127602-17-003220 · form4.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,531

Read SEC document
January 30, 2017 Filed Feb 1, 2017 00:26 UTC Tax withholdingCommon Stock 2,784 $159.28 $443,435.52
Disclosure

SEC source: 0001127602-17-003214 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,453

Read SEC document
January 30, 2017 Filed Feb 1, 2017 00:24 UTC
Dadswell CharlesSr VP & General Counsel
Tax withholdingCommon Stock 256 $159.28 $40,775.68
Disclosure

SEC source: 0001127602-17-003212 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,164

Read SEC document
January 30, 2017 Filed Feb 1, 2017 00:22 UTC
Bouchard MichelChief Accounting Officer
Tax withholdingCommon Stock 798 $159.28 $127,105.44
Disclosure

SEC source: 0001127602-17-003210 · form4.xml · nonDerivative · entry 1

Bouchard Michel · CIK 0001566173 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,410

Read SEC document
January 26, 2017 Filed Jan 31, 2017 02:18 UTC GrantCommon Stock 4,996 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003005 · form4.xml · nonDerivative · entry 1

DORSA CAROLINE · CIK 0001181174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,996

F1 · shares: Grant of restricted stock units with 25% of the shares subject to the award vesting on each of the first, second, third and fourth anniversaries of the date of grant, subject to the awardee's continuing to be a service provider on such dates.

Read SEC document
January 19, 2017 Filed Jan 19, 2017 22:56 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
SaleCommon Stock 378 $160.35 $60,612.30
Disclosure

SEC source: 0001127602-17-002107 · form4.xml · nonDerivative · entry 2

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,662

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:56 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
SaleCommon Stock 2,000 $160.00 $320,000.00
Disclosure

SEC source: 0001127602-17-002107 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,040

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 11, 2017 Filed Jan 14, 2017 00:05 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $42.82 $0.00
Disclosure

SEC source: 0001127602-17-001702 · form4.xml · derivative · entry 9

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 3,000 shares

Expires 2020-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 11, 2017 Filed Jan 14, 2017 00:05 UTC SaleCommon Stock 200 $164.93 $32,986.00
Disclosure

SEC source: 0001127602-17-001702 · form4.xml · nonDerivative · entry 6

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,704

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 200 shares sold ranging from $164.91 to $164.95 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 11, 2017 Filed Jan 14, 2017 00:05 UTC SaleCommon Stock 705 $164.03 $115,639.04
Disclosure

SEC source: 0001127602-17-001702 · form4.xml · nonDerivative · entry 5

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,904

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 705 shares sold ranging from $163.80 to $164.44 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 11, 2017 Filed Jan 14, 2017 00:05 UTC SaleCommon Stock 695 $163.06 $113,323.92
Disclosure

SEC source: 0001127602-17-001702 · form4.xml · nonDerivative · entry 4

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,609

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 695 shares sold ranging from $162.79 to $163.48 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 11, 2017 Filed Jan 14, 2017 00:05 UTC SaleCommon Stock 1,200 $162.15 $194,575.20
Disclosure

SEC source: 0001127602-17-001702 · form4.xml · nonDerivative · entry 3

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,304

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 1,200 shares sold ranging from $161.77 to $162.53 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 11, 2017 Filed Jan 14, 2017 00:05 UTC SaleCommon Stock 200 $160.67 $32,134.00
Disclosure

SEC source: 0001127602-17-001702 · form4.xml · nonDerivative · entry 2

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,504

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 200 shares sold ranging from $160.47 to $160.87 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 11, 2017 Filed Jan 14, 2017 00:05 UTC Exercise / conversionCommon Stock 3,000 $42.82 $128,460.00
Disclosure

SEC source: 0001127602-17-001702 · form4.xml · nonDerivative · entry 1

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 10, 2017 Filed Jan 13, 2017 02:36 UTC
Dadswell CharlesSr VP & General Counsel
SaleCommon Stock 116 $161.60 $18,745.60
Disclosure

SEC source: 0001127602-17-001637 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,420

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · balance_after: Balance reflects reduction of 33,750 shares which were previously inadvertently included in total, and addition of 196 shares purchased through Employee Stock Purchase Plan.

Read SEC document
January 06, 2017 Filed Jan 13, 2017 01:36 UTC
SAMAD SAMSr. VP and CFO
GrantPerformance Shares · Derivative 6,626 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001632 · form4.xml · derivative · entry 2

SAMAD SAMER ABDUL · CIK 0001694295 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,626

Underlying: Common Stock · 6,626 shares

Expires 2019-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · shares: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
January 06, 2017 Filed Jan 13, 2017 01:36 UTC
SAMAD SAMSr. VP and CFO
GrantCommon Stock 2,209 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001632 · form4.xml · nonDerivative · entry 1

SAMAD SAMER ABDUL · CIK 0001694295 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,209

F1 · shares: Grant of restricted stock units with 25% of the shares subject to the award vesting on each of the first, second, third and fourth anniversaries of the date of grant, subject to the awardee's continuing to be a service provider on such dates.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 23:59 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 600 $0.00 Strike: $71.09 $0.00
Disclosure

SEC source: 0001127602-17-001310 · form4.xml · derivative · entry 4

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 600 shares

Expires 2023-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 23:59 UTC SaleCommon Stock 400 $135.56 $54,223.20
Disclosure

SEC source: 0001127602-17-001310 · form4.xml · nonDerivative · entry 3

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,465

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 400 shares sold ranging from $135.31 to $135.98 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 23:59 UTC SaleCommon Stock 200 $133.93 $26,785.00
Disclosure

SEC source: 0001127602-17-001310 · form4.xml · nonDerivative · entry 2

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,865

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 200 shares sold ranging from $133.47 to $134.38 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 23:59 UTC Exercise / conversionCommon Stock 600 $71.09 $42,654.00
Disclosure

SEC source: 0001127602-17-001310 · form4.xml · nonDerivative · entry 1

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 16, 2016 Filed Dec 21, 2016 00:59 UTC
deSouza Francis ADirector · President and CEO
Tax withholdingCommon Stock 1,938 $131.01 $253,897.38
Disclosure

SEC source: 0001127602-16-070615 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,205

Read SEC document
December 15, 2016 Filed Dec 20, 2016 01:08 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
SaleCommon Stock 2,000 $126.16 $252,320.00
Disclosure

SEC source: 0001127602-16-070499 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,040

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · balance_after: Balance reflects reduction of 20,063 shares which were previously inadvertently included in total, and addition of 115 shares purchased through the Company's Employee Stock Purchase Plan.

Read SEC document
December 12, 2016 Filed Dec 15, 2016 01:09 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 600 $0.00 Strike: $71.09 $0.00
Disclosure

SEC source: 0001127602-16-070056 · form4.xml · derivative · entry 4

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

Underlying: Common Stock · 600 shares

Expires 2023-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 12, 2016 Filed Dec 15, 2016 01:09 UTC SaleCommon Stock 400 $123.98 $49,593.20
Disclosure

SEC source: 0001127602-16-070056 · form4.xml · nonDerivative · entry 3

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,465

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 400 shares sold ranging from $123.80 to $124.28 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 12, 2016 Filed Dec 15, 2016 01:09 UTC SaleCommon Stock 200 $122.31 $24,461.00
Disclosure

SEC source: 0001127602-16-070056 · form4.xml · nonDerivative · entry 2

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,865

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 200 shares sold ranging from $122.20 to $122.41 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 12, 2016 Filed Dec 15, 2016 01:09 UTC Exercise / conversionCommon Stock 600 $71.09 $42,654.00
Disclosure

SEC source: 0001127602-16-070056 · form4.xml · nonDerivative · entry 1

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 21:18 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
SaleCommon Stock 3,000 $121.63 $364,890.00
Disclosure

SEC source: 0001127602-16-069584 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,988

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 01:25 UTC GrantCommon Stock 15,635 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069359 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,237

F1 · shares: Grant of restricted stock units that vest as follows: 100% of the Shares subject to the Award become vested on December 5, 2017, subject to Awardee's continuing to be a Service Provider on such date.

Read SEC document
December 02, 2016 Filed Dec 7, 2016 01:23 UTC
deSouza Francis ADirector · President and CEO
GrantPerformance Shares · Derivative 35,184 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069357 · form4.xml · derivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,184

Underlying: Common Stock · 35,184 shares

Expires 2019-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · shares: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
December 02, 2016 Filed Dec 7, 2016 01:23 UTC
deSouza Francis ADirector · President and CEO
GrantCommon Stock 11,728 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069357 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,143

F1 · shares: Grant of restricted stock units that vest as follows: 25% of the shares subject to the award become vested on November 5, 2017, November 5, 2018, November 5, 2019, and November 5, 2020, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
December 02, 2016 Filed Dec 7, 2016 01:21 UTC
Stapley MarcEVP & Chief Administrative Ofc
GrantPerformance Shares · Derivative 13,488 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069355 · form4.xml · derivative · entry 2

Stapley Marc · CIK 0001539796 · EVP & Chief Administrative Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,488

Underlying: Common Stock · 13,488 shares

Expires 2019-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · shares: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
December 02, 2016 Filed Dec 7, 2016 01:21 UTC
Stapley MarcEVP & Chief Administrative Ofc
GrantCommon Stock 4,496 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069355 · form4.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · EVP & Chief Administrative Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,545

F1 · shares: Grant of restricted stock units that vest as follows: 25% of the shares subject to the award become vested on November 5, 2017, November 5, 2018, November 5, 2019, and November 5, 2020, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
December 02, 2016 Filed Dec 7, 2016 01:17 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
GrantPerformance Shares · Derivative 13,488 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069351 · form4.xml · derivative · entry 2

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,488

Underlying: Common Stock · 13,488 shares

Expires 2019-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · shares: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
December 02, 2016 Filed Dec 7, 2016 01:17 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
GrantCommon Stock 4,496 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069351 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,988

F1 · shares: Grant of restricted stock units that vest as follows: 25% of the shares subject to the award become vested on November 5, 2017, November 5, 2018, November 5, 2019, and November 5, 2020, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
December 02, 2016 Filed Dec 7, 2016 01:19 UTC
Ronaghi MostafaSr VP & CTO
GrantPerformance Shares · Derivative 11,728 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069353 · form4.xml · derivative · entry 2

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,728

Underlying: Common Stock · 11,728 shares

Expires 2019-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · shares: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

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December 02, 2016 Filed Dec 7, 2016 01:19 UTC
Ronaghi MostafaSr VP & CTO
GrantCommon Stock 3,910 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069353 · form4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,417

F1 · shares: Grant of restricted stock units that vest as follows: 25% of the shares subject to the award become vested on November 5, 2017, November 5, 2018, November 5, 2019, and November 5, 2020, subject to awardee's continuing to be a service provider on such dates.

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December 02, 2016 Filed Dec 7, 2016 01:14 UTC
Dadswell CharlesSr VP & General Counsel
GrantPerformance Shares · Derivative 7,624 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069349 · form4.xml · derivative · entry 2

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,624

Underlying: Common Stock · 7,624 shares

Expires 2019-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · shares: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

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December 02, 2016 Filed Dec 7, 2016 01:14 UTC
Dadswell CharlesSr VP & General Counsel
GrantCommon Stock 2,542 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069349 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,090

F1 · shares: Grant of restricted stock units that vest as follows: 25% of the shares subject to the award become vested on November 5, 2017, November 5, 2018, November 5, 2019, and November 5, 2020, subject to awardee's continuing to be a service provider on such dates.

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December 02, 2016 Filed Dec 7, 2016 01:11 UTC
Bouchard MichelChief Accounting Officer
GrantPerformance Shares · Derivative 2,737 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069347 · form4.xml · derivative · entry 2

Bouchard Michel · CIK 0001566173 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,737

Underlying: Common Stock · 2,737 shares

Expires 2019-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · shares: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

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December 02, 2016 Filed Dec 7, 2016 01:11 UTC
Bouchard MichelChief Accounting Officer
GrantCommon Stock 2,737 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069347 · form4.xml · nonDerivative · entry 1

Bouchard Michel · CIK 0001566173 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,208

F1 · shares: Grant of restricted stock units that vest as follows: 25% of the shares subject to the award become vested on November 5, 2017, November 5, 2018, November 5, 2019, and November 5, 2020, subject to awardee's continuing to be a service provider on such dates.

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December 01, 2016 Filed Dec 5, 2016 23:41 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
SaleCommon Stock 3,000 $133.30 $399,900.00
Disclosure

SEC source: 0001127602-16-069185 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,492

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

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November 14, 2016 Filed Nov 15, 2016 23:14 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 600 $0.00 Strike: $71.09 $0.00
Disclosure

SEC source: 0001127602-16-067262 · form4.xml · derivative · entry 3

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 600 shares

Expires 2023-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

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November 14, 2016 Filed Nov 15, 2016 23:14 UTC SaleCommon Stock 600 $136.34 $81,802.98
Disclosure

SEC source: 0001127602-16-067262 · form4.xml · nonDerivative · entry 2

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,465

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 600 shares sold ranging from $136.05 to $136.94 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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November 14, 2016 Filed Nov 15, 2016 23:14 UTC Exercise / conversionCommon Stock 600 $71.09 $42,654.00
Disclosure

SEC source: 0001127602-16-067262 · form4.xml · nonDerivative · entry 1

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

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November 07, 2016 Filed Nov 9, 2016 01:25 UTC
Dadswell CharlesSr VP & General Counsel
Tax withholdingCommon Stock 352 $137.08 $48,252.16
Disclosure

SEC source: 0001127602-16-066461 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,548

Read SEC document
November 07, 2016 Filed Nov 9, 2016 01:37 UTC
Ronaghi MostafaSr VP & CTO
Tax withholdingCommon Stock 440 $137.08 $60,315.20
Disclosure

SEC source: 0001127602-16-066470 · form4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,507

Read SEC document
November 07, 2016 Filed Nov 9, 2016 01:46 UTC
deSouza Francis ADirector · President and CEO
Tax withholdingCommon Stock 1,182 $137.08 $162,028.56
Disclosure

SEC source: 0001127602-16-066477 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,415

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.