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Nasdaq · USD

ILMN

ILLUMINA, INC.

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Tapewire entity
3137
SEC CIK
0001110803
Parsed reports
898

Last 12 months

Inside the activity.

2 purchase rows · 112 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 2026026
Jun 2026013
Jul 202601
Aug 2026056
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2017 Filed Mar 23, 2017 18:14 UTC SaleCommon Stock 200 $164.03 $32,806.00
Disclosure

SEC source: 0001127602-17-012757 · form4.xml · nonDerivative · entry 3

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,465

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 200 shares sold ranging from $163.95 to $164.11 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:14 UTC SaleCommon Stock 400 $163.32 $65,327.60
Disclosure

SEC source: 0001127602-17-012757 · form4.xml · nonDerivative · entry 2

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,665

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 400 shares sold ranging from $162.92 to $163.815 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:14 UTC Exercise / conversionCommon Stock 600 $71.09 $42,654.00
Disclosure

SEC source: 0001127602-17-012757 · form4.xml · nonDerivative · entry 1

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 08, 2017 Filed Mar 11, 2017 00:41 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $75.66 $0.00
Disclosure

SEC source: 0001127602-17-011287 · form4.xml · derivative · entry 6

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 3,000 shares

Expires 2021-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 08, 2017 Filed Mar 11, 2017 00:41 UTC SaleCommon Stock 400 $165.44 $66,176.00
Disclosure

SEC source: 0001127602-17-011287 · form4.xml · nonDerivative · entry 3

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,704

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 400 shares sold ranging from $165.29 to $165.75 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
March 08, 2017 Filed Mar 11, 2017 00:41 UTC SaleCommon Stock 2,600 $164.79 $428,456.60
Disclosure

SEC source: 0001127602-17-011287 · form4.xml · nonDerivative · entry 2

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,104

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 2,600 shares sold ranging from $164.27 to $165.10 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
March 08, 2017 Filed Mar 11, 2017 00:41 UTC Exercise / conversionCommon Stock 3,000 $75.66 $226,980.00
Disclosure

SEC source: 0001127602-17-011287 · form4.xml · nonDerivative · entry 1

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 03, 2017 Filed Jun 19, 2019 23:07 UTC GiftCommon Stock 591 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022310 · form4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,994

Read SEC document
February 17, 2017 Filed Feb 22, 2017 02:05 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 600 $0.00 Strike: $71.09 $0.00
Disclosure

SEC source: 0001127602-17-007541 · form4.xml · derivative · entry 3

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Underlying: Common Stock · 600 shares

Expires 2023-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 02:05 UTC SaleCommon Stock 600 $162.80 $97,677.00
Disclosure

SEC source: 0001127602-17-007541 · form4.xml · nonDerivative · entry 2

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,465

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 600 shares sold ranging from $162.45 to $163.42 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 02:05 UTC Exercise / conversionCommon Stock 600 $71.09 $42,654.00
Disclosure

SEC source: 0001127602-17-007541 · form4.xml · nonDerivative · entry 1

BRADBURY DANIEL · CIK 0001236397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 02:05 UTC
deSouza Francis ADirector · President and CEO
Exercise / conversionPerformance Shares · Derivative 14,318 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007126 · form4.xml · derivative · entry 4

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,318 shares

Expires 2017-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 02:05 UTC
deSouza Francis ADirector · President and CEO
Tax withholdingCommon Stock 10,321 $163.29 $1,685,316.09
Disclosure

SEC source: 0001127602-17-007126 · form4.xml · nonDerivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,361

F3 · balance_after: Balance reflects reduction of 49,219 shares which were previously inadvertently included in total, and addition of 219 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 02:05 UTC
deSouza Francis ADirector · President and CEO
GrantCommon Stock 7,159 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007126 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,682

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 02:05 UTC
deSouza Francis ADirector · President and CEO
Exercise / conversionCommon Stock 14,318 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007126 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:51 UTC
Stapley MarcEVP & Chief Administrative Ofc
Exercise / conversionPerformance Shares · Derivative 8,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007124 · form4.xml · derivative · entry 4

Stapley Marc · CIK 0001539796 · EVP & Chief Administrative Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,438 shares

Expires 2017-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:51 UTC
Stapley MarcEVP & Chief Administrative Ofc
Tax withholdingCommon Stock 6,001 $163.29 $979,903.29
Disclosure

SEC source: 0001127602-17-007124 · form4.xml · nonDerivative · entry 3

Stapley Marc · CIK 0001539796 · EVP & Chief Administrative Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,641

F3 · balance_after: Balance includes 235 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:51 UTC
Stapley MarcEVP & Chief Administrative Ofc
GrantCommon Stock 4,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007124 · form4.xml · nonDerivative · entry 2

Stapley Marc · CIK 0001539796 · EVP & Chief Administrative Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,642

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:51 UTC
Stapley MarcEVP & Chief Administrative Ofc
Exercise / conversionCommon Stock 8,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007124 · form4.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · EVP & Chief Administrative Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:45 UTC
Ronaghi MostafaSr VP & CTO
Exercise / conversionPerformance Shares · Derivative 7,032 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007122 · form4.xml · derivative · entry 4

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,032 shares

Expires 2017-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:45 UTC
Ronaghi MostafaSr VP & CTO
Tax withholdingCommon Stock 4,853 $163.29 $792,446.37
Disclosure

SEC source: 0001127602-17-007122 · form4.xml · nonDerivative · entry 3

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,585

F3 · balance_after: Balance includes 144 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:45 UTC
Ronaghi MostafaSr VP & CTO
GrantCommon Stock 3,516 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007122 · form4.xml · nonDerivative · entry 2

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,438

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:45 UTC
Ronaghi MostafaSr VP & CTO
Exercise / conversionCommon Stock 7,032 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007122 · form4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:37 UTC Exercise / conversionPerformance Shares · Derivative 28,510 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007120 · form4.xml · derivative · entry 5

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,510 shares

Expires 2017-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 30, 2014.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 30, 2014.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 30, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:37 UTC Tax withholdingCommon Stock 22,315 $163.29 $3,643,816.35
Disclosure

SEC source: 0001127602-17-007120 · form4.xml · nonDerivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,176

F3 · balance_after: Balance includes 273 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:37 UTC GrantCommon Stock 14,255 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007120 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,491

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 30, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:37 UTC Exercise / conversionCommon Stock 28,510 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007120 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 30, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:22 UTC
Dadswell CharlesSr VP & General Counsel
Exercise / conversionPerformance Shares · Derivative 7,032 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007112 · form4.xml · derivative · entry 4

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,032 shares

Expires 2017-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:22 UTC
Dadswell CharlesSr VP & General Counsel
Tax withholdingCommon Stock 4,691 $163.29 $765,993.39
Disclosure

SEC source: 0001127602-17-007112 · form4.xml · nonDerivative · entry 3

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,524

F3 · balance_after: Balance includes 75 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:22 UTC
Dadswell CharlesSr VP & General Counsel
GrantCommon Stock 3,516 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007112 · form4.xml · nonDerivative · entry 2

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,215

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:22 UTC
Dadswell CharlesSr VP & General Counsel
Exercise / conversionCommon Stock 7,032 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007112 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:16 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
Exercise / conversionPerformance Shares · Derivative 8,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007107 · form4.xml · derivative · entry 4

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,438 shares

Expires 2017-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:16 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
Tax withholdingCommon Stock 5,970 $163.29 $974,841.30
Disclosure

SEC source: 0001127602-17-007107 · form4.xml · nonDerivative · entry 3

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,258

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:16 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
GrantCommon Stock 4,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007107 · form4.xml · nonDerivative · entry 2

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,228

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:16 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
Exercise / conversionCommon Stock 8,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007107 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:11 UTC
Bouchard MichelChief Accounting Officer
Exercise / conversionPerformance Shares · Derivative 2,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007105 · form4.xml · derivative · entry 4

Bouchard Michel · CIK 0001566173 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,625 shares

Expires 2017-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:11 UTC
Bouchard MichelChief Accounting Officer
Tax withholdingCommon Stock 1,480 $163.29 $241,669.20
Disclosure

SEC source: 0001127602-17-007105 · form4.xml · nonDerivative · entry 3

Bouchard Michel · CIK 0001566173 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,125

F3 · balance_after: Balance includes 257 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:11 UTC
Bouchard MichelChief Accounting Officer
GrantCommon Stock 1,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007105 · form4.xml · nonDerivative · entry 2

Bouchard Michel · CIK 0001566173 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,605

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

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February 15, 2017 Filed Feb 18, 2017 01:11 UTC
Bouchard MichelChief Accounting Officer
Exercise / conversionCommon Stock 2,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007105 · form4.xml · nonDerivative · entry 1

Bouchard Michel · CIK 0001566173 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.

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February 13, 2017 Filed Feb 16, 2017 00:42 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
SaleCommon Stock 2,173 $163.10 $354,416.30
Disclosure

SEC source: 0001127602-17-006414 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,571

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · balance_after: Balance includes 158 shares purchased through the Company's Employee Stock Purchase Plan.

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February 08, 2017 Filed Feb 10, 2017 20:55 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $75.66 $0.00
Disclosure

SEC source: 0001127602-17-004999 · form4.xml · derivative · entry 8

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Underlying: Common Stock · 2,500 shares

Expires 2021-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

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February 08, 2017 Filed Feb 10, 2017 20:55 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 500 $0.00 Strike: $42.82 $0.00
Disclosure

SEC source: 0001127602-17-004999 · form4.xml · derivative · entry 7

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2020-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 20:55 UTC SaleCommon Stock 397 $163.30 $64,829.31
Disclosure

SEC source: 0001127602-17-004999 · form4.xml · nonDerivative · entry 4

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,704

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 397 shares sold ranging from $163.18 to $163.45 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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February 08, 2017 Filed Feb 10, 2017 20:55 UTC SaleCommon Stock 2,603 $162.66 $423,401.38
Disclosure

SEC source: 0001127602-17-004999 · form4.xml · nonDerivative · entry 3

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,101

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 2,603 shares sold ranging from $162.13 to $163.05 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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February 08, 2017 Filed Feb 10, 2017 20:55 UTC Exercise / conversionCommon Stock 2,500 $75.66 $189,150.00
Disclosure

SEC source: 0001127602-17-004999 · form4.xml · nonDerivative · entry 2

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 20:55 UTC Exercise / conversionCommon Stock 500 $42.82 $21,410.00
Disclosure

SEC source: 0001127602-17-004999 · form4.xml · nonDerivative · entry 1

BOWMAN A BLAINE · CIK 0001008891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 06, 2017 Filed Feb 9, 2017 00:39 UTC
Dadswell CharlesSr VP & General Counsel
SaleCommon Stock 572 $161.26 $92,240.72
Disclosure

SEC source: 0001127602-17-004678 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,592

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 01:17 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
SaleCommon Stock 1,104 $160.41 $177,092.64
Disclosure

SEC source: 0001127602-17-004183 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,586

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 00:38 UTC
Stapley MarcEVP & Chief Administrative Ofc
Tax withholdingCommon Stock 795 $159.28 $126,627.60
Disclosure

SEC source: 0001127602-17-003228 · form4.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · EVP & Chief Administrative Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,750

Read SEC document
January 30, 2017 Filed Feb 1, 2017 00:36 UTC
Ronaghi MostafaSr VP & CTO
Tax withholdingCommon Stock 671 $159.28 $106,876.88
Disclosure

SEC source: 0001127602-17-003226 · form4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,746

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.