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ILMN

ILLUMINA, INC.

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3137
SEC CIK
0001110803
Parsed reports
898

Last 12 months

Inside the activity.

2 purchase rows · 112 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 2026026
Jun 2026013
Jul 202601
Aug 2026056
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 16, 2018 Filed Jan 18, 2018 23:50 UTC SaleCommon Stock 1,600 $247.17 $395,476.00
Disclosure

SEC source: 0001127602-18-002124 · form4.xml · nonDerivative · entry 6

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,599

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F7 · price: Weighted average sale price representing 1,600 shares sold ranging from $246.80 to $247.64 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:50 UTC SaleCommon Stock 702 $246.37 $172,948.23
Disclosure

SEC source: 0001127602-18-002124 · form4.xml · nonDerivative · entry 5

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,199

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 702 shares sold ranging from $245.75 to $246.65 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:50 UTC SaleCommon Stock 2,400 $244.72 $587,335.92
Disclosure

SEC source: 0001127602-18-002124 · form4.xml · nonDerivative · entry 4

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,901

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 2,400 shares sold ranging from $244.43 to $245.30 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:50 UTC SaleCommon Stock 1,300 $243.56 $316,622.02
Disclosure

SEC source: 0001127602-18-002124 · form4.xml · nonDerivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,301

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 1,300 shares sold ranging from $243.25 to $244.16 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:50 UTC SaleCommon Stock 4,600 $242.56 $1,115,756.22
Disclosure

SEC source: 0001127602-18-002124 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,601

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 4,600 shares sold ranging from $242.11 to $243.07 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:50 UTC SaleCommon Stock 3,698 $241.69 $893,763.33
Disclosure

SEC source: 0001127602-18-002124 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,201

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 3,698 shares sold ranging from $241.08 to $242.06 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 09, 2018 Filed Mar 22, 2019 21:07 UTC
Hampton Malcolm GarretSVP Clinical Genomics Group
Tax withholdingCommon Stock 358 $242.80 $86,922.40
Disclosure

SEC source: 0001127602-19-012999 · form4.xml · nonDerivative · entry 1

Hampton Malcolm Garret · CIK 0001698265 · SVP Clinical Genomics Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,416

Read SEC document
January 08, 2018 Filed Jan 10, 2018 23:39 UTC
Hoyt Aimee LSVP, Chief People Officer
GrantPerformance Shares · Derivative 4,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001580 · form4.xml · derivative · entry 2

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,625

Underlying: Common Stock · 4,625 shares

Expires 2021-01-03

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 23:39 UTC
Hoyt Aimee LSVP, Chief People Officer
GrantCommon Stock 1,542 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001580 · form4.xml · nonDerivative · entry 1

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542

F1 · shares: Grant of restricted stock units with 25% of the shares subject to the award vesting on each of the first, second, third and fourth anniversaries of the date of grant, subject to the awardee's continuing to be a service provider on such dates.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 23:10 UTC
SAMAD SAMSr. VP and CFO
Tax withholdingCommon Stock 238 $227.06 $54,040.28
Disclosure

SEC source: 0001127602-18-001576 · form4.xml · nonDerivative · entry 1

SAMAD SAMER ABDUL · CIK 0001694295 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,431

Read SEC document
January 03, 2018 Filed Jan 4, 2018 23:53 UTC
Dadswell CharlesSr VP & General Counsel
SaleCommon Stock 145 $224.50 $32,552.50
Disclosure

SEC source: 0001127602-18-001208 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,411

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 02:16 UTC SaleCommon Stock 10,537 $223.80 $2,358,130.02
Disclosure

SEC source: 0001127602-18-000910 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,899

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 10,537 shares sold ranging from $223.40 to $224.37 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 02:16 UTC SaleCommon Stock 9,463 $222.97 $2,109,960.38
Disclosure

SEC source: 0001127602-18-000910 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,436

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 9,463 shares sold ranging from $222.37 to $223.35 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 01:36 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $51.17 $0.00
Disclosure

SEC source: 0001127602-18-000283 · form4.xml · derivative · entry 3

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 1,000 shares

Expires 2022-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 01:36 UTC SaleCommon Stock 1,250 $217.38 $271,725.00
Disclosure

SEC source: 0001127602-18-000283 · form4.xml · nonDerivative · entry 2

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,588

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 01:36 UTC Exercise / conversionCommon Stock 1,000 $51.17 $51,170.00
Disclosure

SEC source: 0001127602-18-000283 · form4.xml · nonDerivative · entry 1

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 19, 2017 Filed Dec 22, 2017 01:03 UTC SaleCommon Stock 2,977 $216.94 $645,819.66
Disclosure

SEC source: 0001127602-17-035393 · form4.xml · nonDerivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,899

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 2,977 shares sold ranging from $216.67 to $217.45 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 19, 2017 Filed Dec 22, 2017 01:03 UTC SaleCommon Stock 4,600 $216.22 $994,617.06
Disclosure

SEC source: 0001127602-17-035393 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,876

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 4,600 shares sold ranging from $215.62 to $216.59 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 19, 2017 Filed Dec 22, 2017 01:03 UTC SaleCommon Stock 12,423 $214.85 $2,669,065.40
Disclosure

SEC source: 0001127602-17-035393 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,476

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 12,423 shares sold ranging from $214.55 to $215.36 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 23:22 UTC
deSouza Francis ADirector · President and CEO
Tax withholdingCommon Stock 1,938 $217.29 $421,108.02
Disclosure

SEC source: 0001127602-17-035196 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,532

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:50 UTC GrantCommon Stock 9,341 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034612 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,899

F1 · shares: Grant of restricted stock units shall vest as follows: 100% of the shares subject to the award shall vest on December 11, 2018, subject to awardee's continuing status as a service provider on such date.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:43 UTC
Van Oene MarkSVP Chief Commercial Officer
GrantPerformance Shares · Derivative 6,306 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034610 · form4.xml · derivative · entry 2

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,306

Underlying: Common Stock · 6,306 shares

Expires 2021-01-03

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:43 UTC
Van Oene MarkSVP Chief Commercial Officer
GrantCommon Stock 2,102 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034610 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,775

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2018, November 5, 2019, November 5, 2020, and November 5, 2021, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:40 UTC
SAMAD SAMSr. VP and CFO
GrantPerformance Shares · Derivative 4,379 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034606 · form4.xml · derivative · entry 2

SAMAD SAMER ABDUL · CIK 0001694295 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,379

Underlying: Common Stock · 4,379 shares

Expires 2021-01-03

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:40 UTC
SAMAD SAMSr. VP and CFO
GrantCommon Stock 1,460 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034606 · form4.xml · nonDerivative · entry 1

SAMAD SAMER ABDUL · CIK 0001694295 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,669

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2018, November 5, 2019, November 5, 2020, and November 5, 2021, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:38 UTC
Ronaghi MostafaSr VP & CTO
GrantPerformance Shares · Derivative 7,006 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034604 · form4.xml · derivative · entry 2

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,006

Underlying: Common Stock · 7,006 shares

Expires 2021-01-03

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:38 UTC
Ronaghi MostafaSr VP & CTO
GrantCommon Stock 2,336 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034604 · form4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,110

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2018, November 5, 2019, November 5, 2020, and November 5, 2021, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:35 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
GrantPerformance Shares · Derivative 935 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034602 · form4.xml · derivative · entry 1

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935

Underlying: Common Stock · 935 shares

Expires 2021-01-03

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:33 UTC
Dadswell CharlesSr VP & General Counsel
GrantPerformance Shares · Derivative 3,503 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034600 · form4.xml · derivative · entry 2

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,503

Underlying: Common Stock · 3,503 shares

Expires 2021-01-03

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:33 UTC
Dadswell CharlesSr VP & General Counsel
GrantCommon Stock 1,168 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034600 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,556

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2018, November 5, 2019, November 5, 2020, and November 5, 2021, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:31 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
GrantPerformance Shares · Derivative 8,758 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034598 · form4.xml · derivative · entry 2

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,758

Underlying: Common Stock · 8,758 shares

Expires 2021-01-03

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:31 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
GrantCommon Stock 2,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034598 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,207

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2018, November 5, 2019, November 5, 2020, and November 5, 2021, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:28 UTC
Hampton Malcolm GarretEVP Clinical Genomics Group
GrantPerformance Shares · Derivative 8,758 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034596 · form4.xml · derivative · entry 2

Hampton Malcolm Garret · CIK 0001698265 · EVP Clinical Genomics Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,758

Underlying: Common Stock · 8,758 shares

Expires 2021-01-03

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:28 UTC
Hampton Malcolm GarretEVP Clinical Genomics Group
GrantCommon Stock 2,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034596 · form4.xml · nonDerivative · entry 1

Hampton Malcolm Garret · CIK 0001698265 · EVP Clinical Genomics Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,453

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2018, November 5, 2019, November 5, 2020, and November 5, 2021, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2017 Filed Dec 14, 2017 01:26 UTC
Stapley MarcEVP Strategy & Corp Developmt
GrantPerformance Shares · Derivative 8,758 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034594 · form4.xml · derivative · entry 2

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,758

Underlying: Common Stock · 8,758 shares

Expires 2021-01-03

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

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December 11, 2017 Filed Dec 14, 2017 01:26 UTC
Stapley MarcEVP Strategy & Corp Developmt
GrantCommon Stock 2,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034594 · form4.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,315

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2018, November 5, 2019, November 5, 2020, and November 5, 2021, subject to awardee's continuing status as a service provider on such dates.

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December 11, 2017 Filed Dec 14, 2017 01:23 UTC
deSouza Francis ADirector · President and CEO
GrantPerformance Shares · Derivative 24,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034592 · form4.xml · derivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,521

Underlying: Common Stock · 24,521 shares

Expires 2021-01-03

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

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December 11, 2017 Filed Dec 14, 2017 01:23 UTC
deSouza Francis ADirector · President and CEO
GrantCommon Stock 8,174 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034592 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,470

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2018, November 5, 2019, November 5, 2020, and November 5, 2021, subject to awardee's continuing status as a service provider on such dates.

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December 05, 2017 Filed Dec 8, 2017 01:21 UTC Tax withholdingCommon Stock 8,159 $211.06 $1,722,038.54
Disclosure

SEC source: 0001127602-17-034165 · form4.xml · nonDerivative · entry 7

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,558

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December 05, 2017 Filed Dec 8, 2017 01:21 UTC SaleCommon Stock 200 $215.65 $43,129.00
Disclosure

SEC source: 0001127602-17-034165 · form4.xml · nonDerivative · entry 6

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,717

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F7 · price: Weighted average sale price representing 200 shares sold ranging from $215.62 to $215.67 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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December 05, 2017 Filed Dec 8, 2017 01:21 UTC SaleCommon Stock 1,300 $214.71 $279,118.06
Disclosure

SEC source: 0001127602-17-034165 · form4.xml · nonDerivative · entry 5

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,917

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 1,300 shares sold ranging from $214.52 to $215.29 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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December 05, 2017 Filed Dec 8, 2017 01:21 UTC SaleCommon Stock 4,700 $214.03 $1,005,956.04
Disclosure

SEC source: 0001127602-17-034165 · form4.xml · nonDerivative · entry 4

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,217

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 4,700 shares sold ranging from $213.50 to $214.48 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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December 05, 2017 Filed Dec 8, 2017 01:21 UTC SaleCommon Stock 4,769 $212.80 $1,014,843.68
Disclosure

SEC source: 0001127602-17-034165 · form4.xml · nonDerivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,917

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 4,769 shares sold ranging from $212.45 to $213.34 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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December 05, 2017 Filed Dec 8, 2017 01:21 UTC SaleCommon Stock 3,294 $211.88 $697,943.26
Disclosure

SEC source: 0001127602-17-034165 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,686

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 3,294 shares sold ranging from $211.37 to $212.29 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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December 05, 2017 Filed Dec 8, 2017 01:21 UTC SaleCommon Stock 5,737 $210.93 $1,210,097.95
Disclosure

SEC source: 0001127602-17-034165 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,980

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 5,737 shares sold ranging from $210.37 to $211.36 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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December 04, 2017 Filed Dec 6, 2017 22:50 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 200 $225.14 $45,027.00
Disclosure

SEC source: 0001127602-17-034089 · form4.xml · nonDerivative · entry 8

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,395

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 200 shares sold ranging from $225.06 to $225.21 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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December 04, 2017 Filed Dec 6, 2017 22:50 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 200 $224.15 $44,830.00
Disclosure

SEC source: 0001127602-17-034089 · form4.xml · nonDerivative · entry 7

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,595

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 200 shares sold ranging from $224.03 to $224.27 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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December 04, 2017 Filed Dec 6, 2017 22:50 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 100 $222.25 $22,225.00
Disclosure

SEC source: 0001127602-17-034089 · form4.xml · nonDerivative · entry 6

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,795

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

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December 04, 2017 Filed Dec 6, 2017 22:50 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 400 $220.09 $88,037.32
Disclosure

SEC source: 0001127602-17-034089 · form4.xml · nonDerivative · entry 5

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,895

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 400 shares sold ranging from $219.82 to $220.26 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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December 04, 2017 Filed Dec 6, 2017 22:50 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 700 $219.23 $153,461.00
Disclosure

SEC source: 0001127602-17-034089 · form4.xml · nonDerivative · entry 4

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,295

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 700 shares sold ranging from $218.51 to $219.49 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.