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ILMN

ILLUMINA, INC.

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3137
SEC CIK
0001110803
Parsed reports
898

Last 12 months

Inside the activity.

2 purchase rows · 112 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 2026026
Jun 2026013
Jul 202601
Aug 2026056
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 26, 2018 Filed Dec 28, 2018 22:36 UTC SaleCommon Stock 3,300 $273.87 $903,771.00
Disclosure

SEC source: 0001127602-18-037498 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,579

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 00:26 UTC SaleCommon Stock 3,300 $334.13 $1,102,629.00
Disclosure

SEC source: 0001127602-18-036248 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,559

F2 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 12, 2018 Filed Dec 28, 2018 22:36 UTC GiftCommon Stock 31,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-037498 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,879

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:22 UTC
Hoyt Aimee LSVP, Chief People Officer
GrantPerformance Shares · Derivative 3,421 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036232 · form4.xml · derivative · entry 2

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,421

Underlying: Common Stock · 3,421 shares

Expires 2022-01-02

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:22 UTC
Hoyt Aimee LSVP, Chief People Officer
GrantCommon Stock 1,141 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036232 · form4.xml · nonDerivative · entry 1

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2019, November 5, 2020, November 5, 2021 and November 5, 2022, subject to awardee's continuing status as a service provider on such dates.

F2 · balance_after: Balance includes 70 shares acquired through Employee Stock Purchase Plan.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:18 UTC
Dadswell CharlesSr VP & General Counsel
GrantPerformance Shares · Derivative 4,561 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036230 · form4.xml · derivative · entry 2

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,561

Underlying: Common Stock · 4,561 shares

Expires 2022-01-02

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:18 UTC
Dadswell CharlesSr VP & General Counsel
GrantCommon Stock 1,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036230 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,127

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2019, November 5, 2020, November 5, 2021 and November 5, 2022, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 14, 2018 00:26 UTC GrantCommon Stock 6,081 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036248 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,859

F1 · shares: Grant of restricted stock units shall vest as follows: 100% of the shares subject to the award shall vest on December 11, 2019 subject to awardee's continuing status as a service provider on such date.

Read SEC document
December 11, 2018 Filed Dec 14, 2018 00:19 UTC Amendment Tax withholdingCommon Stock 4,632 $328.90 $1,523,464.80
Disclosure

SEC source: 0001110803-18-000034 · primary_doc.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,778

F1 · date: This Form is being filed to correct the vest date and the applicable price.

F1 · price: This Form is being filed to correct the vest date and the applicable price.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:37 UTC
deSouza Francis ADirector · President and CEO
GrantPerformance Shares · Derivative 19,383 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036239 · form4.xml · derivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,383

Underlying: Common Stock · 19,383 shares

Expires 2022-01-02

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:37 UTC
deSouza Francis ADirector · President and CEO
GrantCommon Stock 6,461 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036239 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,104

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2019, November 5, 2020, November 5, 2021 and November 5, 2022, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:35 UTC
Van Oene MarkSVP Chief Commercial Officer
GrantPerformance Shares · Derivative 5,131 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036238 · form4.xml · derivative · entry 2

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,131

Underlying: Common Stock · 5,131 shares

Expires 2022-01-02

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:35 UTC
Van Oene MarkSVP Chief Commercial Officer
GrantCommon Stock 1,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036238 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,784

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2019, November 5, 2020, November 5, 2021 and November 5, 2022, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:34 UTC
SAMAD SAMSr. VP and CFO
GrantPerformance Shares · Derivative 4,561 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036237 · form4.xml · derivative · entry 2

SAMAD SAMER ABDUL · CIK 0001694295 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,561

Underlying: Common Stock · 4,561 shares

Expires 2022-01-02

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:34 UTC
SAMAD SAMSr. VP and CFO
GrantCommon Stock 1,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036237 · form4.xml · nonDerivative · entry 1

SAMAD SAMER ABDUL · CIK 0001694295 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,825

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2019, November 5, 2020, November 5, 2021 and November 5, 2022, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:31 UTC
Ronaghi MostafaSr VP & CTO
GrantPerformance Shares · Derivative 4,561 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036236 · form4.xml · derivative · entry 2

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,561

Underlying: Common Stock · 4,561 shares

Expires 2022-01-02

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:31 UTC
Ronaghi MostafaSr VP & CTO
GrantCommon Stock 1,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036236 · form4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,133

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2019, November 5, 2020, November 5, 2021 and November 5, 2022, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:30 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
GrantPerformance Shares · Derivative 7,982 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036234 · form4.xml · derivative · entry 2

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,982

Underlying: Common Stock · 7,982 shares

Expires 2022-01-02

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:30 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
GrantCommon Stock 2,661 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036234 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,274

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2019, November 5, 2020, November 5, 2021 and November 5, 2022, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:24 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
GrantPerformance Shares · Derivative 913 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036233 · form4.xml · derivative · entry 2

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires 2022-01-02

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:24 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
GrantCommon Stock 913 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036233 · form4.xml · nonDerivative · entry 1

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,240

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2019, November 5, 2020, November 5, 2021 and November 5, 2022, subject to awardee's continuing status as a service provider on such dates.

F2 · balance_after: Balance includes 108 shares acquired through Employee Stock Purchase Plan.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:21 UTC
Hampton Malcolm GarretEVP Clinical Genomics Group
GrantPerformance Shares · Derivative 5,701 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036231 · form4.xml · derivative · entry 2

Hampton Malcolm Garret · CIK 0001698265 · EVP Clinical Genomics Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,701

Underlying: Common Stock · 5,701 shares

Expires 2022-01-02

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:21 UTC
Hampton Malcolm GarretEVP Clinical Genomics Group
GrantCommon Stock 1,901 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036231 · form4.xml · nonDerivative · entry 1

Hampton Malcolm Garret · CIK 0001698265 · EVP Clinical Genomics Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,101

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2019, November 5, 2020, November 5, 2021 and November 5, 2022, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 18:59 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
SaleCommon Stock 644 $321.50 $207,046.00
Disclosure

SEC source: 0001127602-18-036038 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,613

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 22:17 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 200 $333.28 $66,656.00
Disclosure

SEC source: 0001127602-18-035577 · form4.xml · nonDerivative · entry 6

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,957

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 200 shares sold ranging from $332.87 to $333.69 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

F6 · balance_after: Includes 1,000 shares previously held by Mr. Stapley's family trust which were transferred to Mr. Stapley and are now owned directly.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 22:17 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 200 $331.27 $66,254.00
Disclosure

SEC source: 0001127602-18-035577 · form4.xml · nonDerivative · entry 5

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,157

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 200 shares sold ranging from $330.89 to $331.65 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 22:17 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 200 $330.17 $66,034.00
Disclosure

SEC source: 0001127602-18-035577 · form4.xml · nonDerivative · entry 4

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,357

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 200 shares sold ranging from $329.80 to $330.54 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 22:17 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 100 $328.34 $32,834.00
Disclosure

SEC source: 0001127602-18-035577 · form4.xml · nonDerivative · entry 3

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,557

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 22:17 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 200 $327.11 $65,421.50
Disclosure

SEC source: 0001127602-18-035577 · form4.xml · nonDerivative · entry 2

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,657

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 200 shares sold ranging from $326.76 to $327.455 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 22:17 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 100 $324.95 $32,495.00
Disclosure

SEC source: 0001127602-18-035577 · form4.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,857

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 22:14 UTC Tax withholdingCommon Stock 4,632 $334.32 $1,548,570.24
Disclosure

SEC source: 0001127602-18-035576 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,778

Read SEC document
December 03, 2018 Filed Dec 5, 2018 02:03 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $51.17 $0.00
Disclosure

SEC source: 0001127602-18-035250 · form4.xml · derivative · entry 3

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 1,000 shares

Expires 2022-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 03, 2018 Filed Dec 5, 2018 02:03 UTC SaleCommon Stock 1,345 $343.57 $462,101.65
Disclosure

SEC source: 0001127602-18-035250 · form4.xml · nonDerivative · entry 2

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,756

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 03, 2018 Filed Dec 5, 2018 02:03 UTC Exercise / conversionCommon Stock 1,000 $51.17 $51,170.00
Disclosure

SEC source: 0001127602-18-035250 · form4.xml · nonDerivative · entry 1

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 03, 2018 Filed Dec 5, 2018 02:02 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 400 $349.44 $139,776.00
Disclosure

SEC source: 0001127602-18-035249 · form4.xml · nonDerivative · entry 6

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,643

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F7 · price: Weighted average sale price representing 400 shares sold ranging from $349.21 to $349.98 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 03, 2018 Filed Dec 5, 2018 02:02 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 400 $348.41 $139,364.00
Disclosure

SEC source: 0001127602-18-035249 · form4.xml · nonDerivative · entry 5

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,043

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 400 shares sold ranging from $348.04 to $348.95 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 03, 2018 Filed Dec 5, 2018 02:02 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 400 $347.26 $138,904.00
Disclosure

SEC source: 0001127602-18-035249 · form4.xml · nonDerivative · entry 4

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,443

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 400 shares sold ranging from $346.83 to $347.68 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 03, 2018 Filed Dec 5, 2018 02:02 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 200 $345.84 $69,168.00
Disclosure

SEC source: 0001127602-18-035249 · form4.xml · nonDerivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,843

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 200 shares sold ranging from $345.80 to $345.87 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 03, 2018 Filed Dec 5, 2018 02:02 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 400 $344.85 $137,940.00
Disclosure

SEC source: 0001127602-18-035249 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,043

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 400 shares sold ranging from $344.62 to $344.99 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 03, 2018 Filed Dec 5, 2018 02:02 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 1,200 $343.78 $412,536.00
Disclosure

SEC source: 0001127602-18-035249 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,443

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 1,200 shares sold ranging from $343.41 to $344.27 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 03, 2018 Filed Dec 5, 2018 02:01 UTC
Dadswell CharlesSr VP & General Counsel
SaleCommon Stock 566 $343.57 $194,460.62
Disclosure

SEC source: 0001127602-18-035248 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,606

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 03, 2018 Filed Jan 4, 2019 22:03 UTC GiftCommon Stock 44 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 4

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,838

Read SEC document
November 28, 2018 Filed Nov 30, 2018 21:24 UTC SaleCommon Stock 3,300 $321.80 $1,061,940.00
Disclosure

SEC source: 0001127602-18-034843 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,410

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 28, 2018 Filed Jan 4, 2019 22:03 UTC GiftCommon Stock 458 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 3

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,882

Read SEC document
November 27, 2018 Filed Jan 4, 2019 22:03 UTC GiftCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 2

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,340

Read SEC document
November 23, 2018 Filed Nov 27, 2018 21:39 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
SaleCommon Stock 644 $306.74 $197,540.56
Disclosure

SEC source: 0001127602-18-034486 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,257

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:11 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
Tax withholdingCommon Stock 116 $308.23 $35,754.68
Disclosure

SEC source: 0001127602-18-033406 · form4.xml · nonDerivative · entry 1

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:09 UTC SaleCommon Stock 3,300 $312.50 $1,031,250.00
Disclosure

SEC source: 0001127602-18-033404 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,710

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 22:44 UTC
Ronaghi MostafaSr VP & CTO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $37.04 $0.00
Disclosure

SEC source: 0001127602-18-033102 · form4.xml · derivative · entry 14

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 22:44 UTC
Ronaghi MostafaSr VP & CTO
SaleCommon Stock 200 $326.07 $65,214.00
Disclosure

SEC source: 0001127602-18-033102 · form4.xml · nonDerivative · entry 13

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,612

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.