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Nasdaq · USD

ILMN

ILLUMINA, INC.

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3137
SEC CIK
0001110803
Parsed reports
898

Last 12 months

Inside the activity.

2 purchase rows · 112 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 2026026
Jun 2026013
Jul 202601
Aug 2026056
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2019 Filed Feb 14, 2019 21:17 UTC
deSouza Francis ADirector · President and CEO
GrantCommon Stock 1,704 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005995 · form4.xml · nonDerivative · entry 5

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,614

F4 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 5, 2016.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:17 UTC
deSouza Francis ADirector · President and CEO
Exercise / conversionCommon Stock 8,113 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005995 · form4.xml · nonDerivative · entry 4

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 5, 2016.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:17 UTC
deSouza Francis ADirector · President and CEO
Tax withholdingCommon Stock 9,390 $292.20 $2,743,758.00
Disclosure

SEC source: 0001127602-19-005995 · form4.xml · nonDerivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,797

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:17 UTC
deSouza Francis ADirector · President and CEO
GrantCommon Stock 3,467 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005995 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,187

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:17 UTC
deSouza Francis ADirector · President and CEO
Exercise / conversionCommon Stock 16,508 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005995 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:15 UTC
Dadswell CharlesSVP & General Counsel
Exercise / conversionPerformance Shares · Derivative 4,127 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005994 · form4.xml · derivative · entry 4

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,127 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:15 UTC
Dadswell CharlesSVP & General Counsel
Tax withholdingCommon Stock 1,974 $292.20 $576,802.80
Disclosure

SEC source: 0001127602-19-005994 · form4.xml · nonDerivative · entry 3

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,957

F3 · balance_after: Balance includes 58 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:15 UTC
Dadswell CharlesSVP & General Counsel
GrantCommon Stock 867 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005994 · form4.xml · nonDerivative · entry 2

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,931

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:15 UTC
Dadswell CharlesSVP & General Counsel
Exercise / conversionCommon Stock 4,127 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005994 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:07 UTC GrantCommon Stock 2,839 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004592 · form4.xml · nonDerivative · entry 1

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,839

F1 · shares: Grant of restricted stock units with 25% of the shares subject to the award vesting on each of the first, second, third and fourth anniversaries of the date of grant, subject to the awardee's continuing to be a service provider on such dates.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:46 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 400 $284.54 $113,816.00
Disclosure

SEC source: 0001127602-19-004109 · form4.xml · nonDerivative · entry 5

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,104

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 400 shares sold ranging from $284.31 to $284.82 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:46 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 1,000 $283.73 $283,730.00
Disclosure

SEC source: 0001127602-19-004109 · form4.xml · nonDerivative · entry 4

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,504

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 1,000 shares sold ranging from $283.31 to $284.12 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:46 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 800 $282.84 $226,272.00
Disclosure

SEC source: 0001127602-19-004109 · form4.xml · nonDerivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,504

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 800 shares sold ranging from $282.28 to $283.19 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:46 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 600 $281.55 $168,930.00
Disclosure

SEC source: 0001127602-19-004109 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,304

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 600 shares sold ranging from $281.13 to $282.09 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:46 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 200 $280.53 $56,106.00
Disclosure

SEC source: 0001127602-19-004109 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,904

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 200 shares sold ranging from $280.11 to $280.94 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:45 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $51.17 $0.00
Disclosure

SEC source: 0001127602-19-004108 · form4.xml · derivative · entry 3

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 1,000 shares

Expires 2022-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:45 UTC SaleCommon Stock 1,000 $280.11 $280,110.00
Disclosure

SEC source: 0001127602-19-004108 · form4.xml · nonDerivative · entry 2

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,256

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:45 UTC Exercise / conversionCommon Stock 1,000 $51.17 $51,170.00
Disclosure

SEC source: 0001127602-19-004108 · form4.xml · nonDerivative · entry 1

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:44 UTC
Dadswell CharlesSVP & General Counsel
SaleCommon Stock 124 $280.11 $34,733.64
Disclosure

SEC source: 0001127602-19-004107 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,879

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:27 UTC SaleCommon Stock 3,300 $303.53 $1,001,649.00
Disclosure

SEC source: 0001127602-19-002736 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,979

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 21:38 UTC
Hampton Malcolm GarretSVP Clinical Genomics Group
Tax withholdingCommon Stock 327 $305.24 $99,813.48
Disclosure

SEC source: 0001127602-19-001880 · form4.xml · nonDerivative · entry 1

Hampton Malcolm Garret · CIK 0001698265 · SVP Clinical Genomics Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,774

Read SEC document
January 09, 2019 Filed Jan 11, 2019 21:35 UTC SaleCommon Stock 3,300 $296.20 $977,460.00
Disclosure

SEC source: 0001127602-19-001879 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,279

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:32 UTC
Hoyt Aimee LSVP, Chief People Officer
Tax withholdingCommon Stock 158 $293.75 $46,412.50
Disclosure

SEC source: 0001127602-19-001779 · form4.xml · nonDerivative · entry 1

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595

Read SEC document
January 07, 2019 Filed Jan 8, 2019 22:17 UTC
SAMAD SAMSVP and CFO
Tax withholdingCommon Stock 213 $307.89 $65,580.57
Disclosure

SEC source: 0001127602-19-001641 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,612

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:05 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $51.17 $0.00
Disclosure

SEC source: 0001127602-19-001365 · form4.xml · derivative · entry 4

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 1,000 shares

Expires 2022-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:05 UTC SaleCommon Stock 1,000 $294.71 $294,710.00
Disclosure

SEC source: 0001127602-19-001365 · form4.xml · nonDerivative · entry 3

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,256

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:05 UTC Exercise / conversionCommon Stock 1,000 $51.17 $51,170.00
Disclosure

SEC source: 0001127602-19-001365 · form4.xml · nonDerivative · entry 2

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:01 UTC
Dadswell CharlesSr VP & General Counsel
SaleCommon Stock 124 $294.71 $36,544.04
Disclosure

SEC source: 0001127602-19-001352 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,003

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $71.09 $0.00
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · derivative · entry 18

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 4,000 shares

Expires 2023-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC SaleCommon Stock 100 $296.78 $29,677.56
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 17

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,838

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F13 · price: Weighted average sale price representing 100 shares sold ranging from $296.64 to $297.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC SaleCommon Stock 117 $295.93 $34,623.92
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 16

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,938

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F12 · price: Weighted average sale price representing 117 shares sold ranging from $295.56 to $296.18 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC SaleCommon Stock 232 $294.73 $68,377.94
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 15

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,055

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F11 · price: Weighted average sale price representing 232 shares sold ranging from $294.20 to $295.08 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC SaleCommon Stock 350 $293.59 $102,754.75
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 14

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,287

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F10 · price: Weighted average sale price representing 350 shares sold ranging from $293.02 to $294.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC SaleCommon Stock 134 $292.27 $39,163.55
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 13

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,637

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F9 · price: Weighted average sale price representing 134 shares sold ranging from $292.02 to $292.77 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC SaleCommon Stock 67 $291.02 $19,498.28
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 12

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,771

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F8 · price: Weighted average sale price representing 67 shares sold ranging from $290.63 to $291.42 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.\

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC SaleCommon Stock 466 $296.57 $138,201.34
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 11

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,838

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F7 · price: Weighted average sale price representing 466 shares sold ranging from $296.18 to $297.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC SaleCommon Stock 365 $295.72 $107,937.98
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 10

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,304

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 365 shares sold ranging from $295.17 to $296.10 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC SaleCommon Stock 1,068 $294.75 $314,791.08
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 9

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,669

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 1,068 shares sold ranging from $294.17 to $295.08 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC SaleCommon Stock 1,202 $293.63 $352,940.74
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 8

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,737

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 1,202 shares sold ranging from $293.02 to $294.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC SaleCommon Stock 566 $292.41 $165,501.46
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 7

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,939

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 566 shares sold ranging from $292.02 to $293.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC SaleCommon Stock 333 $291.03 $96,912.72
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 6

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,505

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 333 shares sold ranging from $290.63 to $291.42 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:03 UTC Exercise / conversionCommon Stock 4,000 $71.09 $284,360.00
Disclosure

SEC source: 0001127602-19-001359 · form4.xml · nonDerivative · entry 5

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:04 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 200 $296.05 $59,210.00
Disclosure

SEC source: 0001127602-19-001361 · form4.xml · nonDerivative · entry 5

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,104

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 200 shares sold ranging from $295.81 to $296.28 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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January 02, 2019 Filed Jan 4, 2019 22:04 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 600 $294.93 $176,958.00
Disclosure

SEC source: 0001127602-19-001361 · form4.xml · nonDerivative · entry 4

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,304

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 600 shares sold ranging from $294.41 to $295.33 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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January 02, 2019 Filed Jan 4, 2019 22:04 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 700 $293.77 $205,639.00
Disclosure

SEC source: 0001127602-19-001361 · form4.xml · nonDerivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,904

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 700 shares sold ranging from $293.33 to $294.19 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:04 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 800 $292.68 $234,144.00
Disclosure

SEC source: 0001127602-19-001361 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,604

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 800 shares sold ranging from $292.28 to $293.27 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:04 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 700 $291.49 $204,043.00
Disclosure

SEC source: 0001127602-19-001361 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,404

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 700 shares sold ranging from $290.93 to $291.91 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 22:05 UTC GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001365 · form4.xml · nonDerivative · entry 1

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,256

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December 27, 2018 Filed Feb 12, 2019 22:33 UTC
Stapley MarcEVP Strategy & Corp Developmt
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005451 · form5.xml · nonDerivative · entry 2

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,238

Read SEC document
December 27, 2018 Filed Feb 12, 2019 22:33 UTC
Stapley MarcEVP Strategy & Corp Developmt
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005451 · form5.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 300

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.