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Nasdaq · USD

ILMN

ILLUMINA, INC.

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Tapewire entity
3137
SEC CIK
0001110803
Parsed reports
898

Last 12 months

Inside the activity.

2 purchase rows · 112 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 2026026
Jun 2026013
Jul 202601
Aug 2026056
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 3, 2019 21:25 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 700 $316.94 $221,858.00
Disclosure

SEC source: 0001127602-19-014719 · form4.xml · nonDerivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,046

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 700 shares sold ranging from $316.43 to $317.33 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:25 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 900 $315.88 $284,292.00
Disclosure

SEC source: 0001127602-19-014719 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,746

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 900 shares sold ranging from $315.43 to $316.39 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:25 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 1,100 $314.86 $346,346.00
Disclosure

SEC source: 0001127602-19-014719 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,646

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 1,100 shares sold ranging from $314.41 to $315.39 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:22 UTC
Dadswell CharlesSVP & General Counsel
SaleCommon Stock 124 $314.45 $38,991.80
Disclosure

SEC source: 0001127602-19-014714 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,210

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 27, 2019 Filed Mar 29, 2019 20:01 UTC SaleCommon Stock 3,300 $306.93 $1,012,869.00
Disclosure

SEC source: 0001127602-19-013592 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,968

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 13, 2019 Filed Mar 29, 2019 20:01 UTC SaleCommon Stock 3,300 $306.50 $1,011,450.00
Disclosure

SEC source: 0001127602-19-013592 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,268

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:58 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 100 $318.00 $31,800.00
Disclosure

SEC source: 0001127602-19-009966 · form4.xml · nonDerivative · entry 4

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,746

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:58 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 1,500 $317.28 $475,920.00
Disclosure

SEC source: 0001127602-19-009966 · form4.xml · nonDerivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,846

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 1,500 shares sold ranging from $316.92 to $317.84 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:58 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 1,000 $316.13 $316,130.00
Disclosure

SEC source: 0001127602-19-009966 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,346

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 1,000 shares sold ranging from $315.60 to $316.59 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:58 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 400 $314.17 $125,668.00
Disclosure

SEC source: 0001127602-19-009966 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,346

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 400 shares sold ranging from $313.93 to $314.64 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:57 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $51.17 $0.00
Disclosure

SEC source: 0001127602-19-009963 · form4.xml · derivative · entry 3

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 1,000 shares

Expires 2022-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:57 UTC SaleCommon Stock 1,000 $313.93 $313,930.00
Disclosure

SEC source: 0001127602-19-009963 · form4.xml · nonDerivative · entry 2

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,256

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:57 UTC Exercise / conversionCommon Stock 1,000 $51.17 $51,170.00
Disclosure

SEC source: 0001127602-19-009963 · form4.xml · nonDerivative · entry 1

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:56 UTC
Dadswell CharlesSVP & General Counsel
SaleCommon Stock 1,220 $313.93 $382,994.60
Disclosure

SEC source: 0001127602-19-009961 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · balance_after: Since the date of the last ownership report, 403 shares of Illumina common stock have been transferred pursuant to a domestic relations order. The reporting person no longer reports as the beneficial owner of these securities.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:23 UTC SaleCommon Stock 3,300 $300.00 $990,000.00
Disclosure

SEC source: 0001127602-19-009270 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,568

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:30 UTC
Hoyt Aimee LSVP, Chief People Officer
SaleCommon Stock 298 $304.63 $90,779.74
Disclosure

SEC source: 0001127602-19-008982 · form4.xml · nonDerivative · entry 1

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,297

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 00:02 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
SaleCommon Stock 114 $295.18 $33,650.52
Disclosure

SEC source: 0001127602-19-006971 · form4.xml · nonDerivative · entry 2

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,420

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 114 shares sold ranging from $295.14 to $295.22 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 00:02 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
SaleCommon Stock 1,146 $294.56 $337,565.76
Disclosure

SEC source: 0001127602-19-006971 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,534

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 1,146 shares sold ranging from $294.02 to $295.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:21 UTC SaleCommon Stock 3,300 $293.66 $969,078.00
Disclosure

SEC source: 0001127602-19-005997 · form4.xml · nonDerivative · entry 4

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,868

F3 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · balance_after: Balance includes 62 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:36 UTC
Van Oene MarkSVP Chief Commercial Officer
Exercise / conversionPerformance Shares · Derivative 2,752 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006011 · form4.xml · derivative · entry 8

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,752 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F3 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F3 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:36 UTC
Van Oene MarkSVP Chief Commercial Officer
Exercise / conversionPerformance Shares · Derivative 2,887 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006011 · form4.xml · derivative · entry 7

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,887 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:36 UTC
Van Oene MarkSVP Chief Commercial Officer
Tax withholdingCommon Stock 1,163 $292.20 $339,828.60
Disclosure

SEC source: 0001127602-19-006011 · form4.xml · nonDerivative · entry 6

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,834

F5 · balance_after: Balance includes 108 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:36 UTC
Van Oene MarkSVP Chief Commercial Officer
GrantCommon Stock 578 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006011 · form4.xml · nonDerivative · entry 5

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,997

F4 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:36 UTC
Van Oene MarkSVP Chief Commercial Officer
Exercise / conversionCommon Stock 2,752 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006011 · form4.xml · nonDerivative · entry 4

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:36 UTC
Van Oene MarkSVP Chief Commercial Officer
Tax withholdingCommon Stock 1,719 $292.20 $502,291.80
Disclosure

SEC source: 0001127602-19-006011 · form4.xml · nonDerivative · entry 3

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,667

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:36 UTC
Van Oene MarkSVP Chief Commercial Officer
GrantCommon Stock 607 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006011 · form4.xml · nonDerivative · entry 2

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,386

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:36 UTC
Van Oene MarkSVP Chief Commercial Officer
Exercise / conversionCommon Stock 2,887 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006011 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:34 UTC Exercise / conversionPerformance Shares · Derivative 4,623 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006010 · form4.xml · derivative · entry 8

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,623 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 27, 2016.

F3 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 27, 2016.

F3 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 27, 2016.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:34 UTC Exercise / conversionPerformance Shares · Derivative 5,159 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006010 · form4.xml · derivative · entry 7

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,159 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:34 UTC Tax withholdingCommon Stock 2,774 $292.20 $810,562.80
Disclosure

SEC source: 0001127602-19-006010 · form4.xml · nonDerivative · entry 6

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,414

F5 · balance_after: Balance includes 109 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:34 UTC GrantCommon Stock 971 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006010 · form4.xml · nonDerivative · entry 5

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,188

F4 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 27, 2016.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:34 UTC Exercise / conversionCommon Stock 4,623 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006010 · form4.xml · nonDerivative · entry 4

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 27, 2016.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:34 UTC Tax withholdingCommon Stock 2,593 $292.20 $757,674.60
Disclosure

SEC source: 0001127602-19-006010 · form4.xml · nonDerivative · entry 3

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,594

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:34 UTC GrantCommon Stock 1,084 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006010 · form4.xml · nonDerivative · entry 2

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,187

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:34 UTC Exercise / conversionCommon Stock 5,159 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006010 · form4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:32 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
Exercise / conversionPerformance Shares · Derivative 4,540 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006007 · form4.xml · derivative · entry 4

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,540 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:32 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
Tax withholdingCommon Stock 2,222 $292.20 $649,268.40
Disclosure

SEC source: 0001127602-19-006007 · form4.xml · nonDerivative · entry 3

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,048

F3 · balance_after: Balance includes 58 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:32 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
GrantCommon Stock 954 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006007 · form4.xml · nonDerivative · entry 2

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,270

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:32 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
Exercise / conversionCommon Stock 4,540 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006007 · form4.xml · nonDerivative · entry 1

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:23 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
Exercise / conversionPerformance Shares · Derivative 9,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005998 · form4.xml · derivative · entry 4

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,492 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

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February 12, 2019 Filed Feb 14, 2019 21:23 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
Tax withholdingCommon Stock 5,189 $292.20 $1,516,225.80
Disclosure

SEC source: 0001127602-19-005998 · form4.xml · nonDerivative · entry 3

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,680

F3 · balance_after: Balance includes 109 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:23 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
GrantCommon Stock 1,994 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005998 · form4.xml · nonDerivative · entry 2

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,869

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:23 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
Exercise / conversionCommon Stock 9,492 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005998 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:21 UTC Exercise / conversionPerformance Shares · Derivative 28,888 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005997 · form4.xml · derivative · entry 6

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,888 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:21 UTC Tax withholdingCommon Stock 16,828 $292.20 $4,917,141.60
Disclosure

SEC source: 0001127602-19-005997 · form4.xml · nonDerivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,168

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:21 UTC GrantCommon Stock 6,067 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005997 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,996

F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:21 UTC Exercise / conversionCommon Stock 28,888 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005997 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:17 UTC
deSouza Francis ADirector · President and CEO
Exercise / conversionPerformance Shares · Derivative 8,113 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005995 · form4.xml · derivative · entry 8

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,113 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 5, 2016.

F3 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 5, 2016.

F3 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 5, 2016.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:17 UTC
deSouza Francis ADirector · President and CEO
Exercise / conversionPerformance Shares · Derivative 16,508 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005995 · form4.xml · derivative · entry 7

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,508 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:17 UTC
deSouza Francis ADirector · President and CEO
Tax withholdingCommon Stock 4,868 $292.20 $1,422,429.60
Disclosure

SEC source: 0001127602-19-005995 · form4.xml · nonDerivative · entry 6

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,746

F5 · balance_after: Balance includes 108 shares acquired through Employee Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.