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Nasdaq · USD

ILMN

ILLUMINA, INC.

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3137
SEC CIK
0001110803
Parsed reports
898

Last 12 months

Inside the activity.

2 purchase rows · 112 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 2026026
Jun 2026013
Jul 202601
Aug 2026056
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2020 Filed May 28, 2020 21:56 UTC GrantCommon Stock 963 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018074 · form4.xml · nonDerivative · entry 1

ARNOLD FRANCES · CIK 0001665419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,917

F1 · security: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

Read SEC document
May 26, 2020 Filed May 28, 2020 22:20 UTC
SAMAD SAMSVP and CFO
SaleCommon Stock 1,356 $360.00 $488,160.00
Disclosure

SEC source: 0001127602-20-018090 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,879

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:59 UTC Tax withholdingCommon Stock 519 $354.41 $183,938.79
Disclosure

SEC source: 0001127602-20-018075 · form4.xml · nonDerivative · entry 1

DORSA CAROLINE · CIK 0001181174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,042

Read SEC document
May 20, 2020 Filed May 21, 2020 20:51 UTC
TOUSI SUSAN HSVP Product Development
SaleCommon Stock 300 $350.00 $105,000.00
Disclosure

SEC source: 0001127602-20-017566 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,754

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
May 19, 2020 Filed May 20, 2020 22:48 UTC SaleCommon Stock 4,000 $342.34 $1,369,360.00
Disclosure

SEC source: 0001127602-20-017421 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,970

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
May 18, 2020 Filed May 20, 2020 22:50 UTC
SAMAD SAMSVP and CFO
SaleCommon Stock 1,357 $340.00 $461,380.00
Disclosure

SEC source: 0001127602-20-017422 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,235

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
May 12, 2020 Filed May 13, 2020 22:08 UTC
TOUSI SUSAN HSVP Product Development
SaleCommon Stock 600 $325.00 $195,000.00
Disclosure

SEC source: 0001127602-20-016472 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,054

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:04 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
SaleCommon Stock 2,140 $315.13 $674,369.43
Disclosure

SEC source: 0001127602-20-016467 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,172

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
May 11, 2020 Filed May 13, 2020 21:57 UTC SaleCommon Stock 1,503 $309.11 $464,592.33
Disclosure

SEC source: 0001127602-20-016461 · form4.xml · nonDerivative · entry 1

ARNOLD FRANCES · CIK 0001665419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,954

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:57 UTC SaleCommon Stock 3,000 $310.37 $931,110.00
Disclosure

SEC source: 0001127602-20-015822 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,970

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:01 UTC
Van Oene MarkSVP Chief Commercial Officer
SaleCommon Stock 100 $316.86 $31,685.60
Disclosure

SEC source: 0001127602-20-015514 · form4.xml · nonDerivative · entry 2

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,130

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 100 shares sold ranging from $316.82 to $316.86 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:01 UTC
Van Oene MarkSVP Chief Commercial Officer
SaleCommon Stock 525 $316.82 $166,330.50
Disclosure

SEC source: 0001127602-20-015514 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,230

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 525 shares sold ranging from $315.27 to $315.715 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:35 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 186 $316.68 $58,902.48
Disclosure

SEC source: 0001127602-20-015506 · form4.xml · nonDerivative · entry 10

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,158

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F11 · price: Weighted average sale price representing 186 shares sold ranging from $316.16 to $317.16 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:35 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 134 $315.69 $42,302.46
Disclosure

SEC source: 0001127602-20-015506 · form4.xml · nonDerivative · entry 9

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,344

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F10 · price: Weighted average sale price representing 134 shares sold ranging from $315.12 to $315.98 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:35 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 99 $313.87 $31,073.13
Disclosure

SEC source: 0001127602-20-015506 · form4.xml · nonDerivative · entry 8

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,478

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F9 · price: Weighted average sale price representing 99 shares sold ranging from $313.79 to $313.94 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:35 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 232 $311.88 $72,356.16
Disclosure

SEC source: 0001127602-20-015506 · form4.xml · nonDerivative · entry 7

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,577

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F8 · price: Weighted average sale price representing 232 shares sold ranging from $311.43 to $312.29 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:35 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 89 $310.57 $27,640.73
Disclosure

SEC source: 0001127602-20-015506 · form4.xml · nonDerivative · entry 6

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,809

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F7 · price: Weighted average sale price representing 89 shares sold ranging from $310.42 to $310.78 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:35 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 100 $309.60 $30,960.00
Disclosure

SEC source: 0001127602-20-015506 · form4.xml · nonDerivative · entry 5

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,898

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 100 shares sold ranging from $309.22 to $309.94 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:35 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 200 $308.40 $61,680.00
Disclosure

SEC source: 0001127602-20-015506 · form4.xml · nonDerivative · entry 4

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,998

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 200 shares sold ranging from $308.21 to $308.70 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:35 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 495 $307.35 $152,138.25
Disclosure

SEC source: 0001127602-20-015506 · form4.xml · nonDerivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,198

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 495 shares sold ranging from $307.12 to $307.81 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:35 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 1,276 $306.46 $391,042.96
Disclosure

SEC source: 0001127602-20-015506 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,693

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 1,276 shares sold ranging from $305.98 to $306.98 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:35 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 189 $305.41 $57,722.49
Disclosure

SEC source: 0001127602-20-015506 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,969

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 189 shares sold ranging from $304.87 to $305.67 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:22 UTC
Dadswell CharlesSVP & General Counsel
SaleCommon Stock 121 $317.16 $38,376.36
Disclosure

SEC source: 0001127602-20-015502 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,841

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
April 21, 2020 Filed Apr 22, 2020 20:52 UTC SaleCommon Stock 3,000 $310.77 $932,310.00
Disclosure

SEC source: 0001127602-20-014313 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,970

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 20:54 UTC
SAMAD SAMSVP and CFO
SaleCommon Stock 1,356 $320.02 $433,947.12
Disclosure

SEC source: 0001127602-20-014314 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 1,356 shares sold ranging from $320.00 to $320.11 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
April 16, 2020 Filed Apr 20, 2020 21:41 UTC
SAMAD SAMSVP and CFO
SaleCommon Stock 1,697 $300.00 $509,100.00
Disclosure

SEC source: 0001127602-20-014143 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,948

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
April 16, 2020 Filed Apr 20, 2020 21:39 UTC
Febbo Phillip G.SVP Chief Medical Officer
SaleCommon Stock 173 $300.00 $51,900.00
Disclosure

SEC source: 0001127602-20-014142 · form4.xml · nonDerivative · entry 1

Febbo Phillip G. · CIK 0001649245 · SVP Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,490

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
April 16, 2020 Filed Apr 20, 2020 21:37 UTC
Van Oene MarkSVP Chief Commercial Officer
SaleCommon Stock 1,250 $300.22 $375,275.00
Disclosure

SEC source: 0001127602-20-014141 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,755

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 1,250 shares sold ranging from $300.00 to $300.32 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 20:25 UTC
SAMAD SAMSVP and CFO
SaleCommon Stock 249 $292.54 $72,842.46
Disclosure

SEC source: 0001127602-20-013857 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,645

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 21:37 UTC SaleCommon Stock 2,000 $284.63 $569,260.00
Disclosure

SEC source: 0001127602-20-013508 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,970

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:26 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 3,000 $275.00 $825,000.00
Disclosure

SEC source: 0001127602-20-013390 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,158

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 3,000 shares sold ranging from $275.00 to $275.02 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
April 05, 2020 Filed Apr 7, 2020 20:32 UTC
Febbo Phillip G.SVP Chief Medical Officer
Tax withholdingCommon Stock 92 $278.01 $25,576.92
Disclosure

SEC source: 0001127602-20-013391 · form4.xml · nonDerivative · entry 1

Febbo Phillip G. · CIK 0001649245 · SVP Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,663

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:38 UTC
Dadswell CharlesSVP & General Counsel
SaleCommon Stock 121 $265.92 $32,176.32
Disclosure

SEC source: 0001127602-20-013162 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,962

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 21:14 UTC
Hoyt Aimee LSVP, Chief People Officer
SaleCommon Stock 417 $273.95 $114,237.15
Disclosure

SEC source: 0001127602-20-009976 · form4.xml · nonDerivative · entry 1

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,689

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 21:31 UTC SaleCommon Stock 2,000 $277.40 $554,800.00
Disclosure

SEC source: 0001127602-20-009412 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,970

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:36 UTC
deSouza Francis ADirector · President and CEO
SaleCommon Stock 3,000 $275.00 $825,000.00
Disclosure

SEC source: 0001127602-20-009429 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,158

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:33 UTC
Dadswell CharlesSVP & General Counsel
SaleCommon Stock 1,686 $268.02 $451,881.72
Disclosure

SEC source: 0001127602-20-009423 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,083

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:04 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
SaleCommon Stock 1,199 $299.25 $358,800.75
Disclosure

SEC source: 0001127602-20-006721 · form4.xml · nonDerivative · entry 2

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,312

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 1,199 shares sold ranging from $298.98 to $299.77 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:04 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
SaleCommon Stock 601 $298.10 $179,158.10
Disclosure

SEC source: 0001127602-20-006721 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,511

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 601 shares sold ranging from $297.49 to $298.45 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 18, 2020 Filed Apr 8, 2020 21:37 UTC SaleCommon Stock 3,000 $299.00 $897,000.00
Disclosure

SEC source: 0001127602-20-013508 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,970

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:06 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
Exercise / conversionPerformance Shares · Derivative 9,969 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005387 · form4.xml · derivative · entry 4

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,969 shares

Expires 2019-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:06 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
Tax withholdingCommon Stock 6,920 $296.00 $2,048,320.00
Disclosure

SEC source: 0001127602-20-005387 · form4.xml · nonDerivative · entry 3

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,056

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:06 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
Exercise / conversionCommon Stock 9,969 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005387 · form4.xml · nonDerivative · entry 2

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:06 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
GrantCommon Stock 4,985 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005387 · form4.xml · nonDerivative · entry 1

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,007

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:15 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
Exercise / conversionPerformance Shares · Derivative 1,001 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005394 · form4.xml · derivative · entry 4

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,001 shares

Expires 2019-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Nov. 14, 2017.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Nov. 14, 2017.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Nov. 14, 2017.

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February 11, 2020 Filed Feb 14, 2020 01:15 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
Tax withholdingCommon Stock 536 $296.00 $158,656.00
Disclosure

SEC source: 0001127602-20-005394 · form4.xml · nonDerivative · entry 3

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,206

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:15 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
Exercise / conversionCommon Stock 1,001 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005394 · form4.xml · nonDerivative · entry 2

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Nov. 14, 2017.

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February 11, 2020 Filed Feb 14, 2020 01:15 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
GrantCommon Stock 501 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005394 · form4.xml · nonDerivative · entry 1

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,741

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Nov. 14, 2017.

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February 11, 2020 Filed Feb 14, 2020 01:12 UTC
Van Oene MarkSVP Chief Commercial Officer
Exercise / conversionPerformance Shares · Derivative 3,431 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005393 · form4.xml · derivative · entry 8

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,431 shares

Expires 2019-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on May 22, 2017.

F4 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on May 22, 2017.

F4 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on May 22, 2017.

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February 11, 2020 Filed Feb 14, 2020 01:12 UTC
Van Oene MarkSVP Chief Commercial Officer
Exercise / conversionPerformance Shares · Derivative 8,210 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005393 · form4.xml · derivative · entry 7

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,431

Underlying: Common Stock · 8,210 shares

Expires 2019-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.