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Nasdaq · USD

ILMN

ILLUMINA, INC.

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3137
SEC CIK
0001110803
Parsed reports
898

Last 12 months

Inside the activity.

2 purchase rows · 112 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 2026026
Jun 2026013
Jul 202601
Aug 2026056
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 05, 2021 Filed Sep 8, 2021 23:36 UTC
Hoyt Aimee LSVP, Chief People Officer
SaleCommon Stock 1,000 $386.03 $386,030.00
Disclosure

SEC source: 0001127602-21-025043 · form4.xml · nonDerivative · entry 1

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,111

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 20:41 UTC
Dadswell CharlesSVP & General Counsel
SaleCommon Stock 314 $416.24 $130,699.36
Disclosure

SEC source: 0001127602-21-011925 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,832

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:20 UTC SaleCommon Stock 4,000 $421.06 $1,684,240.00
Disclosure

SEC source: 0001127602-21-011480 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:29 UTC
TOUSI SUSAN HSVP Product Development
SaleCommon Stock 800 $402.24 $321,792.00
Disclosure

SEC source: 0001127602-21-009917 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,943

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:04 UTC SaleCommon Stock 4,000 $444.61 $1,778,440.00
Disclosure

SEC source: 0001127602-21-009435 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,933

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:11 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
SaleCommon Stock 666 $486.75 $324,175.50
Disclosure

SEC source: 0001127602-21-007081 · form4.xml · nonDerivative · entry 1

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,538

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:52 UTC
TOUSI SUSAN HSVP Product Development
Exercise / conversionPerformance Shares · Derivative 6,306 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006525 · form4.xml · derivative · entry 4

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,306 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:52 UTC
TOUSI SUSAN HSVP Product Development
Tax withholdingCommon Stock 3,178 $494.24 $1,570,694.72
Disclosure

SEC source: 0001127602-21-006525 · form4.xml · nonDerivative · entry 3

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,743

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:52 UTC
TOUSI SUSAN HSVP Product Development
Exercise / conversionCommon Stock 6,306 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006525 · form4.xml · nonDerivative · entry 2

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:52 UTC
TOUSI SUSAN HSVP Product Development
GrantCommon Stock 694 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006525 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,615

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 111% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:51 UTC
SAMAD SAMSVP and CFO
Exercise / conversionPerformance Shares · Derivative 4,379 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006524 · form4.xml · derivative · entry 4

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,379 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:51 UTC
SAMAD SAMSVP and CFO
Tax withholdingCommon Stock 2,170 $494.24 $1,072,500.80
Disclosure

SEC source: 0001127602-21-006524 · form4.xml · nonDerivative · entry 3

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,185

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:51 UTC
SAMAD SAMSVP and CFO
Exercise / conversionCommon Stock 4,379 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006524 · form4.xml · nonDerivative · entry 2

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:51 UTC
SAMAD SAMSVP and CFO
GrantCommon Stock 482 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006524 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,976

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 111% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:49 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
Exercise / conversionPerformance Shares · Derivative 6,306 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006523 · form4.xml · derivative · entry 4

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,306 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:49 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
Tax withholdingCommon Stock 3,178 $494.24 $1,570,694.72
Disclosure

SEC source: 0001127602-21-006523 · form4.xml · nonDerivative · entry 3

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,617

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:49 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
Exercise / conversionCommon Stock 6,306 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006523 · form4.xml · nonDerivative · entry 2

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:49 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
GrantCommon Stock 694 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006523 · form4.xml · nonDerivative · entry 1

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,489

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 111% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:47 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
Exercise / conversionPerformance Shares · Derivative 935 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006520 · form4.xml · derivative · entry 4

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 935 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:47 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
Tax withholdingCommon Stock 372 $494.24 $183,857.28
Disclosure

SEC source: 0001127602-21-006520 · form4.xml · nonDerivative · entry 3

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:47 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
Exercise / conversionCommon Stock 935 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006520 · form4.xml · nonDerivative · entry 2

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:47 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
GrantCommon Stock 103 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006520 · form4.xml · nonDerivative · entry 1

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,641

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 111% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:45 UTC
Hoyt Aimee LSVP, Chief People Officer
Exercise / conversionPerformance Shares · Derivative 4,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006517 · form4.xml · derivative · entry 4

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,625 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:45 UTC
Hoyt Aimee LSVP, Chief People Officer
Tax withholdingCommon Stock 1,762 $494.24 $870,850.88
Disclosure

SEC source: 0001127602-21-006517 · form4.xml · nonDerivative · entry 3

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,111

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:45 UTC
Hoyt Aimee LSVP, Chief People Officer
Exercise / conversionCommon Stock 4,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006517 · form4.xml · nonDerivative · entry 2

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:45 UTC
Hoyt Aimee LSVP, Chief People Officer
GrantCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006517 · form4.xml · nonDerivative · entry 1

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,248

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 111% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:44 UTC
Febbo Phillip G.SVP Chief Medical Officer
Exercise / conversionPerformance Shares · Derivative 3,173 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006514 · form4.xml · derivative · entry 4

Febbo Phillip G. · CIK 0001649245 · SVP Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,173 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:44 UTC
Febbo Phillip G.SVP Chief Medical Officer
Tax withholdingCommon Stock 1,454 $494.24 $718,624.96
Disclosure

SEC source: 0001127602-21-006514 · form4.xml · nonDerivative · entry 3

Febbo Phillip G. · CIK 0001649245 · SVP Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,592

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:44 UTC
Febbo Phillip G.SVP Chief Medical Officer
Exercise / conversionCommon Stock 3,173 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006514 · form4.xml · nonDerivative · entry 2

Febbo Phillip G. · CIK 0001649245 · SVP Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:44 UTC
Febbo Phillip G.SVP Chief Medical Officer
GrantCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006514 · form4.xml · nonDerivative · entry 1

Febbo Phillip G. · CIK 0001649245 · SVP Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,873

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 111% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:42 UTC
deSouza Francis ADirector · President and CEO
Exercise / conversionPerformance Shares · Derivative 24,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006511 · form4.xml · derivative · entry 4

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,521 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:42 UTC
deSouza Francis ADirector · President and CEO
Tax withholdingCommon Stock 13,194 $494.24 $6,521,002.56
Disclosure

SEC source: 0001127602-21-006511 · form4.xml · nonDerivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,740

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:42 UTC
deSouza Francis ADirector · President and CEO
Exercise / conversionCommon Stock 24,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006511 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:42 UTC
deSouza Francis ADirector · President and CEO
GrantCommon Stock 2,698 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006511 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,413

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 111% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:41 UTC
Dadswell CharlesSVP & General Counsel
Exercise / conversionPerformance Shares · Derivative 3,503 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006507 · form4.xml · derivative · entry 4

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,503 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:41 UTC
Dadswell CharlesSVP & General Counsel
Tax withholdingCommon Stock 1,635 $494.24 $808,082.40
Disclosure

SEC source: 0001127602-21-006507 · form4.xml · nonDerivative · entry 3

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,146

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:41 UTC
Dadswell CharlesSVP & General Counsel
Exercise / conversionCommon Stock 3,503 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006507 · form4.xml · nonDerivative · entry 2

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:41 UTC
Dadswell CharlesSVP & General Counsel
GrantCommon Stock 386 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006507 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,278

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 111% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:08 UTC SaleCommon Stock 250 $494.67 $123,666.25
Disclosure

SEC source: 0001127602-21-006557 · form4.xml · nonDerivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughters

Disclosed balance after: 3,500

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February 16, 2021 Filed Feb 19, 2021 00:08 UTC SaleCommon Stock 250 $495.51 $123,876.30
Disclosure

SEC source: 0001127602-21-006557 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughters

Disclosed balance after: 3,750

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February 16, 2021 Filed Feb 19, 2021 00:08 UTC SaleCommon Stock 4,000 $505.26 $2,021,040.00
Disclosure

SEC source: 0001127602-21-006557 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,933

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

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February 10, 2021 Filed Feb 11, 2021 23:59 UTC
deSouza Francis ADirector · President and CEO
GrantPerformance Shares · Derivative 18,334 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005289 · form4.xml · derivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,334

Underlying: Common Stock · 18,334 shares

Expires 2023-12-31

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

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February 10, 2021 Filed Feb 11, 2021 23:59 UTC
deSouza Francis ADirector · President and CEO
GrantCommon Stock 6,112 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005289 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,715

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2021, November 5, 2022, November 5, 2023, and November 5, 2024, subject to awardee's continuing status as a service provider on such dates.

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February 09, 2021 Filed Feb 11, 2021 23:58 UTC
TOUSI SUSAN HSVP Product Development
GrantPerformance Shares · Derivative 6,623 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005288 · form4.xml · derivative · entry 2

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,623

Underlying: Common Stock · 6,623 shares

Expires 2023-12-31

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

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February 09, 2021 Filed Feb 11, 2021 23:58 UTC
TOUSI SUSAN HSVP Product Development
GrantCommon Stock 2,208 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005288 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,921

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2021, November 5, 2022, November 5, 2023, and November 5, 2024, subject to awardee's continuing status as a service provider on such dates.

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February 09, 2021 Filed Feb 11, 2021 23:56 UTC
SAMAD SAMSVP and CFO
GrantPerformance Shares · Derivative 4,140 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005287 · form4.xml · derivative · entry 2

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,140

Underlying: Common Stock · 4,140 shares

Expires 2023-12-31

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

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February 09, 2021 Filed Feb 11, 2021 23:56 UTC
SAMAD SAMSVP and CFO
GrantCommon Stock 1,380 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005287 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,494

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2021, November 5, 2022, November 5, 2023, and November 5, 2024, subject to awardee's continuing status as a service provider on such dates.

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February 09, 2021 Filed Feb 11, 2021 23:54 UTC
Reeves Kathryne GambrellSVP, Chief Marketing Officer
GrantPerformance Shares · Derivative 4,140 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005286 · form4.xml · derivative · entry 2

Reeves Kathryne Gambrell · CIK 0001824170 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,140

Underlying: Common Stock · 4,140 shares

Expires 2023-12-31

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

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February 09, 2021 Filed Feb 11, 2021 23:54 UTC
Reeves Kathryne GambrellSVP, Chief Marketing Officer
GrantCommon Stock 1,380 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005286 · form4.xml · nonDerivative · entry 1

Reeves Kathryne Gambrell · CIK 0001824170 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,567

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2021, November 5, 2022, November 5, 2023, and November 5, 2024, subject to awardee's continuing status as a service provider on such dates.

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February 09, 2021 Filed Feb 11, 2021 23:47 UTC
Hoyt Aimee LSVP, Chief People Officer
GrantPerformance Shares · Derivative 4,140 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005284 · form4.xml · derivative · entry 2

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,140

Underlying: Common Stock · 4,140 shares

Expires 2023-12-31

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.